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Effect of Psychosocial Interventions On Social Functioning in Depression and Schizophrenia: Meta-Analysis
Effect of Psychosocial Interventions On Social Functioning in Depression and Schizophrenia: Meta-Analysis
Review article
Background
Psychosocial interventions may contribute to reducing the functioning (standardised mean difference (SMD) = 0.46, 95%
burden of mental disorders in low- and middle-income (LAMI) CI 0.24–0.69, n = 4009) and ten schizophrenia trials showed
countries by improving social functioning, but the evidence a large positive effect on social functioning (SMD = 0.84,
has not been systematically reviewed. 95% CI 0.49–1.19, n = 1671), although seven of these trials
were of low quality. Excluding these did not substantially
Aims affect the size or direction of effect, although the precision
Systematic review and meta-analysis of the effect of of the estimate was substantially reduced (SMD = 0.89,
psychosocial interventions on social functioning in people 95% CI 0.05–1.72, n = 863).
with depression and schizophrenia in LAMI countries.
Conclusions
Method Psychosocial interventions delivered in out-patient and
Studies were identified through database searching up to primary care settings are effective at improving social
March 2011. Randomised controlled trials were included if functioning in people with depression and should be
they compared the intervention group with a control group incorporated into efforts to scale up services. For
receiving placebo or treatment as usual. Random effects schizophrenia there is an absence of evidence from
meta-analyses were performed separately for depressive high-quality trials and the generalisabilty of the findings
disorders and schizophrenia and for each intervention type. is limited by the over-representation of trials conducted in
populations of hospital patients in China. More high-quality
Results trials of psychosocial interventions for schizophrenia
Of the studies that met the inclusion criteria (n = 24), 21 had delivered in out-patient settings are needed.
sufficient data to include in the meta-analysis. Eleven
depression trials showed good evidence for a moderate Declaration of interest
positive effect of psychosocial interventions on social None.
Depression and schizophrenia cause severe impairments in social included all RCTs that assessed the effect of psychosocial
functioning and rank among the leading mental health causes of interventions on the social functioning of people living with
the global burden of disease.1,2 Impairment of social functioning, depressive disorders or schizophrenia in LAMI countries.
defined as ‘an individual’s ability to perform and fulfil normal Psychosocial interventions were defined broadly as any non-
social roles’,3 is a major reason for the high levels of stigma and pharmacological or physical intervention,9 and comprised
disability associated with these mental disorders. Although there structured psychotherapies such as cognitive–behavioural therapy
have been numerous reviews of the clinical effectiveness of (CBT); psychosocial interventions such as social skills training;
interventions for mental disorders,4–7 the effect of psychosocial alternative therapies including exercise and art therapy; and
interventions on social functioning has not been reviewed. Only collaborative care stepped-care interventions that combine a series
17 of the 62 Cochrane reviews of psychosocial interventions to of different interventions. Trials were included as long as they
treat depression or schizophrenia include social functioning compared the intervention group with a control group receiving
outcomes, with only a tiny fraction of the included trials from a placebo or treatment as usual (TAU). This ensured that the
low- and middle-income (LAMI) countries (the results of these effectiveness of the intervention was assessed, rather than its
reviews are summarised in online Table DS1). This review aims equivalence to a similar treatment.
to synthesise all randomised controlled trials (RCTs) conducted To be included, trials must have quantitatively assessed the
in LAMI countries evaluating the effectiveness of psychosocial effect of the intervention on patient social functioning, measured
interventions to treat depression or schizophrenia on social using a validated tool. Social functioning can be seen as one aspect
functioning outcomes. of disability comprising social and physical functioning, both
subdomains of quality of life.10 Core domains include:
Method occupation, education, household role, marital functioning,
parental role, leisure and recreational activities and self-care,11 as
The methods and results in this paper are presented according to well as an individuals’ satisfaction with their ability to meet these
the PRISMA statement for reporting systematic reviews.8 roles.12 Because social functioning is a subdomain of quality of
life,10 quality of life measures were excluded from the review.
Equally, scales reporting general health status (such as the Short
Selection of studies Form 36-item questionnaire (SF-36)13) were excluded, although
A protocol for the review was developed in collaboration with a studies that reported the results of the social functioning subscale
Cochrane information scientist. The Appendix lists the inclusion of general health scales were included. Where studies included
and exclusion criteria for the review. In summary, the review more than one measure of social functioning, results for the scale
253
De Silva et al
that captured the most domains of social functioning were follow-up was defined as less than 6 months for depressive
extracted. disorders and less than 12 months for schizophrenia, and long-
The search was not restricted by date, language or publication term follow-up as more than 6 months for depression and more
status. The following electronic databases were searched: Medline, than 12 months for schizophrenia. We contacted the authors for
PsycINFO, Cochrane Central, Econlit and ISI Web of Science missing data necessary for the meta-analysis. Where these data
using Medical Subject Heading (MeSH) terms (or equivalent were not available we conducted a sensitivity analysis to exclude
terms) for published peer-reviewed journal articles. The online those studies with a high risk of bias, including those with bias
supplement lists the full search strategy. Randomised controlled due to missing data for their outcome assessment. We did not
trials for all mental disorders were searched, and those relating impute missing data as we were unable to obtain the raw data
to depression and schizophrenia manually selected. The last search from authors. Lastly, funnel plots for the primary meta-analyses
was conducted in March 2011. The reference lists of all selected were generated to assess possible publication bias.
papers were screened and authors of relevant studies contacted
to seek additional studies and request information not present
Results
in the published paper.
Initial screening of irrelevant abstracts involved one author
Figure 1 presents the search and selection process for the review. A
(M.J.D.S.) searching through the database of search results for
total of 9592 unique records were obtained, of which 24 trials met
papers that were not related to mental health. Two authors
the inclusion criteria. Thirteen papers were in English, ten in
(M.J.D.S. and S.C.) then independently screened the titles and
Chinese and one in Spanish.
abstracts of the remaining search results and the full text copies
of all potentially relevant studies to determine whether they met
the pre-specified inclusion criteria. Disagreements were resolved Measurement of social functioning
by discussion among all authors. Online Table DS2 lists the social functioning tools used by the
Data were extracted by two authors using a standard data included trials. The 24 included trials used 10 different scales to
extraction form including inclusion criteria for participants, measure social functioning, confirming the previously reported
intervention and control groups, outcome measures and effect
estimates. The quality of included studies was assessed using the
Cochrane risk of bias tool14 by two authors. Risk of bias was 9590 unique records 2 records identified
identified from from contacting
assessed both at the study level (for example sequence generation database searching authors
and allocation concealment) and at the outcome level (for
example losses to follow-up for the social functioning outcome).
6
Data for the meta-analyses were extracted by H.L.L. and double
9592 unique records
checked by M.J.D.S. Where trials reported more than one identified from
follow-up time point, data were extracted from the closest time database searching
point to 6 months for depression trials and 12 months for
schizophrenia trials. These time points were chosen to reflect 6
the longer-term effect that psychosocial interventions are 9592 records single
anticipated to have on social functioning outcomes. screened for 7 7240 records excluded
irrelevance based on
abstract/title
Data analysis 6
Statistical analyses were performed using Review Manager 5 for 2352 records 7 2285 records excluded
Windows 7. The post-treatment mean and standard deviation double screened
(s.d.) of the social functioning score in the intervention and
6
control group were extracted along with the sample size in each
group to calculate the standardised mean difference (SMD) for 67 full-text articles 41 studies excluded:
representing 2: Study not RCT
each trial to enable different outcome scales to be pooled. Where 7 7: Not schizophrenia
65 studies double
cluster RCTs were included, the mean post-treatment scores assessed for eligibility or depression
2: Pharmacological or
calculated from an appropriate analysis adjusted for clustering physical intervention
were used to enable them to be combined with the results of 11: Equivalence trial
individually randomised trials.15 To correct for differences in the 18: No social functioning
outcome
direction of the scales (for example some scales increase with 1: Preventive not
increasing severity and others decrease), the mean values from one treatment intervention
set of studies was multiplied by 71 to ensure that all the scales 6
point in the same direction. Acknowledging the heterogeneity in 24 studies included
interventions and study design, random effects meta-analyses were in the qualitative 3 studies excluded:
synthesis 7 3: unable to obtain required
performed separately for depressive disorders and schizophrenia 11 depression data from authors
and within this separately for each intervention type. The I 2 13 schizophrenia
statistic was used to assess heterogeneity between trials.
A number of sensitivity analyses were conducted. To control 6
for study quality, trials that had a risk of bias for allocation 21 studies included
concealment, or for whom allocation concealment could not be in the meta-analysis
11 depression
assessed but who had a risk of bias for sequence generation and/ 10 schizophrenia
or masking of outcome assessment, were excluded from the
meta-analysis. Separate meta-analyses were conducted to assess
Fig. 1 Selection of studies.
the long- and short-term effects on social functioning. Short-term
254
Psychosocial interventions and social functioning in depression and schizophrenia
lack of consensus on its measurement.16 Seven of the included and the magnitude of effect was the same for both short- and
tools were patient self-assessments, and three were clinician-rated. long-term follow-up.
Half were developed to measure social functioning in a psychiatric There was robust evidence from the six trials evaluating
population, and four specifically for populations in LAMI multicomponent interventions for a small improvement in social
countries. Many of the tools were sophisticated in their functioning (SMD = 0.35, 95% CI 0.11–0.59, P40.001, I 2 = 89%,
measurement of a number of domains of social functioning, n = 3291). These multicomponent interventions involved
although no tool measured all domains, and had been structured pharmacotherapy, psychoeducation, adherence support
appropriately validated in either a number of populations, or and in some cases IPT or cognitive trauma-based therapy. These
specifically in the population in which they were used. Table 1 interventions were often delivered by non-specialist health
summarises the trials included in the review separately for workers as part of a multidisciplinary team in a stepped-care
depression and schizophrenia. model. The control arm received TAU, which frequently included
access to pharmacotherapy or psychological therapy if indicated.
There was evidence from three trials of a large, positive impact
Effect of psychosocial interventions to treat of IPT on social functioning (SMD = 0.84, 95% CI 0.40–1.29,
depression P = 0.0002, I 2 = 67%, n = 360). Two trials examined the effect of
group IPT delivered in 1220 or 1618 sessions and the third assessed
In total 11 trials assessed the effect of interventions to treat
the impact of 16 sessions of individual IPT.19 There was not
depression, 6 assessed multicomponent collaborative care inter-
enough evidence to assess the effect of problem-solving therapy
ventions, three interpersonal therapy (IPT), 1 problem-solving
or Morita therapy as only one trial respectively assessed these
therapy, and 1 Morita therapy. Four of the trials were from Chile,
interventions.
three from China, and the remainder from India, Brazil and
Uganda. The majority of trials were set in out-patient, primary
care or community settings. Five of the trials used non-mental
health specialists to deliver the intervention through task-sharing. Effect of psychosocial interventions to treat
Only one trial was assessed as having an overall risk of bias and schizophrenia
nine had long-term follow-up of more than 6 months. Figure 2 Thirteen trials assessed the effect of interventions to treat schizo-
presents the forest plot for the main results meta-analysis with phrenia: 3 trials assessed the effect of family psychoeducation, 1
follow-up clustered around 6 months. Online Table DS3 reports patient psychoeducation, 1 social skills training, 1 art therapy,
the characteristics and main findings of the depression trials and 4 multicomponent structured psychotherapies and 3 community-
online Figs DS1–3 presents the forest plots for the sensitivity based care interventions. In contrast to the depression trials, most
analyses. (11/13) were conducted in China in hospital in-patient
All 11 depression trials were suitable for inclusion in the meta- populations and only two used non-specialists to deliver the
analysis. The combined SMD for all interventions was 0.46 (95% intervention. No trials were included from Sub-Saharan Africa
CI 0.24–0.69, P40.001, I 2 = 90%, n = 4009), indicating small to or South Asia. Seven were assessed as having a risk of bias and five
moderate improvements in social functioning based on the rule had strict inclusion criteria limiting the generalisability of the
of thumb interpretation of SMDs whereby 0.2 represents a small results. Three trials did not contain sufficient data to be included
effect, 0.5 a moderate effect and 0.8 a large effect.29 Excluding in the meta-analysis,30–32 and as we were unable to obtain this
the one trial with a risk of bias did not affect this conclusion, information from the authors, these trials are included in the
Country
Chile 4 0 4
Brazil 1 1 2
China 3 11 14
India 2 0 2
Uganda 1 0 1
Turkey 0 1 1
Setting
Hospital in-patient 2 7 9
Hospital out-patient 4 4 8
Primary healthcare 4 0 4
Community 1 2 3
Intervention
Psychological therapy 4 9 13
Other interventiona 1 1 2
Multicomponent collaborative care 6 3 9
Intervention delivered by non-mental health specialist 5 2 7
Study design
Long-term follow-upb 9 6 15
Strict inclusion criteria 4 5 9
Small sample size (550 participants per arm) 3 8 11
Assessed as overall high risk of bias 1 7 8
255
De Silva et al
de Mello et al (2001)19 84.6 10.4 11 79.2 14.6 13 4.3 0.41 (70.41 to 1.22) 0
Ye & Ming (2006)20 71.87 1.6 60 74.73 2.83 60 7.9 1.24 (0.84 to 1.63)
0
23b
Patel et al (2011) 716.37 21.3736 476 715.7 22.8264 537 10.1 70.03 (70.15 to 0.09) 0
Araya et al (2003)24 63.8 30.2 102 44 26.9 109 9.0 0.69 (0.41 to 0.97) 0
25
Rojas et al (2007) 63.6 31.7966 114 60.1 30.4491 116 9.2 0.11 (70.15 to 0.37)
0
Vitriol et al (2009)26 713.59 8.22 36 716.86 7.13 35 7.1 0.42 (70.05 to 0.89)
0
27 0
Fritsch et al (2007) 69.2 26.1399 143 63.8 29.0808 131 9.3 0.20 (70.04 to 0.43)
Hu et al (2007)28
0
712.1 18.1 39 738.1 15.2 37 6.7 1.54 (1.02 to 2.05)
Subtotal (95% CI) 1594 1697 61.6 0.35 (0.11 to 0.59)
Heterogeneity: t2 = 0.09; w2 = 54.23, d.f. = 6 (P50.00001); I 2 = 89%
Test for overall effect: Z = 2.83 (P = 0.005)
qualitative synthesis of results only. Figure 3 presents the forest seven of these ten studies limits the strength of the evidence from
plot for the main results meta-analysis with follow-up clustered this meta-analysis.
around 12 months. Online Table DS4 reports the characteristics There was good evidence from four trials of large improve-
and main findings of the schizophrenia trials. Online Figs DS4–6 ments in social functioning due to multicomponent structured
presents the forest plots for the sensitivity analysis. psychotherapies against TAU with both groups receiving anti-
The combined SMD for all interventions was 0.84 (95% CI psychotic medication36–39 (SMD = 0.93, 95% CI 0.23–1.63,
0.49–1.19, P40.001, I 2 = 89%, n = 1671), indicating large P40.0001, I 2 = 89%, n = 893). All trials included psychoeducation
improvements in social functioning. Excluding the seven trials supplemented with at least two additional therapies comprising
with a risk of bias did not substantially affect the size or direction skills training, CBT, IPT and family therapy. Three of these trials
of effect, although the precision of the estimate was substantially had a low risk of bias and a sensitivity analysis restricted to these
reduced due to the smaller pooled sample sizes (SMD = 0.89, trials did not affect this finding.
95% CI 0.05–1.72, P40.001, I 2 = 91%, n = 863). The effect of There was weak evidence from three poor-quality trials of a
the interventions on social functioning increased over time, with large positive effect of psychoeducation on social functioning
moderate effect sizes at less than 12 months’ follow-up (SMD = 1.15, 95% CI 0.06–2.25, P40.001, I 2 = 95%, n = 362).
(SMD = 0.71, 95% CI 0.36–1.06, P40.001, I 2 = 88%, n = 1718), Two of these trials assessed the impact of family psycho-
increasing to a large effect on social functioning at more than education,33,34 and one patient psychoeducation35 compared
12 months’ follow-up (SMD = 0.93, 95% CI 0.37–1.49, P40.001, with TAU, with both groups receiving antipsychotic medication.
I 2 = 95%, n = 1409). However, the risk of bias associated with The meta-analysis was skewed by the study of individual patient
256
Psychosocial interventions and social functioning in depression and schizophrenia
Wei et al (1997)35 70.8 0.3 50 72.1 0.7 50 9.6 2.40 (1.88 to 2.91) 0
Guo et al (2010)37 82.9 8.1998 406 80.8 9.3465 338 11.8 0.24 (0.10 to 0.38) 0
38
Yildiz et al (2004) 132.6 33.85 15 96.2 30.24 15 7.6 1.10 (0.33 to 1.88)
0
Zimmer et al (2007)39 43.25 6.54 20 34.14 4.53 36 8.7 1.69 (1.05 to 2.32) 0
Pang et al (2002)42 737 0.68 120 71.6 0.92 120 11.4 0.28 (0.03 to 0.54) 0
psychoeducation, which had a much larger effect than the two number of trials or there is significant heterogeneity between
family interventions. A fourth trial on family psychoeducation trials.43 Although a visual inspection of the plots shows them to
that could not be included in the meta-analysis also reported a be somewhat asymmetrical, this asymmetry may have been caused
significant positive effect on social functioning.30 As four trials by heterogeneity in intervention type rather than publication bias,
were assessed as having a high overall risk of bias (two because as indicated by the large I 2 for the combined effect estimates.
the risk of bias was unknown due to lack of information in the Some asymmetry may also have been caused by the tendency in
published paper), the level of evidence for psychoeducation is this review for the poorer quality trials to show larger effects, as
currently weak. documented elsewhere.44
There was weak evidence from two trials with a high risk of
bias41,42 of a small increase in social functioning as a result of
community-based interventions (SMD = 0.33, 95% CI 0.10–0.55, Discussion
P = 0.004, I 2 = 88%, n = 316), despite neither trial showing an
effect on clinical outcomes. The trials compared a package of Main findings
interventions combining psychotherapies (mainly psychoeducation A total of 11 depression trials from 5 countries and 13 schizo-
and family therapy) compared with either in-patient treatment phrenia trials from 3 countries were included in this review.
or standard out-patient treatment, with both groups receiving Overall, the results show that different types of psychosocial
medication. This finding was replicated in a third trial that could interventions are effective at improving social functioning in
not be included in the meta-analysis because of a lack of data, people with depression and schizophrenia in LAMI countries.
which also showed a significant improvement in social functioning For depression, there is strong evidence that stepped collaborative
at 12- and 18-month follow-up.32 care interventions, often delivered by non-specialists and comprising
There was not enough evidence to assess the effect of art structured pharmacotherapy, psychoeducation, adherence support
therapy or social skills training as only one study respectively and in some cases structured psychotherapy have moderate effects
assessed these interventions. on improving patient social functioning up to 12 months from
start of treatment. There was also some evidence that IPT, often
delivered by non-specialists, is effective at improving social
Publication bias functioning over a 12-month period. For schizophrenia, inter-
Online Figs DS7 and 8 present the funnel plots to assess potential ventions demonstrated a strong effect, but the interpretation of
publication bias for the primary meta-analyses. We performed a these findings is tempered by the risk of bias associated with seven
visual inspection of the plots in line with recommendations not of the ten trials. The generalisability of these findings is also
to perform statistical tests of asymmetry where there are a small restricted by the predominance of trials of hospital in-patients
257
De Silva et al
in China. However, there was good evidence from three high-quality trials were found that evaluated a number of types of psychosocial
trials that a combination of structured psychological therapies (for interventions shown to be effective in high-income countries, such
example psychoeducation, social skills training and IPT), delivered as wellness promotion,50 vocational rehabilitation51 and cognitive
in combination with antipsychotic medication, leads to large remediation.52,53 Trials in LAMI countries evaluating the effect of
improvements in patient social functioning compared with these interventions on social functioning outcomes are needed.
medication alone. On the other hand, the methods used for this review were
A striking finding of this review is that improvements in social strong. We used a wide-ranging search strategy with no limitations
functioning were maintained at long follow-up periods of over a set on date, publication type or language. This resulted in the
year. In contrast to clinical improvements that are often observed identification of a substantial body of previously largely uncited
early in the intervention, improvements in social functioning were work from China that significantly adds to the body of knowledge
sometimes only evident at later stages (for example Li & Arthur33 particularly on the effectiveness of schizophrenia interventions.
and Pang et al 42). It is likely that improvements in social functioning We conducted a meta-analysis of similar trials, using outcomes
happen more slowly and subsequently to clinical improvements measured at similar time points and with comparable control
and that patients who recover symptomatically can be expected groups to test the size of the effect of the interventions on social
to experience a positive change in social functioning. Indeed, in functioning, and examined heterogeneity by study quality.
the vast majority of included trials, concurrent improvements in
both clinical and social functioning were observed. However, an Implications
intervention that improves social functioning may not necessarily The results of this review have a number of implications for future
have an impact on clinical symptoms: notably, the two trials research.
assessing community care for schizophrenia demonstrated an
(a) All trials of interventions for mental disorders in LAMI
impact on social functioning even though the intervention had
countries should use locally validated social functioning
no impact on clinical outcomes.41,42 This may be because these
scales to measure social functioning outcomes in addition to
interventions involved shifting the locus of care to the community
measuring clinical and economic outcomes.
to promote re-integration following a hospital admission, rather
than specific treatments for clinical symptoms. Increased efforts (b) Trial participants should be followed up for a sufficiently long
are needed to disentangle those aspects of interventions that are time to detect changes in social functioning compared with
effective at improving clinical symptoms and social functioning, clinical symptoms. Minimum follow-up times of 6 months
in order to ensure they are both cost-effective and acceptable to for depression and 12 months for schizophrenia are
patients and care providers. recommended.
(c) Trials (particularly for schizophrenia) should be conducted of
Methodological limitations
psychosocial interventions by non-specialist health workers, to
We note some of the limitations of the evidence included in this directly inform efforts to scale up mental health services.
review that affect the strength of conclusions and generalisability
of the results, particularly to efforts to scale up services for people (d) Trials are needed of other psychosocial interventions such as
with mental disorders in LAMI countries.45 For schizophrenia wellness promotion, vocational rehabilitation and cognitive
there was an absence of evidence from high-quality trials and the remediation, which hold promise for delivering improvements
generalisabilty of the findings is limited by the over-representation in social functioning but which have not yet been evaluated in
of trials from China conducted in populations of hospital patients. LAMI countries.
Trials of task-shifted psychosocial interventions delivered in primary Developing interventions that improve social functioning is
care are urgently needed. In contrast, all but one of the trials important for a number of reasons. First, there is increasing
included in the depression meta-analysis were methodologically evidence that service users place greater value on improvements
strong. in social functioning than improvements in clinical status54–56
Additional limitations of the evidence included in this review and that impairments in social functioning are often a key factor
include the short follow-up in a third of trials, potentially not in an individual’s decision to seek care.3 Second, it has been
allowing sufficient time to detect improvements in functioning suggested that seeing individuals with mental disorders
in the intervention group. Although both the depression and successfully treated and return to socially productive roles has
the schizophrenia reviews show that intervention effects were the greatest impact on reducing stigma57 and may succeed where
sustained over greater than a 6- or 12-month period respectively, concerted efforts at improving mental health literacy have failed.58
the precision of this estimate is reduced by the smaller number of Ultimately, social functioning is seen as an increasingly important
trials included in this meta-analysis. Also, the measures of social factor for reducing the overall burden of mental disorders,
functioning used by the trials may have affected the results of particularly for chronic or recurrent conditions such as
the review. Most of the scales used by the included trials do not schizophrenia and depression that cause very high levels of
include the full range of social functioning domains listed in disability.59
online Table DS2, in particular parental functioning. Assessing This review provides strong evidence for depression and
the impact that depression has on parental roles among women weaker evidence for schizophrenia in support of the use of a range
is important46 as not only are they at a higher risk for depression,5 of psychosocial interventions, with or without concurrent
but maternal depression has been shown to affect child health47 pharmacological interventions5,6 in LAMI countries. Many of
and growth.48 Parental functioning was only measured in two of the interventions included in the review were delivered by non-
the ten scales used by the included trials, leading to potential specialists in collaborative and/or stepped-care delivery models
underestimates of the effect of the intervention on social often in primary care or community settings. The scarcity of
functioning in these trials. Furthermore, few of the tools to specialist human resources in these settings60 indicates that these
measure social functioning were developed or validated for the packages of care should be delivered by non-specialists working
setting in which they were used, with some exceptions18 and there under the supervision of specialists, who provide capacity-
is a risk that contextually relevant outcomes, which may have the building, continued supervision and referral pathways to enhance
biggest impact on reducing stigma49 were not captured. Lastly, no the effectiveness of these interventions.61 These findings therefore
258
Psychosocial interventions and social functioning in depression and schizophrenia
259
De Silva et al
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De Silva et al: Effect of psychosocial interventions on social functioning in depression and schizophrenia. Br J Psychiatry 2013; 202: 253–60 (doi: 10.1192/bjp.bp.112.118018)
Table DS1 Overview of Cochrane systematic reviews on the effect of psychosocial interventions for depression and psychosis on social functioning
Psycho-social interventions
Psychotherapy
1|Page
Psycho-social interventions
Cleary Psychosocial interventions vs. 25 Not specified Mixed results (data not N
71
2008 Standard care conclusive)
Shek Day hospital vs. outpatient care 4 3 Mixed results (data not Y
78
2090 conclusive)
2|Page
Table DS2 Social functioning outcome scales used in studies included in review
Social/recreational activities
Interpersonal relationships
Developed for psychiatric
Independence/self care
Acceptable validity and
Occupation/education
Emotional functioning
Developed for LMIC
Physical limitations
Household role
Parental role
population?
population?
Marital role
reliability?
review*
Short-Form 36 social Self-assessed. Extent and frequency with which health No No Yes 4 X
functioning sub-scale problems interfered with normal social activities.
13
(SF-36)
Lambert's Outcome Self-assessed. 45 items divided into five categories. The Yes No Not enough 1 X X X X
Questionnaire (OQ- items assess the patient’s state in three areas: data to
81 symptoms, interpersonal relationships, and social role assess
45.2)
functioning with higher scores representing a
dysfunctional population.
Uganda functional Self-assessed. Locally developed and validated for No Yes Yes in this 1 X X X X X X
17 Uganda sex-specific 9-item questionnaire to assess pop.
impairment score
functional impairment. Scores from 0 “no more
difficulty” to 4 “frequently unable to do task” for each
item, combined into a single score with higher scores
indicating more dysfunction.
3|Page
Global Assessment of Clinician rated. 100-point single item scale. "1-10 No No Yes 1 X X X X X X
82 persistent danger" to "91-100" superior functioning in a
Functioning (GAF)
wide range of activities. No symptoms".
Global Assessment Clinician rated. 100-point single item scale. From "1-10 Yes No Yes 2 X X X X X X
83 hypothetically most impaired individual" to "91-100
Scale (GAS)
hypothetically healthiest individual". Scale designed to
assess functioning in psychiatric patients, developed
from the GAF.
Social and Clinician rated. 100-point single item scale. From "1-10 Yes No Not enough 1 X X X X X
Occupational superior functioning in a wide range of activities" to "1- data to
Functioning 10 persistent inability to maintain minimal personal assess
Assessment Scale hygiene. Unable to function without harming self or
84 others or without considerable external support".
(SOFAS)
Developed from GAF.
World Health Self-assessed. Assesses day to day functioning in six No Yes Yes 1 X X X X X X X
Organisation Disability activity domains. Results provide a profile of functioning
Assessment Scale across the domains, as well as an overall disability score.
85
(WHO-DAS II)
Social Disability Self-assessed. Adapted from the WHO-DAS. Measures Yes Yes Yes in this 12 X X X X X X X
Screening Schedule 10 items with 3 levels of scoring: “no loss of social pop.
49 functioning” to “severe loss of social functioning”.
(SDSS)
Brief Disability Self-assessed. Assesses disability in everyday activities No Yes Yes in this 1 X X X X X X
86 from a low score of 1-6 “not at all impaired” to a high pop
Questionnaire (BDQ)
score of 14-22 “definitely impaired”.
*The total adds up the 25 as 1 study (Pang 2002)42 used 2 scales to measure social functioning at different time points.
4|Page
Table DS3 Summary of included studies: Depression
Author Trial design and Intervention and control groups Social functioning Cochrane risk of Effect on social Clinical M/A
Year participants outcomes and timing of bias* functioning effect
Country outcome assessment
STRUCTURED PSYCHOTHERAPIES
Interpersonal therapy
Bolton Cluster RCT Therapy vs. TaU Sex-specific 9-item Sequence gen L Positive association Yes Yes
17
2003 / questionnaire to assess Alloc conceal U
Bass 284 adults living in the Int: 139 people from 15 villages functional impairment with Partic. blind L The intervention group
18
2006 community who met randomised to 16 weeks of weekly higher scores indicating Outcome blind L had significantly lower
Uganda DSM-IV criteria for 90 minute sessions of community more dysfunction. Incomplete out L functional impairment
major or sub-syndromal based group interpersonal Select report. L scores at both follow-up
depression, identified psychotherapy delivered in Assessed 4 ½ months* and Other L times compared to the
through community gender-specific groups of between 10 months post baseline. control group.
screening. 8 – 10 people.
Ctrl: 145 people from 15 villages
randomised to receive usual care
(normally no treatment).
de Mello Individual RCT Therapy vs. TaU Global Assessment of Sequence gen U No association No Yes
19
2001 Functioning (GAF) Alloc conceal U
Brazil 35 adults who met ICD- Int:16 patients randomized to Partic. blind L Non-significant trend of
10 criteria for dysthymic receive anti-depressant Assessed 12 weeks, 6 Outcome blind L greater improvement in
disorder (chronic (moclobemide) plus 16 weekly months* and 48 weeks Incomplete out H mean GAF scores over
depression), referred to followed by 6 monthly from baseline. Select report. L time in the intervention
2 psychiatric hospital interpersonal therapy (IPT) Other H group compared to the
outpatient clinics. sessions control.
Ctrl: 19 patients randomized to
receive anti-depressant
(moclobemide) and routine
clinical management.
Ye Individual RCT Therapy vs TaU Social Disability Screening Sequence gen L Positive association Yes Yes
20
2006 Schedule (SDSS) Alloc conceal U
China 60 patients who were Int: 60 patients randomized to Partic. blind L Significantly greater
inpatients of a receive group Interpersonal Assessed after the 12-week Outcome blind U improvement in the
psychiatric hospital psychotherapy for 12 weeks and intervention, 3 months * Incomplete out H intervention group in
between Aug 2004 and anti-depressants from baseline. Select report. L social functioning after
May 2005 who met the Other U treatment than in the
DSM-IV criteria for Ctrl: 60 patients randomized to control group (social
depression with an receive anti-depressants functioning in both
HAMD score of more groups improved).
than 17 and a CRS score
of more than 10.
Problem solving therapy therapy
Patel Individual RCT Therapy vs. Placebo Disability measured with Sequence gen L No association No Yes
21
2003 Brief Disability Alloc conceal L
India 450 adults who scored Int 2: 150 patients randomized to Questionnaire (BDQ) Partic. blind L No significant
15 or more on the problem solving therapy - 6 Outcome blind L differences in
Revised Clinical sessions delivered by a non- Assessed 2, 6 months* Incomplete out L functioning at any time
Interview Schedule medical health worker over 3 and 12 months from Select report. L point between the
(CISR) identified through months baseline. Other L placebo and therapy
outpatient clinics in 2 Ctrl: 150 patients randomized to groups.
general hospitals receive a placebo pill.
A further 150 patients were
randomized to 6 months of
antidepressant (fluoxetine SSRI)
treatment, but these results are
not included in this review.
OTHER INTERVENTIONS
Morita therapy
Wei Individual RCT Non-conventional treatment + Social Disability Screening Sequence gen L Positive association Yes Yes
22
2005 drug vs. drug Schedule (SDSS) Alloc conceal U
China 104 adults who met Partic. blind L Significantly better
CCMD-3 for post- Int: 52 patients randomized to Assessed immediately after Outcome blind H social functioning in the
schizophrenic receive 12-week-long Morita the 12-week-intervention, Incomplete out H intervention group
depression, with at least therapy and anti-depressant in 3 months* from baseline. Select report. L compared to the control
18 points for HAMD Morita therapy sickrooms Other U group at 3 months.
total score; identified Ctrl: 52 patients randomized to
through a provincial receive inpatient treatment as
psychiatric hospital usual and anti-depressant
(aminazine and venlafaxine).
Fritsch Individual RCT Multi-component intervention vs. Social functioning subscale Sequence gen L Borderline association Yes Yes
27
Chile TaU of the SF-36 Alloc conceal L
2007 345 adult mothers living Partic. blind L The intervention group
with children aged 6-16 Int: 175 received pharmacological Assessed 3 and 6 months* Outcome blind L had borderline
years who met DSM-IV intervention with telephone re- from baseline. Incomplete out U statistically significant
criteria for major enforcement including treatment Select report. L better social functioning
depression, identified adherence and psycho-education Other U scores than the control
through 5 primary-care by trained non-professional staff. group at 3 months, with
clinics. Ctrl: 170 received usual care in borderline non-
primary care including significantly better
pharmacotherapy and functioning at 6
psychological therapy. months.
Hu Individual RCT Multi-component intervention vs. Social Disability Screening Sequence gen L Positive association Yes Yes
28
2007 TaU Schedule (SDSS) Alloc conceal U
China 76 adults who meet the Partic. blind L The intervention group
Chinese Classification of Assessed 6 months*, 12, Outcome blind had significantly better
Int: On discharge, 39 patients L
Mental Disorders v3 randomised to receive1.5 – 2 years 18 and 24 months from Incomplete out social functioning scores
H
(CCMD3) criteria for family-based treatment package baseline. Select report. than the control group
H
depression, identified including medication, psycho- Other throughout the follow-
U
therapy, positive intervention and
through the inpatient up period. Time of
maintenance therapy.
department of a follow-up not reported
Ctrl: 37 randomised to standard
psychiatric hospital. in paper.
outpatient treatment.
Table DS4 Summary of included studies: Schizophrenia
Author Trial design and Intervention and control groups Social functioning Cochrane risk of Effect on social Clinical M/A
Year participants outcomes and timing of bias* functioning effect
Country outcome assessment
STRUCTURED PSYCHOTHERAPIES
Family psycho-education
Xiang Individual RCT. Family psycho-education vs. TaU Social Disability Screening Sequence gen U Positive association Yes No as
30
1994 77 adults with Schedule (SDSS) no
China schizophrenia or Int: 36 patients randomized to Significantly better data in
affective psychoses (69 receive community-based family Assessed immediately improvements in social the
schizophrenia; 8 psycho-education plus drug post-intervention at 4 functioning in paper
affective disorders) treatment (haloperidol decanoate) months* from baseline. Alloc conceal U intervention group
living in three rural for 4 months. Partic. blind L compared to controls.
communities. Outcome blind L
Ctrl: 41 patients randomized to Incomplete out U
receive drug treatment Select U
(haloperidol decanoate) only. reporting
Other H
Li Individual RCT Family psycho-education vs. TaU Chinese version of the Sequence gen H Positive association Yes, at Yes
33
2005 Global Assessment Scale Alloc conceal H 9
China 101 psychiatric hospital Int: 46 patients and their families (GAS) Partic. blind L Significant months
in-patients who met randomized to receive 44 hours of Outcome blind H improvements in social only
CCMD–II–R criteria for psycho-education and skills Assessed at 6 and 12 Incomplete out H functioning in
schizophrenia and was training while in hospital, plus 2 months* from baseline. Select report. L intervention group at 9
living with a family hours per month for 3 months Other H months post-discharge,
member at least 3 post-discharge. but not at 3 months or
months prior to the Ctrl: 55 patients and their families at discharge.
current hospital randomized to receive standard
admission. Respondents inpatient treatment.
identified through
hospital screening.
Wang Individual RCT Family psycho-education vs. TaU Social Disability Screening Sequence gen H Positive association Yes Yes
34
2008 Schedule (SDSS) Alloc conceal H
China 220 then- outpatients Int: 110 patients randomized to Partic. blind Significantly greater
L
(all rural) who were receive monthly family-psycho Assessed 6, 12 months*, Outcome blind improvement in social
U
once inpatients of an ‘An education (once a month in year 1, 18 and 24 months from Incomplete out functioning in
L
Kang’ (enforced once every two months in year 2) baseline. Select report. intervention group
L
treatment) psychiatric on disease knowledge and compared with control
Other U
hospital between Jun management with their family, group at 12, 18 and 24
2002 and Oct 2003, and and anti-psychotic medication and months.
met the CCMD-3 criteria outpatient consultations on a
for schizophrenia regular basis
Patient psycho-education
Wei Individual RCT Patient psycho-education vs. TaU Social Disability Screening Sequence gen U Positive association Yes Yes
35
1997 Schedule (SDSS) Alloc conceal U
China 100 inpatients in a Int: 50 patients randomized to Partic. blind L Significant
psychiatric hospital who receive 4 weeks of psycho- Assessed 1 year and 1 Outcome blind U improvements in social
met CCMD-2 criteria for education about independent month* post-baseline. Incomplete out H functioning in
schizophrenia with living, family relationships, social Select report. L intervention group after
positive symptoms relationships and knowledge Other U the treatment and at 1-
under control after about schizophrenia and its year follow-up.
receiving previous treatment. Involved lectures,
treatment. exams and role-plays.
Yildiz Individual RCT Therapy vs. TaU 79 item Social Functioning Sequence gen H Positive association Yes Yes
38
2004 Scale (SFS) Alloc conceal H
Turkey 30 clinically stable adults Int: 15 patients randomised to Partic. blind L Significant
with DSM-IV receive weekly sessions in an 8 Assessed post-intervention Outcome blind H improvements in social
schizophrenia were month psychosocial skills training and 8 months* from Incomplete out L and general functioning
recruited from 2 hospital program including psycho- baseline. Select report. L scores in the
outpatient clinics education, interpersonal therapy Other H intervention compared
and family therapy plus their to the control group
normal medication. after the intervention.
Zimmer Individual RCT. Therapy vs. TaU Social and Occupational Sequence gen L Positive association Yes Yes
39
2007 Functioning Assessment Alloc conceal U
Brazil 56 adults with Int: 20 patients randomized to Scale (SOFAS). Partic. blind L Significantly greater
schizophrenia or receive 12 weekly sessions of Outcome blind L improvements in GAF
schizoaffective disorder group Integrated Psychological Assessed post- Incomplete out H and SOFAS mean scores
(ICD-10 criteria) Therapy (IPT), designed to reduce intervention at 3 months* Select report. L in intervention group
identified through an basic cognitive defects in patients from baseline. Other H compared to controls.
outpatient program of a with schizophrenia and including
general hospital. cognitive differentiation, social
perception, verbal
communication, social skills
training, interpersonal problem-
solving and psycho-education
components, plus routine
medication.
Ctrl: 36 patients randomized to
receive standard outpatient
treatment including routine
medication. (2:1 ratio, ctrl:int).
OTHER INTERVENTIONS
Art Therapy
Meng Individual RCT Art therapy vs. TaU Chinese version of the Sequence gen U Positive association Yes Yes
40
2005 Global Assessment Scale Alloc conceal U
China 100 patients who were Int: 50 patients randomized to (GAS) Partic. blind L Significant
inpatients admitted for receive art therapy (twice a week Outcome blind U improvements in social
compulsory treatment for 15 weeks in groups of 6-8) plus Assessed after the Incomplete out L functioning in
for least 2 months in a regular therapy intervention, 4 months* Select report. L intervention group
psychiatric hospital from baseline. Other L compared with control
between Mar-Sep 2003, Ctrl: 50 patients randomized to group
and met ICD-10 criteria receive regular therapy (except
for schizophrenia art)
MULTI-COMPONENT COMMUNITY-BASED CARE INTERVENTIONS
Li Individual RCT Community care intervention vs Social Disability Screening Sequence gen H Positive association No Yes
41
2002 TaU Schedule (SDSS) Alloc conceal H
China 76 patients who were Partic. blind L Significant improvement
newly admitted Int: 38 patients randomized to Assessed after the Outcome blind in social functioning in
U
inpatients of a receive weekly home care and intervention, up to 3 Incomplete out intervention group after
H
psychiatric hospital social rehabilitation and regular months* from baseline. Select report. treatment but not the
H
between Jun 1999 and antipsychotic medication (mainly control group;
Other U
Mar 2001, and met the sulpiride) for a maximum of 3 difference between
CCMD-2-R criteria for months. intervention group and
first onset Ctrl: 38 patients randomized to control group after
schizophrenia. receive standard inpatient care treatment was
and regular antipsychotic significant.
medication (mainly sulpiride)
Pang Individual RCT Community care intervention vs. Social Disability Screening Sequence gen H Positive association No Yes
42
2002 TaU Schedule (SDSS) assessed 2 Alloc conceal U
China 240 in-patients (all years and 1 month* from Partic. blind L Significant
males) who were Int: 120 males were randomized to baseline. Outcome blind U improvements in SDSS
admitted to two general receive 4 weeks of individual Incomplete out H which were sustained
hospitals between 2004 psycho-therapy as an inpatient Chinese version of the Select report. H after 2 years of the
and 2006 (3 years) and plus medication (mainly Global Assessment Scale Other U treatment.
met the CCMD-2 criteria chlorpromazine) and routine (GAS) assessed 1 month
for paranoid clinical follow-ups. Post from baseline only. No difference in GAS
schizophrenia. discharge, family involvement in score 1 month from
therapy sessions and community baseline.
involvement to support patients
not living with family and to
encourage adherence.
<A>Additional references
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67 McGrath, J., Hayes, R.L., Cognitive rehabilitation for people with schizophrenia and related conditions. Cochrane Database of Syst Rev, 2000(3): p.
CD000968. [AQ13 Please add a full reference for this study (included in Table DS1).]
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CD001088.
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73 Tungpunkom, P. and M. Nicol, Life skills programmes for chronic mental illnesses. Cochrane Database Syst Rev, 2008(2): p. CD000381.
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76 Kisely, S.R., L.A. Campbell, and N.J. Preston, Compulsory community and involuntary outpatient treatment for people with severe mental disorders.
Cochrane Database Syst Rev, 2011(2): p. CD004408.
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297-303.
Fig. DS1 Sensitivity analyses for depression studies: high-quality only
Experimental Control Std. Mean Difference Std. Mean Difference
Study or Subgroup Mean SD Total Mean SD Total Weight IV, Random, 95% CI IV, Random, 95% CI
1.1.1 Interpersonal Therapy
Bolton 2003/Bass 2006 -4.3 4.7 103 -8.7 7.5 113 9.8% 0.69 [0.42, 0.97]
De-Mello 2001 84.6 10.4 11 79.2 14.6 13 4.7% 0.41 [-0.41, 1.22]
Ye 2006 -1.87 1.6 60 -4.73 2.83 60 8.5% 1.24 [0.84, 1.63]
Subtotal (95% CI) 174 186 23.0% 0.84 [0.40, 1.29]
Heterogeneity: Tau² = 0.10; Chi² = 6.12, df = 2 (P = 0.05); I² = 67%
Test for overall effect: Z = 3.71 (P = 0.0002)
0.1
0.2
0.3
0.4
SMD
0.5
-2 -1 0 1 2
Subgroups
Interpersonal Therapy Morita Therapy
Problem Solving Therapy Multi-component collaborative care
Fig. DS8 Funnel plot of main schizophrenia analysis. [AQ15 Please note forest plot has been
altered to funnel plot – as detailed in text (and another heading that is no longer being included)
– please confirm this is correct.] This is correct.
SE(SMD)
0
0.1
0.2
0.3
0.4
SMD
0.5
-2 -1 0 1 2
Subgroups
Psycho-education Art Therapy
Multi-component structured psychotherapies Muti-component community care
Online supplement
1. exp Developing Countries/
2. (algeria or egypt or libya or morocco or tunisia or cameroon or central african republic or chad or
congo or "democratic republic of the congo" or equatorial guinea or gabon or burundi or djibouti or
eritrea or ethiopia or kenya or rwanda or somalia or sudan or tanzania or uganda or angola or
botswana or lesotho or malawi or mozambique or namibia or south africa or swaziland or zambia or
zimbabwe or benin or burkina faso or cote d'ivoire or gambia or ghana or guinea or guinea-bissau or
liberia or mali or mauritania or niger or nigeria or senegal or sierra leone or togo or antigua or
bahamas or barbados or cuba or dominica or dominican republic or grenada or guadeloupe or haiti
or jamaica or martinique or netherlands antilles or puerto rico or "saint kitts and nevis" or saint lucia
or "saint vincent and the grenadines" or "trinidad and tobago" or "virgin islands of the united states"
or belize or costa rica or el salvador or guatemala or honduras or nicaragua or panama or latin
america or argentina or bolivia or brazil or chile or colombia or ecuador or french guiana or guyana
or paraguay or peru or suriname or uruguay or venezuela or kazakhstan or kyrgyzstan or tajikistan or
turkmenistan or uzbekistan or borneo or brunei or cambodia or east timor or indonesia or laos or
malaysia or mekong valley or myanmar or philippines or singapore or thailand or vietnam or
bangladesh or bhutan or india or afghanistan or bahrain or iran or iraq or israel or jordan or kuwait
or lebanon or oman or qatar or saudi arabia or syria or turkey or united arab emirates or yemen or
nepal or pakistan or sri lanka or china or korea or macao or mongolia or azores or bermuda or
falkland islands or comoros or madagascar or mauritius or reunion or seychelles or fiji or new
caledonia or papua new guinea or vanuatu or guam or palau or hawaii or pitcairn island or samoa or
tonga). ab,ti.
3. 1 or 2
9. 4 or 5 or 6 or 7 or 8
10. 3 and 9
11. social function* or functional status or patient function* or personal function* .ti.ab.
12. 10 and 11
13. randomized controlled trial.pt.
14. controlled clinical trial.pt.
15. randomized.ab.
16. placebo.ab.
17. drug therapy.fs.
18. randomly.ab.
19. trial.ab.
20. groups.ab.
21. 1 or 2 or 3 or 4 or 5 or 6 or 7 or 8
22. animals.sh. not (humans.sh. and animals.sh.)
23. 21 not 22
24. 12 and 23
Effect of psychosocial interventions on social functioning in
depression and schizophrenia: meta-analysis
Mary J. De Silva, Sara Cooper, Henry Lishi Li, Crick Lund and Vikram Patel
BJP 2013, 202:253-260.
Access the most recent version at DOI: 10.1192/bjp.bp.112.118018
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