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CULTURE

CLASSIC
9 Symbol: The Basic
CONTEMPORARY Element of Culture
LESLIE A. WHITE
CROSS-CULTURAL

Leslie A. White, a noted anthropologist, argues in this selection that the key to human ex-
istence is the ability to use symbols. While all animals are capable of complex behavior,
only humanity depends on symbolic activity. This is the special power that underlies our
autonomy as the only creatures who live according to meanings we set for ourselves. Thus
symbols convert our animal species into humanity, in the process transforming social be-
havior into true civilization.

All human behavior originates in the use of sym- That there are numerous and impressive simi-
bols. It was the symbol which transformed our larities between the behavior of man and that of
anthropoid ancestors into men and made them ape is fairly obvious; it is quite possible that
human. All civilizations have been generated, and chimpanzees and gorillas in zoos have noted and
are perpetuated, only by the use of symbols. It is appreciated them. Fairly apparent, too, are man’s
the symbol which transforms an infant of Homo behavioral similarities to many other kinds of an-
sapiens into a human being; deaf mutes who imals. Almost as obvious, but not easy to define,
grow up without the use of symbols are not is a difference in behavior which distinguishes
human beings. All human behavior consists of, man from all other living creatures. I say “obvi-
or is dependent upon, the use of symbols. Human ous” because it is quite apparent to the common
behavior is symbolic behavior; symbolic behav- man that the nonhuman animals with which he is
ior is human behavior. The familiar do not and cannot
symbol is the universe of enter, and participate in, the
humanity. . . . world in which he, as a
human being, lives. It is im-
Source: From “The Symbol: The possible for a dog, horse,
Origin and the Basis of Human bird, or even an ape, to have
Behavior,” in The Science of Cul-
ture: A Study of Man and Civiliza- any understanding of the
tion by Leslie White. Copyright © meaning of the sign of the
1949 by Leslie White. Copyright cross to a Christian, or of
renewed by Crocker National
Bank. Reprinted by permission of the fact that black (white
Farrar, Straus & Giroux, Inc. among the Chinese) is the

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36 Culture

color of mourning. No chimpanzee or laboratory a fetish by any amount of physical or chemical


rat can appreciate the difference between Holy examination. The meaning of a symbol can be
water and distilled water, or grasp the meaning of grasped only by nonsensory, symbolic means. . . .
Tuesday, 3, or sin. No animal save man can dis- Thus Darwin says: “That which distin-
tinguish a cousin from an uncle, or a cross cousin guishes man from the lower animals is not the
from a parallel cousin. Only man can commit the understanding of articulate sounds, for as ev-
crime of incest or adultery; only he can remem- eryone knows, dogs understand many words
ber the Sabbath and keep it Holy. It is not, as we and sentences.”1 . . .
well know, that the lower animals can do these The man differs from the dog—and all other
things but to a lesser degree than ourselves; they creatures—in that he can and does play an active
cannot perform these acts of appreciation and role in determining what value the vocal stimulus
distinction at all. It is, as Descartes said long ago, is to have, and the dog cannot. The dog does not
“not only that the brutes have less Reason than and cannot play an active part in determining the
man, but that they have none at all.” . . . value of the vocal stimulus. Whether he is to roll
A symbol may be defined as a thing the value over or go fetch at a given stimulus, or whether
or meaning of which is bestowed upon it by those the stimulus for roll over be one combination of
who use it. I say “thing” because a symbol may sounds or another is a matter in which the dog
have any kind of physical form; it may have the has nothing whatever to “say.” He plays a purely
form of a material object, a color, a sound, an passive role and can do nothing else. He learns
odor, a motion of an object, a taste. the meaning of a vocal command just as his sali-
The meaning, or value, of a symbol is in no vary glands may learn to respond to the sound of
instance derived from or determined by proper- a bell. But man plays an active role and thus be-
ties intrinsic in its physical form: The color ap- comes a creator: Let x equal three pounds of coal
propriate to mourning may be yellow, green, or and it does equal three pounds of coal; let re-
any other color; purple need not be the color of moval of the hat in a house of worship indicate
royalty; among the Manchu rulers of China it was respect and it becomes so. This creative faculty,
yellow. . . . The meaning of symbols is derived that of freely, actively, and arbitrarily bestowing
from and determined by the organisms who use value upon things, is one of the most common-
them; meaning is bestowed by human organisms place as well as the most important characteristic
upon physical things or events which thereupon of man. Children employ it freely in their play:
become symbols. Symbols “have their significa- “Let’s pretend that this rock is a wolf.” . . .
tion,” to use John Locke’s phrase, “from the arbi- All culture (civilization) depends upon the
trary imposition of men.” symbol. It was the exercise of the symbolic fac-
All symbols must have a physical form; other- ulty that brought culture into existence, and it is
wise they could not enter our experience. . . . But the use of symbols that makes the perpetuation of
the meaning of a symbol cannot be discovered by culture possible. Without the symbol there would
mere sensory examination of its physical form. be no culture, and man would be merely an ani-
One cannot tell by looking at an x in an algebraic mal, not a human being.
equation what it stands for; one cannot ascertain Articulate speech is the most important form
with the ears alone the symbolic value of the of symbolic expression. Remove speech from
phonetic compound si; one cannot tell merely by culture and what would remain? Let us see.
weighing a pig how much gold he will exchange Without articulate speech we would have no
for; one cannot tell from the wavelength of a human social organization. Families we might
color whether it stands for courage or cowardice, have, but this form of organization is not peculiar
“stop” or “go”; nor can one discover the spirit in to man; it is not, per se, human. But we would
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Reading 9 Symbol: The Basic Element of Culture 37

have no prohibitions of incest, no rules prescrib- The behavior of man is of two distinct kinds:
ing exogamy and endogamy, polygamy, monogamy. symbolic and nonsymbolic. Man yawns, stretches,
How could marriage with a cross cousin be pre- coughs, scratches himself, cries out in pain,
scribed, marriage with a parallel cousin proscribed, shrinks with fear, “bristles” with anger, and so
without articulate speech? How could rules which on. Nonsymbolic behavior of this sort is not pe-
prohibit plural mates possessed simultaneously, culiar to man; he shares it not only with the other
but permit them if possessed one at a time, exist primates but with many other animal species as
without speech? well. But man communicates with his fellows
Without speech we would have no political, with articulate speech, uses amulets, confesses
economic, ecclesiastic, or military organization; sins, makes laws, observes codes of etiquette, ex-
no codes of etiquette or ethics; no laws; no sci- plains his dreams, classifies his relatives in desig-
ence, theology, or literature; no games or music, nated categories, and so on. This kind of behavior
except on an ape level. Rituals and ceremonial is unique; only man is capable of it; it is peculiar
paraphernalia would be meaningless without ar- to man because it consists of, or is dependent
ticulate speech. Indeed, without articulate speech upon, the use of symbols. The nonsymbolic be-
we would be all but toolless: We would have only havior of Homo sapiens is the behavior of man
the occasional and insignificant use of the tool the animal; the symbolic behavior is that of man
such as we find today among the higher apes, for the human being. It is the symbol which has
it was articulate speech that transformed the non- transformed man from a mere animal to a human
progressive tool-using of the ape into the progres- animal. . . .
sive, cumulative tool-using of man, the human The infant of the species Homo sapiens be-
being. comes human only when and as he exercises his
In short, without symbolic communication in symbol faculty. Only through articulate speech—
some form, we would have no culture. “In the not necessarily vocal—can he enter the world
Word was the beginning” of culture—and its per- of human beings and take part in their affairs.
petuation also. The questions asked earlier may be repeated
To be sure, with all his culture man is still an now. How could a growing child know and ap-
animal and strives for the same ends that all preciate such things as social organization,
other living creatures strive for: the preservation ethics, etiquette, ritual, science, religion, art,
of the individual and the perpetuation of the and games without symbolic communication?
[species]. In concrete terms these ends are food, The answer is of course that he could know
shelter from the elements, defense from ene- nothing of these things and have no appreciation
mies, health, and offspring. The fact that man of them at all. . . .
strives for these ends just as all other animals do Children who have been cut off from human
has, no doubt, led many to declare that there is intercourse for years by blindness and deafness
“no fundamental difference between the behav- but who have eventually effected communication
ior of man and of other creatures.” But man does with their fellows on a symbolic level are exceed-
differ, not in ends but in means. Man’s means are ingly illuminating. The case of Helen Keller is
cultural means: Culture is simply the human ani- exceptionally instructive. . . .
mal’s way of living. And, since these means, cul- Helen Keller was rendered blind and deaf at
ture, are dependent upon a faculty possessed by an early age by illness. She grew up as a child
man alone, the ability to use symbols, the differ- without symbolic contact with anyone. Descrip-
ence between the behavior of man and of all tions of her at the age of seven, the time at
other creatures is not merely great, but basic and which her teacher, Miss Sullivan, came to her
fundamental. home, disclosed no human attributes of Helen’s
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38 Culture

behavior at all. She was a headstrong, undisci- Suddenly I felt a misty consciousness as of something
plined, and unruly little animal. forgotten—a thrill of returning thought; and somehow
the mystery of language was revealed to me. I knew
Within a day or so after her arrival at the
then that “w-a-t-e-r” meant the wonderful cool some-
Keller home, Miss Sullivan taught Helen her first thing that was flowing over my hand. That living word
word, spelling it into her hand. But this word was awakened my soul, gave it light, hope, joy, set it free!
merely a sign, not a symbol. A week later Helen
knew several words but, as Miss Sullivan reports, Helen was transformed on the instant by this
she had “no idea how to use them or that every- experience. Miss Sullivan had managed to touch
thing has a name.” Within three weeks Helen Helen’s symbol mechanism and set it in motion.
knew eighteen nouns and three verbs. But she Helen, on her part, grasped the external world
was still on the level of signs; she still had no no- with this mechanism that had lain dormant and
tion “that everything has a name.” inert all these years, sealed in dark and silent iso-
Helen confused the word signs for “mug” and lation by eyes that could not see and ears that
“water” because, apparently, both were associ- heard not. But now she had crossed the boundary
ated with drinking. Miss Sullivan made a few at- and entered a new land. Henceforth the progress
tempts to clear up this confusion but without would be rapid.
success. One morning, however, about a month “I left the well-house,” Helen reports, “eager
after Miss Sullivan’s arrival, the two went out to to learn. Everything had a name, and each name
the pump in the garden. What happened then is gave birth to a new thought. As we returned to
best told in their own words: the house every object which I touched seemed
to quiver with life. That was because I saw ev-
I made Helen hold her mug under the spout while I erything with the strange new sight that had
pumped. As the cold water gushed forth, filling the come to me.”
mug, I spelled “w-a-t-e-r” into Helen’s free hand. The
word coming so close upon the sensation of cold water
Helen became humanized rapidly. “I see an im-
rushing over her hand seemed to startle her. She provement in Helen from day to day,” Miss Sulli-
dropped the mug and stood as one transfixed. A new van wrote in her diary, “almost from hour to hour.
light came into her face. She spelled “water” several Everything must have a name now. . . . She drops
times. Then she dropped on the ground and asked for the signs and pantomime she used before as soon
its name and pointed to the pump and the trellis, and
suddenly turning round she asked for my name. . . . In
as she has words to supply their place. . . . We no-
a few hours she had added thirty new words to her tice her face grows more expressive each day. . . .”
vocabulary. A more eloquent and convincing account of
the significance of symbols and of the great gulf
But these words were now more than mere
between the human mind and that of minds with-
signs as they are to a dog and as they had been to
out symbols could hardly be imagined.
Helen up to then. They were symbols. Helen had
The natural processes of biologic evolution
at last grasped and turned the key that admitted
brought into existence in man, and man alone, a
her for the first time to a new universe: the world
new and distinctive ability; the ability to use
of human beings. Helen describes this marvelous
symbols. The most important form of symbolic ex-
experience herself:
pression is articulate speech. Articulate speech
We walked down the path to the well-house, attracted means communication of ideas; communication
by the fragrance of the honeysuckle with which it was means preservation—tradition—and preservation
covered. Someone was drawing water and my teacher means accumulation and progress. The emer-
placed my hand under the spout. As the cool stream
gushed over one hand she spelled into the other the
gence of the faculty of symboling has resulted in
word water, first slowly, then rapidly. I stood still, my the genesis of a new order of phenomena: an ex-
whole attention fixed upon the motion of her fingers. trasomatic, cultural order. All civilizations are
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Reading 9 Symbol: The Basic Element of Culture 39

born of, and are perpetuated by, the use of sym- human? What opposing argument might be
bols. A culture, or civilization, is but a particular made? What position would White take in the
kind of form which the biologic, life-perpetuating pro-choice versus pro-life abortion controversy?
activities of a particular animal, man, assume. 2. Because the reality we experience is based on
Human behavior is symbolic behavior; if it is not a particular system of symbols, how do we tend
symbolic, it is not human. The infant of the genus to view members of other cultures? What special
Homo becomes a human being only as he is intro- efforts are needed to overcome the tendency to
treat people of different cultures as less worthy
duced into and participates in that order of phenom-
than we are?
ena which is culture. And the key to this world and
3. How did gaining the capacity to use symbols
the means of participation in it is—the symbol.
transform Helen Keller? How did this ability
alter her capacity for further learning?
CRITICAL-THINKING QUESTIONS
NOTE
1. Why does White argue that a deaf mute un-
able to communicate symbolically is not fully 1. Charles Darwin, The Descent of Man, chap. 3.

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