Professional Documents
Culture Documents
Community Dev J 2014 Morgan Trimmer 458 72
Community Dev J 2014 Morgan Trimmer 458 72
2013
All rights reserved. For permissions, please email: journals.permissions@oup.com
doi:10.1093/cdj/bst049
Advance Access Publication 6 September 2013
*Address for correspondence: Sarah Morgan-Trimmer, School of Social Sciences, Cardiff University,
Cardiff CF10 3BD, UK; email: morgan-trimmersa@cardiff.ac.uk
Community Development Journal Vol 49 No 3 June 2014 pp. 458– 472 458
Community empowerment through network brokers 459
Introduction
While important in the analysis of participation, concerns about representa-
tiveness and numbers of people participating have tended to obscure the
question of whether participation actually had any impact on influencing
decision-making and, therefore, how empowering initiatives have been.
The study described here attempted to address this by exploring resident in-
fluence on local area regeneration and public services through a case study of
a New Deal for Communities (NDC) regeneration programme, which oper-
ated in England between 1999 and 2010, and which had a relatively strong
Network brokers
A network perspective is taken here in order to examine the relationships and
interactions between actors in a regeneration partnership during decision-
making processes, where certain interactions within the network are concep-
tualized as an opportunity for resident influence. This analytical approach
was adopted when it became apparent during the study that networks
were a significant theme in the data on resident influence. Concepts from
social network analysis (SNA) can usefully be adopted here: individuals
are conceptualized as the ‘nodes’ of a network, while the relationships
The second point follows on from the first: what goes on in partnership dis-
cussions and the processes of decision-making will, to some extent, depend
on the natures of the individuals attending rather than merely the groups
they represent. Individuals do not necessarily conform to the norms of their
group completely but operate partly as individuals with their own character-
istics, behaviours, ideas and values, depending partly on how much inde-
pendence and discretion they are granted. For example, public service
managers working in partnerships may have organizational rules to follow
but also have a certain amount of discretion to solve local problems (Smith,
which resources and influence pass (Wasserman and Faust, 1994). Influence
may pass through ‘broker nodes’ more than others and they are, therefore,
an opportunity for resident influence over and above what institutional struc-
tures, such as formal partnership meetings, might facilitate. Discretion
enacted by brokers creates an opportunity for resident aspirations to be fed
into policies through individuals who take on and support ideas about com-
munity participation within their organization (Fagotto and Fung, 2006). This
may occur in a variety of ways, such as through ‘revising, resisting or refusing
policy imperatives’ (Prior, 2009, p. 32). In some cases, public sector employees
Methods
An ethnographic case study method was employed to capture data on any
potential routes of resident influence over local public services; in order to
prevent this becoming too extensive in scope, environmental departments
(providing services such as rubbish collection and park maintenance) were
selected as a sub-case study and data collection on resident influence concen-
trated largely on these services. Methods included observation of local
public meetings during one calendar year, as well as interviews with eleven
464 Sarah Morgan-Trimmer
Findings
Data on the role of network brokers in resident influence, comprising one
aspect of the dynamics of the participatory processes, are presented here.
This section discusses three types of brokers: Beacons officers, public
service employees and residents participating in the Beacons programme
(referred to here as ‘active residents’).
The Beacons programme initially established itself as a partnership with
representation from individuals in public services, the voluntary sector and
local resident groups who met at regular Beacons meetings. The programme
was embedded within wider local networks, often through overlapping
attendance at local public meetings by the same representatives from
Beacons, public services and residents. This represents formal relationships,
roles and procedures of participation in local decision-making. However,
much of the data presented here also demonstrate the informal processes
Community empowerment through network brokers 465
RESPONDENT: When I can get them to the table, I can meet them table [sic], over
a table, but, but if we didn’t have NDC as a go-between I don’t know what kind of
influence we would have.
RESPONDENT: Because they’re open to it. They’ve got the residents a voice.
(Resident 3)
significant broker for residents because of their status with and links to the
city council:
If a certain issue came up [in a meeting] [NDC Officer] would say ‘Well look,
I agree with that, that’s a point I’ll raise outside of this meeting with the
management group that run that particular business’. . . . And then that
person would see a result, or not a result, but nine times out of ten they
would change. (Resident 8)
INTERVIEWER: So when you’re faced with services who don’t respond, how do you
RESPONDENT: Well we take it through the Beacons, we use [NDC Officer] really, and
[they] expresses in writing, you know, the unhappiness that is going on. And [NDC
Officer] is quite a powerful [person] really because [they’ve] got the council’s
backing. (Resident 1)
You say ‘Hello this is, hi this is [name], on a such and such a thing’. They
they’ll know you and you’ll know them and it’s easier to get, if something
happened in the street or rubbish has not been moved, or bins are left, we get
onto [environmental service employee].
(Resident 7)
staff in the area; any resident could literally walk up to them on the street. This
type of informal space was particularly useful for non-participating resi-
dents, as the informality and minimal effort required created a low threshold
for contacting services.
Public service employees working at ground level often acted as a first
point of contact for residents and would link them to other services if
necessary:
People know we can, now, they can come to us for basically anything and if
we can’t do it we can steer them in the right direction of, so they know, they
So they [ground level public service employees] will know the right people.
So it’s having, ports [sic] of contact’s important obviously. But there’s that
breakaway as well, ‘Well I can’t help you with that because I don’t know
what to do but I do know someone who can’ . . . , it’s like a friendship thing,
it’s networking. . . . It’s not a matter of passing you to a different department
to shut you up, it’s that networking thing you know.
(Resident 5)
Active residents also acted as brokers, linking other residents to Beacons and
public services. This was crucial for non-participating residents, since,
despite various outreach initiatives, the proportion of residents participating
was typically low in Beacons and other NDC programmes (Duffy, Vince and
Page, 2008; Mathers, Parry and Jones, 2008; Batty et al., 2010). However, to say
that a few residents participated while the rest did not does not accurately
characterize the pattern of participation. Residents participated to various
degrees: a relatively small proportion attended meetings regularly, some
attended meetings less frequently and some residents would only attend
meetings or the Beacons office in order to solve a specific problem, leaving
once it was resolved. Some residents were not involved but were in contact
with an active resident and would communicate through them. Other resi-
dents only attended occasional Beacons community events or had no
contact with Beacons at all. Resident participation was, therefore, located at
various points in the local network centred around Beacons, some more cen-
trally and some at the periphery. Residents who participated in Beacons and
other local public meetings often acted as brokers for local residents nearer the
periphery, passing on information about local problems to public service
employees and Beacons officers, and also passing information about
the Beacons network and services to local residents. In this way, non-
participating residents, as long as they knew an active resident, had oppor-
tunities to communicate with public services. Active residents were often
those who had been involved in some form of participation previously at
468 Sarah Morgan-Trimmer
If I were coming to the Resident Forum I’d go back out and say
[to a neighbour]:
And they’ll tell me. And if they had any problems then I’d bring it up at that
[Beacons] meeting and say: Well you didn’t really do what you’re supposed
to do, you should have done this really.
(Resident 11)
This case study reveals how resident influence occurred in formal and infor-
mal network spaces through brokers. Beacons officers, public service employ-
ees and active residents formed the structure of the network and also
brokered influence through passing information and advocating for resident
influence over local services. Resident influence was promoted by indivi-
duals who created opportunities within a wider context of a nationally
driven programme with predefined structures and targets, even for some
residents who occupied fairly peripheral network spaces.
Two caveats should be noted here: first, that these findings are drawn from
one in-depth case study in an area with relatively strong support for resident
participation and with a sub-case study of a public service with a strong
street-level presence, and was therefore something of an ideal case for exam-
ining network brokers and resident influence. Second, this article highlights
where resident influence occurred and has not gone into drawbacks, such
as the unstable positions of brokers, in detail. However, the purpose of
Community empowerment through network brokers 469
presenting these data in the limited space here is to draw attention to potential
opportunities in this area and, in doing so, to bring some balance to the
existing literature which tends to focus on institutional constraints.
Discussion
The idea of a ‘network’ can be used in a metaphorical sense in qualitative
research, but in some cases it can be useful to pay attention to network struc-
ture in a more literal way. SNA provides the concepts and language to do
employees with good relational skills to work as brokers. The physical location
of public service employees also seems to be important for networking to take
place. Additionally, the culture of public sector offices, meetings and events
was important in creating welcoming spaces where residents could engage
with regeneration officers easily. These features are likely to be especially im-
portant to groups that are distant from public services or find them difficult
to engage with, and could, therefore, also be considered explicitly and with
care when designing public services or initiatives to promote participation.
These features, however, are more relevant for residents most likely to
Funding
This work was supported by the Economic and Social Research Council
(PTA031200400127).
Sarah Morgan-Trimmer is a Research Associate at the Centre for the Development and Evaluation
of Complex Interventions for Public Health Improvement, Cardiff University, Wales.
Annette, J. and Creasy, S. (2007) Individual Pathways in Participation, ESRC Seminar Series:
Mapping the Public Policy Landscape, ESRC, Swindon, UK.
Atkinson, R. (1999) Discourses of partnership and empowerment in contemporary
British urban regeneration, Urban Studies, 36, 59 – 72.
Barnes, M. and Prior, D. (2009) ‘Subversion’ and the analysis of public policy, in M. Barnes
and D. Prior, eds, Subversive Citizens: Power, Agency and Resistance in Public Services, The
Policy Press, Bristol, UK, pp. 191– 206.
Barnes, M., Newman, J. and Sullivan, H. (2007) Power, Participation and Political Renewal:
Case Studies in Public Participation, The Policy Press, Bristol, UK.
Batty, E., Beatty, C., Foden, M. et al. (2010) Involving Local People in Regeneration: Evidence
from the New Deal for Communities Programme, DCLG, London, UK.
Bridgen, P. (2004) Evaluating the empowering potential of community-based health
schemes: the case of community health policies in the UK since 1997, Community
Development Journal, 39, 289 – 302.
CRESR (2003) Pen Portraits of the 39 Partnerships, CRESR, Sheffield, UK.
Dinham, A. (2005) Empowered or over-powered? The real experiences of local
participation in the UK’s New Deal for Communities, Community Development Journal,
40, 301– 312.
Docherty, I., Goodlad, R. and Paddison, R. (2001) Civic culture, community and citizen
participation in contrasting neighbourhoods, Urban Studies, 38, 2225 – 2250.
Duffy, B., Vince, J. and Page, L. (2008) Searching for the Impact of Empowerment, Ipsos MORI,
London, UK.
Durose, C. (2009) Front-line workers and ‘local knowledge’: neighbourhood stories in
contemporary UK local governance, Public Administration, 87, 35 – 49.
Emmel, N., Hughes, K., Greenhalgh, J. et al. (2007) Developing Methodological Strategies to
Recruit and Research Socially Excluded Groups, CCSR, Manchester, UK.
Fagotto, E. and Fung, A. (2006) Empowered participation in urban governance: the
Minneapolis neighborhood revitalization program, International Journal of Urban and
Regional Research, 30, 638– 655.
Foley, P. and Martin, S. (2000) A new deal for the community? Participation in
regeneration and local service delivery, Policy and Politics, 28, 479 – 491.
Gilchrist, A. (2004) The Well-Connected Community: A Networking Approach to Community
Development, The Policy Press, Bristol, UK.
472 Sarah Morgan-Trimmer
Grimsley, M., Hickman, P., Lawless, P. et al. (2005) NDC National Evaluation: community
involvement and social capital, accessed at http://ndcevaluation.adc.shu.ac.uk/
ndcevaluation/Documents/Community%20involvement%20and%20social%
20capital.pdf (20 July 2006).
Jones, P. (2003) Urban regeneration’s poisoned chalice: is there an impasse in
(community) participation-based policy? Urban Studies, 40, 581– 601.
Lipsky, M. (1980) Street-Level Bureaucracy: Dilemmas of the Individual in Public Services,
Russell Sage, New York, NY.
Lowndes, V., Pratchett, L. and Stoker, G. (2006) Local political participation: the impact of
rules-in-use, Public Administration, 84, 539 – 561.