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Electrical Engineering Material Lecture Notes
Electrical Engineering Material Lecture Notes
Electrical Engineering Material Lecture Notes
Credit-04
BOOKS
[1] C.S.Indulkar and S. Thiruvengadam, S., “An Introduction to Electrical Engineerin
[2] Kenneth G. Budinski,, “Engineering Materials: Prentice Hall of India, New Delhi
MODULE-I
CONDUCTIVITY OF METALS
INTRODUCTION:
The most important properties of metals are their high thermal and electrical conductivities.
Silver has the highest electrical conductivity. Copper comes next and is similar to silver from the
point of view of atomic structure ; both belonging to the same group of periodic table. The
conductivity of copper is less than that of silver. Since supplies of copper are not abundant in
nature, aluminium which is light and has a high conductivity is rapidly becoming more important
as a conductor material. Gold which has a conductivity higher than that of aluminium but lower
than that of silver or copper does not find use in electrical industry because it is expensive.
Metals having complex structures such as As, Sb, Bi, Sn, Hg have lower conductivities which lie
between those of ideal metal (very high conductivity) and of insulators (negligible
conductivities).
In a conductor, the electrons are moving about with random velocity , the magnitude of which
depends upon the temperature. There are two comonents of motion, as follows :
2. Directed motion , the direction being determined by the polarity of the electric field.
When no electric force is applied , the free electrons move about through the conductor in a
random manner in such a way that the number of electrons moving from right to left is the same
as the number moving from left to right and the resultant current is nil. If an electric force is
applied to the conductor, each electron has superposed on to its random motion, a motion
impressed on it by electric force, and the electrons as a whole are driven through the conductor
by the continued action of this electric force.
In a current carrying conductor, the electrons drift along with an average velocity which is
generally small compared with their random velocity due to thermal agitation. Let a current I be
carried along a conductor of cross section A by electrons of charge -e and of average drift
velocity v. In time dt the electrons will travel a distance vdt and the number of electrons crossing
any cross section A in time dt will be the number contained in the volume Avdt. Thus if there are
N electrons per unit volume of the conductor the total charge flowing through the section in time
dt is dq= -e.N.A.v.dt
I=dq/dt= -eNAv
And current density I/A= -e Nv = +e2NEt/m
Since, v= -eEt/m
The expression for current density shows that the current density does not depend on the size of
the conductor. It is a general property of the material. Finally, the current density is proportional
to the electric field strength and the constant of proportionality e2Nt/m is called conductivity of
the material and is denoted by σ= e2Nt/m .
Ohm’s law follows as an immediate consequence of the relation J= c ; because
I=J.A
= σE.A
= (σV/l).A
Where l is the length of conductor and V is the voltage applied to the conductor ends. Since
σA/l=R where R is the resistance of the conductor.
MOBILITY :
It has been noted that the average drift velocity of the electrons in an applied field is proportional
to the field , the absolute magnitude of the proportionality factor et/m, being called the mobility
of the electrons which is denoted by u. The mobility may thus be defined as the magnitude of
average drift velocity per unit field.
The mobility and the conductivity are related by the equation σ= NeU.
Thus the mobility of the electrons can be determined by knowing the conductivity of the material
and estimating the number of free electrons.
Mobility, U= σ/Ne = 1/ρNe
=1/(1.73x10-8 x8.5x1028x1.6x10-19
=4.25x10-3 m2/volts-sec .
The order of magnitude of collision time for copper atoms may be determined from the relation
t=m/Ne2ρ .
In the absence of an electric field no electric current is observed in the conductor. When an
electric field is applied to the conductor the electrons moving in the direction of the electric force
acting on them retarded. Thus the movement of electrons in the direction of the field force
predominates over that which proceeds in the opposite direction, the result being an electric
current. Taking account of fact that only quantum states of motion are possible for electrons, the
acceleration may be conceived as the transfer of an electron into a new quantum state of greater
velocity and the deceleration as the transfer of an electron into a state of less velocity. The
electric current may thus be treated as the predominance of states that corresponds to the motion
of electrons from one end to another over the opposite states.
In actuality , the movement of electrons among the atoms of a solid is far more complex than in
vacuum and could be taken account . In a perfectly built crystal the electrons can move in nearly
the same way as in vacuum. But crystal irregularity due to impurities and thermal agitation
distorts the regular flow of charges and produces a electric field that force the electrons out of
their initial path. The electrons move freely only in undistorted section of the crystal. Here they
accumulate energy with the increase in speed.
The energy of an atom changes only by a single means, i.e. , a change occurs when one electron
passes from one quantum states to another. However, the energy of a molecule is likely to
change in either one or all of the following three ways:
1. The energy changes of a molecule may take place like that of an atoms.
2. Since the atoms of a molecule vibrate with respect to one another, the vibrational energy
of molecule may also assume discrete values.
3. Furthermore since the molecule rotates as a whole , the rotational energy is also
quantisedand a change in the state of a molecule may result in a change in rotational
energy.
The energy states of a molecule are therefore described by indicating the state of its electronic
cloud (electron level) the state of its vibrational motion (vibrational level) and the state of its
rotational motion (rotational level). .
The difference between the rotational levels are smaller than those between the vibrational
levels. Further differences between the vibrational levels are smaller than those between the
electronic levels. His corresponds to a type of house numbering system.
Suppose the electronic levels in a molecule are at 100, 200, 300, … units, the vibrational levels
are at 10,20,30, … units and the rotational levels are at 1,2,3, … units . In such case, a molecule
in the first electronic level, the second vibrational level and the third rotational level will have a
total energy of 123 units.
If an electron acquires excess energy at least to the work function by some mean, it will escape
from the metal and will travel to a nearly electrode held at a positive potential with respect to the
emitting surface. A continuous flow of such electrons constitutes the thermionic emission of
vacuum tubes. Electrons may acquire sufficient energy to escape from the metal in either of the
following ways:
THERMIONIC EMISSION
Thermionic emission is a process of evaporation which takes place when some of the conduction
electrons in the cathode have enough kinetic energy to escape through its surface. The emission
therefore, depends upon the distribution of energy among the free electrons in the cathode. This
distribution of energy is a function of temperature.
To escape from the metal, an electron must have a component of velocity at right angles to the
surface, and the corresponding kinetic energy, must be at least equal to the work done in
passing through the surface. This is denoted b , the energy corresponding to the escape level.
Since the free electrons in a metal move at random, not all of those whose total kinetic energies
exceed the , will have sufficient energy in the right direction to escape. Only a certain
proportion will do so and these will constitute the thermionic emission.
In the figure the number of electrons having kinetic energies equal to or greater than is the
number occupying the energy levels of that value and all higher values. The number is
proportional to the area under the corresponding part of the distribution curve, which has been
heavily shaded in the figure. Consequently, the thermionic emission from the metal is
proportional to the heavily shaded area, i.e., at a given temperature, the number of electrons
represented by the shaded area will be able to leave the metal surface. If the ‘tail’ of the curve
does not exceed beyond the value the thermionic emission will be zero. Once this point has
been reached the emission rapidly increases with temperature.
Since even at the absolute zero temperature many electrons in the metal have high energies, up to
the value , the minimum excess energy necessary for thermionic emission is given by
= . The quantity is called the work function of the metal. The existence of a work
function implies that there are forces which restrain an electron from escaping as it approaches
the surface of a metal. The emission current is strongly dependent upon the work function. The
larger the values of work function, more difficult it is for the electrons to escape from the metal.
In other words, if the difference between Fermi level and the escape level is large, the emission
is relatively small. The value of work function can be estimated from measurements of emission
current as function of temperature.
The choice of cathode material in vacuum tubes is based on ease of electron emission(or lo
electron affinity) so that an adequate supply of electrons is obtained with low operating
temperatures. The close parallel between thermionic emission and evaporation was recognised
by Richardson who showed that the current emitted per unit area of the metal should be given by
( )
=
Where is the work function of the metal, K is the Boltzmann constant and T is the absolute
temperature. A is called the thermionic emission constant and should be a universal constant for
all metals, equal to 120Amp/ / , but its value are found to vary considerably, an effect
which is generally attributed to partial reflection of electrons at the surface of the metal. The
emission obtained from different faces of a metal is also found to vary and the vary and the value
of A for polycrystalline materials is quite low.
The number of material available for use as cathodes in thermionic values is greatly limited by
the requirement of high electron emission at temperatures where the material does not
disintegrate. The temperature at which adequate emission is obtained is determined primarily by
the value of the work function . The common materials used for cathodes are tungsten,
thoriated tungsten and a mixture of barium oxide-strontium oxide. In other to obtain a current
density of about 1A/ the operating temperatures for these materials are
approximately 2500 , 1900 and 1100 K respectively. Tungsten is resistant to ‘poisoning by
residual gas and gives long live to transmission tubes. Thoriated tungsten is not so resistant to
‘poisoning’ but has considerable advantage because of lower operating temperature. The barium
strontium oxide cathode is also liable to be ‘poisoning’ by the presence of residual gas. It is
therefore necessary to maintain high vacuum in tubes where it is used.
Table 3.1 gives values of the thermioninc emission constant, A ,work function and Fermi
energy, for a number of metals, semi conductors oxide coated cathodes.
PHOTOELECTRIC EMISSION
This involves the interaction of light with electrons showing that light has quantum qualities. In
photoelectric emission, a beam of light of frequency , v interacts with the electrons only in
discrete quantities of energy, hv where h is planck’s constant.
The electrons have to acquire additional energy in order to reach the escape level, . In other
words, emission is possible only if an individual quantum of light has sufficient energy above the
escape energy. The necessary condition of emission is hv≥e where is expressed in electron
volts.
For copper, the work function, is very high and potassium it is very small. Hence, in the case
of potassium, photoelectric emission is possible for relatively low light frequencies.
Measurement of the minimum frequency(given by hv=e ) for which photoelectric emission can
occur gives a method of estimating the work function. When the frequency is greater than the
minimum, the maximum energy which the electrons may possess outside the metal is (hv- e )
joules. In practice, a frequency greater than the minimum is usually used, a retarding potential
being applied to the collecting anode.
The quantity of energy transferred to an electron in the material is determined only by the
frequency of the light vibrations and is independent of the intensity of light ray. As the intensity
of light is increased, the number of light absorbing electrons increases, but the energy absorbed
by each of the electrons remains unchanged.
Light is capable of transferring electrons to the free state inside a material thus increasing the
electrical conductivity of the material of the material. When the energy imparted to the electrons
is quite large, the later may be emitted from the material into the surrounding medium. This
phenomenon is known as the thephotoemissive effect, or photoemissitivity, whereas the
increased electrical conductivity produced by light is called the photoconductive effect, or
photoconductivity.
The study of photoelectric phenomena provides us with information about the properties of
electrons in materials such as the amount of energy required to transfer an electron into the free
state.
A part from photoconductivr and photoemissitivity cells, a third type-the photovoltaic or barrier
layer cell exists. In the photovoltaic cell, light establishes an emf between two substances such as
a layer of cuprous oxide on copper or of selenium or iron. Photovoltaic cells are widely used in
illumination and exposure meters.
Photoemissive cells or photo-tubes are two-elements tubes whose cathodes emit electrons when
exposed to light. The anode current resulting from a given amount of incident light is a function
of the wavelength of light, which gives rise to a number of useful application. These include door
openers, counters, position and temperature control and colour analysis.
The materials most commonly used for photoconductive cells in the visible part of the spectrum
are selenium, cadmium sulphide and thallic sulphide and those for infrared rays are lead
sulphide, lead selenide and lead telluride. Such cells are widely used in automation and for
remote control industrial processes.
FIELD EMISSION
Field emission and cold emission occurs when the direction of the applied electric field is such
that it attracts electrons out of the metal. The potential energy at the surface of the metal
is( + ). This is the energy required for the extraction of the electron from the metal.
When the external field is large, the energy required to extract the the electrons from the metal is
small, which shows the variation of potential energy with distance.
EFFECT OF TEMPERATURE ON THE ELECTRICAL CONDUCTIVITYI OF
METALS
As the temperature is increased there is a greater thermal motion of the atoms which
decreasesthe regularity in the atom spacings with a consequent decrease in the mobility of the
electrons. The resistivity of most metals therefore increase with an increase in the temperature.
The electrical conductivity of a metal on the basis of the free electron model is given by
c= = , where is the mean free path and equals e where c is the mean velocity of
the electrons. The value of c corresponds to the Fermi energy because only those electrons
which are at top of the Fermi distribution curve can be accelerated and can gain energy. This
velocity is of the order of 10 cm/sec for most metals and since = 10 sec at room
temperature, the mean free path is of the order of 10 cm, or about 100 times the atomic spacing
in solids. Since the number and the energy of the electrons at the top of the Fermi distribution
curve vary insignificantly with temperature, the change in temperature must be associated with a
change in the mean free path. Ideally the mean free path of an electron in a perfectly regular
lattice, each electron will exist in a particular energy state and thus will have a fixed velocity
indefinitely. Practical metals do not have a perfect lattice because of impurities and because of
the deviation of atoms about their mean position due to lattice oscillations (Debye waves). Thus
the mean free path for an imperfect lattice is finite. This accounts for the lower conductivities of
alloys which have a disordered lattice.
The lattice imperfections due to impurities and atomic oscillations cause scattering of the
electron waves which is analogous to the scattering of light waves in an imperfect crystal. The
scattering is independent of temperature giving rise to the constant resistance which is
characteristic of alloy materials. Since the lattice oscillations decrease at low temperature the
scattering of electron waves falls and the conductivity therefore increases rapidly as the
temperature approaches absolute zero. There is a limiting value beyond which the conductivity
will not increase, the limit being determined by the previous history of the metal. In general, the
purer the specimen, the higher is the limiting conductivity.
The conductivity of many metals decreases linearly as the temperature is increased above the
room temperature but below this temperature the conductivity increase markedly and with a
higher power of the absolute temperature( ).
COPPER: Pure annealed copper is used for the winding of electrical machines. High purity
copper is obtained by electrolytic refining. Traces (0.1%) of iron, silicon or phosphorous
seriously reduce the conductivity of copper. The conductivity of copper is also decreased when it
is hard drawn into wires for use in machines. Annealing is therefore necessary before the
material can be used in machines.
Hard drawn copper because of its increased mechanical strength compared with annealed copper
is used for conductors in low voltage overhead distribution lines. Long span lines of thin cross
section require conductors of higher mechanical strength. This is achieved by adding a small
percentage of cadmium to copper. Cadmium increases the mechanical strength of copper without
affecting its conductivity adversely. The usual addition of cadmium are between 0.8% and 1%.
Copper conductors having a steel core are also employed for long span transmission lines, where
a combination of high conductivity, small sag and minimum cross section are desired. In such
conductors, an insulating tape over the wire has to be provided in order to prevent the corrosive
action of steel on copper.
For ordinary insulated stranded cables V.I.R insulation is almost universally employed. In such
cables the conductor stands are tinned in order to protect the copper from the sulphur of the
V.I.R. The tinning process assists in soldering and operations.
Copper is employed in machine windings because it is easily workable without any likelihood of
fracture. Further, it can be soldered easily thus simplifying the jointing operation.
ALUMINIUM: Aluminium conductors are particularly suitable for operations in very high
ambient temperatures. Use of aluminium as an electrical material particularly in the aircraft
industry has considerable advantages because of the saving in weight involved. Again
electrochemical plants are enormous user of aluminium bush bars. This is because electrolytic
cells operate with heavy current wit low voltages and to carry these currents massive bars are
required. Aluminium because of its lightness is being used more and more for such bush bars.
The current carrying capacity of aluminium being 75% that of copper and its density being
approximately one-third that of copper an aluminium bush bar is only half the weight of copper
bush bar of equal current carrying capacity. Since aluminium costs a little less than copper, an
aluminium bush bar will cost only about half as much as its copper counterpart.
The steel reinforced aluminium conductor (A.C.S.R.) is extensively being used for long span
transmission lines.
In the commercial form aluminium is obtainable with a purity of about 99% but it is generally
alloyed with small quantities of copper, zinc, nickel or magnesium to improve its hardness and
strength.
Aluminium is not easily solderable but fluxes have been devised to make soldering easy.
Mechanical clamping and screwing methods have also been developed.
TUNGSTEN: Tungsten has the highest melting point among metals. It is therefore suitable for
applications requiring high operating conditions, such as lamp and valves filaments. The
resistivity of tungsten is 5 Ω-cm which is twice as poor as that of aluminium. However the
great hardness and the high boiling point and melting points of tungsten coupled with its
resistance to abrasion. Establish this metal as an outstanding material for electrical contacts in
certain applications. It is extremely resistant to the destructive forces of arcing. Typical operating
conditions for tungsten contacts are:
Typical applications of tungsten contacts are in battery ignition systems, vibrators are electric
razors.
CARBON AND GRAPHITE: The severity of sparking and the rate of commuter wear in
electrical machines is greatly reduced by using brushes mad of carbon. Carbon is also used in
automatic voltage regulators for making the pressure sensitive pile resistors. Among other uses
of carbon are for making arc wielding electrodes, fixed and variable resistors for light currents
and contacts of certain classes of d.c. switchgear which are subjected to arcing. The action of
carbon in a microphone is that of providing a material, the resistance of which decreases when it
is compressed. The resistance temperature coefficient of carbon is negative.
IRON AND STEEL: Steel is employed as conductor rail in traction on account of its cheapness
and rigidity. Galvanised steel and iron wires which are generally used for earth conductor in low
voltage distribution system may also be used for the phase conductors in rural areas where
cheapness is the main consideration. Such lines will however have large voltage drops because
of the high resistance and inductance. Addition of manganese has a hardening effect on steel and
manganese steel(about 13% manganese) has the further property of being practically non
magnetic . Steel alloyed with chromium and aluminium is used for making starter rheostats
where lightness combined with robustness and good heat dissipation are important
considerations.
Cast iron is used in the manufacturing of “resistance grids” to be used in the starting of the large
dc motors.
NICKEL: The material is used extensively for making the electrodes of thermionic valves, and
sparking plugs. It is also, used to form the positive plate of the Nife accumulator which has
distinct advantages over the ordinary lead acid accumulator.
LEAD: Lead has two important electrical applications. It is used to form(a) cable sheaths and (b)
the plates of lead acid accumulator. Lead sheaths are required to protect the insulation of the
cable from effects of moisture.
TIN: The important electrical use of tin is in the manufacture of low current fuses.
ALLOYS: Alloy materials are used for making resistors for laboratory instruments and for
laboratory standards where a high constancy of resistance is desirable. They are also used for
making heater and thermo-couple elements. The important alloys are:
Several elements, in their relatively pure form such as copper, molybdenum , nickel, palladium,
silver and tungsten are acceptable make and break contact materials. Alloys and heterogeneous
mixtures which are, in general, combinations of the elements mentioned above are also used in
electrical contacts. Silver is an important contact material. Copper added to silver reduces the
cost of the contact material, whereas a combination of tungsten and silver results in a contact
material having the advantages of the individual metal. A silver tungsten contact material will
have high thermal and electrical conductivity, low contact resistance and high resistance to
oxidation due to the presence of silver and a high melting point and high resistance to electrical
erosion due to the presence of tungsten.
The principal deficiencies of copper as a contact material are its poor resistance to oxidation and
the relative case with which it forms other chemical compounds (e.g.,sulphides) that interface
with its performance. If however, the frequency of operation is not too low, and if there is some
wiping action between the contacts, copper contacts may be used at currents (a.c. or d.c.) of up to
about 500A and voltages (a.c. or d.c.) of up to about 600 volts. Typical applications of copper
contacts are in control relays, motor starter switches and tap changers.
Contacts made of silver and silver alloys are possibly the most widely used in electrical industry.
Silver is far superior to copper in its resistance to oxidation and it exhibits low contact resistance.
Silver and silver alloy contacts may be used for voltage(a.c. or d.c.) upto 600 volts and direct
currents upto 50A and alternating currents upto 200A. Such contacts are used in all types of
industrial, relays, generator cut outs, thermal overload devices and thermostatic control.
NON-LINEAR CONDUCTORS:
Certain conducting materials do not obey Ohm’s law and the resistance of such materials may
vary with the applied voltage. Such material are said to possess non linear resistance. There are
other classes of materials in which the resistance varies not only with the applied voltage but also
with the polarity of the applied voltage. Such materials are said to possess rectifying properties.
THERMAL CONDUCTIVITY OF METALS :
It is observed that metals which are good conductors of electricity are also good conductors of
heat.
When a homogenous isotropic materials is subjected to a temperature gradient, a flow of heat
results in a direction opposite to the gradient. Thus if dT/dx represents the temperature gradient,
the quantity of heat flowing per second is found from the expression.
Q=K.A dT/dx
If Q is expressed in watts, dT/dx in K per metre and the area of cross section A in sq.metres, then
the coefficient of thermal conductivity, K is given in watts/metre x K.
In insulating solids, the heat is carried by the lattice vibrations. This in part is also the case in
metals, but the thermal conductivity due to the conduction electrons predominates in both
insulators and conductors.
The electrons in the hot end has a higher thermal energy. They move to the cold end where the
excess energy is released to the atoms whereby the thermal agitation of the atoms and the
temperature increase. The electrons of the cold end have less kinetic energy; so in passing to the
hot end they decrease the thermal agitation and the temperature. Since the same electrons also
conduct electric current, the transfer of heat and the conduction of current must be closely related
processes.
Finally, the total energy transferred across a cross-section is dependent upon
1. N, the number of electrons/m3
2. V, the average velocity of the electrons
3. dW/dx, the energy gradient
4. λ, the mean free path
5. A, the area of cross-section or Q α NV.dW/dx x A x λ.
Q=constant x N.V. x dW/dx.λA
Further, since energy is a function of temperature which in turn is a function of position.
Q=constant x N.V.λ dW/dT.dT/dx .A
K=constant x NVλdW/dT .
dW/dT is the rate at which the average energy of an electron increases with temperature. It is
called the specific heat of an electron in the metal.
The basis of the study of thermo electric effects arises from the fact that electron motion is
altered by the flow of current or by the application of temperature gradient.
1. Thomson Effect:
If a piece of metal is made to have a temperature gradient between its two ends, an emf is
observed to exist between those ends. This effect is known as Thomson effect, arise since
electrons at the hot end tend to move to the cold end. A space charge is established in the
metal producing an electric field the direction of which is from the hot end tend to move
to the cold end. This electric field tends to drive the electrons from the cold end to hot
end. When equilibrium is reached the two effects is cancelled. Under these condition the
electric field is proportional to the temperature gradient. The temperature gradient is
negative, because as the distance from the hot end increase, the temperature decreases.
Thus electric field is in opposition to the temperature gradient.
E=−
Where is the temperature gradient, and is the thomoson coefficient which is
expressed in units of volts/℃.
2. Seeback Effect :
The thermocouple was discovered by seeback in1822 when he demonstrated that a loop
composed of two dissimilar metals could be made to carry a continuous current simply by
maintaining the two junctions at different temperatures. The magnitude of the current
depends on the resistance of the metals. When the two metals are placed in contact, then a
contact potential equal to the difference in work function of the two metals is established
at the junction. The work function is defined as the difference between the escape level
and the Fermi level. The Fermi level is subjected to a small temperature change of order
of 10 -5- 10-4 eV/K. Thiscauses a difference in the contact potentials at the two junctions
due to the different temperatures at the two ends and the results is an emf which is free to
drive the current.
3. Peltier Effect :
In 1834, Peltier discovered the converse effect and the showed that when a current is
passed through the junction of two different metals, heat is absorbed or liberated
depending on the direction of the current. Thus if the Seebackemf is from metal A to
metal B at the hot junction, an external emf applied in this direction will produce a
cooling effect at this junction. The heat is referred to as “Peltier heat” and it is equal to
the work done in transferring a charge q from metal A to metal B or πA-B joules, where π
is the peltier coefficient.
CHAPTER - II
INTRODUCTION
Insulators or dielectrics as distinct from conductors have no free electrons. Hence when a
source of e.m.f is connected across a dielectric no current flows. However, since no dielectric
is perfect it contains a small number of free electrons and a very small current flows through
it when an electric field is applied. Capacitors therefore have a small leakage conductance.
EFFECT OF A DIELECTRIC ON THE BEHAVIOUR OF A CAPACITOR
Suppose that two large plane parallel plates separated by a distance d (meters) in vacuum are
maintained at a potential difference V. The plates will become charged positively and
negatively with charges = Qoand a uniform electric field intensity E = V/d (volts/m) will be
created between the plates. The magnitude of the charge accumulated on each plate is
proportional to the applied potential difference, i.eQo∝ V or Qo= CoV, where Co is defined as
the capacitance.
By applying Gauss theorem, the magnitude of flux density D within the plates is
given by
Since the electric field strength E is related to the flux density by the relation D = oE, the
field strength in the region between the plates is given by E = D/ o = Qo/A o. Since V = Ed,
the capacitance of the system is given by Co = oA/d where o is termed as the absolute
permittivity of free space.
If the space between the plates is now filled with a dielectric and V is kept constant, it is
found that the value of the charge is increased to Q = CV.
It follows that the new capacitance is given by C = A/d where is defined as the absolute
permittivity of the dielectric and the ratio r = C/Co = / o is called the relative permittivity,
specific inductive capacity or the dielectric constant of the material. The dielectric constant of
a medium is constant if the state of the medium doesn’t vary from point to point. At the
boundary between two media the dielectric constant changes abruptly, and bodies that are
non-homogeneous with respect to density and other properties are usually non-homogeneous
with respect to the dielectric constant.
POLARISATION
A dielectric consists of molecules the atomic nuclei of which are effectively fixed, relative to
each other. In absence of any external field the electrons are distributed symmetrically round
the nucleus at any instant. When an electric field is applied the electrons of the atoms are
acted upon by this field. This causes a movement of the electrons which are displaced in a
direction opposite to that of the field. The resultant effect is to separate the positive and
negative charges in each molecule so that they behave like electric dipoles. The strength of
each dipole is given by the dipole moment which in its simplest form consists of two point
charges of opposite sign ±Q separated by a distance d. The dipole moment has magnitude Qd
and is represented by a vector pointing from the negative charge in the direction of the
positive charge. The dipole moments are expressed in terms of the Debye unit.
When the dipoles are created the dielectric is said to be polarized or in state of polarization
.When the field is removed and the atoms return to their normal or unpolarised state, the
dipole disappear. The polarized dielectric consists of a layer of dipole as shown in fig below
There is an induced negative charge on the surface of the dielectric near the positive plate and
a similar induced positive charge on the surface near negative plate. There is no resultant
charge density at any point within the dielectric because all individual dipole are aligned
parallel to the field, each negative charge of the one dipole being next to the positive charge
of the next dipole.
Consider the dielectric to be composed of a large number of elementary cylinder each of
length l in the direction of the applied field and of cross section δA. Let a uniform field of
strength E be applied normal to the plates .This polarizes the dielectric inducing dipoles in
each elementary cylinder and charges δq appear on either end of the cylinder. The charge
density, σ on the surface δA of the cylinder given by
σ = δq/δA
=l.δq/l.δA
=m/δV
Where m is the dipole moment and δV is the volume of the elementary cylinder. If the
number of dipoles per unit volume be N i.e., if N=I/Δv; then σ =Nm. The product Nm is
called the polarization (P) of the dielectric and is the total dipole moment established within
unit volume of the insulating medium. Thus a dielectric subjected to a homogenous field
carries a dipole moment P per unit volume which may be written as P=Nm
The charge density σ is a scalar quantity but the polarization P is a vector quantity because it
involves direction. For any dielectric, σ is equal to the normal component of the polarization.
For an isotropic dielectric, the direction of polarization is perpendicular to the plates. Hence
we may write σ =Pn, where Pn is the component of polarization perpendicular to the plates.
The electric polarization of a dielectric maybe conceived as a forced state of the medium
caused by the action of an electromotive force and which disappear when that force is
removed. In other words, it is a displacement of charge produced by an electromotive
intensity. When emf acts on a conducting medium it produces a current through it, but if the
medium is a non-conductor or dielectric, the current cannot continues so flow through the
medium but electric charge would be displaced within the medium in the direction of the
electromotive intensity.
If σ0 represent the charge density on the plates of a condenser containing no dielectric and if
σ1 represent the charge density on the plates of the condenser filled with a homogenous
dielectric then
σ0=Q0/A=C0 V/d= 0 V/d= 0 En
P=( - 0)E
= 0E( 1-1)
r=1+Nα/ 0
When two plates in vacuum are charged initially to potential V, a uniform field is created
between them and the intensity of the field is given by V/d. When a slab of permittivity
is interposed between the plates, the capacity of the system is reduced by the factor .But
since the potential difference between the plates is maintained by the battery, the charge on
the plates should increase by a factor .Hence the charge per unit area is given by
Dn= E0
In accordance with the ideas of displacement a further quantity of charge in displaced per unit
area between the plates. The additional charge displace per unit area at any point is
represented by the normal component of the polarization vector P.
Hence,
Dn= 0En+Pn
r= 1 + ( N/ 0)
D= 0 rE
The above equation is valid only for isotropic material where the permittivity r, remains
constant in all directions. In crystals r, generally depends on the direction along which it is
measured relatively to the crystal axes. In polycrystalline materials, on the other hand, with a
random distribution of gains, the directional effects disappear.
The essence of all electrostatic problems in the presence of dielectric materials is the
determination of polarization P. All dielectric application depends upon the ability to vary P
in some manner. P may be varied by changing the electric field, temperature, or mechanical
strain. In most problems, it is required to find out the manner in which P varies with the
electric field E. In an anisotropic material, the relationship between P and E may be very
complex because the resultant polarization in a given direction may be a function of electric
fields in all three mutually perpendicular directions. The simplest case is the three P is
directly proportional to E i.e P =K 0E. K is a dimensionless scalar quantity and is defined as
the dielectric susceptance of the medium. Under these conditions, r = 1 +K.
In case of isotropic materials, the relation between P and E may exhibit hysteresis in which
case D≠ 0 rE. Such materials are non-linear and are called ferroelectric materials. The
figure below shows the polarization curve for such a material.
Here it is possible to define a number of dielectric constants. The initial dielectric constant
may be defined as the slope of the normal polarization curve at E =0. The incremental
dielectric constant is defined as the limit of
In ferroelectric materials the electric flux lags behind the electric force producing it such that
under varying electric forces a dissipation of energy occurs. The energy is dissipated as heat.
The energy loss due to this case is called the dielectric hysteresis loss.
The dissipation of energy may be explained by assuming a continual charge in the orbital
paths of the electron in the atomic structure due to a varying or alternating electric stress in
the dielectric. Dielectric hysteresis, however, cannot be measured as a separate quantity and
in practice the total dielectric losses (including losses due to a small conduction current) are
usually measured by means of an a.c bridge.
The force exerted on the nucleus by this charge assuming it to be concentrated in the
centre of the sphere is given by Coulomb’s law. In equilibrium condition, one
obtains
Hence, the displacement of the nucleus relative to the centre of the sphere is given by
This shows that the displacement is proportional to the field strength- a situation akin to the
one is in which a mechanical force is exerted on a particle bound with an elastic force
to a certain equilibrium position.
On the application of an electric field the atom still remains neutral but has a non-zero dipole
moment due to displacement of nucleus relative to the centre of the electron cloud.
The magnitude of the dipole moment is given by
3
m= Ze.d= 4π 0a E
This expression shows that the dipole moment is proportional to the volume of the electron
cloud. The polarizability α is thus equation to 4π 0a3.
Finally using the equation the dielectric constant of a monoatomic gas may be expressed as
r = 1 + 4πa3N
The order of magnitude of the quantity 4πa3N for a gas is 10 -3 or 10 -4. Thus the dielectric
constant of a monoatomic gas is approximately 1. The order of magnitude of the
quantity 4πa3N for most of the solids lies between 1 and 10, the difference being due
to large number of atoms per m3 in a solid as compared to that in a gas.
Values of the dielectric constants of monoatomic gases calculated from the expressions are in
good agreement with the experimental results. The polarizability of an atom is
determined completely by its electronic structure. If the electronic structure remains
the same, the polarizability also remains the same. The electronic structure is
independent of the temperature unless the temperature is very high. Hence if the
number of atoms per unit volume is constant, the dielectric constant of monoatomic
gases is independent of temperature for normal operating temperatures.
FREQUENCY DEPENDENCE OF PERMITTIVITY
* ’ ”
r = s -j r
’ ”
Where s and r are the real and imaginary parts of the permittivity.
For ω=0, the imaginary part r” vanishes, the real part r’ being then equal to static value 1+
(Nαs/ 0). The real part is positive for all value of ω less than ω0 and negative for all
values of ω greater than ω0. The reason for complex value in general of r is that
polarizability α is a complex quantity. It is complex because the induced dipole
moment αE and therefore the polarisation is no longer in phase with the applied field,
E.
FREQUENCY DEPENDENCE OF IONIC POLARISABILITY
The difference between the frequency dependence of ionic polarizability and that of
electronic polarizability is of qualitative nature only. Since the masses of the particles
involved in ionic polarization are those of atoms rather than those of electrons, the natural
frequencies of ionic vibration lies in the infra-red part of the electromagnetic spectrum
corresponding to ω0=1014 rad/sec. Hence even for the rapidly varying fields encountered in
microwaves, the ionic polarizability may be considered as instantaneous and frequency
independent.
Thus the complex dielectric constant of a non-dipolar, solid or liquid, considering both
electronic and ionic polarisation and applying the Lorentz correction for the internal field will
be given by
Where αe* and αi are real and therefore the dielectric constant of non-dipolar solids or liquids
is real and the behaviour of such materials is same as in static fields. However, such materials
may contain ions, which may be displaced over one or more interatomic distances under the
influence of an external electric field (cf.glass). This would lead to an imaginary part of the
dielectric constant and hence to dielectric losses.
DIELECTRIC LOSSES
Consider a parallel plate condenser filled with dielectric material characterised by r’. Let the
electrode area be ‘A’ and the plate separation be ”d”. The admittance of the capacitor for
any angular frequency ω is given by =G+jB where G and B are the conductance and
susceptance respectively.
Where C is the capacitance which may depend on frequency, because C= r’ A/d. The
conductance G equals σA/d, where σ is an effective conductivity at the angular frequency ω.
The conductance G arises because of the conversion of part of the electrical energy into heat,
but mainly because of the complex dielectric constant.
*
Where r is the complex permittivity such that
Thus the absorption of energy by the material in an alternating field is proportional to the
imaginary part of the dielectric constant. The dielectric is said to have losses which are
characterised by the loss tangent.
The curve of tanδ has largest value in the region of frequencies where there is a sharp change
in the dielectric constant.In case of ionic resonance this change in dielectric constant occurs
from microwave to infrared regions of frequencies. The dielectric losses associated with ionic
vibrations are usually referred to as infrared absorption. Similarly, the losses in the optical
region associated with electronic vibrations are referred to as optical absorption. Hence it is
possible to predict whether the dielectric properties are due to ionic or electronic polarisation.
The occurrence of absorption in the optical region is the source of colour in materials, e.g,
NaCl is transparent in the visible region which means that there is negligible absorption for
the corresponding frequencies. Under X-rays, NaCl turns yellow-brown.
DEPENDENCE OF THE LOSS TANGENT ON TEMPERATURE AND FRQUENCY
The dielectric loss of polar dielectrics consists of two components those due to leakage
current and those resulting from dipole polarisation. According to the conditions involved
one or the other component will predominate. The dependence of tanδ of Sovol on
temperature is shown in figure.
Fig-Temperature dependence of tanδ
At low temperature the loss due to dipole polarisation is greater than due to leakage current.
At low temperature much below 00C due to high viscosity of Sovol and less thermal motion
the orientation of dipoles is limited. With rise in temperature the viscosity drops and acquires
greater mobility andhence increase the viscosity of dipole polarisation which in turn will
increase the loss tangent. The loss tangent reaches the maximum when the viscosity and
thermal motion are optimum. A further increase in temperature causes the loss tangent to
drop off due to enhanced thermal agitation. After falling to a minimum tanδ begins to
increase, this time due to an increase in the leakage current.
The loss tangents of dielectric depends on frequency. The variation of tanδ with frequency at
a constant temperature is shown n figure below.
At low frequency the dipoles make less number of rotations per second resulting in a
small amount of power loss. As the frequency is increased beyond a certain limit the dipolar
polarisation ceases because the molecules will not be able to keep up with the increased rate
of field reversal. At some mid-frequency depending on the temperature the loss tangent will
be maximum as shown in the figure above. At zero frequency loss is due to leakage current
only and hence tanδ is minimum. At infinite frequency the losses due to both polarisation and
leakage current become zero.
FREQUENCY AND TEMPERATURE DEPENDENCE OF THE DIELECTRIC
CONSTANT OF POLAR DIELECTRIC
The temperature rise has double effect on the dipolar polarisation. It weakens the
intermolecular forces and hence enhances the orientation and, it increases the thermal
agitation and hence strongly disturbs the orientation. The higher intermolecular forces and
lesser thermal agitation, at very low temperature reduces the orientational polarisation. At
sufficiently high temperature the dielectric constant is again reduced due to the strong
thermal motion which disturbs the orientation of the dipoles. Within this limiting
temperatures the dielectric constant reaches a maximum value when the condition are
optimum. The figure below shows the dependence of dielectric constant upon temperature at
different frequencies.
Cellulose Easters: This are obtain by chemically processing the natural polymer
cellulose. Cellulose Easters are less hydroscopic, flexible and have high
mechanical strength. They are thermoplastic.
Stocks Plastics: The stocks plastics prepared from laminateand certain kind of
resin are used for various kind of electrical insulating components. They are
available in moulded form. Paper base laminate have relatively good mechanical
and electrical properties as well as low hygroscopicity. They are used as insulator
in electrical apparatus, machine etc.
Moulded plastics: Plastic article and component of intricate shape are prepared
from moulding compound. The binding agent used for binding electrical goods are
thermoplastics organic resin, organopolysiloxanes and resin of the
polytetrafluoroethylene type, celluloseeaster. The binding agent will allow the
plastic to be moulded in any desire shape.
Plasticizers are used to make the moulded plastic less brittle.
Mould plastic find wide application as insulating and structural components. They
are used in the manufacture of low voltage electrical equipment.
Ferro Electricity
Ferro electric material have a high dielectric constant which is nonlinear i.e it
depends to a considerable extent on the intensity of electric field. Such material
exhibit hysteresis loops. If the centre of gravity of the positive and the negative
charges in a body do not coincide in the absence of an applied electric field, the
substances has an electric dipole moment and is said to be spontaneously
polarised. Such a substance is ferroelectric. It contains small regions which are
polarised in different directions even in absence of an electric field. When the
temperature exceed a certain value called the Curie point the substance loses its
Ferro electric properties. Example of Ferro electric material are Rochelle salt.
Ferro electricity bears a close analogy to Ferro magnetism.
The lower the temperature and stronger the electric field the more pre dominant is
effect of the letter over the random thermal agitation.
Piezoelectricity
Piezoelectricity provide us with a means of converting electrical energy to
mechanical energy and vice versa.
Fig- 1
When an electric field is applied to a substance it become polarise, the
electron and nuclei assume a new geometric position and the mechanical
dimension of the substance are altered. The phenomenon is called electrostriction.
Fig-2
The reverse effect i.e. the production of polarisation by the application of mechanical stress
can take place only if the lattice has no centre of symmetry, the phenomenon being known as
piezoelectricity.
Fig-3
Figure 1(a) shows a two dimensional unit cell. When a field is applied as in Figure 2(b) the
charges assume new position and linear dimension of the sample changes.
When mechanical force is applied to the unit cell in which the second row of the charges is a
line of symmetry as in Figure 1(b) the distance between the first and the second row is equal
to the distance between the second and the third row; hence there is no change in the electric
moment of the charge array because new dipoles moments of equal magnitude but opposite
sense are induced.
However if the array of the charges has no centre of symmetry as in Figure 3 the dipole
moment is increased or decreased depending upon the field direction. The dipole moment
again increases or decreases depending upon the type of mechanical forces, which is tension
or compression.
MODULE-III
Materials in which a state of magnetisation can be induced are called magnetic materials. When
magnetised, such materials create a magnetic field in the surrounding space.
All the molecules of a material contain electrons orbiting around the nucleus.
These orbits are therefore equivalent to circulating currents and so develop an m.m.f. Depending
on whether any unneutralised orbit exists or not, specimens can be said to be magnetised or un-
magnetised. The readiness of a material to accept magnetism is expressed by its permeability.
For most of the materials, magnetic permeability is equal to that of free space
µoand is constant; but for magnetic materials, the permeability equals µ0 times the relative
permeability which is denoted by µr. the relative permeability varies with the degree of
magnetisation of the material and may have a value as high as 2500.
= −1
The susceptibility may be determined by measuring the force exerted on a magnetic material
when it is placed in a magnetic field, the susceptibility of a ferromagnetic substance is very
strongly dependent on the field strength.
Magnentic material for which a linear relationship between M and H exists are divided into
classes dependinf upon the sign of .Materials which have a negative value of of the order of
10^(-4) to 10^(-6) are called diamagnetic and those which have a positive value of of about
the same order of magnitude are called paramagnetic. The materials in which the resultant
magnetisation is one to several orders of magnitude greater than µoH are called ferromagnetic.
The following figure shows a number of permeabilities.
The magnetic properties of materials are characterised by their relative permeabilities. Based on
this, magnetic materials can be divided into 3 categories viz. 1) ferromagnetic materials, the
relative permeabilities of which are much greater than unity and are dependent on the field
strengths 2) paramagnetic materials, which have relative permeabilities slightly greater than
unity 3) diamagnetic materials, the relative permeabilities of which are slightly less than unity
DIAMAGNETISM-
The magnetic moments of diamagnetic materials are mainly due to the orbital angular
momentum of the electrons. A steady current flowing in the orbit produces a magnetic field
equivalent to that set up by a dipole perpendicular to the plane of orbit (Ampere’s law). By
Lenz’s law, te induced magnetic moment and hence the susceptibility will be negative and M
will be in opposite direction to H.
From the table above, it can be observed that permeability of such materials is approximately
equal to unity. The diamagnetic susceptibility is very small and negative as can be verified by the
small repulsion experienced by such materials in presence of external magnetic field.
Diamagnetism is associated with all the elements since it affects all electrons. In the electrical
polarisation, the induced moment lies along the direction of external applied electric field giving
a positive electrical susceptibility whereas in the magnetic case, the induced moment gives a
negative susceptibility.
Particles which do not have a net magnetic moment include in the first place atoms and ions with
completed shells, e.g., F-, Cl-, Na+ and atoms of the noble gases. The diamagnetic effect becomes
observable only when the net paramagnetic atomic moment is zero in zero field.The diamagnetic
susceptibility arises due to a change in magnitude of the electronic orbital moments. Due to the
small value of diamagnetic susceptibility, diamagnetic is of little importance.
PARAMAGNETISM-
A material has paramagnetic properties if permanent magnetic dipoles exist in its atoms, ions or
molecules. On the application of an external magnetic field, the permanent magnetic dipoles line
up and thus produce a positive induced magnetic moment. This is due to the shift in positions of
electrons such that the total energy is kept to a minimum. The formation of permanent dipole
moments is due to the orbital motion and spin of electrons.
Paramagnetic atoms and ions include particles having one electron over and above a completed
shell (e.g. atoms of the alkaline metals), atoms of the transition elements, etc.
On the application of magnetic field, the atoms (or molecules) tend to rotate in such a way that
their magnetic moment coincides with the direction of field. As a result, equilibrium is
established between two tendencies, viz. the ordering action of the field and the tendency to
thermal randomness.
The relationship between paramagnetic susceptibility and magnetic moment of an atom is given
by
=m2/3KT
Where m is the magnetic moment, K is the Boltzmann’s constant and T is the absolute
temperature. In general, the magnitude of m is of the order of 1 Bohr Magneton.
The paramagnetic susceptibility varies inversely with the absolute temperature for ordinary fields
and temperatures
Or, =C/T
This law is known as the Curie Law of paramagnetism and the constant C is called the Curie
constant. For large fields at low temperatures, the magnetisation tends to a constant value. From
the table below, we can say that the relative permeability of paramagnetic substances equal to
unity.
Paramagnetic salts have been used to obtain very low temperatures by adiabatic demagnetisation.
Other applications include in the solid state MASER.
FERROMAGNETISM-
The magnetisation of a ferromagnetic sample depends on the magnetic history of the sample in
addition to the field intensity. Ferromagnetics are solids, generally crystalline in nature, which
are magnetised independent of any external field. This can be explained in terms of the
uncompensated electron spins. When the number of electrons spinning in clockwise and
anticlockwise direction are unequal, then the magnetic moment is equal to magnetic field
produced due to single spinning electron times the difference in number of electrons spinning in
each direction. On this basis, Cobalt has a magnetic moment of 3 bohrmagnetons while Nickel
has that of 2 bohrmagnetons and iron has that of 4 bohrmagnetons. The actual magnetic moments
are smaller than those given above due to the electron spin being affected by the proximity of
other atoms.
When the temperature exceeds the ferromagnetic Curie temperature or transition temperature TF,
the susceptibility becomes independent of field strength and the behaviour of a ferromagnetic
material becomes similar to that of a paramagnetic material.
With small external fields, the domain wall movements are mostly reversible, owing to the initial
portion of the magnetisation curve. In higher fields, these boundary movements continue but are
often larger and irreversible finally resulting in all favourable oriented domains reaching their
maximum size. Application of sill higher fields results in domain rotation which is a difficult
process and hence the increase in magnetisation is therefore slow. This explains the
ferromagnetic hysteresis effect. Finally the magnet is saturated, i.e., all the domains point in the
direction of H.
Below the Curie temperature all ferromagnetic materials exhibit the well-known hysteresis in the
B versus H curves. Starting with an unmagnetised specimen, B varies reversibly with H for small
fields. Since there is no hysteresis in this region, one defines the initial permeability µr, in the
same way as the permeability of a paramagnetic material. As the field H is increased, B begins to
increase rapidly and ultimately approaches a saturation value Bsat. upon reducing the value of H
from the saturation region to zero, it is observed that there remains a flux density, Br, called the
remanent flux density. Since H=0, the material must be permanently magnetised; in fact, the
magnetisation corresponding to Br is equal to Br/µo. the field –Hc required to reduce the flux
density to zero is called the coercive force.
Coercive force and remanent flux density depend on the imperfections in the material while the
saturation value of the flux density depends on the chemical constitution and temperature. The
area contained in the hysteresis loop equals the work needed to reverse the direction of
magnetisation. As the material becomes more pure magnetically, the area of the hysteresis loop
becomes smaller, the domain wall movement is facilitated and one obtains high initial
permeability.
If the initial permeability is high, the hysteresis loss is low and vice-versa. Both depend on the
chemical purity and the physical condition of the sample. The crystals of a ferromagnetic
material when cold worked, experience deformation and so a greater magnetic field is required to
give a definite magnetisation. Therefore the permeability decreases and the hysteresis loss is
increased. A cold worked material when subsequently subjected to heat treatment, the magnetic
properties will be restored. Impurities like carbon, sulphur, oxygen and nitrogen affect the
regular geometric pattern of the crystals and are harmful to the magnetic properties.
1) Iron and silicon iron alloys- Addition of silicon from 0.3 to 4.5% by weight to iron
greatly improves the magnetic properties of the latter. Silicon increases the electrical
resistivity of iron thus decreasing the iron loss due to eddy currents in the material.
Addition of silicon also decreases the hysteresis loss. However, as the silicon content in
iron is increased, the saturation magnetisation decreases. Therefore, in small machines,
iron losses are of secondary importance and hence a material of low silicon
content(0.5%) may be used. On the other hand, in large turbo-generators where the
magnitude of losses may be a considerable fraction of output, materials of high silicon
content are used.
2) Nickel-iron alloys- A group of iron alloys containing between 40 and 90 % nickel have,
when given appropriate heat treatment during manufacture, much higher permeabilities at
low flux densities and much lower losses than ordinary iron. The important alloys are
permolloy and mumetal. Addition of cobalt to such alloys reduces hysteresis, manganese
reduces coercivity, and molybdenum increases initial permeability and reduces the iron
losses. These alloys are widely used in transformer cores and loading coils for telephone
circuits, instrument transformers, for the magnetic circuits of measuring instruments and
for magnetic screens of electronic equipment.
3) Permanent magnet materials and design of permanent magnets- While for transformers,
coils and relays, “soft” magnetic materials having low remanence are used, for permanent
magnets “hard” magnetic materials which have high remanence are usually preferred.
Materials with carbon added were used in the earlier times, but now permanent magnet
steels are used with tungsten as an important constituent. Other alloys such as of iron and
platinum, cobalt and platinum, etc. are also used.
MAGNETIC RESONANCE-
An electron having a mass and spin will give rise to both magnetic moment and kinetic moment.
If m is the magnetic moment and P is the magnetic moment then the gyromagnetic ratio is given
by
=M/P
The electron will rotate in a fixed direction along the axis OC shown in fig, when an external
field is applied. If an external field H is applied along the z-axis, this magnetic field exerts a
couple of moment M,
C=dP/dt=M×H
The tip of the M vector will rotate in a circle lying in a plane perpendicular to z-axis. The angular
frequency is given by ω=2πf
Now if a circularly polarised high frequency field h is applied this field will rotate in the field of
magnetic polarisation(plane XOY). If the sense of rotation of h is such that the resultant vector
(H+h) rotates in the same sense as that of the precession and if the frequency of h is the same as
that of the precession then there will be a synchronisation of the two phenomena and we have the
magnetic resonance. This will cause absorption of energy from the high frequency field. This
phenomena is known as gyromagnetic resonance.
MODULE-IV
SEMI-CONDUCTORS
INTRODUCTION
The resistivity of metallic conductors at room temperature lies between 1.6 x 10-6 to 100 x 10 -6
ohm cm and that of the insulators between 109 to 1018 ohm cm. the corresponding value for semi-
conductors is between those for conductors and insulators. It is of the order of 0.01 to 50 cm at
room temperature.
The variation of resistance of a semiconductor with temperature is nonlinear and the resistance
temperature coefficient may have a positive or a negative value at room temperature. Small
amount of impurities about 1ppm have an appreciable effect on the resistance value of a
semiconductor. Examples of elements which are semiconductors are B, C, Si, Ge, Sn, P and As
etc.
The major difference between a conductor and a semiconductor relates to the dependence of their
electrical conductivity on the degree of purity of the crystal. The conductivity of a good
conductor increases with purification whereas that of a semiconductor generally decreases with
purification. There are changes in energy levels that occur when a large number of atoms are
bought together to form a solid. It can be seen that energy levels in single atoms break up to form
energy bands when a solid is formed. This helps in classification of solids into three distinct
groups’ i.e. conductors, semi-conductors and insulators.
When two nuclei each having an electron at n=1 state are brought closer, they still offer two low
energy states to the electrons. These states do not correspond to their initial energy states. There
will now be an energy difference between the two electronic states of the new system.
The difference in energy states gets larger as the two nuclei get closer to each other as illustrated
in the figure below.
Considering 6 hydrogen atoms individually, one 1s level occurring in each of the atoms. As the
atoms are grouped together the system comprising of 6 atoms will now have six energy levels as
shown in the illustrated dig. In an individual hydrogen atom there are two quantum states of
opposite spins i.e. +1/2 and -1/2. Hence there would be twelve quantum states in 1s group for the
6-atom system. However as these pairs of wave functions differ only in spin, they make a very
small energy difference making the twelve appear only six.
The possible 1s and 2s wave functions are called energy bands. The band in a solid comprises of
the total number of energy levels each of which was originally associated with one atom only.
Each energy band corresponds to one of the energies permitted in an isolated atom. For a crystal
of N atoms, there would be N energies in each band.
In between the energy bands there are regions empty of energy levels. They are called the
forbidden band. Electrons can jump from one allowed band to other allowed bands but no
electron can exist in the forbidden bands.
When atoms are brought into close proximity as in a crystal, only the valence electrons of
adjacent atoms interact with each other. The inner electrons are too closely associated to their
nuclei. Hence they do not interact with each other. Since no more than two electrons can have
the same energy level, new levels must be established which are discrete but only infinitesimally.
This group of related poly atomic material is called an energy band.
In an N atomic solid, there are N possible levels such that two electrons of the opposite spin may
occupy the the same state. Thus the solid can accommodate 2N electrons.
Most of the electrical properties of a material are related only to the upper bands of the energy
levels, specifically two energy bands called the conduction band and the valence band. Valence
band contains energy of same levels as the valence electrons. Electrons in this band are attached
to individual atoms and are not free to move about.
The conduction bands are high enough such that electrons attaining these levels are loosely
bound to the parent atoms and hence can move easily under the effects of an external electric
field. Electrons in the valence band can leave their bands to join the conduction bands if given
sufficient energy to jump the forbidden energy gap. The size of band gap determines whether a
solid is a conductor, an insulator or a semiconductor.
Conductors contain a large number of electrons in the conduction band at room temperature. No
energy gap exists and valence and conduction bands overlap.
An insulator is a material in which the energy gap is so large that no electron can gain enough
energy to jump to the conduction band.
A semiconductor is a solid with little energy gap existing between the valence and the
conduction bands, small enough for the electrons to cross over. At room temperature, sufficient
energy is available for a few valence electrons to bridge the energy gap to the conduction band.
Hence material sustains some electric current.
TYPES OF SEMI-CONDUCTORS
Intrinsic type
Since semiconductors have small energy gaps, some electrons may from the highest filled band
can be excited to the conduction band, giving the semiconductors, its conducting property. Such
materials are called intrinsic semiconductors.
In the intrinsic semiconductors, current are carried by two types of carriers, the electrons in the
conduction band and the holes in the valence band which are created when the electrons are
excited from the valence to the conduction band. For each electron in the conduction band, one
hole is formed in the valence band. A hole is considered as a positive charge carrier.
When a hole is created, it is possible that a covalent bond of the nearest electrons breaks and the
electron fills in the holes, thus creating a new hole. In this manner the current is supported by
electrons which are not in the conduction bands and whose energies are that of the valence band.
The holes may be considered as a positively charged particle similar to that of the electron, but
having definite mass. The mobility of hole is approximately half that of the mobility of electrons.
In conduction of holes, the electron movement is restricted whereas in the conduction by
electrons, the electrons are free to move about the entire crystal.
The presence of small quantities of impurities, especially if the impurities have either 3 or 5
valence electrons, modifies the characteristics of a semiconductor and such types of
semiconductors are called extrinsic type. The role of impurity atoms or other lattice
imperfections contribute to the system of energy levels. They create their own level, a narrow
energy band between the filled and the unfilled bands.
In case of penta-valent impurities, the impurity atom replaces one of the tetra-valent
semiconductor atoms contributing four electrons for covalent bond formation and leaving one
extra. The energy level of this extra electron is just less than the conduction band energy level.
Thermal energy can easily bring this electron to the conduction level thus helping in the
conduction process. This type of impurity is called a donor. The conductivity in this case is much
more than the conductivity of the intrinsic type semiconductor. This type of semiconductor is
called an n-type semiconductor.
When a trivalent impurity replaces a tetra-valent atom, it forms three bonds with neighbouring
atoms’ electrons and thus fall short of one electron for the fourth bond. This gives rise to a hole.
Conduction now occurs by means of the hole and it is called a p type semiconductor. The
impurity in this case is an acceptor atom since it accepts electrons from the parent atom.
Semiconductors may have both kinds of impurities and are named after the majority carriers. In
these cases the positive holes and the negative electrons help carry the current in the direction of
the applied electric field although they may move in the opposite directions. The conduction
currents therefore are additive.
If a semiconductor contains nearly equal amount of n-type and p-type impurities, electrons from
the n-type and holes from the p-type may merge to complete the bonds. Such a process doesn’t
lead to increase in the conductivity since electrons and holes are no longer available for
conduction. This effect is called as “compensation”.
2. Vacancies: lattice vacancies are created when certain atoms in a semiconductor are
missing, this being called schottky defect. These are essential in copper oxide operations. This
procedure decreases the crystal densities due to increase in volume without increase in mass.
3. Interstitial: these are the extra atoms between the regular atoms of the crystal. These
called the frenkel defects. The density remains un altered.
4. Dislocation: these are the irregularities in the crystals and are used to make non
rectifying junctions by polishing or sand blasting. They act as the sources of mechanical
weaknesses in real crystals. Their presence is responsible for slip at very low stress applied.
7.8 DIFFUSION
Mobility of carriers in semiconductors is greater than that of the metals but the conductivity of
the latter is much greater than the former due to abundance of carriers. The conductivity is so
less that the random motion of the electrons due to the unequal carrier density plays greater role
in conduction rather than the drift caused due to applied electric fields. Diffusion arises from
density differences and the resulting current is called the diffusion current.
Dp = diffusion constant of holes and =gradient of electron density and = gradient of hole
density.
The diffusion current due to random carrier motion is proportional to the gradient of carrier
density with distance. The coefficient of proportionality is called the diffusion constant and is
denoted as D. The total current in a semiconductor is the sum of the conduction current and the
diffusion current.
Thus the total current density of electrons isJn = eUn .nEx + eDn( )
And for the holes is Jp = eUp .pEx + eDp( ) where Ex is the applied electric field.
There exists an important relation between the diffusion constant and the mobility. This is called
as the einstien relation and can be deduced as follows:
Consider a semiconductor in which there exists an electric field Ex and a concentration
gradientsuch that the resultant current is zero. Under these conditions the system is in thermal
equilibrium and the Boltzmann statistics applies. Consider a potential V(x) producing at x an
electric field given as E(x)=-dv/dx.
The Boltzmann expression for the density of holes as a function of x in thermal equilibrium is
= − .
= . . ( )
The hole current vanishes in thermal equilibrium, therefore from the total hole current density
equation 0 = peupEx- eDp.dp/dx
= peupEx - (e2/KT)Dp.p.Ex
Dn=(KT/e)Un
HALL EFFECT
Consider a slab of material in which there is a current density J resulting from an applied electric
field Ex in the x direction. The electrons will drift with an average velocity of Vx in the x
direction. When a magnetic field of flux density Bz(wb/m2) is super posed on the applied electric
field in the z direction, the electrons will experience a Lorentz force perpendicular to Vx and Bz.
The magnitude of this force will be given by Bz.(uz)e .
Thus the electrons are driven towards one face in the sample material resulting in an excess of
electrons near one face and a deficiency of electrons near the other face. These charges in turn
will create a counter acting current field Ey in the y direction. Ey builds up until it has sufficient
magnitude to compensate the Lorentz force exerted on the electrons due to the magnetic field.
eEy = Bze(Vx).
In the steady state a Hall Voltage is set up in the y direction which is given by:
VH = Ey . a = Bz(Vx).a
= = ( )
= ( ) ×
=(1/Ne).(BzI/b)
Hence the ratio ± = must be a constant. It is called the Hall coefficient and is denoted by
RH. it varies from metal to metal and the +ve and –ve signs denote the charge of the carriers.
RH =
RH=±
Random thermal vibrations of all the atoms in a semiconductor may be regarded as the sum total
of the total vibrations of individual atoms, atoms in pairs……….body as a whole. The higher the
temperature the greater are these vibrations.
The coefficient of thermal conductivity of a semiconductor has two parts i.e. the thermal
conduction due to electrons and the thermal conduction due to the thermal vibration of atoms.
When concentration of free electrons in the semiconductor varies, the thermal conductivity due
to electrons also varies in direct proportion to the electrical conductivity, whereas thermal
conductivity due to vibrations remains practically constant. The WIEDEMANN-FRANZ law for
metals is K/σ=AmT where Am is a constant for all metals. This law can be applied to
semiconductors and states that
A semiconductor may be doped with donors and acceptors in which case the density of one type
of carriers predominates. Thus in the presence of donor levels, the electrons are majority carriers
and in presence of acceptor levels, holes are the majority carriers. The free carrier concentration
given by impurity atoms whose valence electrons have energy less by ∆E than their energy in
free state is
ne=A1.e(-∆E/2KT)
The valence band also always contains a certain no. of holes. It may be shown that electrons and
holes concentration are related as
nenh = ni2
Whereni=e(-∆E/2KT) is the concentration of either electrons or holes when no impurities are added
and ∆E= forbidden energy gap.
The product of two concentrations doesn’t depend upon number of impurity atoms nor on
electron energies of such atoms. It always equals to the square of free electrons or the hole
concentration of pure semiconductor at that temperature.