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Present and Future Approaches

for the Control of Caries


Kenneth J. Anusavice, Ph.D., D.M.D.
Abstract: This article summarizes current and potential future approaches for the management of caries. Current surveys suggest
that traditional “drill, fill, and bill” dentistry is still widely practiced in the United States in spite of considerable evidence that
supports a minimally invasive treatment approach. Because there is a wide variability in treatment decisions on when and how to
prevent new lesions, on how to arrest the progression of existing lesions, and on when and how to place initial and replacement
restorations, the findings from some studies differ significantly from the results of other studies. While fluoride treatments are
known to prevent a percentage of new lesions, they do not have the ability to prevent all caries lesions. Modern management of
caries entails treating patients according to risk and monitoring early lesions in tooth surfaces that are not cavitated. Although we
know that the dmfs score for children is a powerful predictor of caries increment in permanent teeth of these children a few years
later, this score is rarely used in private practice as a measure of risk or as a measure of treatment success. Although these modern
methods for caries management offer great promise for controlling the disease, they may take decades to apply in a standardized
way so that the variability in treatment is reduced. However, during the next two decades, an alternative approach to caries
prevention such as replacement therapy and a caries vaccine may become available as a more consistent method of controlling
this disease.
Dr. Anusavice is Associate Dean for Research and Chair of the Department of Dental Biomaterials at the University of Florida
College of Dentistry. Direct correspondence to him at Department of Dental Biomaterials, University of Florida, College of
Dentistry, P.O. Box 100446, Gainesville, FL 32610-0446; 352-392-4351 phone; 352-392-7808 fax; kanusavice@dental.ufl.edu.
Key words: caries, restorative dentistry, dental materials, fluoride, prevention, dental sealants, caries vaccine

A
lthough we have known for many years that responses from forty-two of fifty-five dental schools
caries is an infectious disease, the manage- on the threshold required for surgical intervention,
ment of early and late stages of the disease Yorty and Brown19 reported that only 30 percent of
are still treated identically on state and regional den- responding schools allowed teeth to be restored to
tal board exams and in dental practices, and treat- satisfy clinical requirements and competencies when
ment decisions for caries management vary consid- radiographs indicated evidence of enamel lesions. At
erably among practicing dentists.1-9 Early lesions 70 percent of the responding schools, restorations
provide evidence of caries activity, which can be ar- were not indicated until the lesions were classified
rested and the tooth surfaces remineralized through either as being in the outer third of dentin (D1) (55
appropriate treatment. However, because some cli- percent), the middle third of dentin (D2) (10 percent),
nicians are not confident of their ability to detect early or the inner third of dentin (D3) (5 percent). Also, 81
lesions, to arrest the disease, and to remineralize dem- percent of the forty-two respondents reported hav-
ineralized enamel, restorations are often placed in- ing a formal caries risk training program for
dependent of the radiographic depth of the lesion. predoctoral dental students. Thirty-six percent of
Other clinicians practice minimally invasive dentistry thirty-nine schools have caries risk assessment re-
and monitor early lesions after initial treatment to quirements for graduation, and 38 percent of the
ensure that the caries activity is arrested and that the schools require caries risk assessment for clinical
enamel can be remineralized.10-18 Thus, there is con- competencies. Multiple new or active caries lesions
siderable variability in caries detection, caries activ- were given as the most commonly used criterion for
ity assessment, caries risk assessment, the best treat- classification of a patient at high risk.
ment options for high-risk patients, decisions on However, a 2001 survey of requirements on
when and how to treat teeth with carious lesions, and state and regional board exams indicates that estab-
the best method for monitoring disease. lished clinicians responsible for dental board exami-
A shift in emphasis appears to have occurred nations still allow enamel lesions to be restored.1 Ap-
in dental schools toward assessment of caries risk, proximately 72 percent of the states allowed teeth
modern management of the disease, and delayed res- with lesions either in the outer half of enamel (E1)
toration until the probability of cavitation has in- or inner half of enamel (E2) lesion to be restored.
creased to a critical threshold level. Based on survey About 37 percent of these states allowed teeth with

538 Journal of Dental Education ■ Volume 69, Number 5


an E1 lesion to be restored. Only twelve of the forty- been demineralized but that have not become cavi-
six states (26 percent) covered by these boards did tated.23-26 Another approach is based on a genetic
not allow teeth with E1 or E2 lesions to be surgi- modification of two plaque streptococci to create
cally treated. organisms that produce ammonia from urea and argi-
Premature surgical intervention and placement nine. These organisms will reside in dental plaque,
of restorations may lead to overtreatment and the and the ammonia produced from salivary and dietary
earlier introduction of the restoration life cycle, which substrates will prevent the colonization of cariogenic
may result in larger and larger subsequent replace- bacteria and ensure internal pH homeostasis.27
ment restorations and shorter associated survival This review summarizes the principles, ben-
times. However, as restorations increase in size and efits, and drawbacks of four caries management ap-
cusp replacements are involved in high caries-risk proaches likely to coexist in the near future to sup-
patients, none of the current restorative materials are port our societal need to either prevent this infectious
entirely satisfactory for long-term durability.20 For disease or to significantly reduce its activity level
restorations with fewer than four surfaces, second- and the potential costly consequences of disease
ary caries is likely to lead to replacement decisions, progression.
while for four-surface situations, fractures are more
likely to occur.21
Future methods of caries lesion detection and
measurements of therapeutic outcomes used to pre-
Physical/Mechanical and
vent or control the disease will employ to a greater Chemotherapeutic
extent improved diagnostic devices that can accu-
rately detect early lesions, “hidden” occlusal lesions, Approaches to Caries
and provide 3D images of the demineralized regions.
During the transition period, better diagnostic devices Management
and methods will be introduced to enhance the sen- Caries is a disease caused by a group of oral
sitivity and specificity of caries detection and lesion streptococcal micro-organisms, comprised primarily
depth estimation. In addition, some clinicians advo- of S. mutans, that occurs in three phases: 1) initial
cate the use of air abrasion to confirm the suspected interaction with the tooth surface mediated by
presence of carious lesions in pit or fissure areas.22 It adhesins; 2) accumulation of the bacteria in a biofilm
is clear that concepts of minimal intervention den- and the production of glucose and glucans by the
tistry are becoming more widely accepted.15 bacterial enzyme glucosyl transferase; and 3) the
This improved imaging capability will provide formation of lactic acid.
greater support to promote the principles of mini- Three current methods of caries management
mally invasive dentistry including caries risk assess- include traditional prevention (prophylaxis and fluo-
ment, monitoring of noncavitated carious tooth sur- ride) and early surgical intervention; traditional pre-
faces, remineralization therapy, and use of “smart” vention and minimal intervention; and risk assess-
preventive and restorative materials that will improve ment, prevention assessment, variable recall periods
our ability to monitor disease activity and the out- based on risk, lesion monitoring, and delayed inter-
comes of preservative therapies. vention. The main steps involved in the third method
In addition to the use of conventional physical are shown schematically in Figure 1.
and chemotherapeutic methods of caries manage- Recent evidence suggests that only 40.9 per-
ment, future prevention methods may also include cent of proximal surfaces of permanent teeth and 28.3
replacement therapy (probiotics) and/or vaccines. For percent of primary teeth with lesions in the outer half
caries-active individuals, acidogenic and acid-toler- of dentin are not cavitated.28 This means that teeth with
ant gram-positive bacteria such as mutans strepto- such lesions can be monitored rather than restored until
cocci and lactobacilli abound relative to acid-sensi- the lesion has progressed well into dentin.
tive species associated with sound enamel. One of Early detection of carious lesions and assess-
the replacement therapy options entails the applica- ment of disease activity provide a greater opportu-
tion of a genetically engineered “effector strain” of nity to limit the extent of demineralization associ-
S. mutans that will replace the cariogenic or “wild ated with the disease process. Bjørndal and
strain” to prevent or arrest caries and to promote Thylstrup29 demonstrated through histological analy-
optimal remineralization of tooth surfaces that have ses that the size of a caries lesion along the

May 2005 ■ Journal of Dental Education 539


tated despite all practical preventive
and remineralization efforts.
Lesion According to the study of
Detection Pitts and Rimmer, 28 lesions in
and enamel should not be restored since
Severity only 10.5 percent of permanent
Assessment teeth are likely to be cavitated when
Monitoring proximal lesions are in the inner
Risk Assessment half of enamel (Figure 3). Thus, a
and Treatment
classification of lesion severity is
important since decisions on when
to restore can be made on a more
Disease standardized basis. One common
Control classification system consists of E0
(no lesion), E1 (lesion within the
outer half of enamel), E2 (inner half
Figure 1. Management plan for treatment of caries as an infectious disease of enamel), D1 (outer third of den-
tin), D2 (middle third of dentin), and
D3 (inner third of dentin). Radio-
dentinoenamel junction (DEJ) is controlled by the graphs of the same tooth with no lesion (E0), an E2
size of the outer enamel lesion (Figure 2). The chance lesion, and a D1 lesion are shown in Figure 4.
to prevent further enamel demineralization and po- The primary public health measures are the use
tentially to remineralize the affected enamel struc- of topical fluoride agents and fluoridated water. Tra-
ture can markedly limit the size of restorations placed ditional physical/mechanical methods of caries pre-
(if needed) and, more importantly, it may eliminate vention in the United States include oral hygiene pro-
the need for a restoration altogether. cedures (tooth brushing, flossing, and professional
The minimally invasive dentistry approach is tooth debridement). Fluoride-containing and triclosan-
based on assessment of caries risk and control of containing toothpastes provide chemotherapeutic ben-
caries as an infectious disease process. Thus, deci- efits as well. However, professionally prescribed che-
sions to restore are delayed until it is clear that tooth motherapeutic agents are often applied to further
surfaces are cavitated or are likely to become cavi- reduce the caries risk of susceptible individuals.

Figure 2. The size of a carious lesion along the DEJ (smaller vertical bar) is related to the size of outer enamel lesion
(larger vertical bar).

540 Journal of Dental Education ■ Volume 69, Number 5


100
95.5
100
Primary Teeth
Percent Cavitation

80 Permanent Teeth

60
40.9
40 28.3

20 10.5
2 0 2.9
0
Outer 1⁄2 Inner 1⁄2 Outer 1⁄2 Inner ⁄2
1

Enamel Enamel Dentin Dentin

Lesion Severity

Figure 3. Percent cavitation of proximal surfaces of primary and permanent teeth as a function of lesion severity

Chemotherapeutic agents such as


those containing fluorine and
chlorhexidine may also be prescribed
and applied at home, in the office, or in
both places. These include fluoride var-
nish, fluoride gel, chlorhexidine, and
fluoride-releasing restoratives.
Chlorhexidine varnish is also available
in some countries.
Figure 4. Radiographs of E0, E2, and D1 lesions

Fluoride Toothpaste
Marinho et al.30 performed a search of the (p<0.0001), indicating that 1.6 children need to brush
Cochrane Oral Health Group’s Trials Register (2000) with a fluoride toothpaste (rather than a nonfluoride
plus several other databases on randomized or quasi- toothpaste) over three years to prevent one DMFS in
randomized controlled trials with blind outcome as- populations with an annual caries increment of 2.6
sessment to analyze comparative caries prevention DMFS. In populations with an annual caries incre-
data for fluoride toothpaste with placebo in children ment of 1.1 DMFS, 3.7 children will need to use a
up to sixteen years during at least one year. The fluoride toothpaste for three years to avoid one
pooled DMFS (decayed, missing, and filled tooth DMFS. They concluded that the benefits of fluoride
surfaces) prevented fraction was 24 percent toothpaste are firmly established.

May 2005 ■ Journal of Dental Education 541


However, daily toothbrushing by children with recognized that dental caries is a chronic infectious
a fluoridated toothpaste alone is unlikely to prevent disease. An analysis of four factors related to knowl-
all new caries lesions. Saporito et al.31 reported that edge and practice showed that younger graduates,
twice daily toothbrushing with toothpaste contain- recent graduates, and members of the American Den-
ing 0.243 percent NaF or 0.76 percent sodium tal Hygiene Association were more knowledgeable
monofluorophosphate toothpastes by U.S. and Puerto about the effectiveness of caries preventive proce-
Rican children in the third, fourth, and fifth grades dures for children (p<0.01). Although a majority of
resulted in caries increments (DFS: decayed and respondents knew that adults benefited from fluo-
filled tooth surfaces) of 1.68 and 1.70, respectively, ride and that root caries was an emerging problem,
after one year and 3.56 and 3.56, respectively, after this knowledge was not consistent with treatment
two years. provided in their dental practices (p=.02). Less than
For adults, the use of a 0.243 percent NaF tooth- 35 percent of the hygienists reported that they pro-
paste containing 0.3 percent triclosan resulted in a vide fluoride to adults of any age or that they waited
12.2 percent reduction in caries increment (DFS) after until the disease was present before fluoride is ap-
one year and a 16.6 percent reduction after two plied. A 1-min application of an APF gel or foam
years.32 The reduction at two years was significantly was most often provided to children and adults who
greater than that associated with a comparable tooth- were given fluoride treatments. The respondents gen-
paste without triclosan. Triclosan (a diphenyl ether erally overrated the effectiveness of flossing and
[bis-phenyl] derivative, known as either 2,4,4’- toothbrushing while underrating the effectiveness of
trichloro-2’-hydroxydiphenyl ether or 5-Chloro-2- fluorides.
[2,4-dichlorophenoxy] phenol) is a broad-spectrum
antibacterial agent with bacteriostatic activity against Fluoride Mouthrinses, Toothpaste,
a wide range of both gram-negative and gram-posi-
tive bacteria. Although some studies suggest the safety
and Gel
of triclosan in toothpastes,33,34 this topic has been the Marinho et al.37 reviewed the literature for ran-
center of considerable debate, and further investiga- domized or quasi-randomized controlled trials with
tion is needed to resolve these uncertainties. blind outcome assessment, comparing fluoride
mouthrinse with placebo or no treatment in children
Fluoridated Water up to sixteen years during at least one year. The main
outcome was caries increment measured by the
The CDC in 2001 issued recommendations re- change in decayed, missing, and filled tooth surfaces
garding the use of fluoride to prevent and control (D[M]FS). Based on the results of thirty-four stud-
dental caries.35 Based on studies that suggest frequent ies, they concluded that fluoride rinses led to a pre-
exposure to small amounts of daily fluoride will ef- vented fraction of 26 percent (23 to 30 percent). Thus,
fectively reduce the risk for dental caries in all age in populations of children with a caries increment of
groups, the CDC work group recommended that all 0.25 DFS per year, sixteen children will need to use
dentate individuals drink water with an optimal fluo- a mouthrinse to avoid one DFS. In populations hav-
ride concentration and brush their teeth twice daily ing a caries increment of 2.14 DFS, two children
with fluoride toothpaste. However, the group empha- would need to rinse to avoid one DFS.
sized that additional fluoride measures might be Twetman et al.38 systematically reviewed and
needed for persons at high risk for dental caries and evaluated the scientific literature between 1966 and
that controlled (measured) use of supplementary fluo- April 2003 on the caries preventive effect of fluo-
ride modalities is particularly appropriate during ride toothpastes in various age groups, with special
anterior tooth enamel development (age <6 years). emphasis on fluoride concentration and supervised
For caries prevention regimens to be as effec- versus nonsupervised toothbrushing. This systematic
tive as possible, transfer of research evidence to the search of electronic databases was conducted with
practicing dental team is crucially important. Based the inclusion criteria of a randomized or controlled
on a survey of 498 U.S. dental hygienists in 2000, clinical trial, at least two years follow-up, and caries
Forrest et al.36 reported that more than 40 percent of increment in the permanent dentition (DMFS/T) or
the hygienists did not recognize remineralization as primary dentition (DMFS/T) as an endpoint. The re-
the most important mechanism of action of fluoride, sults of this review suggest 1) strong evidence for
and fewer than 50 percent of the survey respondents

542 Journal of Dental Education ■ Volume 69, Number 5


the caries preventive effect of daily use of fluoride siding in Western Europe and other industrialized
toothpaste compared with placebo in the young per- countries, they emphasized the need to identify the
manent dentition (prevented fraction of 24.9 percent); optimal method to control future caries prevention.
2) a superior preventive effect of toothpastes con- Regular fluoride application in a dental office plus
taining 1,500 ppm F compared with standard tooth- the use of a fluoride toothpaste has achieved signifi-
pastes containing 1,000 ppm F in the young perma- cant caries reductions over the past two decades.
nent dentition (prevented fraction of 9.7 percent); and However, these therapies have caused a skewed dis-
3) higher caries reductions in studies with supervised tribution of high-risk individuals. These investiga-
toothbrushing compared with nonsupervised (pre- tors suggest that topical fluoride applications at a fre-
vented fraction of 23.3 percent). Evidence to sup- quency of six or more times per year combined with
port the effect of fluoride toothpaste in the primary effective plaque removal can successfully prevent
dentition was incomplete. This study supported the caries in high caries-risk groups. They further con-
effectiveness of daily toothbrushing with fluoridated clude that oral health promotion programs that are
toothpastes for caries prevention, although long-term only educational in nature and do not include fluo-
studies are still lacking for adults. ride treatment may not be effective. Furthermore,
Based on a systematic review of seventy-four preventive measures performed at home or in a pri-
studies by Marinho et al.,39 the pooled prevented frac- vate practice are associated with minimal compliance
tion was 24 percent (21-28 percent). This indicates in high-risk groups. Thus, they suggest that outreach-
that 1.6 children would need to brush their teeth with ing programs that ensure more consistent control over
a fluoridated toothpaste to prevent one DFS in popu- caries management will be more effective.
lations with a caries increment of 2.6 DFS per year. Marinho et al.39 concluded that topical fluorides
If the population caries increment was 1.1 D(M)FS (mouthrinses, gels, or varnishes) used in addition to
per year, 3.7 children would need to use a fluoride fluoride toothpaste achieved a modest caries reduc-
toothpaste to avoid one D(M)FS. tion (10 percent prevented fraction, p=0.01) com-
Marinho et al.40 performed a systematic review pared to toothpaste alone. The combined use of fluo-
of twenty-three randomized or quasi-randomized ride gel and a fluoride mouthrinse resulted in a
controlled trials with blind outcome assessment, com- prevented fraction of 23 percent (p=0.02).
paring fluoride gel with placebo or no treatment in Zimmer et al.42 conducted a randomized con-
children up to sixteen years during at least one year. trolled clinical trial on high-risk children who re-
The main outcome was caries increment measured ceived professional tooth cleaning and an applica-
by the change in decayed, missing, and filled tooth tion of 0.1 percent NaF fluoride varnish four times
surfaces (D[M]FS). They found a prevented fraction per year and concluded that “it might not be possible
of 28 percent (19-37 percent). The prevented frac- to prevent caries in high-risk children by means of
tion (PF) was, on average, 19 percent higher than the described program.”
that in the nonplacebo controlled trials. Based on a
comparison with fourteen placebo-controlled trials, Fluoride Varnish
a reduction of 21 percent should occur in D(M)FS,
Based on another systematic review, Bader et
indicating that two individuals would have to be
al.43 assessed the strength of the evidence for the ef-
treated in a population with a caries increment of 2.2
ficacy of professional caries preventive methods for
D(M)FS per year or twenty-four would need to be
high caries-risk individuals and the efficacy of pro-
treated in a population with a caries increment of 0.2
fessional treatment regimens to arrest or reverse
D(M)FS per year.
noncavitated carious lesions. A search of 1,435 ar-
ticles resulted in twenty-two studies that evaluated
Professionally Applied Fluoride the prevention of carious lesions in caries-active or
Supplemented with Fluoride from high-risk individuals. Overall, the strength of the
Toothpaste evidence was “fair” for fluoride varnishes and “in-
sufficient” for all other methods. For seven other
Splieth et al.41 raised the question of whether studies related to the management of noncavitated
traditional caries prevention programs that target carious lesions, the strength of evidence for efficacy
specific groups are still effective. Given the caries was “insufficient” for all treatment methods. These
decline of approximately 80 percent in children re- results suggest that our previous data on the efficacy

May 2005 ■ Journal of Dental Education 543


of the methods are inadequate to permit definitive Antibacterial and Antimicrobial
recommendations to be made for individual patients
with specific caries risk levels.
and Bactericidal Agents
Mejare et al.44 also performed a systematic re- Twetman48 examined recent evidence on the
view and reported that resin sealants produced a rela- use of antibacterial agents to prevent and control
tive caries reduction of 33 percent over a period of caries and concluded that there is limited evidence
at least two years in permanent first molars of chil- for the effectiveness of chlorhexidine (CHX) gels,
dren up to age fourteen. They concluded that there is rinses, and toothpaste in preventing caries in the per-
limited evidence to prove that fissure sealing of first manent teeth of children and adolescents. Twenty-
permanent molars with resin-based materials has a two of the interventions in controlled clinical trials
caries-preventive effect and that the evidence is in- from 1995 to May 2003 were related to CHX-con-
complete for permanent second molars, premolars, taining varnishes. According to the ranking system
and primary molars and for glass ionomer cements of the Swedish Council on Technology Assessment
used as sealants. in Health Care, the evidence for an anticaries effect
A Cochrane Review of sealants in the perma- of CHX varnishes was inconclusive for caries-ac-
nent teeth of five to ten year old children by Ahovuo- tive schoolchildren and adolescents with regular fluo-
Saloranta et al.45 revealed caries reductions ranging ride exposure. A preventive effect of CHX varnishes
from 86 percent at twelve months to 57 percent at on fissure caries was demonstrated in four out of five
forty-eight to fifty-four months. The authors recom- studies, when compared with no treatment in chil-
mended sealing occlusal surfaces of permanent mo- dren with low fluoride exposure. The evidence for
lars with resin-based sealants to prevent caries al- arresting root caries in dry-mouth patients and frail
though they recommend that the caries prevalence elderly subjects was also inconclusive.
level of both individuals and the population should Van Rijkom et al.49 performed a meta analysis
be taken into account. and reported a 46 percent prevented caries fraction
Petersson et al.46 evaluated the caries-preven- for individuals treated with chlorhexidine. Multiple
tive effect of professional fluoride varnish treatments regression analysis revealed no significant difference
based on a systematic search of the literature for ar- among the prevented fractions as a function of ap-
ticles published between 1966 and August 2003. Of plication method, application frequency, caries risk,
302 identified papers, twenty-four reports were in- fluoride regimen, and tooth surface. The prevented
cluded from randomized and controlled clinical tri- fraction of chlorhexidine (46 percent) appears to be
als comparing fluoride varnish with placebo, no ac- comparable to that associated with the use of fluo-
tive treatment, or other fluoride preventive regimens ride varnish (Figure 5), and it tends to be more
with at least two years’ duration. The results suggest effective than fluoride gels, rinses, and fluoride-
limited evidence for the caries preventive effect of containing toothpaste.
topical fluoride varnish applied to permanent teeth. One of the most controversial issues regarding
The average prevented fraction was 30 percent (0- caries prevention using bactericidal or antibacterial
69 percent) compared with untreated controls. In- agents is whether chlorhexidine can be combined
conclusive evidence was reported for fluoride var- with fluoride in either a gel or solution form. Some
nish application to primary teeth and to posterior adult evidence suggests that the positively charged chlor-
teeth. hexidine ion and the negatively charged fluoride ion
Marinho et al.47 conducted an evidence-based do not necessarily negate the action of each other.
review of randomized or quasi-randomized con- Katz50 reported that individuals who were irradiated
trolled trials with blind outcome assessment for the for head and neck cancer and who received a com-
use of fluoride varnish in children up to sixteen years bined treatment of four topical applications of 1.0
during at least one year. They reported a prevented percent sodium fluoride-1.0 percent chlorhexidine
fraction (DFS) of 46 percent (30 to 63 percent) based digluconate gel plus daily rinses with an 0.05 per-
on seven selected studies. This review suggests a cent sodium fluoride-0.2 percent chlorhexidine
substantial caries-inhibiting effect of fluoride varnish solution had no new lesions in the subsequent six- to
in both the permanent and the deciduous dentitions ten-month period. This treatment also resulted in
based largely on trials with no treatment controls. remineralization of existing incipient lesions. The
chlorhexidine-fluoride rinses alone also prevented

544 Journal of Dental Education ■ Volume 69, Number 5


80
71
Prevented Fraction (%)

60

46 46
40
40 33
24 26
21
20

0
FG TP FR V1 V V2 CHX SEAL

Figure 5. Prevented fraction (∆


∆DMFS) for various prevention methods

FG=fluoride gel; TP=fluoride-containing toothpaste; FR=fluoride rinse; V1=fluoride varnish for primary teeth; V=all fluoride
varnish applications; V2=fluoride varnish for permanent teeth; CHX=all chlorhexidine applications; SEAL=pit and fissure
sealant

radiation caries but did not permit remineralization combination of the antimicrobial and fluoride var-
to occur. The four topical applications with a fluo- nishes more effectively reduced the caries increment
ride gel and daily rinses with an 0.05 percent sodium for the maxillary incisors. The investigators specu-
fluoride solution were inadequate to prevent radia- lated that this was partly caused by an inhibiting ef-
tion caries. fect of the antimicrobial varnish in an area with low
Ogaard et al.51 conducted a randomized pro- oral clearance of fluorine ions and partly by an in-
spective clinical study with 220 patients scheduled hibiting effect of the varnish on mutans streptococci
for fixed orthodontic therapy to test the hypothesis (ms).
that application of Cervitec: antimicrobial varnish, Tenovuo et al.52 demonstrated that if mothers
which contained 1 percent chlorhexidine plus 1 per- with ms levels higher than 105 CFU/mL were given
cent thymol (Ivoclar Vivadent, Schaan, 1 percent chlorhexidine-0.2 percent sodium fluoride
Liechtenstein) in combination with Fluor Protector gel treatments twice a year for three years (Group 1),
(Ivoclar Vivadent, Schaan, Liechtenstein), a varnish the primary teeth of their children (from age one to
containing 5 percent difluorosilane (Group 1) was four years) would have less colonization by ms and
significantly more effective in reducing white spot they would have fewer lesions than the children of
lesions on the facial surfaces than application of the mothers with high ms counts (>105 CFU/mL) who
fluoride varnish alone (Group 2). The antimicrobial did not receive the combined gel treatment (Control
varnish significantly reduced the number of mutans Group 2). In the total study population of 151 chil-
streptococci in plaque during the first forty-eight dren, 16 percent, 42 percent, and 54 percent of the
weeks of treatment. This result was not associated children were colonized by ms by the ages of two,
with significantly fewer white spot lesions on the three, and four years, respectively. Most children
facial surfaces compared with the group receiving were colonized only by S. mutans, but two had both
only the fluoride varnish application. However, the S. mutans and S. sobrinus, and two had only S.

May 2005 ■ Journal of Dental Education 545


sobrinus. Twenty-eight percent of the ms-positive view of eighteen articles that met the criteria suggested
children developed caries by the age of four years, by the Swedish Council on Technology in Health Care,
whereas 14.8 percent of the children with dental car- Lingstrom et al.56 concluded that the evidence for the
ies did not have any detectable ms in their plaque use of sorbitol or xylitol in chewing gum was incon-
samples. The colonization by ms and the caries inci- clusive and they recommended more well-designed,
dence were highest in the children of Control Group randomized clinical trials with adequate control groups
1 and lower in the children of mothers in experimen- and acceptable compliance.
tal Group 1 and in Control Group 2 (ms counts of
<105 CFU/mL and no gel treatments). The results of Ozone Technology
this study suggest that the reduction of maternal sali-
The ability of ozone gas (O3) to kill bacteria,
vary ms at the time of tooth emergence may delay,
fungi, and viruses is well known.57,58 However, al-
or even prevent, the colonization of ms in the
though useful bactericidal action against a variety of
children’s primary teeth with a corresponding de-
human pathogens has been reported for ozone con-
crease in caries incidence, even in a population with
centrations between 0.3 to 0.9 ppm, these bacteri-
an already low prevalence of dental caries.
cidal ozone concentrations are close to the limit per-
Ullsfoss et al.53 investigated the effect of two
mitted for human exposure.58 Few well-controlled
daily rinses with 2.2 mM chlorhexidine and one daily
studies have been performed to investigate the bac-
rinse with 11.9 mM NaF in an in vivo human caries
tericidal effect of various doses of ozone gas on oral
model using plaque-retaining bands on premolar
microorganisms. Oizumi et al.59 reported that an
teeth scheduled for extraction. A total of twenty-eight
ozone generator using 20 mg/h of ozone was required
teeth were fitted with the bands for four weeks. The
to disinfect dentures that contained Streptococcus
tooth surfaces were analyzed by microradiography
mutans (strain IID 973), Staphylococcus aureus
after the teeth were extracted. The combination of
(strain 209-P), and Candida albicans (strain LAM
chlorhexidine and flouride rinses resulted in a slightly
14322).
greater loss of enamel mineral compared with that
The evidence to support the use of ozone gas
observed in “sound” enamel and clearly less than that
to prevent caries and to enhance remineralization of
associated with flouride rinses alone. Both total
demineralized enamel is limited. In vitro and in vivo
plaque bacteria and S. mutans were reduced by
reports support the potential to arrest caries and to
chlorhexidine rinses.
possibly remineralize demineralized tooth struc-
ture.60-62 Rickard et al.63 performed a systematic as-
Xylitol sessment of the scientific literature to assess whether
There appears to be some benefit for caries ozone is effective in arresting or reversing the pro-
prevention by using xylitol as a sugar substitute in gression of dental caries. Three trials were included,
toothpaste, chewing gum, and other products used or with a combined total of 432 randomized lesions (137
consumed intraorally. Mäkinen et al.54 reported a sig- participants). Individual studies revealed inconsis-
nificant reduction in caries increment for children who tent effects of ozone on management of caries le-
were given a xylitol-containing chewing gum for up sions as a function of different measures of caries
to five times per day. Isokangas et al.55 have shown progression or regression. Few studies of secondary
that regular maternal use of xylitol chewing gum by outcomes have been performed, and only one trial
195 mothers with high salivary ms levels resulted in a has reported an absence of adverse events. Because
statistically significant reduction in ms colonization of the high risk of bias in the available studies and
in their children’s teeth at the age of two compared the lack of consistent results between different out-
with the teeth of children whose mothers received fluo- come measures, the authors conclude that there is
ride or chlorhexidine varnish treatment. At the age of no reliable evidence to support the application of
five, the dentinal caries (DMFS) in the xylitol group ozone gas to the surface of decayed teeth to arrest or
was reduced by about 70 percent compared with that reverse the demineralization process. They concluded
in the fluoride or chlorhexidine groups. The authors that more evidence of appropriate rigor and quality
concluded that the maternal use of xylitol chewing is required before ozone can be accepted for primary
gum can prevent dental caries in children by prevent- dental care or as an alternative to current methods
ing the transmission of mutans streptococci from for the management and treatment of dental caries.
mother to child. However, based on a systematic re-

546 Journal of Dental Education ■ Volume 69, Number 5


against known bacterial pathogens. Recent progress
Summary of Current is particularly evident in the application of avirulent
Streptococcus mutans to control dental caries, alpha
Treatment Methods hemolytic streptococci to reduce otitis media recur-
rences, and Streptococcus salivarius to prevent strep-
Clearly, systematic reviews of the literature do
tococcal pharyngitis.69
not produce conclusive support on the best methods
Replacement therapy involves the use of a
for preventing new caries lesions or preventing the
harmless effector strain that is permanently colonized
propagation of existing lesions. There is even far less
in the host’s microflora. This effector strain is de-
evidence to support the use of any therapeutic regi-
signed to prevent the colonization or outgrowth of a
mens to prevent or control secondary caries although
particular pathogen.
some evidence exists to support the assumption that
Many reports have described both positive and
secondary caries behaves like primary caries.64,65
negative bacterial interactions in which a specific
However, we must apply the “best knowledge” avail-
indigenous microorganism promotes or blocks the
able to control or prevent the disease in this popula-
presence of a pathogen. To prevent an infection us-
tion of individuals at risk for the disease. In the ab-
ing replacement therapy (recently referred to as
sence of a comprehensive body of conclusive clinical
probiotic therapy), a natural or genetically modified
results, modern caries management must be based
effector strain is used to intentionally colonize the
on the principles of disease management. These in-
sites in susceptible host tissues that are normally
clude accurate lesion detection, classification of le-
colonized by a pathogen. If the effector strain is bet-
sion severity, assessment of caries risk, matching of
ter adapted than the pathogen, colonization or out-
treatment to the risk level, monitoring for evidence
growth of the pathogen will be prevented by block-
of remineralization or further demineralization, and
ing the attachment sites, by competing for essential
assigning recall intervals according to treatment out-
nutrients, or via other mechanisms. As long as the
comes and current risk levels.
effector strain persists as a resident of the indigenous
A remaining concern regarding the multiple use
flora, the host is protected potentially for an unlim-
of fluoride regimens is the risk for fluorosis. Because
ited period of time.
of limited data on the cumulative ingestion of fluo-
S. mutans strain BCS3-L1 is a genetically
ride from drinking water, fluoride-containing tooth-
modified effector strain designed for use in replace-
paste, and other sources, the prevalence of fluorosis
ment therapy to prevent dental caries.23 To be an ef-
should be monitored to ensure that children are not
fective effector strain, BCS3-L1 must satisfy four
being overdosed with fluoride used for caries treat-
prerequisites:
ment.66
1. It must have a significantly reduced pathogenic
potential to promote caries.70
Replacement Therapy 2. It must persistently colonize the S. mutans sites,
Among indigenous oral microorganisms are thereby preventing colonization by disease-caus-
those bacteria that have a significant pathogenic po- ing strains whenever the host comes into con-
tential for the host. Caries-promoting bacteria include tact with them.
S. mutans and lactobacilli. Although S. mutans has 3. It must aggressively displace indigenous strains
an affinity for attachment to tooth surfaces, Lacto- of S. mutans and allow previously infected sub-
bacillus casei and Lactobacillus fermenti have a low jects to be treated with replacement therapy.
affinity for oral surfaces, suggesting that their asso- 4. It must be safe and not make the host suscep-
tible to other disease conditions.
ciation with carious lesions may be related to me-
Regarding its pathogenicity, lactate dehydro-
chanical adherence.67 Scientists have investigated
genase (LDH) deficiency can be used as the approach
numerous mechanisms to intervene in these bacte-
for reducing acidogenicity in the construction of the
rial interactions. Ingestion of probiotic bacteria, par-
BCS3-L1 strain.70 Cloning the structural gene encod-
ticularly lactobacilli,68 is commonly practiced to pro-
ing the S. mutans LDH provided the basis for pro-
mote well-balanced intestinal microflora. As bacterial
ducing LDH-deficient clones,71,72 suggesting that
resistance to antimicrobial agents has increased, so
LDH-deficiency was a lethal mutation in most S.
too has research into colonization of human tissues
mutans strains. However, at high sugar concentra-
with specific effector strains capable of competing
tions, the levels of activity of these enzymes are ap-

May 2005 ■ Journal of Dental Education 547


parently insufficient to compensate for the absence would best be achieved in children immediately af-
of LDH. A supplemental alcohol dehydrogenase ter tooth eruption and before the acquisition of a car-
(ADH) activity can complement the LDH deficiency ies-inducing strain. To prevent overcolonization by
when expressed in the temperature sensitive LDH wild-type strains when the host comes in contact with
mutant.73 them, an effector strain should have some signifi-
Recombinant DNA technology was used to de- cant selective advantage to colonization. This would
lete the gene encoding lactate dehydrogenase in BCS3- also enable subjects who have already been infected
L1 making it unable to produce lactic acid.24 This ef- with a caries-inducing strain of S. mutans to be treated
fector strain was also designed to produce elevated by replacement therapy. Mutacin 1140 is capable of
amounts of a novel peptide antibiotic called mutacin killing virtually all other strains of mutans strepto-
1140 that gives it a strong selective advantage over cocci against which it was tested.84
most other strains of S. mutans. This effector strain To serve as an effector strain for the preven-
has shown no measurable LDH activity, and it induces tion of dental caries, BCS3-L1 must be genetically
a tenfold elevated level of ADH activity relative to its stable. Sufficient mutacin 1140 has not been puri-
JH1140 parent. Fermentation end-product analysis fied to directly test its toxicity. However, the proto-
revealed that BCS3-L1 made no detectable lactic type lantibiotic, nisin, is known to have extremely
acid.23 As predicted from earlier work,74 most of the low toxicity,85,86 and has been developed and used
metabolized carbon was converted to the neutral end- for decades as a food preservative that is generally
products, ethanol and acetoin. recognized as safe.
Under various cultivation conditions, includ- It is conceivable that mutacin production by
ing growth on a variety of sugars and polyols, such BCS3-L1 and the fermentation products resulting
as sucrose, fructose, lactose, mannitol, and sorbitol, from LDH deficiency could alter plaque ecology and
BCS3-L1 yielded final pH values that were 0.4 to produce another microorganism with pathogenic
1.2 pH units higher than those of its parent, JH1140. potential. The mutacin 1140 producing strain of S.
The reduced acidogenic potential of BCS3-L1 re- mutans eliminated mutacin-sensitive indigenous
sulted in a greatly decreased cariogenic potential as strains of S. mutans but had no effect on indigenous
shown in several animal models.23 BCS3-L1 was sig- S. oralis strains that were equally sensitive to mutacin
nificantly less cariogenic than JH1140 in both gno- killing in vitro.25 These results indicate that S. mutans
tobiotic- and conventional-rodent models. It colo- has a physically distinct habitat that is separated from
nized the teeth of conventional rats as well as JH1140 the S. oralis habitat by a distance sufficient for dilu-
in both aggressive-displacement and preemptive- tion to reduce the concentration of mutacin below
colonization models. No gross or microscopic ab- its minimal inhibitory concentration. A similar ex-
normalities of major organs were associated with oral planation could account for the failure to observe
colonization of rats with BCS3-L1 for a period of qualitative or quantitative changes in the plaque of
six months.23 The results of these studies provided rats following long-term infection with an LDH de-
strong evidence that an LDH-deficient S. mutans ficient mutant, even though the mutant’s metabolic
strain such as BCS3-L1 has significantly reduced end-products are certain to be different from those
pathogenic potential, and thus satisfies the first pre- of the wild-type strain.74
requisite for use as an effector strain in replacement A final aspect of replacement therapy safety is
therapy for dental caries. the requirement for controlled spread of the effector
Transmission of mutans streptococci within the strain within the population. Mutacin 1140 up-pro-
human population has been extensively studied. Most duction clearly provides a selective advantage to
studies support the idea that this organism is usually BCS3-L1 colonization. However, the minimum in-
transmitted from mother (primary caretaker) to child fectious dose has not been determined for this strain
within a several year period following the onset of or any S. mutans strain in humans. Wives and chil-
tooth eruption.75-79 Other studies75-83 have demon- dren of the two subjects infected with the mutacin
strated the difficulty of maintaining laboratory strains up-producing S. mutans strain were not colonized
of mutans streptococci in the mouths of humans, es- when tested fourteen years after the initial infection
pecially when they already had an indigenous strain regimen (J.D. Hillman, personal communication).
of this organism. Obviously, further studies with larger populations
From a standpoint of replacement therapy for need to be performed to measure the potential for
caries prevention, implantation of an effector strain horizontal transmission. It is expected that, like wild-

548 Journal of Dental Education ■ Volume 69, Number 5


type strains of S. mutans, vertical transmission of involves identification of specific antigens of mutans
BCS3-L1 from mother to child will occur at a high streptococci against which protective immune re-
frequency. The reduced pathogenic potential of the sponses can be induced, and the application of an
BCS3-L1 probiotic strain, its proven colonization immunization treatment method that will sustain
potential, and its genetic stability support its poten- adequate levels of salivary antibodies. Key antigens
tial use as an effector strain for replacement therapy include streptococcal surface proteins that control
to prevent dental caries in human populations at risk attachment to tooth surfaces and glucosyltransferases
for this disease. The main advantages of this replace- that produce adhesive glucans from sucrose.87 Oral
ment therapy include the lifelong protection provided application of specific antibodies against selected
by a single application, the negligible risk for unto- antigens of mutans streptococci (passive immuniza-
ward results, and the lack of a need for patient edu- tion) has produced promising results.
cation and compliance that are required for conven- The feasibility of immunizing experimental
tional oral hygiene regimens. animals with protein antigens obtained from Strep-
A clinical trial began early in 2005 to test the tococcus mutans against oral colonization by mutans
effectiveness of replacement therapy. Thus, it is too streptococci has been demonstrated in several stud-
early to determine the potential of this treatment ies. Immunization is induced by IgA antibodies that
method to prevent new caries lesions and to arrest can inhibit mechanisms of streptococcal accumula-
existing lesions without any significant side effects. tion on tooth surfaces depending on the choice of
vaccine antigen. Mucosal immunization is designed
Genetically Engineered, Alkali- to induce high levels of salivary antibodies that can
be sustained for extended periods and to ensure so-
Producing Streptococci called “immune memory.”88 Human studies have
The pH of plaque fluid is a key environmental shown that passively applied salivary antibodies to
factor affecting the physiology, ecology, and patho- mutans streptococci can suppress recolonization by
genicity of the oral biofilms colonizing the hard tis- mutans streptococci. However, validation of vaccine
sues of the human mouth. Much attention has been effectiveness will depend on the performance of can-
focused on controlling organic acids produced didate vaccines in clinical trials.88,89
through the metabolism of carbohydrates by patho- Some methods of mucosal vaccine antigen de-
genic oral bacteria. Oral bacteria can be genetically livery have resulted in inhibition of dental caries as-
modified to produce alkali environments, which may sociated with S. mutans infection. Although passive
be beneficial in preventing or arresting the caries administration of antibodies to virulence antigens of
process. Recent evidence suggests that alkali gen- S. mutans has shown some promise, the caries-pro-
eration may play a major role in pH homeostasis in tective benefits of active immunization using caries
oral biofilms and it may moderate initiation and pro- vaccines must be proven in pediatric clinical trials.90
gression of dental caries. In a brief review, Burne For a caries vaccine to be accepted by the den-
and Marquis27 have described a process of alkali gen- tal profession, many questions need to be answered.
eration resulting from ammonia produced from argi- One of the most important questions is: what will be
nine and urea. This process is associated with a ge- the long-term effect of altering the indigenous oral
netically altered strain of streptococci interacting with microflora? Also, can the highest caries activity level
components of dental plaque. No data are yet avail- of infection caused by the pathogen, Streptococcus
able from randomized, controlled clinical trials to mutans, be inactivated immunologically? Which en-
support the application of this potential therapy. try pathways of S. mutans into the dental biofilm can
be controlled by immunization? Can an immune re-
Caries Vaccine sponse be induced by virulence factors associated
with S. mutans? How safe are caries vaccines rela-
This section describes methods by which mu-
tive to other caries prevention regimens? Will the
cosal host defenses can be induced by immunization
profession adopt vaccination as a caries prevention
to interfere with the colonization of mutans strepto-
mechanism given the greatly reduced caries preva-
cocci. Anticaries vaccines operate on the principle
lence over the past several decades?
of reducing the population of the indigenous bacte-
Considerable evidence exists to confirm Strep-
ria that are associated with the caries disease pro-
tococcus mutans as the primary caries-inducing
cess. The two-step process of vaccine development
microorganism, and a cell-surface protein antigen,

May 2005 ■ Journal of Dental Education 549


and glucosyltransferases and glucan binding proteins be required with a primary provider, the overall deliv-
as major colonization factors.91-95 It is believed that ery cost, the benefits versus risks of active and pas-
mucosal induction of salivary IgA antibody to sive immunity approaches, the role of industry, and
glucosyltransferases inhibits the attachment to and acceptance by the dental profession and the public.
accumulation of S. mutans on hard tissue. A nasal
spray vaccine produces a better mucosal IgA response
compared with oral and tonsilar administration. Hu-
man trials should focus initially on Phase I trials on
Conclusion
pre-adolescents and later on Phase I, II, and III trials Any method of caries management must deal
on infants prior to tooth eruption. with one or more of the three main stages of the dis-
Adherence of S. mutans bacteria to tooth tis- ease process: 1) the initial interaction of bacterial cells
sues is a prerequisite for colonization. Other evidence with the tooth that is mediated by adhesins; 2) the
supports the need for vaccines or other therapies to colonization and growth of cariogenic bacteria in a
inhibit specific virulence factors to prevent caries. biofilm; and 3) the production of glucose and gly-
Active and passive immunization processes have cans by glucosyl transferase, a bacterial enzyme,
been developed for immunotherapy against dental which affects the production of lactic acid that ini-
caries. Significant caries inhibition effects have been tiates the demineralization process. Chemical agents
shown in experimental mice, rats, and monkeys, are designed to disrupt cell metabolism and to kill
which have been immunized subcutaneously, orally,96 all disease-producing cells or a significant percentage
or intranasally97 with these antigens. However, only of the cells. This therapy is designed either to prevent
a few studies have examined the efficacy of dental the disease process or to cause a reduction in disease-
caries vaccines in humans. Recently, local passive related manifestations.
immunization using murine monoclonal antibodies, In general, replacement therapy employs a care-
transgenic plant antibodies, egg-yolk antibodies, and fully constructed effector strain that provides a num-
bovine milk antibodies to antigens of mutans strep- ber of advantages over conventional prevention strat-
tococci have been applied to control bacterial colo- egies and oral vaccines. In the case of dental caries,
nization and dental caries in humans. Such immuni- a single colonization regimen that leads to persistent
zation is believed to be a safer approach for colonization by the effector strain should provide life-
controlling dental caries than active immunization.98 long protection. In the event that the effector strain
Russell et al.99 and Wu and Russell100 focused does not persist indefinitely in some subjects, reap-
on the saliva-binding region where certain residues plication can be performed as the need arises with-
appear to be important in attachment to the salivary out significant added concern for safety or effective-
pellicle on the tooth surface. Antibodies against this ness. One of the greatest advantages of replacement
part of the molecule can exert an anti-adherence func- therapy and caries vaccination is that there is mini-
tion. Antibodies against antigen I-II are effective anti- mal need for patient compliance relative to caries
adherence antibodies. There is no evidence that an- prevention although oral hygiene measures to pre-
tigen I-II has cardiovascular cross reactivity. vent periodontal disease will still be required.
Recently, investigators have shifted their fo- The development of a vaccine useful against
cus toward mucosal vaccines that employ the im- caries infection faces an even greater challenge be-
munogenicity of cholera toxin and its B subunit us- cause of the elimination of one of the commensal
ing rat and monkey models or toward the oral microorganisms. Before any vaccine is brought
saliva-binding region in the rat model that is geneti- to market, the long-term consequences of disturbing
cally coupled to the nontoxic components of antigen the commensal microflora of the oral cavity that has
I-II. However, no longitudinal clinical data from in- evolved over many centuries must be determined.
fancy onward are available to demonstrate a corre- The current resurgence of various infectious
lation between antibodies to antigen I-II and a de- diseases indicates that traditional and antibacterial-
crease in the concentration of S. mutans colonies.101 based therapies alone will not suffice. The contin-
In this regard, many obstacles remain for vaccine ued study of bacterial interactions as they occur in
development to be successful including the high costs vivo will inevitably lead to the identification of natu-
required and the lack of prioritization of caries vac- rally occurring effector strains for the replacement
cines in the last Institute of Medicine report. Other therapy of various infections. If ultimately success-
uncertainties include the number of contacts that will ful, the use of genetic engineering to tailor an effec-

550 Journal of Dental Education ■ Volume 69, Number 5


tor strain for replacement therapy of dental caries 5. Lewis DW, Kay EJ, Main PA, Pharoah MG, Csima A.
will encourage similar efforts to prevent other infec- Dentists’ stated restorative treatment thresholds and their
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trolled sugar consumption, etc.) is sufficient in most 8. Ekstrand KR, Ricketts DN, Kidd EA, Qvist V, Schou S.
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