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The Ins and Outs of Ventilation 2. Mechanical Ventilators
The Ins and Outs of Ventilation 2. Mechanical Ventilators
THIS article discusses some of the commonly available machines that can be used for ventilatory
support of anaesthetised patients. An article in the last issue of In Practice (April 2007, volume 29,
pp 186-193) reviewed physiological aspects of mechanical ventilation. An appreciation of these
factors is important for understanding the features and limitations of the ventilator in use.
VENTILATOR VARIABLES
Variables determined directly or
The main controls available on an anaesthetic ventilator indirectly using an anaesthetic
Alex Dugdale
graduated from relate to the following equation: ventilator
Cambridge in 1990.
She spent six years ■ Breathing frequency
in mixed practice in Minute ventilation
(minute respiratory =
Breathing
x Tidal volume ■ Tidal volume (commonly inspiratory,
Lancashire before rate
undertaking a three- volume) but sometimes expiratory)
year residency in ■ Ratio of inspiratory time:expiratory time (I:E ratio)
anaesthesia and
critical care at the ■ Inspiratory time
It follows that it is only possible to preset two of these
Animal Health Trust ■ Inspiratory flow rate
in Newmarket. She variables because the third is dependent on the first two.
■ Expiratory time
is currently head Hence, a ventilator will not normally have controls for
of the Division ■ Peak inspiratory pressure
of Veterinary
all three variables. For example, the Manley Pulmovent
■ Positive end expiratory pressure (PEEP)
Anaesthesia at MPP and Manley MP3 models (see later) have controls
Liverpool veterinary for tidal volume and minute ventilation (determined by
school. She holds the
RCVS and European setting the fresh gas flow); the breathing rate is deter- Therefore, if there is no breathing (ventilation) rate
College of Veterinary mined by the ventilator. control knob, there should be controls for inspiratory
Anaesthesia and
Analgesia diplomas ■ TIDAL VOLUME is derived as follows: time and expiratory time (or I:E ratio) instead.
in veterinary Overall, this equates to:
anaesthesia.
Inspiratory tidal Inspiratory Inspiratory flow
= x
volume time rate
60
Minute
ventilation
=
Inspiratory Expiratory
x
( Inspiratory
time
x Inspiratory )
flow rate
+
time time
If the ventilator does not have a control knob for tidal
volume, it should have controls for inspiratory time and
inspiratory flow rate instead.
■ BREATHING RATE is derived from the cycle time, which VENTILATOR FUNCTION
equates to the number of complete cycles per minute:
For a ventilator to deliver intermittent breaths, it must be
able to provide the four basic phases of breathing:
Breathing rate = 60
■ End of expiration and beginning of inspiration;
(breaths per Time (seconds) for a
minute) ■ Delivery of inspiration;
complete respiratory cycle
■ End of inspiration and beginning of expiration;
■ Expiratory phase (exhalation is usually passive).
60 These are controlled by the following phase variables:
Breathing rate =
In Practice (2007) (bpm) ■ Triggering variable, which ends expiration and begins
Inspiratory time + Expiratory time
29, 272-282 inspiration;
272 In Practice ● ? !Y 2 0 0 7
■ Cycling variable, which ends inspiration;
■ Limiting variable, which places a maximum (limit) Guidelines for ventilator settings
value on a control variable during delivery of a breath.
The ventilator-dependent control variables, which Aim for normocapnia
can be used to control the phase variables, are: ■ Tidal volume should be around 6-10-20 ml/kg (lower if there is pulmonary
■ Pressure; parenchymal disease)
■ Volume; ■ Breathing rate should be eight to 20 breaths per minute (higher if the
■ Time; lungs are diseased)
■ Flow. ■ I:E ratio of 1:2 to 1:3
DESCRIPTION OF VENTILATORS ■ Inspiratory time should be around one second for small animals or just long
Many different classification systems have been described enough to allow delivery of tidal volume (longer if the lungs are diseased)
but, with the advent of modern highly sophisticated venti- ■ Inspiratory flow usually needs to be between 0·25 and 1 litre/second for
lators, some older systems of classification are not easily small animals (and more for horses)
applicable. Some simple ways of distinguishing between ■ Peak inspiratory pressure (PIP) for healthy animals should be ≤15 to 25 cmH2O
ventilators are given below; of these, the general mode of (at the lower end for cats and cattle). Higher pressures may be required for
operation provides a convenient means of discussing ven- animals with diseased lungs or where compliance is low or resistance is high
tilators that might be encountered in the practice setting ■ PEEP should be 0-5-15 cmH2O, if necessary. It is best to start at about 2 to
(see later). The key, however, is to get to know how the 3 cmH2O
particular ventilator available within the practice operates. ■ The fraction of inspired oxygen (FiO2 ) should be at least 0·3 for anaesthe-
tised animals
Triggering variable
Ventilators can be:
■ TIME-TRIGGERED; Basic requirements of ventilators
■ PATIENT-TRIGGERED. Such systems are activated:
– When a patient makes an inspiratory effort, and the ■ Simple to use, and easy to clean and sterilise
ventilator senses a drop in pressure (pressure-triggered), ■ Robust and portable
where the operator chooses the trigger sensitivity; ■ Efficient/economical to use
– After a certain volume has been exhaled (volume-trig- ■ Versatile and compatible with different (anaesthetic) breathing systems, and
gered), where the trigger volume is set by the operator; able to be used for a wide range of patient sizes and needs
– When the patient finishes an exhalation and the venti- ■ Able to deliver any gas/vapour mixture, as required
lator senses the decrease in flow (flow-triggered), where ■ The facility for humidification of gases, if intended for intensive care use
the operator chooses the trigger flow rate; ■ The option of different modes of ventilation, if intended for intensive care
■ OPERATOR-TRIGGERED. use (see Part 1)
The type of triggering helps to determine whether the ■ Suitable alarms, especially for ‘patient disconnect’ and ‘high airway pressure’
breath is spontaneous, assisted or mandatory (see table
on page 191, Part 1).
ventilators in the intensive care setting, are described as
Cycling variable either volume- (flow-) controlled or pressure-controlled,
The cycling variable refers to the changeover from the whereby inspiration depends on either the delivery of
inspiratory phase to the expiratory phase, and can be: a fixed tidal volume over a given time, or on the main-
■ VOLUME-CYCLED, where the changeover occurs when a tenance of a given airway pressure for a given time,
predetermined volume has been delivered. Note that the respectively.
volume leaving the ventilator may not necessarily be the
volume entering the animal’s lungs due to some expan- Method of operation
sion of compliant tubing/compression of gases and leaks; ■ PRESSURE GENERATORS produce inspiration by gener-
■ PRESSURE-CYCLED, where the changeover occurs when ating a predetermined pressure. The maximum pressure
a predetermined inspiratory pressure has been reached; is lower than that achievable from flow generators (see
■ TIME-CYCLED, where the changeover occurs when a below) and, hence, these are sometimes called low pow-
predetermined inspiratory duration has been reached; ered ventilators. Weighted bellows tend to produce a con-
■ FLOW-CYCLED, where the changeover occurs when the stant inflation pressure, while bellows attached to a weak
inspiratory flow falls to a predetermined flow rate. spring or those using gases stored in a distensible bag
produce a decreasing pressure as the bellows/bag empties.
Limiting variable ■ FLOW GENERATORS produce inspiration by deliver-
Ventilators can be: ing a predetermined flow of gas. They deliver gas under
■ PRESSURE-LIMITED; high pressure (either compressed gas or gas from a bel-
■ VOLUME-LIMITED; lows compressed by a heavy weight or powerful spring)
■ FLOW-LIMITED. through a variable orifice flow-restrictor proximal to the
Although these limiting variables can be used to patient, which determines the flow and pressure wave-
limit the inspiratory phase, where their value cannot be forms delivered. These generators are also referred to as
exceeded, this does not necessarily mean that inspiration high powered ventilators.
is terminated – that is, the cycling that terminates inspi-
ration may be controlled by another variable. Source of power
Ventilators can be powered by:
Breath waveforms ■ Mains electricity;
Delivered breath waveforms (see Part 1), especially for ■ Compressed gas (ie, pneumatic);
In Practice ● ? !Y 2 0 0 7 273
■ A combination of the two – that is, pneumatically
powered, but electronically or microprocessor controlled
(which requires electrical power).
Newton valve
The Newton valve is attached to/driven by another
ventilator (eg, Nuffield series 200 or Pneupac Ventipac).
The patient port is connected via hosing to the expira-
tory limb of a Jackson Rees modified Ayre’s T-piece,
where it replaces the bag. The normal fresh gas flow for
the breathing system is delivered from the anaesthetic
machine to the inspiratory limb. It is suitable for use in
patients up to 10 kg bodyweight.
The Newton valve acts in
Drive gas from ventilator one of three modes, depend-
ing on the flow rate delivered
by the ventilator it is attached
to:
■ PARTIAL THUMB OCCLUDER.
When the ventilator cycli-
cally delivers low flows to the
Newton valve, the pressure
developed inside the valve
Pressure relief valve To the is only low because there is
patient
continual leakage through the
orifice outlet. Therefore, it
cyclically only partially dams
Control back gases in the expiratory
orifice
limb of the T-piece, thus pro-
To air/scavenge ducing small tidal volumes Newton valve (red arrow) connected to a Pneupac Ventipac
depending on the continued 5 ventilator and T-piece hosing. The ventilator requires a
pressurised gas supply, which in this case is provided via
fresh gas flow; a mini-Schrader socket oxygen supply from the anaesthetic
Operation of a Newton valve ■ THUMB OCCLUDER. With a machine (white arrow)
274 In Practice ● ? !Y 2 0 0 7
exit through the orifice. Some gas enters the expira- tor switch on the back panel allows the expiratory length
tory limb of the T-piece so that cyclical inflation of the set by the front dial to be reduced by a factor of 5, thus
patient’s lungs now depends on gases being driven back- providing much higher respiratory rates.
wards up the expiratory limb rather than on the fresh
gases continuing to enter while the expiratory limb is MINUTE VOLUME DIVIDERS
blocked off. Minute volume dividers collect a continuous flow of gas
Note that the driving gas from the ventilator should into a reservoir before delivery to the patient under positive
not enter the patient’s lungs, despite mixing with gases pressure. The reservoir is ‘pressurised’ either by a weight,
in the expiratory limb. In the bag-squeezer mode, an a spring or due to the elastic recoil of the material compris-
elongated expiratory limb on the T-piece may be neces- ing the reservoir. The fresh gas flow delivered is set to be
sary to prevent rebreathing of carbon dioxide. the intended minute respiratory volume, which is simply
divided up into the required number of breaths per minute.
Vetronic Small Animal Mark 3 (SAV03) These systems are relatively expensive in terms of fresh
ventilator gas flow (which may also include anaesthetic vapour).
For patients up to 10 kg bodyweight, an SAV03 uses a Some examples still in use in the veterinary setting
T-piece but with a solenoid valve interposed between are described below.
the inspiratory and expiratory limbs. The valve allows
continued flow of fresh gases into the patient’s lungs by Manley Pulmovent MPP and Manley MP3 models
occluding the expiratory limb until a chosen preset pres- Manley Pulmovent MPP and Manley MP3 models are
sure is reached, at which point exhalation is allowed. the last versions of a series of minute volume dividers
The operator sets the expiratory time to between one that are robust, simple and easy to use, and found favour
and 30 seconds. The respiratory rate depends on inspira- in both the anaesthetic and intensive care settings. They
tory flow (fresh gas flow) as well as expiratory length. can provide ‘manual’ or ‘automatic’ ventilation. In man-
Ventilation is thus pressure-limited, pressure-cycled and ual mode, spontaneous ventilation is allowed, with the
time-triggered. An adequate seal must be made around system acting as a Mapleson D system, which requires
the endotracheal tube for the pressure to increase. If appropriate high fresh gas flows to prevent rebreathing.
uncuffed endotracheal tubes are employed, use of a In this mode, the pop-off valve may be closed transient-
throat pack can help to reduce ‘leakage’. Alternatively, ly and the bag squeezed manually to deliver a breath. In
the fresh gas flow can be increased to cater for this automatic mode, the bag port and normal pop-off valve
leakage. are bypassed. The fresh gas flow delivered (eg, from the
A low dead space ‘Y’ piece is used for very small anaesthetic machine) is the estimated minute ventilation
animals (~10 g), with the ventilator again functioning to (around 200 ml/kg/minute).
block off the expiratory limb until the preset pressure is The tidal volume (eg, 10 to 20 ml/kg) in the MPP
reached, at which point exhalation is allowed. A selec- model is adjusted by turning the tidal volume knob; in
the MP3 model it is determined by the position of the
catch on the lever arm of the main bellows. The tidal
volume, along with the fresh gas flow, helps to deter-
mine the ventilation rate. Each full turn of the knob
increases the tidal volume by 100 ml. The range of tidal
volumes available is 100 to 1000 ml for the MPP model,
and 200 to 1000 ml for the MP3 model.
276 In Practice ● ? !Y 2 0 0 7
Manley MPP with manual
mode selected (red arrows).
If the pop-off valve is
closed, manual compression
of the bag leads to inflation
of the patient’s lungs.
Scavenging is carried out
from the pop-off valve
(white arrow)
278 In Practice ● ? !Y 2 0 0 7
considered primarily to be volume-triggered. Although
the tidal volume chosen determines the degree of filling
of the main bellows as well as the storage bellows, these
volumes are not exactly the same because some of the
fresh gas flow enters the main bellows too.
Flomasta
The Flomasta is a minute volume divider that attaches
to the common gas outlet of an anaesthetic machine.
The main control knob (housing several valves) allows
the operator to choose between spontaneous, manual or
automatic modes. Using the automatic mode, the opera-
tor can choose one of five positions that essentially
determine the inflation pressure and therefore volume
of the bag. The reservoir bag is enclosed in a harness
partly to avoid overdistension and partly to ensure that
adequate pressures/volumes are reached.
In automatic mode, the bag fills with fresh gas until
the pressure is sufficient to open a valve (against a spring
This anaesthetised dog’s
that is tensioned to predetermined positions 1 to 5). lungs are being ventilated
Inspiration ends when the inspiratory pressure falls low horizontal. Ascending bellows, which rise during exha- using a Flomasta.
Picture, Liz Leece
enough to allow the spring tension to close this valve, lation, are said to alert the operator to a bellows leak
thus initiating expiration. The tidal volume and ventila- by virtue of the bellows failing to fill. However, rising
tion rate depend on the fresh gas flow and the control bellows are also thought to add resistance to exhalation,
position (1 to 5). At the same fresh gas flow (minute ven- but whether this additionally provides some beneficial
tilation), the tidal volume and ventilation rate are both PEEP is controversial. Descending bellows do not allow
affected by altering the position of the control knob. easy detection of leaks in the bellows and are also full
However, the tidal volume delivered to the patient’s of air before patient connection, which should ideally be
lungs also depends on the compliance/resistance of the purged from the system before use.
patient’s respiratory system and the compliance of the The bellows may otherwise be inflated and deflated by
reservoir bag, so these factors can indirectly affect the some form of pneumatic piston or by mechanical squeez-
ventilation rate too. The fresh gas flow itself may influ- ing/releasing using a motor-driven piston with linear or
ence the tidal volume as the fresh gases can push against rotary (cam-driven) linkage.
the valve during inspiration. Rather than being used to drive a pneumatic pis-
The pressure/volume characteristics of black rubber ton, which, in turn, drives the bellows, the bellows can
bags change as they become more compliant with use. be removed and the drive gas itself used to force gases
Therefore, with time, more fresh gases are required to into the patient’s breathing system and lungs. A suitable
fill the bag to a sufficient pressure to open the inspira- length of wide-bore hosing is needed to link the ventilator
tory valve, and so the delivered tidal volume tends to to the bag port of the patient’s breathing system so that
be increased as well. Eventually, if the bag becomes drive gases and patient gases do not mix. Although there
too compliant, such that the pressure within it fails is no physical separation of the gases, if used correctly,
to increase sufficiently, IPPV will cease to occur. the drive gases do not mix with, and potentially dilute,
Consequently, the bag’s expansion is limited to about 5 the patient’s gases. The Newton valve, when set at high
litres by the enclosing harness, which prevents it over- ventilator flow rates, operates in this manner – hence, its
stretching and rapidly increasing its compliance. Also, bag-squeezer mode of action. Pneupac Ventipac 5 and 10,
even if its compliance is increased, the harness (which and the Nuffield series 200 ventilators connected to adult
is minimally stretchy) will allow an eventual pressure valves both function in this way. However, they are also
increase within the bag to ensure continued ventilation. referred to as intermittent blowers (see below).
The changeover from inspiration to expiration is a
composite of pressure- and flow-cycling. Inspiration is Hallowell EMC ventilators
said to be time-triggered, but not in the traditional sense Hallowell Engineering and Manufacturing Corporation
because the patient’s respiratory system characteris- (EMC) Small Animal Anesthesia Ventilator mod-
tics also affect the delivered tidal volume and hence the els 2000 and 2002 differ mainly in that the 2002 sys-
ventilation rate. tem includes fine and coarse controls for tidal volume.
Otherwise, they function in a similar fashion. IPPV is
BAG SQUEEZERS time-cycled and pressure-limited. The pressure limit
Bag squeezers are the most common type of ventilators can be set to between 10 and 60 cmH2O to ensure
used for anaesthetised patients. The ventilator is con- patient safety. Should the set pressure be exceeded,
nected to the expiratory limb of a Mapleson E system, or an audible alarm sounds. This alarm also sounds if
to the bag port of either a Mapleson D non-rebreathing 6 cmH2O pressure is not reached (ie, if the patient’s
system (Bain) or circle rebreathing system. breathing system becomes disconnected).
The most familiar form of these ventilators is the ‘bag Three sizes of ascending bellows and bellows hous-
(bellows) in a bottle’ arrangement. The bellows is placed ings are available, all of which are easily interchange-
into an airtight perspex cylinder and high-pressure driv- able via a twist lock on/off system. The smallest bellows
ing gas is forced into the space between the canister and provides tidal volumes of 20 to 300 ml and is suitable
bellows. The bellows may be ascending, descending or for animals weighing between 1 and 25 kg. The interme-
In Practice ● ? !Y 2 0 0 7 279
diate-sized bellows provides tidal volumes of between that can be used to provide mandatory IPPV or assisted
300 and 1600 ml and is suitable for animals weighing ventilation (see below).
between 20 and 120 kg. The largest bellows provides
tidal volumes of up to 3000 ml and is suitable for INTERMITTENT BLOWERS
animals of up to about 200 kg bodyweight. Intermittent blowers need a pressurised gas source to
The tidal volume is determined by turning a knob on drive them. An electronically timed and activated pro-
the control panel, which also includes a dial that adjusts portional flow valve or a pneumatically timed oscillator
respiratory rates to between six and 40 breaths per minute. divides the driving gas up into tidal volumes of a set size
The bellows can be easily attached, via a piece of and rate. Anaesthetic ventilators tend to use pneumatic
hosing, to the bag port of a circle rebreathing system or oscillators, while more sophisticated intensive care ven-
a Bain non-rebreathing system. tilators use proportional flow valves. Pneupac Ventipac
5 and 10 systems, and Nuffield series 200 ventilators are
JD-Bird Equine Ventilator examples of the former. Control knobs usually include
Bird ventilators are intermittent blowers. However, the inspiratory flow and time, which determine tidal vol-
JD-Bird Equine Ventilator may be used to drive bag- ume, as well as expiratory time, which helps to deter-
squeezer type ventilators. This is a pressure-cycled, mine ventilation rate and I:E ratio. They are time-cycled,
pressure-limited pneumatically driven flow generator with the tidal volume delivered depending on the chosen
Bellows mounting
280 In Practice ● ? !Y 2 0 0 7
inspiratory time and inspiratory flow. Ventilation rate is
determined by the inspiratory and expiratory times. The
side panels on the Ventipac ventilators display charts that
allow ‘ready-reckoning’ and, if necessary, adjustment of
values to set for required tidal volumes and I:E ratios.
In Practice ● ? !Y 2 0 0 7 281
Merlin Small Animal Ventilator. Picture, Vetronic Services
Bird ventilators
First generation Bird Mark 7 ventilators are one of a
series of pneumatically powered ventilators that can be
used to ventilate intensive care patients directly, or anaes-
thetised patients by driving a bellows in a bottle in the
same way as the JD-Bird Equine Ventilator. Bird venti-
lators can be time-, pressure- or manually triggered and
are pressure-cycled. Peak inspiratory pressure is set
to cycle and limit the inspiratory phase and, therefore,
along with the patient’s respiratory system characteris-
(above) Nuffield series 200 ventilator with an adult valve
tics, determines the delivered tidal volume. A pneumati-
attached (blue arrow). Sufficient wide-bore hosing (yellow cally driven expiratory timing device helps to control the
arrow) should connect the ventilator to the bag port of ventilation rate. Trigger sensitivity can be set for patient-
the breathing system to prevent drive gas from diluting
the anaesthetic gases. The green arrow indicates the port triggered breaths. Inspiratory flow can be controlled and
from which scavenging is achieved. (below) Nuffield series will also affect the ventilation rate and I:E ratio.
200 ventilator with an adult valve attached via wide-bore
tubing to the bag port of the circle. The circle’s pop-off When the air–mix control is pushed in, oxygen from
valve is closed, and scavenging is achieved via the exhaust the anaesthetic machine is delivered to the patient. A rec-
valve (green arrow) of the ventilator
tangular waveform showing a constant flow pattern is pro-
duced throughout inspiration with an ascending pressure
waveform (see Part 1). With the air–mix control pulled out,
air can be entrained via a Venturi, so that less than 100 per
cent oxygen is delivered to the patient. A descending flow
pattern waveform is produced, with a variable (ascend-
ing to rectangular) pressure waveform depending on the
patient’s respiratory system compliance and resistance.
SUMMARY
282 In Practice ● ? !Y 2 0 0 7