Sr. No.

Name of the person Tenure

1 Sh. S.P. Oswal 16.08.1983 to 27.07.1986

2 Sh. B.M. Lall Munjal 28.07.1986 to 15.10.1989

16.10.1989 to 30.10.1992
3 Sh. V.N. Dhiri
30.09.1998 to 04.10.2000

4 Sh. G.S. Dhodi 31.10.1992 to 22.12.1993

23.12.1993 to 05.10.1995
5 Sh. Jaspal Singh 01.10.1996 to 29.09.1998
06.10.2001 to 01.07.2002

6 Sh. M.S. Gandhi 06.10.1995 to 30.09.1996

7 Sh. R.C. Singal 05.10.2000 to 05.10.2001

8 Dr. B. B. Tandon, Chairman 25.06.2007 to 10.12.2007

9 Sh. S.P. Sharma, Chairman 15.07.2007 to 23.09.2008

10 Sh. Jagmohan Krishan 23.09.2008 to 29.09.2009

11 Prop Padam Parkash Kansal 30.09.2009 to till date

VICE PRESIDENTS/ V

Sr. No. Name of the person Tenure

1 Sh. Rajinder Verma 14.07.1984 to 08.08.1987

09.08.1987 to 15.10.1989
2 Sh. B.K. Arora
31.10.1992 to 22.12.1993

3 Sh. G.S. Dhodi 28.10.1991 to 30.10.1992

16.10.1989 to 27.10.1991
4 Sh. B.S. Sidhu
23.12.1993 to 05.10.1995

5 Sh. D.P. Gandhi 06.10.1995 to 26.09.1997

6 Sh. M. S. Sarna 27.09.1997 to 29.09.1998

7 Sh. T.S. Thapar 30.09.1998 to 04.10.2000

8 Sh. Tarvinder Dhingra 05.10.2000 to 05.10.2001

9 Dr. Rajiv Kalra 06.10.2001 to 01.07.2002

10 Sh. D.K. Malhotra, Vice Chairman 025.06.2007 to 10.12.2007

11 Sh. Jagmohan Krishan, Vice Chairman 15.07.2007 to 23.09.2008

12 Sh. Ravinder Nath Sethi 23.09.2008 to 08.10.2008

13 Sh. Padam Parkash Kansal 09.10.2008 to 29.09.2009

14 Sh. Joginder Kumar 30.09.2009 to till date

ICE CHAIRMEN

Sr. No. Name of Director Category

Chairman
1 Prof. Padam Parkash Kansal
(Shareholder Director)
2 Sh. Joginder Kumar Vice Chairman
 (Shareholder Director)
3 Dr. Ravinder Nath Sethi Shareholder Director

4 Sh. Satish Nagpal Shareholder Director

5 Sh. Ashok Kumar Shareholder Director

6 Sh. Varun Chhabra Shareholder Director

Registrar of Companies (Public Interest
7 Dr. Raj Singh
Director)
8 Sh. Ashwani Kumar Public Interest Director

9 Sh. T. S. Thapar Trading member Director

10 Sh. Sunil Gupta Trading Member Director

11 Sh. Sanjay Anand Trading member Director

DETAILS OF DIRECTORS OF LSE SECURITIES LIMITED

Sr.No
Name Designation Date of Appointment
.

1. Mr. krishan kant puri Chairman -----

2. Manoj saran Vice-Chairman

3. Vishal goomber Member-Director

4. Mr. Manjit Singh Sarna Member-Director 27.09.2008

5. Mr. Lalit Kishore Member-Director 27.09.2008

Public Representative Director-

6. Mr. Susheel Bhakoo 12.03.2008
Independent Director

Public Representative Director-

7. Mr. Vijay K. Bansal 12.03.2008
Independent Director

Public Representative Director-

8. Dr. Prem Kumar 14.02.2009
Independent Director

Public Representative Director-

9. Dr. Anil Kumar Angrish 19.07.2007
Independent Director
 Public Representative Director-
10. Mr.Pawan Kumar Garg 27.08.2008
Independent Director

11. Mrs. Pooja M. Kohli LSE-Representative Director 14.02.2009

LEADERSHIP TEAM

Sr.N Mobile/Telephon
Name Designation Direct No. 
o. e

Mr. Rajesh K. 0161-
1. Chief Executive Officer 9814900666
Sharma 2401918

0161-
Assistant General Manager 
2. Ms. Kajal Rai 4612318 9779012564
Cum Company Secretary
Extn: 134

0161--

Mr.hardeep singhManager - Accounts - I4612317-18

3. 9356464242
Mr. Ravinder Saini Executive - Accounts II Extn:

113,127,126

4612317-18
Manager -Information Techn
4. Mr. Madhur Gupta Extn: 106,9357504740
ology
121, 122

4612317-18

5. Mr. Vinay Mahajan Manager - DP Extn: 109,98151707875

135, 139

Mr. Rajinder Pal Sin 4612317
6. Executive - Margin 9914585089
gh

7. Ms. Sonia Makkar Executive - Client Registrati 4612317- --

 318
on Department
Extn: 149

8. Mr. Pawan Bhardwaj Executive - Membership -- 931618809

9. Ms. Paramjit Kaur Executive - Surveillance -- 9872810182

10. Ms. Sangeeta gupta Head - perssonal --

Ahmedabad Stock Exchange

Bangalore Stock Exchange
Bhubaneshwar Stock Exchange
Calcutta Stock Exchange
Cochin Stock Exchange
Coimbatore Stock Exchange
Delhi Stock Exchange
Guwahati Stock Exchange
Hyderabad Stock Exchange
Jaipur Stock Exchange
Ludhiana Stock Exchange
Madhya Pradesh Stock Exchange
Madras Stock Exchange
Magadh Stock Exchange
Mangalore Stock Exchange
Meerut Stock Exchange
OTC Exchange Of India
Pune Stock Exchange
Saurashtra Kutch Stock Exchange
Uttar Pradesh Stock Exchange
Vadodara Stock Exchang

Listing means admission of securities to dealings on a recognised stock exchange. The securities
may be of any public limited company, Central or State Government, quasi governmental and
other financial institutions/corporations, municipalities, etcv

The objectives of listing are mainly to :

 provide liquidity to securities;

 mobilize savings for economic development;

 protect interest of investors by ensuring full disclosures.

The Bombay Stock Exchange (BSE) has a dedicated Listing Department to grant approval for
listing of securities of companies in accordance with the provisions of the Securities Contracts
(Regulation) Act, 1956, Securities Contracts (Regulation) Rules, 1957, Companies Act, 1956,
Guidelines issued by SEBI and Rules, Bye-laws and Regulations of BSE.

BSE has set various guidelines and forms that need to be adhered to and submitted by the
companies. These guidelines will help companies to expedite the fulfillment of the various
formalities and disclosure requirements that are required at various stages of

Companies desirous of getting their securities listed at BSE are required to enter into an
agreement with BSE called the Listing Agreement, under which they are required to make certain
disclosures and perform certain acts, failing which the company may face some disciplinary
action, including suspension/delisting of securities. As such, the Listing Agreement is of great
importance and is executed under the common seal of a company. Under the Listing Agreement,
a company undertakes, amongst other things, to provide facilities for prompt transfer, registration,
sub-division and consolidation of securities; to give proper notice of closure of transfer books and
record dates, to forward 6 copies of unabridged Annual Reports, Balance Sheets and Profit and
Loss Accounts to BSE, to file shareholding patterns and financial results on a quarterly basis; to
intimate promptly to the Exchange the happenings which are likely to materially affect the
financial performance of the Company and its stock prices, to comply with the conditions of
Corporate Governance, etc

Companies making public/rights issues are required to deposit 1% of the issue amount with the
Designated Stock Exchange before the issue opens. This amount is liable to be forfeited in the
event of the company not resolving the complaints of investors regarding delay in sending refund
orders/share certificates, non-payment of commission to underwriters, brokers, etc.

Minimum Requirements for Companies Delisted by BSE seeking Relisting on BSE

Companies delisted by BSE and seeking relisting at BSE are required to make a fresh public offer
and comply with the extant guidelines of SEBI and BSE regarding initial public offerings

Trading Permission
As per SEBI Guidelines, an issuer company should complete the formalities for trading at all the
stock exchanges where the securities are to be listed within 7 working days of finalization of the
basis of allotment.

A company should scrupulously adhere to the time limit specified in SEBI (Disclosure and
Investor Protection) Guidelines 2000 for allotment of all securities and dispatch of allotment
letters/share certificates/credit in depository accounts and refund orders and for obtaining the
listing permissions of all the exchanges whose names are stated in its prospectus or offer
document. In the event of listing permission to a company being denied by any stock exchange
where it had applied for listing of its securities, the company cannot proceed with the allotment of
shares. However, the company may file an appeal before SEBI under Section 22 of the Securities
Contracts (Regulation) Act, 1956.

 Initial Listing
20,000.00
Fees
2  Annual Listing Fees
 (i) Companies with listed capital* upto Rs. 5 crore 10,000.00

 (ii) Above Rs. 5 crore and upto Rs. 10 crore 15,000.00

 (iii)Above Rs. 10 crore and upto Rs. 20 crore 30,000.00

 Companies which have a listed capital* of more than Rs. 20

crore are required to pay an additional
 fee @ Rs. 750 for every additional Rs. 1 crore or part thereof.

 Initial Listing
20,000.00
Fees
2  Annual Listing Fees
 (i) Companies with listed capital* upto Rs. 5 crore 10,000.00

 (ii) Above Rs. 5 crore and upto Rs. 10 crore 15,000.00

 (iii)Above Rs. 10 crore and upto Rs. 20 crore 30,000.00

 Companies which have a listed capital* of more than Rs. 20 crore are
required to pay an additional
 fee @ Rs. 750 for every additional Rs. 1 crore or part thereof.

Stock exchange turnover 6872 cr 

LUDHIANA, Oct 4 — The year 2000 would be remembered as the year of turnaround
for the Ludhiana Stock Exchange. During 1999-2000 the exchange recorded a
turnover of Rs 6872 crore (single sided). The combined turnover of the stock
exchange and its subsidiary, i.e LSE Securities Limited, was estimated to exceed Rs
15000 crore in the current financial year, said Mr Vishwanath Dhiri, while welcoming
the members to the 18th annual general meeting of the exchange. He informed the
members that the stock exchange got its subsidiary company i.e. LSE Securities Ltd,
registered as depository participant (DP) of NSDL, with a view to provide value
added services to its members and investors.

He further informed that the stock exchange, after inviting options from them,
applied for corporate membership of National Stock Exchange of India Limited (NSE)
through its subsidiary company i.e, LSE Securities Limited. NSE granted its corporate
membership to the subsidiary company. Members of the exchange would be able to
trade at NSE through the LSE Securities Ltd as registered sub-brokers of NSE. As on
date, 35 members of the exchange had been registered as sub- brokers of the LSE
Securities Limited. Applications of another 19 members had been cleared by NSE and
delivered at SEBI for registration.

He said that the members had been facing stiff competition from NSE, BSE, CSE and
DSE counters. To counter this competition and to convert the threats from the bigger
stock exchanges into opportunities, the exchange conceptualised multiple stock
exchange trading (multex) system. The stock exchange awarded contract for the
development, implementation and maintenance of multex trading system on turn-
key basis to CMC Limited . With the implementation of multex system, the members
would be able to trade concurrently on more than one stock exchange. The stock
exchange commenced “live” trading on BSE market segment. Live trading on NSE
market segment was expected to start within a few days.

In addition of the adoption of directors’ report, audited balance sheet and income
and expenditure account along with elections were held to fill in two vacancies,
caused by retirement of two directors namely Mr M.S. Sarna and Mr T.S. Thapar .