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Vaccine 1 2016 PDF
Vaccine 1 2016 PDF
4, 432–438
doi:10.1093/fampra/cmw026
Advance Access publication 3 May 2016
Research Methods
*Correspondence to Rodolphe Charles, Department of General Practice, Jean Monnet University, COMUE University of
Lyon, Medical College, Pôle Santé Nord, 10 rue de la Marandière, BP80019, 42270 Saint Priest en Jarez, France; E-mail:
rodolphe.charles@univ-st-etienne.fr
Abstract
Background. Vaccination is a common act in general practice in which, as in all procedures in
medicine, errors may occur. To our best knowledge, in this area, few tools exist to prevent them.
Objective. To create a checklist that could be used in general practice in order to avoid the main errors.
Methods. From April to July 2013, we systematically searched for vaccination errors using three
sources: a review of literature, individual interviews with 25 health care workers and supervised peer
review groups meeting at the Medicine school of Saint-Etienne (France). The errors most frequently
retrieved were used to create the checklist that was regularly submitted to interviewed caregivers to
improve its construction and content; its stabilization has been conceived as an evidence of finalization.
Results. The checklist’s draw-up included three parts allowing verification at each stage of the
vaccination process: before, during and after the vaccine administration. Before the vaccination,
items to be checked were mainly does my patient need and may he/she receive this vaccine in
accordance with the national French vaccination guidelines? During the preparation and the
administration of vaccination, items to be checked were are the patient and the practitioner
comfortable? Is all the material needed correctly prepared? Is the appropriate route defined?
Ultimately, after the vaccination, most items to be checked concerned traceability. This checklist
seemed useful and usable by the panel of practitioners questioned.
Conclusion. This vaccination checklist may be useful to prevent errors. Its efficacy and feasibility
in clinical practice will require further testing.
Key words. Immunization, medical errors/patient safety, physician competency, practice management, primary care.
Introduction errors may increase the defiance of general population face to vaccina-
tions. Preventing them is therefore needed to reassure patients.
In France, vaccination is a common act in general practice (1). According
Medical errors result from a discrepancy between action and
to a survey including 922 French GPs, vaccination is the 19th most com-
intent in a given context. Contrarily to faults, the person responsible
mon reason for consultation, involving 2.8% of all patients and 8.4%
is not aware that a mistake was made. Within a professional context,
of 0–12 year olds (2). Despite its commonness, as any other medical
the disparity between what actually happened and what should have
procedure, vaccination can be subject to errors or faults (3). Vaccination
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432
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Vaccine checklist 433
happened results from one of three categories of error, according to be considered. It led us to define which events were to be consid-
James Reason (4): (i) routine errors (70% to 80%) due to lapses in ered as ‘errors’ in conflict with good vaccination practices (1,9–12).
execution or concentration; (ii) failures to apply standard rules for Qualitative data about the errors and prevention means were com-
the procedure (20%) due to errors in mental representation or by piled for further draw-up of the first checklists. Exhaustive review was
usual difficulties in the application of guidelines; and (iii) knowl- not an aim; according to the subject, the choice of the strategical col-
edge-related errors (less than 10%). The error is remedied by the lection was targeted on ‘kind of errors’, ‘more frequent errors’, ‘lethal
person responsible in 80% of cases (5). By contrast, faults are the or dangerous errors’ and also ‘papers which described a new error or
violation of a known rule. It is done voluntarily: either deliberately gave preventive answers to specific errors we had found’. According
or negligently, as in cases when clinicians abandon best professional to the priority, it was given to national agencies’ guidelines, big error
practice and drift into bad habits (5). Both fault and error involve databases, but for some technical or specific questions we had to man-
the idea of liability and could lead to legal or moral sanctions. Both age with pharmaceutical notices, grey literature or blogs (grounded in
may be considered as adverse events related to medical procedures. daily practise). Literature search was not thought as the first step only;
In vaccination, the WHO has stated that avoidable adverse reactions we returned to the literature every time we faced a new kind of error.
caused by storage or handling problems have proved to be more
numerous than those caused by the vaccines themselves (3). Individual interviews
To identify the trigger of medical errors and especially to estab- A qualitative study to retrieve vaccination errors was performed
lish how this could have been avoided requires meticulous analysis by face-to-face interviews with GPs and nurses implicated in vac-
spontaneous back and forth between practice and literature, giv- Individual interviews involved 23 physicians (21 GP, 1 lung spe-
ing a final priority to answers that could be easily compatible with cialist and 1 otorhinolaryngologist) and 2 nurses, while 54 residents
current general practice. After all, each method reinforced the oth- were questioned collectively within PRGs.
ers; all data were coming from many issues; and it was not pos- Using these three sources, 28 types of error were identified from
sible to distinguish the exact roots, process and results that lead the literature review, 17 types of error were reported during individ-
to the final checklist proposal: rather than a weakness, this was ual interviews with physicians and 26 types of error emerged during
foreseen to be the strength of the study (Fig. 1). The stabiliza- collective interviews within PRGs. Therefore, 71 types of different
tion of the checklist was judged as an evidence of finalization: no errors were listed, some of which overlap (three sources). For this
common vaccination error could resist to the final checklist that research which focused on the typology of the incidents observed,
seemed to be easy to use and understood by all. No large-scale it was not considered relevant to provide other quantitative data.
study was foreseen at this first stage. When specific vaccine devices were to blame for an error (needle or
syringe supplied by the manufacturer), only the mechanism leading
Ethics to the error was summarized.
The only data collected were on errors, not on patients, so no decla- Errors arising ‘before’ vaccine administration are summarized in
ration was made to the French Data Protection Authority. No dec- Table 1. These errors concerned the prevaccination steps, until admin-
laration was made to the ethics committee for this research on the istration of the vaccine by the physician. Types of errors included
mainly errors on the patient’s vaccine status, the indication and the
Table 1. Errors recorded prior to vaccine administration—literature review, face-to-face interviews with GPs and focus groups, 2013
When the prevalence of a particular type of accident appeared significantly higher, it was indicated by an asterisk instead of a dash.
a
Exception: between 11 and 15 years of age, the French schedule allows the HB 20 µg vaccine for the two-vaccine programme, with an interval of 2 months
between the two doses.
Table 2. Errors recorded during preparation and administration of the vaccine—literature review, face-to-face interviews with GPs and
focus groups, 2013
When the prevalence of a particular type of accident appeared significantly higher, it was indicated by an asterisk instead of a dash.
Table 3. Errors recorded postadministration of the vaccine—literature review, face-to-face interviews with GPs and focus groups, 2013
When the prevalence of a particular type of accident appeared significantly higher, it was indicated by an asterisk instead of a dash.
6 questions, depending on answers given, authorizing or prohibit- Vaccination checklist: limits, benefits and
ing the vaccination procedure. Three additional recommendations at expectations
the end (BCG dose, disinfection and administration route) were also The checklist presented here is simple, seems easy to use and adapted
added. This proposal was designed to improve vaccination safety to daily and current general practice. The points for verification are
but focuses mainly on the points that should be verified prior to succinct and listed in chronological order allowing safety prepara-
injection, while the checklist developed in our study included items tion of each stage of vaccination process and are not time-consuming.
to be checked during the three stages of the consultation, as errors Items included in the checklist aimed to prevent the most common
occurred in these three stages. errors. Errors or oversight that could have severe consequences were
Vaccine checklist 437
Table 4. Final proposal of a checklist for vaccine administration—construct and content validation through face-to-face interviews with
GPs, 2013
Before administration of the vaccine During preparation and After the vaccination
administration of the vaccine
Table 5. Final proposal of a checklist for BCG administration—construct and content validation through face-to-face interviews with GPs,
2013
also included, even rare. For example, despite an immediate anaphy- Built on a hospital model, the organization of vaccination centres
lactic reaction being an extremely rare complication of vaccination, is intended to limit errors as much as possible with different levels
we included in the checklist to verify having ready-to-use adrena- of control for patient vaccine status, vaccine storage conditions and
line at hand (1). Errors related to failures in competence were not information of patients. In general practice, the same resources can-
included in the checklist as they could not be quickly corrected and not be deployed, therefore, the use of such a checklist aiming to help
needed training (9). In the same way, the checklist does not include controlling the same items and prevent errors is even more impor-
vaccine guidelines that are updated annually and published since tant. Potential errors linked to the manufacture and packaging of
2014 by the French Ministry of Health (29). Practitioners should vaccines could not be prevented by our checklist. This underscores
be aware of these updates in order to remain in agreement with the the remaining importance of notifying incidents to the respective
recommendations. The checklist does not aim to act as a substitute authorities and firms. A shared electronic vaccination card (on a
for this. Compliance to the current vaccination schedule and the use protected and dedicated website) should also be a shield against vac-
of the checklist would be complementary. cination errors.
438 Family Practice, 2016, Vol. 33, No. 4