Waste Management: Hongping Yuan, Liyin Shen

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Waste Management 31 (2011) 670–679

Contents lists available at ScienceDirect

Waste Management
journal homepage: www.elsevier.com/locate/wasman

Review

Trend of the research on construction and demolition waste management


Hongping Yuan ⇑, Liyin Shen 1
Department of Building and Real Estate, The Hong Kong Polytechnic University, Hung Hom, Kowloon, Hong Kong

a r t i c l e i n f o a b s t r a c t

Article history: Research interests in addressing construction and demolition (C&D) waste management issues have
Received 12 July 2010 resulted in a large amount of publications during the last decade. This study demonstrates that there
Accepted 27 October 2010 is no systematic examination on the research development in literature in the discipline of C&D
Available online 18 December 2010
waste management. This study presents the latest research trend in the discipline through analyzing
the publications from 2000 to 2009 in eight major international journals. The analysis is conducted
on the number of papers published annually, main authors’ contributions, research methods and data
analysis methods adopted, and research topics covered. The results exhibit an increasing research
interest in C&D waste management in recent years. Researchers from developed economies have
contributed significantly to the development of the research in the discipline. Some developing
countries such as Malaysia and China have also been making good efforts in promoting C&D waste
management research. The findings from this study also indicate that survey and case study are
major methods for data collection, and the data are mostly processed through descriptive analysis.
It is anticipated that more future studies on C&D waste management will be led by researchers from
developing economies, where construction works will remain their major economic activities. On the
other hand, more sophisticated modeling and simulating techniques have been used effectively in a
number of studies on C&D waste management research, and this is considered a major methodology
for future research in the discipline. C&D waste management will continue to be a hot research topic
in the future, in particularly, the importance of human factors in C&D waste management has
emerged as a new challenging topic.
Ó 2010 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 670
2. Construction and demolition waste management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 671
3. Research methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 672
3.1. Selection of target scholarly journals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 672
3.2. Measuring main authors’ contributions to C&D waste management research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 672
3.3. Classification of the identified papers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 673
4. Results, analyses and discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 673
4.1. Number of published papers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 673
4.2. Main authors’ contributions to the publications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 673
4.3. Research and data analysis methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 675
4.4. Research topics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 676
4.4.1. Numbers of publications on different research topics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 676
4.4.2. Future research directions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 676
5. Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 678
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 678

⇑ Corresponding author. Tel.: +852 27664306, +852 61820697; fax: +852


1. Introduction
27645131.
E-mail addresses: hpyuan2005@gmail.com (H. Yuan), bsshen@polyu.edu.hk
(L. Shen). In recent years, a large amount of publications concerning con-
1
Tel.:+852 27665805. struction and demolition (C&D) waste management have occurred

0956-053X/$ - see front matter Ó 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.wasman.2010.10.030
H. Yuan, L. Shen / Waste Management 31 (2011) 670–679 671

in scholarly journals around the globe. Whilst this development  What is the development of research trend of research topics?
has enriched the literature in this discipline, it presents challenges
to researchers for capturing an overview of the research develop- The paper is divided into four major parts. The following section
ment. There exists a difficulty to gain a comprehensive under- outlines the principles and practice of C&D waste management,
standing on the research progress in a discipline such as C&D followed by introducing the research methodology for selecting
waste management, in which publications have been increasing the target scholarly journals and analyzing the data. In the final
dramatically in a short period of time. It is considered vital impor- part, the paper presents the analysis and discussion of the research
tant to examine systematically the literature relating to C&D waste results, followed by presenting conclusions of this study.
management to provide effective understandings on the latest
development of the research in the discipline, and serve as a vehi-
cle for inspiring the trend of the research on C&D waste 2. Construction and demolition waste management
management.
Literature review is generally considered as a key methodology The term ‘‘C&D waste’’ is generally used to refer to the solid
for examining the development trend of research in a particular waste generated in the construction sector. More specifically, the
discipline. Flanagan et al. (2007), for example, conducted a review term is defined as the waste which arises from construction, reno-
on competitiveness in construction and suggested global competi- vation and demolition activities including land excavation or for-
tion strategy as a key research area in the discipline. The study by mation, civil and building construction, site clearance, demolition
Bersnen and Marshall (2000) examined the key issues and debates activities, roadwork, and building renovation (Shen et al., 2004).
addressed in literature on the concept of partnering, and concluded Significant amount of C&D waste is annually generated globally.
that a more realistic and practical approach to the development For example, the study by Sandler and Swingle (2006) shows that
and implementation of partnering would emerge only by fully approximately 136 million tons of building-related C&D debris is
appreciating the effects of the complexities of organizations. Al- generated each year in the US, out of which only 20–30% is recycled.
Sharif and Kaka (2004) conducted an analysis of the PFI/PPP (pri- In UK, it was reported that every year around 70 million tons of
vate finance initiative/public–private partnership) topic coverage C&D materials and soil ended up as waste (DETR, 2000), and the
in construction journals, and pointed out that the number of pub- wastage rate in the UK construction industry was as high as 10–
lications in this area was not comparative with the importance of 15% (McGrath and Anderson, 2000). In Australia, C&D waste ac-
PFI/PPP and the level of activities associated. Beyond the discipline counts for 16–40% of the total solid waste generated (Bell, 1998).
of construction management, Tsai and Wen (2005), carried out a In Hong Kong, according to the report by the Environment Protec-
content analysis of publication on science education, and revealed tion Department (EPD), about 2900 tons of C&D waste was re-
that science education research had progressively become an ceived at landfills per day in 2007 (Hong Kong EPD, 2007). China
important field recognized by the international academic commu- produces 29% of the world’s municipal solid waste (MSW) each
nity. The study conducted by Scudder and Hill (1998) in the field of year, of which construction activities contribute for nearly 40%
operation management presented evaluation and review on the (Dong et al., 2001; Wang et al., 2008).
empirical work that has been done during the period of 1986 Adverse impacts of C&D waste generation are multiple, includ-
and 1995. These research works reviews, on one hand, have pro- ing running up a large amount of land resources for waste landfill-
vided researchers with clear and thorough understandings on the ing (Poon et al., 2003), harming the surroundings by hazardous
current development of research in these disciplines, which are pollution (Esin and Cosgun, 2007), and wasting natural resources.
useful to launch their studies while avoiding duplication of re- As C&D waste is unavoidable and ‘‘zero waste’’ is not practical, re-
search effort (Flanagan et al., 2007). On the other hand, they pres- search pursuing solutions to minimize the generation of C&D
ent some new and noteworthy research directions for future. It waste has been conducted in the past few decades. In line with
demonstrates that literature review research is critical to allow these research developments, a waste management method hier-
researchers to grasp what is the current research progress and archy has been well established, comprising of four strategies
what are the potential research directions in a concerned research (Fig. 1), namely, waste reduction, reuse, recycling, and disposal
discipline. (Peng et al., 1997). The impacts from using the four strategies on
The research by Yuan et al. (2009) presents a comprehensive the environment are in ascending order from low to high. The pri-
examination of the research papers published in academic journals mary principles of the hierarchy are minimizing resource con-
in the field of C&D waste management. With the assistance of the sumption and preventing environmental pollution, the two
Qualitative Social Research software package NVivo, Yuan et al.
(2009) introduced a rigorous and logic method for identifying the
C&D waste management papers. This method is proven effective
in examining existing topics in literature within a particular disci-
pline, but it could not present any promising topics for further re-
search development. Therefore, it appears that no systematic
review has been conducted in the discipline of C&D waste
management.
It is therefore the aim of this study to demonstrate the latest re-
search directions in the discipline of C&D waste management sug-
gested in the literature through analyzing the publications about
C&D waste management in the selected journals from 2000 to
2009. For the fulfillment of the study aim, the following questions
are addressed:

 Who were the main contributors to C&D waste management


research from 2000 to 2009?
 What were the main methods of data collection and analysis in
the research from 2000 to 2009? Fig. 1. The C&D waste management method hierarchy.
672 H. Yuan, L. Shen / Waste Management 31 (2011) 670–679

pillars of sustainability in construction (Peng et al., 1997). The in order to improve the implementation of these established meth-
three strategies (reduce, reuse, and recycle) in the waste manage- odologies. It is the aim of this study to provide insights into the
ment method hierarchy are well known as 3Rs of C&D waste man- current outcomes and the future development of C&D waste man-
agement, which has been used as basic principles for conducting agement research.
other C&D waste management.
Waste reduction offers two major benefits: minimizing the gen-
3. Research methodology
eration of C&D waste and reducing the cost for waste transporting,
disposal and recycling (Poon, 2007; Esin and Cosgun, 2007). Waste
3.1. Selection of target scholarly journals
reduction strategy is considered as the most effective and efficient
method for minimizing the generation of C&D waste and eliminat-
To select the target scholarly journals publishing C&D waste
ing many of the waste disposal and environmental problems (Peng
management research work, the study by Yuan et al. (2009) pro-
et al., 1997; Esin and Cosgun, 2007). Nevertheless, C&D waste is
vides an effective reference for selection. There are four journals
unavoidable, when the C&D waste occurs, reuse and recycle strat-
publishing the largest number of papers, including: Resources Con-
egies are optional methods for application to reduce the C&D waste
servation and Recycling (RC&R), Waste Management (WM), Waste
volume entering landfills. Reuse usually means using the same
Management and Research (WM&R), and Construction Manage-
material in construction more than once, including using the mate-
ment and Economics (CME). Other journals have also published
rial again for the same function (e.g., timber formwork in construc-
research works in this discipline, including Building and Environ-
tion) (Ling and Leo, 2000). Another type of reuse is new-life reuse
ment (B&E), Journal of Construction Engineering and Management
where the material is used as a raw material for a new function
(CEM), Automation in Construction (AIC), Engineering, Construc-
(e.g., using the cut-corner steel bar for shelves and fraction of con-
tion and Architectural Management (ECAM), Construction Innova-
crete and bricks for road base material) (Duran et al., 2006). The
tion (CI), International Journal of Management of Environmental
waste materials that cannot be reused will either be recycled for
Quality (MEQ), and Journal of Industrial Ecology (JIE). The authors
new construction materials or disposed of at landfills. Reuse is
of the present study re-visited the above-mentioned journals is-
the most desirable option after reduction because it requests for
sue-by-issue in order to retrieve and filter C&D waste management
a minimum processing and energy use (Peng et al., 1997). If the
related papers that have been published in these journals during
generated waste cannot be reused, recycling strategy should be
the period of 2000 and 2009.
considered. By recycling, C&D waste can be made to some new
As a result, it was found that eight journals, namely RC&R, WM,
materials. Kartam et al. (2004) and Tam (2008a) identified the ma-
WM&R, CME, B&E, CEM, AIC, ECAM, have published more than two
jor benefits from waste recycling, including: (1) reducing the de-
C&D waste management related papers from 2000 to 2009. There-
mand for new resources; (2) cutting down on transport and
fore, these eight scholarly journals were finally selected as target
production energy cost; (3) utilizing waste which would otherwise
journals for identifying research works on C&D waste manage-
be lost to landfill sites; (4) preserving areas of land for future urban
ment. The basis for using these as target journals is due to two
development; and (5) improving the general state of the environ-
main aspects. Firstly, these journals are the mainstream in publish-
ment. Where C&D waste cannot be reused nor recycled, they need
ing C&D waste management research (Yuan et al., 2009). Secondly,
to be disposed of properly at landfills and/or for public filling to
RC&R, WM, and WM&R publish broadly on waste management and
alleviate its pollution to the surroundings.
sometimes include papers on C&D waste management, and CME,
Despite the well-developed strategies of C&D waste manage-
CEM, AIC, ECAM have been the top-10 construction related jour-
ment, it is unfortunately to note that the implementation of these
nals (Chau, 1997), which are highly recognized in the construction
management methods in practice is far from effective (Lingard
management field.
et al., 2000; Tam, 2008b; Osmani et al., 2006; Kofoworola and Ghe-
ewala, 2009). Barriers and difficulties of applying these methods
have been well addressed in previous studies. Osmani et al.’s 3.2. Measuring main authors’ contributions to C&D waste
(2006) study reveals that C&D waste management is not put to a management research
priority in the design process. Studies conducted by Tam et al.
(2007) and Jaillon et al. (2009) identify several hindrances to Many researchers have been contributing to the development of
applying low-waste technology, namely, prefabrication in Hong C&D waste management through publishing works. In order to
Kong construction industry. Other studies (e.g., Kawano, 2003; understand the main stream of the research in this discipline, top
Tam and Tam, 2006; Tam et al., 2009) reveal that concern about contributors to the research are to be identified. It is considered
the extra cost of recycling and the quality of recycled materials is that this identification enables researchers to track the research
a key barrier to the promotion of recycling practices in construc- path of these contributors, and to be able to deepen the research
tion. There is a pressing need for solutions to mitigate these barri- from where left. In conducting this identification, this study adopts
ers. Tam and Tam (2006) and Hao et al. (2008) suggested that the a similar approach employed by Al-Sharif and Kaka (2004) for
C&D waste charging scheme promulgated by Hong Kong govern- identifying major authors in the discipline of PFI/PPP, which is to
ment could be promoted widely. Among many reasons for the lim- count an author’s total number of papers published across a given
ited effectiveness of C&D waste management, a typical reason is time period.
the different concerns between two major groups of stakeholders Measuring the contribution of main authors has been a tradi-
involved in the C&D waste management process. The first group in- tional topic of great interest to researchers in various disciplines
cludes the authorities, general public and NGOs which all tend to (Little, 1997; Tsai and Wen, 2005; Roberts et al., 2006). Typically,
concern more about minimizing the amount of C&D waste entering there are two methods for measuring author contribution. One is
landfills. The other major group comprises of project clients, main to assign an appropriate score to an author through considering
and subcontractors and it concerns more on the benefit and profits his/her contribution to a specific paper (e.g., Howard et al., 1987
from conducting C&D waste management, with less concern about and Trueba and Guerrero, 2004). Then the author’s total score on
whether or not the generated C&D waste would burden the all involved papers are derived from adding individual scores. An-
environment. other method is to calculate the total number of citation of a spe-
The main reasons for the limited use of existing C&D waste cific paper. The more frequently a paper has been cited by other
management methods will form the basis for the future research researchers, the more important the paper is. It is considered that
H. Yuan, L. Shen / Waste Management 31 (2011) 670–679 673

a more frequently cited paper also demonstrates that the research-  Descriptive analysis concerns analyzing data through calculat-
ers involved in the paper have made greater contributions to the ing the percentage, mean value and standard deviation, or con-
research community. Both methods are used in this study to eval- ducting different kinds of statistical tests (e.g., Teo and
uate the author contribution. The scoring method proposed by Loosemore, 2001).
Howard et al. (1987), which has been widely adopted by previous  Simulating/modeling refers to analyzing data by the deploy-
studies (e.g., Tsai and Wen, 2005; Roberts et al., 2006), was em- ment of various mathematical modeling techniques (e.g., Hao
ployed for appreciating the contribution of an individual author. et al., 2008).
Each author’s contribution to a particular paper was measured  Statistical analysis adopts various statistical analysis tech-
through calculating the contribution score according to a formula niques, such as the regression analysis (e.g., Begum et al., 2009).
as follows:  Cost–benefit analysis reveals the cost and benefit of C&D waste
management activities (e.g., Begum et al., 2006).
1:5ni
Score ¼ Pn ni
ð1Þ
i¼1 1:5 The analysis on research topic not only benefits for identifying
the topics that have been investigated previously, thus avoiding
where n is the total number of authors of the paper and i is the spe- duplication of research efforts, but also for understanding how
cific author’s ordinal position in the paper (Howard et al., 1987). the research topics vary across the investigation period. It has been
Considering that each paper has a total score of 1, a detailed score found that the identified papers are in six categories of research
matrix for authors is shown in Table 1. For example, if a paper topics, encompassing: (1) C&D waste generation, (2) C&D waste
has a sole author, the author will receive a score of 1.00; if a paper reduction, (3) C&D waste reuse, (4) C&D waste recycling, (5) C&D
involves three authors, they in descending order will receive scores waste management in general, and (6) human factors in C&D waste
of 0.47, 0.32 and 0.21, respectively. management. Where a paper covers more than one topic, the paper
is classified into the most highly related topic cluster. The sub-top-
3.3. Classification of the identified papers ics included in each of the categories are tabulated in Table 2.

The research papers were identified and classified to gain in-


sights into the development trend of research in the area of C&D 4. Results, analyses and discussion
waste management. The first objective of this work is to gain the
understanding of what data collection methods and what data 4.1. Number of published papers
analysis methods have been adopted in the literature. The second
objective is to determine the number of papers published each year Table 3 shows the number of C&D waste management related
on C&D waste management topics during 2000 and 2009. papers published annually from 2000 through 2009. There were
The methods used in conducting C&D waste management re- 87 C&D waste management related papers among the 7732 ones
search in previous studies vary to a large extent. By examining published in the eight target journals during the survey period.
the papers identified in this study, it can be observed that four Although publication of C&D waste management only accounted
types of research methods have been adopted. Detailed description for 1.13% of the total publication, the amount of C&D waste man-
of the research methods is as follows: agement related papers published annually, which increased from
4 in 2000 to 16 in 2009, showed obviously that C&D waste man-
 Survey: this is facilitated through distributing questionnaires to agement has attracted increasing attention from researchers.
or conducting face-to-face interviews with industry practitio- As presented in Table 3, 57 papers have been published to ad-
ners (e.g., Begum et al., 2007). dress the information on various types of waste, on the journal
 Case study: this is carried out by studying one or more real- of RC&R, WM, and WM&R. It was not until 2002 that more and
world construction projects (e.g., Roussat et al., 2009). more C&D waste management related papers began to appear in
 Review: the aim of these papers is to provide insights and crit- construction related journals typically including CEM, AIC and
ical analyses of the literature on a specific topic (e.g., Tam and ECAM in 2003. Among the five construction related journals,
Tam, 2006), or to open a window onto the C&D waste manage- CME has published 9 C&D waste management related papers be-
ment practice in any given country/region (e.g., Fatta et al., tween 2000 and 2009, followed by 8 in B&E, 6 in CEM, 4 in AIC,
2003). and 3 in ECAM. From the table, it can be also seen that the average
 Experiment: this research method is mainly used to study C&D ratio of addressing research issues on C&D waste management is
waste recycling (e.g., Correia et al., 2009). 1.13%. However, the ratio for RC&R, WM, and WM&R is much high-
er. This indicates that the three journals have been contributing
Furthermore, the examination on the identified papers reveals more significantly in publishing C&D waste management research.
that there are primarily four types of data analysis methods It should be highlighted that CME has published the largest num-
adopted in conducting C&D waste management research, including ber of C&D waste management related papers among all the con-
descriptive analysis, simulating/modeling, statistical analysis and struction related journals during the period.
cost–benefit analysis.
4.2. Main authors’ contributions to the publications

Table 1
Authors’ contribution score matrix for multi-author papers.
There are a total of 13 researchers who contributed more than
two C&D waste management related papers from 2000 to 2009,
Number of authors Order of a specific author as tabulated in Table 4. By applying formula (1), the total contribu-
1 2 3 4 5 tion score of each of these 13 researchers is calculated. Apparently,
1 1.00 V.W.Y. Tam has published the largest number of papers (11 pa-
2 0.60 0.40 pers), receiving the highest total contribution score of 5.97. It ap-
3 0.47 0.32 0.21 pears that four of the top-five researchers who have contributed
4 0.42 0.28 0.18 0.12
the largest number of papers have devoted their efforts mainly to
5 0.38 0.26 0.17 0.11 0.08
the investigation of C&D waste management problems in Hong
674 H. Yuan, L. Shen / Waste Management 31 (2011) 670–679

Table 2
Research topics in C&D waste management publications.

Research topics Sub-topics


(1) C&D waste generation C&D waste amount; C&D waste origins; waste causes; waste generation rate; and factors affecting waste generation
(2) C&D waste reduction Benefits of C&D waste reduction; waste reduction measures and technologies; barriers to waste reduction; and the effectiveness
of waste reduction
(3) C&D waste reuse Barriers to C&D waste reuse and various waste reuse practices
(4) C&D waste recycling C&D waste recycling practices; waste recycling rate; benefits of waste recycling; and barriers to applying recycled materials
(5) C&D waste management in The regulation environment for C&D waste management; waste management system; waste management plan; performance of
general C&D waste management; cost–benefit analysis; incentives for waste management; and sustainable C&D waste management
(6) Human factors in C&D waste The influence of human factors; factors for minimizing the influence of human factors; perceptions of various professionals; and
management difficulties in managing human factors in C&D waste management

Table 3
C&D waste management related papers published from 2000 to 2009.

2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 Total
Target journals Total 475 525 575 608 651 730 825 1170 1023 1150 7732
C&D WM 4 5 4 8 11 5 8 16 10 16 87
Ratio (%) 0.84 0.95 0.70 1.32 1.69 0.68 0.97 1.37 0.98 1.54 1.13
RC&R Total 60 64 45 65 72 66 76 120 106 92 766
C&D WM 0 3 1 3 3 1 4 5 2 4 26
Ratio (%) 0.00 4.69 2.22 4.62 4.17 1.52 5.26 4.17 1.87 4.34 3.39
WM Total 83 79 111 95 107 110 144 213 308 375 1625
C&D WM 1 0 1 2 2 1 0 4 2 7 20
Ratio (%) 1.20 0.00 0.90 2.11 1.87 0.91 0.00 1.88 0.65 1.87 1.23
WM&R Total 59 61 58 55 50 62 59 68 65 66 603
C&D WM 1 0 0 1 0 1 1 2 3 2 11
Ratio (%) 1.69 0.00 0.00 1.82 0.00 1.61 1.69 2.94 4.62 3.03 1.82
CME Total 69 59 60 72 89 85 106 100 93 90 823
C&D WM 1 2 0 1 4 0 0 0 0 1 9
Ratio (%) 1.45 3.39 0.00 1.39 4.49 0.00 0.00 0.00 0.00 1.11 1.09
B&E Total 54 105 144 143 135 168 204 437 219 269 1878
C&D WM 1 0 0 0 1 0 1 4 0 1 8
Ratio (%) 1.85 0.00 0.00 0.00 0.74 0.00 0.49 0.92 0.00 0.37 0.43
CEM Total 62 61 64 81 102 140 135 108 103 132 988
C&D WM 0 0 1 0 1 1 1 1 0 1 6
Ratio (%) 0.00 0.00 1.56 0.00 0.98 0.71 0.74 0.93 0.00 0.76 0.61
AIC Total 51 59 55 61 57 64 65 87 93 93 685
C&D WM 0 0 1 0 0 1 1 0 1 0 4
Ratio (%) 0.00 0.00 1.82 0.00 0.00 1.56 1.54 0.00 1.08 0.00 0.58
ECAM Total 37 37 38 36 39 35 36 37 36 33 364
C&D WM 0 0 0 1 0 0 0 0 2 0 3
Ratio (%) 0.00 0.00 0.00 2.78 0.00 0.00 0.00 0.00 5.56 0.00 0.82

Table 4
Researchers contributing to more than two papers.

Researchers Papers Score Affiliation


Tam, V.W.Y 11 5.97 City University of Hong Kong; Griffith University, Australia; and University of Western Sydney, Australia
Poon, C.S. 9 3.56 The Hong Kong Polytechnic University
Tam, C.M. 6 1.87 City University of Hong Kong
Shen, L.Y. 5 1.68 The Hong Kong Polytechnic University
Yu, A.T.W 5 1.52 The Hong Kong Polytechnic University
Begum, R.A. 4 1.68 Universiti Kebangsaan Malaysia
Siwar, C. 4 1.12 Universiti Kebangsaan Malaysia
Pereira, J.J. 4 0.72 Universiti Kebangsaan Malaysia
Jaafar, A.H. 4 0.48 Universiti Kebangsaan Malaysia
Chen, Z 3 1.13 The Hong Kong Polytechnic University; Massey University, New Zealand; and The University of Reading, UK
Li, H 3 1.00 The Hong Kong Polytechnic University
Papadopoulos, K. 3 0.78 National Technical University of Athens, Greece
Moustakas, K. 3 0.42 National Technical University of Athens, Greece

Kong; and three of them, including C.S. Poon, L.Y. Shen, A.T.W. Yu, receiving a total contribution score of 20.13 for having published
are all from Hong Kong. 23 papers between 2000 and 2009. The largest number of research-
A further examination on the research origin of the identified ers (22) is also in Hong Kong. It is worth noting that the five devel-
papers, as shown in Table 5, indicates that Hong Kong is the most oped countries/regions, namely Hong Kong, Australia, USA, UK, and
contributor to publishing C&D waste management related papers, Sweden, have contributed the most to C&D waste management
H. Yuan, L. Shen / Waste Management 31 (2011) 670–679 675

Table 5 Table 7
Research origin of C&D waste management papers published. Research methods in the publications.

Institute/University Researchers Papers Score Research method Number of papers Percentage (%)
Hong Kong 4 22 23 20.13 Case study 34 39.1
Australia 5 9 11 10.62 Survey 30 34.5
USA 12 18 7 6.96 Review 16 18.4
UK 5 8 7 3.97 Experiment 7 8.0
Sweden 9 14 6 5.79
Malaysia 1 4 4 4.00
Brazil 4 14 4 3.60
China 3 4 4 3.18
Greece 1 9 3 3.00 Table 8
France 2 4 3 2.21 Data analysis methods in the publications.

Data analysis method Number of papers Percentage (%)


Descriptive statistics/analysis 52 59.8
Simulating/modeling 19 21.8
research, as they have covered about 62% of the whole publication
Statistical analysis 13 14.9
identified. It to a large extent indicates that C&D waste manage- Cost–benefit analysis 3 3.5
ment in these countries/regions are on the higher agenda com-
pared with that in the developing countries. Furthermore, it is
also worth noting that Malaysia and China having been doing well
in promoting C&D waste management research, with each contrib- to provide constructive measures and suggestions without under-
uting to 4 C&D waste management related papers during the per- standing the industry practices. Therefore, case study, interview,
iod of 2000 and 2009, and a contribution score of 4.00 and 3.18, and questionnaire appear the most appropriate methods for
respectively. Reasons for the lag of C&D waste management re- obtaining research data in previous studies.
search in developing countries may be multiple, such as lower Table 8 shows classification of the data analysis methods. A
awareness for performing C&D waste management in the construc- number of 52 papers have adopted descriptive analysis, 19 papers
tion sector, less pressure of land resources used for C&D waste dis- adopted simulating/modeling methods, and 13 papers used statis-
posal, and others. tical analysis. Only 3 papers focused on examining the economic
Citation analysis, as aforementioned, is another effective way feasibility of C&D waste management by using the cost–benefit
for reflecting author contribution. Table 6 tabulates the results of analysis approach. Caution must be taken here not to draw the
citation analysis on the 87 papers (all self-citations have been ex- conclusion that a given method being adopted by more papers is
cluded already). From the results of Table 6, it can be found that more popular than others, since some methods are more general
publication of C.S. Poon from the Hong Kong Polytechnic University and broader in scope than other methods. Another interesting phe-
have been cited for 59 times. In addition, five frequently cited nomenon is that in most earlier studies, researchers tend to use
researchers are all from universities in Hong Kong, and the other simple descriptive and statistical analysis methods for data analy-
two have collaborated closely with the Hong Kong researchers. sis, but recently, more complicated methods, such as system
This can imply that the Hong Kong researchers contributed signif- dynamics (Hao et al., 2007), genetic algorithms and integer pro-
icantly to the whole C&D waste management research during the gramming model (Salem et al., 2007), and discrete-event simula-
period of 2000 and 2009. tion (Lu et al., 2006), begin to play a role in C&D waste
management research. By employing these newly developed
4.3. Research and data analysis methods mathematical techniques, the complexity and dynamics of the
C&D waste management can be simulated to better reflect the real-
All the papers were classified as to the afore-outlined research ity (Lu et al., 2006; Hao et al., 2007). Hence there is increasing
methods. Table 7 shows the number of papers that fall into each trend of studies in the future by applying different modeling tech-
category. It is clear that case study and survey are the major meth- niques in C&D waste management. These attempts will be highly
ods used for data collection. Since C&D waste management is an is- encouraged as they could provide insights into how to improve
sue that connects tightly to construction practice, it is impossible the effectiveness of C&D waste management.

Table 6
Most frequently cited researchers.

Researchers Affiliation Total times cited


Poon, C.S. The Hong Kong Polytechnic University 59
Yu, A.T.W. The Hong Kong Polytechnic University 43
Chen, Z. The Hong Kong Polytechnic University; Massey University, New Zealand; and The University of Reading, UK 33
Li, H. The Hong Kong Polytechnic University 33
Tam, V.W.Y. City University of Hong Kong; Griffith University, Australia; and University of Western Sydney, Australia 31
Ng, L.H. The Hong Kong Polytechnic University 31
Tam, C.M. City University of Hong Kong 27
Lingard, H. University of Melbourne, Australia 21
Graham, P. RMIT University, Australia 21
Teo, M.M.M. The University of New South Wales, Australia 21
Loosemore, M. The University of New South Wales, Australia 21
Papadopoulos, A. National Technical University of Athens, Greece 21
Moustakas, K. National Technical University of Athens, Greece 21
Klang, A. Mid-Sweden University, Sweden 20
Vikman, P. Mid-Sweden University, Sweden 20
Brattebo, H. The Norwegian University of Science and Technology, Norway 20
676 H. Yuan, L. Shen / Waste Management 31 (2011) 670–679

Table 9
Number of publications distributed among different research topics in the period 2000–2009.

2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 Total %
Topic 1: C&D waste generation 0 0 1 0 1 0 1 2 0 4 9 10.34
Topic 2: C&D waste reduction 0 2 1 0 2 1 2 3 1 1 13 14.94
Topic 3: C&D waste reuse 2 0 0 1 0 0 0 1 1 1 6 6.90
Topic 4: C&D waste recycling 0 2 2 0 3 1 4 3 3 5 23 26.44
Topic 5: C&D waste management in general 2 1 0 6 4 3 1 6 5 5 33 37.93
Topic 6: Human factors in C&D waste management 0 1 0 0 0 0 0 0 1 1 3 3.45

4.4. Research topics of workmen. It indicates that best solutions to C&D waste reuse de-
pend highly on the practitioners, rather than the waste material
4.4.1. Numbers of publications on different research topics itself.
According to Table 9, the majority of the research effort have
been devoted to research into ‘‘C&D waste management in general’’ 4.4.2. Future research directions
(37.93%), ‘‘C&D waste recycling’’ (26.44%), ‘‘C&D waste reduction’’ In line with the six research topics identified, several future re-
(14.94%), and ‘‘C&D waste generation’’ (10.34%). Along with the search directions can be further explored through an analysis of
time goes by, research interests in some topics, such as ‘‘C&D waste what has been done and what remains to be done in the research
recycling’’, ‘‘C&D waste management in general’’, and ‘‘human fac- field of C&D waste management, as illustrated in Fig. 2. Since the
tors in C&D waste management’’, have been increasing. state-of-the-art of research into the discipline of C&D waste man-
The research into ‘‘C&D waste management in general’’ ac- agement is self-explanatory according to Fig. 2, the following sec-
counts for the largest since this topic covers a relatively wide range tion mainly focuses on the analysis of future research direction
of sub-topics, such as regulation environment for C&D waste man- worth to be noted and highlighted.
agement, waste management system, waste management plan, Within the topic of ‘C&D waste generation’, two major themes
and cost–benefit analysis. Apparently, from 2007 onwards, papers need to be further explored, including:
devoted to this general topic tend to have increased, which can be
seen from Table 9. This indicates that the sub-topics grouped under (1) Investigation of the amount of demolition waste, in particular,
‘‘C&D waste management in general’’ will continue to be hot re- for developing economies. Previous studies indicate that rela-
search issues in future. tively less research attempts have been made at investigat-
The second popular topic comes to ‘‘C&D waste recycling’’. This ing the amount of demolition waste, even though
topic deals with C&D waste management problems from both demolition activities have made a greater contribution to
managerial and technical perspectives. Results in Table 9 show a the generation of C&D waste than construction activities
general trend of increase in annual number of papers focused on (Bossink and Brouwers, 1996; US EPA, 2002). Furthermore,
this topic. It is considered that this topic will continue to be an due to rapid urbanization and insufficient attention to waste
important focus. generation in developing economies during the past decades
The topic ‘‘C&D waste reduction’’ has been receiving steady (such as China and Malaysia), statistical data regarding the
interest from researchers from 2000, indicating that C&D waste amount of waste generation is currently scarcity in these
reduction is the most preferable method for managing C&D waste countries (Wang et al., 2008; Begum et al., 2007). Given
in terms of resource saving and pollution alleviation. the fact that volume of C&D waste, to a large extent, provides
Three sub-topics in the topic of ‘‘C&D waste generation’’, includ- fundamental data enabling the public to realize the real sit-
ing waste causes, waste generation rate, and factors affecting waste uation we are facing, it is essential to examine the amount of
generation, have received significant attention. Within a given demolition waste, in particular, for these developing coun-
country/region, it is important to understand the C&D waste gener- tries in the future.
ation situation before in-depth studies can be carried out to find (2) Benchmarking different waste management performance using
solutions of managing wastes. Increasing number of the developing ‘waste generation rate’. Waste generation rate (WGR) serves
countries, such as Malaysia and China, tends to concentrate more as valuable quantitative information for benchmarking dif-
on this research topic. Note that research on C&D waste manage- ferent C&D waste management practices. The investigation
ment receives increased attention in these developing countries. of WGR has long been attractive to researchers as well as
Referring to the topic of the human factors in C&D waste man- construction practitioners since the study by Skoyles
agement, it is interesting to see that in the follow-up period of (1976), who examined WGRs for 37 materials in UK through
6 years after the publication of the paper by Teo and Loosemore direct on-site observations and by comparing contractors’
(2001), no paper was published in this topic. It was not until records. Different practices, however, still adopt different
2008 that two related papers were published. This implies to a cer- approaches to measure WGRs, which leads to difficulties to
tain extent that researchers start again to recognize the important the benchmark for measuring different C&D waste manage-
role of human factors in C&D waste management. ment performances. In this regard, further study should be
It is unexpected to find that research efforts on ‘‘C&D waste re- launched to enable the benchmark of different waste man-
use’’ is far more less than that on the topic of ‘‘C&D waste reduc- agement performances using WGR.
tion’’ and ‘‘C&D waste recycling’’, although they are considered as
three basic principles in C&D waste management. A careful review In the future, two sub-topics on the topic of ‘C&D waste reduc-
of the literature reveals that this is probably because the generated tion’ should be studied, namely:
waste will be reused actively by contractors once they realize that
benefits can be obtained from doing so. For example, Ling and Leo (1) Barriers and strategies regarding C&D waste reduction in devel-
(2000) found that there were three important factors affecting the oping economies. During the past few decades, considerable
reuse of timber formwork, in which two were highly related to efforts have been devoted to dealing with barriers and strat-
workmen, including working attitudes of workmen and efficiency egies of C&D waste management in developed countries,
H. Yuan, L. Shen / Waste Management 31 (2011) 670–679 677

Fig. 2. Future research directions in C&D waste management.

such as USA, UK, Germany and Japan. The barriers and strat- (2) How to improve the efficiency of waste reuse? Improvement of
egies for managing C&D waste in some developing countries, the efficiency of waste use deserves more attention, as this is
however, are lagging far behind. an important way to attain resource saving. Further studies
(2) Effectiveness of identified strategies. Existing studies have sug- should be carried out to develop ways to improve the effi-
gested a wide range of C&D waste management strategies. ciency of waste reuse, such as identifying barriers to waste
To what extend can these strategies effectively address the reuse, promoting advanced construction methods of waste
C&D waste management problems that would be encoun- reuse, improving present waste reuse plan/system, and
tered in practice, however, is still an unsolved question. designing and implementing awarding scheme to activate
Therefore, development of approaches that can examine waste reuse.
the effectiveness of different C&D waste management strat-
egies is probably a promising research direction. As for the topic of ‘C&D waste recycling’, two questions should
be addressed in the future:
Under the umbrella of ‘C&D waste reuse’, two questions are
likely to be answered: (1) How to promote the competitiveness of recycled materials? Pre-
vious studies indicate clearly that cost and quality are the
(1) How to improve practitioners’ attitudes towards waste reuse? major considerations of industry practitioners when adopt-
As afore-discussed, best solutions to C&D waste reuse ing recycled materials. Lauritzen (1998) and Tam and Tam
depend highly on the practitioners, rather than the waste (2006), for example, both conclude that from a purely eco-
material itself, which without doubt emphasizes the impor- nomic point of view, recycled materials are only attractive
tance of practitioners’ attitudes towards waste reuse. There- when they are competitive with virgin materials in terms
fore, investigations into industry practitioners’ attitudes of cost and quality. However, cost for promoting waste recy-
toward C&D waste reuse in different contexts are helpful cling and quality of recycled materials are still the major
to further understand their waste reuse behavior, thus strat- barriers to the development of waste recycling (Kawano,
egies for improving the performance of C&D waste reuse 2003). It is therefore important to enhance the competitive-
could be presented. ness of recycled materials, either by advanced technologies
678 H. Yuan, L. Shen / Waste Management 31 (2011) 670–679

or better management, so that the application of recycled influence of practitioners’ (designer, contractor, worker) attitudes
material in construction can be effectively promoted. on C&D waste management performance. To unfold the impor-
(2) How to evaluate the effectiveness of waste recycling from a sus- tance role that human plays in C&D waste management, further re-
tainable perspective? The economic effectiveness of waste search should be devoted to dealing with the following two
recycling, as afore-analyzed, is the main concern in waste questions: one is how can practitioners’ perceptions influence their
recycling. Nevertheless, the environmental and social effec- attitudes towards C&D waste management?; the other is how to im-
tiveness of waste recycling, the other two dimensions of sus- prove practitioners’ attitudes, for example, through vocational training
tainability, should also be embraced and evaluated. Although or development of incentive program? The ultimate purpose for
research shows that environmental impacts of waste recy- addressing these two research questions in the future is to mitigate
cling begin to appear in the arena recently, existing works human factors’ influence on C&D waste management and provide
should be further elaborated. In the future, social impacts insights into the improvement of C&D waste management perfor-
of waste recycling should be envisaged as well. Only in this mance, both of which are lacking in current research.
way, can the sustainable development of waste recycling be
attained and associated adverse impacts be mitigated.
5. Conclusions
In addition, three directions in related to the topic of ‘C&D waste
management in general’ are worth noting: C&D waste management has been a worldwide concerned issue
attracting increasing attention. This research provides a holistic
(1) Environmental and social effectiveness of C&D waste manage- view on the research activities in this field of C&D waste manage-
ment. Similarly, research in ‘C&D waste management in ment by systematically analyzing the publications regarding C&D
general’ needs to be shifted from ‘a traditionally focus on waste management in eight scholarly journals, namely RC&R,
cost–benefit analysis’ to ‘a broader view of sustainability WM, WM&R, CME, B&E, CEM, AIC, and ECAM.
including economic, environmental and social effectiveness’. There are 87 papers published in the discipline of C&D waste
That is, it is critical for future research in this area to take management during 2000 and 2009 in the eight selected journals.
both environmental and social effectiveness of C&D waste The annual number of papers shows the increasing research efforts
management into consideration. into C&D waste management. By measuring the main authors’ con-
(2) How to ascertain a suitable disposal charging fee that can hit a tributions, it has been found that researchers from some developed
balance of interests among different project stakeholders? It is economies, such as Hong Kong, Australia, and USA, are the main
reported that uncontrolled dumpling of C&D waste has been contributors to C&D waste management research. Although rela-
widely occurring in many countries worldwide (Esin and tively less research has been conducted in developing economies,
Cosgun, 2007; Zygouras et al., 2009). Generally speaking, Malaysia and China have started to promote C&D waste manage-
there are two ways to reduce uncontrolled dumplings. One ment research. It can be anticipated that more and more research
is by polluters’ (such as contractors, sub-contractors and in this field will be conducted by researchers from these develop-
waste contractors) willingness to dispose of waste at land- ing economies in future, where construction business will remain
fills and the other is through governmental regulations their key economic activities in the coming years.
(Hao et al., 2008). Studies revealed that disposing of C&D The findings from this study suggest that survey and case study
waste willingly at landfills did not work well in practice, are the major methods used for data collection in conducting C&D
since polluters should incur extra costs for waste disposal waste management research. Descriptive analysis is the main
under the polluters-pay-principle (Begum et al., 2007). This methodology used for data analysis. The major research topics in
implies that the sole way to regulate their disposal behaviors the discipline include ‘‘C&D waste generation’’, ‘‘C&D waste reduc-
is the governmental regulation. Although research attempts, tion’’, ‘‘C&D waste reuse’’, ‘‘C&D waste recycling’’, ‘‘C&D waste
such as Wang et al. (2008) and Kofoworola and Gheewala management in general’’, and ‘‘human factors in C&D waste man-
(2009), have been devoted to waste disposal fee associated agement’’. Among them, ‘‘C&D waste management in general’’
issues, a suitable waste disposal fee that can balance and and ‘‘C&D waste recycling’’ have been the dominant topics and will
stimulate interests of different project practitioners is continue to be hot issues in future research. Furthermore, the
absence until present. importance of human factors in C&D waste management has
(3) How to understand C&D waste management by considering the gained attention from researchers from 2008 onwards, which is
interrelationships of activities within the process? It is widely considered an emerging research topic in future. Based on the anal-
acknowledged that the whole process of C&D waste manage- ysis of the state-of-the-art of research on C&D waste management,
ment is of high complexity, within which the activities are several future directions are proposed as well.
interrelated (Shen et al., 2004). Such complexity cannot be The information revealed in this research is valuable to both
better understood without considering the interrelationships researchers and practitioners. It helps researchers understand the
underlying these activities (Hao et al., 2007). Some research- key trends of research development in C&D waste management.
ers have recognized this important characteristic of C&D Practitioners will benefit from understanding the development of
waste management and conducted works by employing C&D waste management methods, thus selecting proper methods
some systematic approaches such as mapping technique in their applications. Nevertheless, it is appreciated that the eight
(Shen et al., 2004), system dynamics (Hao et al., 2007; Yuan journals referred in this study may not contain all related journals
et al., 2010) and discrete-event simulation approach (Lu publishing C&D waste management works, although the papers
et al., 2006). While acknowledging their contributions, published in these journals are representative to reflect the general
further research following similar path is in pressing need. trend of C&D waste management research.

Results of numbers of publications about different research top-


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