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1521-0103/347/3/542–546$25.00 http://dx.doi.org/10.1124/jpet.113.

207209
THE JOURNAL OF PHARMACOLOGY AND EXPERIMENTAL THERAPEUTICS J Pharmacol Exp Ther 347:542–546, December 2013
Copyright ª 2013 by The American Society for Pharmacology and Experimental Therapeutics

Perspectives in Pharmacology

Nonhuman Primates: Translational Models for Predicting


Antipsychotic-Induced Movement Disorders

Roger D. Porsolt, Vincent Castagné, Eric Hayes, and David Virley


Porsolt Research Center, Porsolt SAS (France), Le Genest-Saint-Isle, France
Received June 14, 2013; accepted September 12, 2013

Downloaded from jpet.aspetjournals.org at ASPET Journals on December 21, 2017


ABSTRACT
Repeated haloperidol treatment administered to nonhuman view of the clear homology to clinically observed phenomena,
primates (NHPs) over several months or even years leads to the antipsychotic-induced dystonias in antipsychotic-primed NHPs
gradual appearance of drug-induced dystonic reactions in the would appear to possess a high degree of translational validity.
orofacial region (mouth opening, tongue protrusion or retraction, These NHP phenomena could therefore serve as a useful
bar biting) and in the whole body (writhing of the limbs and trunk, model for predicting the occurrence of similar abnormal
bar grasping). The propensity of antipsychotics to induce movements with novel substances developed for the treatment
dystonia in NHPs is not correlated with their propensity to of schizophrenia or other psychotic disorders. Moreover, the
induce catalepsy in rodents, suggesting that the two types of NHP dystonia model could possibly serve as a biomarker for
effects are dissociated and may represent distinct aspects of substances that will eventually cause tardive dyskinesia in
the extrapyramidal symptoms induced by antipsychotics. In patients.

Introduction to be clinically more effective than first-generation antipsy-


chotics but have a lower incidence of EPS.
A major side effect of first-generation antipsychotics The results have been generally disappointing. With the
(chlorpromazine, haloperidol, fluphenazine) is the occurrence possible exception of olanzapine, none of the more recently
of extrapyramidal symptoms (EPS) that occur either early in developed antipsychotics have been shown to be superior to
the course of treatment (Parkinsonism, akathisia, acute first-generation antipsychotics or even to attain the level of
dystonia) or at a much later stage (tardive dyskinesia). The clinical efficacy achieved with clozapine (Attard and Taylor,
early phenomena are a direct consequence of drug adminis- 2012; Hartling et al., 2012). The results are also equivocal
tration, decrease when drug administration ceases, and can concerning the incidence of EPS in which, apart from
be attenuated by anticholinergic agents. Tardive dyskinesia clozapine itself, no clear improvement in EPS profiles with
occurs during sustained antipsychotic therapy or on reduction newer antipsychotics has been demonstrated (Bakker et al.,
or cessation of treatment, can be suppressed by reinstatement 2011; Pringsheim et al., 2011; Gurevich et al., 2012; Haddad
of treatment, and is generally exacerbated by anticholinergic et al., 2012; Peluso et al., 2012). This failure is perhaps not
agents. For a more comprehensive review of EPS induced by surprising given the lack of clarity/validity of the distinction
antipsychotics in patients, see Casey (2004). EPS were between typical versus atypical antipsychotics, or the distinc-
initially considered to be intrinsic to antipsychotic action tion between first-, second-, and third-generation antipsy-
(Haase, 1978). The discovery of the antipsychotic activity of
chotics. Sophisticated biochemical/molecular approaches based
clozapine challenged this notion because clozapine was shown
on these classifications [e.g., Maheux et al. (2005)] may not
to be an effective antipsychotic without inducing EPS (Hippius,
facilitate the discovery of more efficacious or safer antipsychotic
1989; Meltzer, 1989).
treatments unless the clinical endpoints are taken more clearly
Since the discovery of clozapine, the pharmaceutical industry
into account. Indeed, one can ask whether classifying anti-
has invested heavily in the research for novel substances,
psychotics in this manner really represents an adequate way of
frequently termed atypical antipsychotics or second- and third-
distinguishing between the clinical effects of the numerous
generation antipsychotics, which like clozapine were intended
available antipsychotics, even those of the first generation.
The quest for more efficacious antipsychotic drugs with a
dx.doi.org/10.1124/jpet.113.207209. lower incidence of EPS therefore remains highly topical and

ABBREVIATIONS: 3-PPP, 3-(3-hydroxyphenyl)-N-(1-propyl) piperidine; 5-HT, 5-hydroxytryptamine (serotonin); DA, dopamine; EPS, extrapyrami-
dal symptoms; MD 790501, (exo)-2,3 dimethoxy-N-[8-(phenylmethyl)-8-azabiocyclo [3.2.1]oct-3-yl; NHP, nonhuman primate; THIP, 4,5,6,7-
tetrahydroisoxazolo[5,4-c]epyridine-3-ol.

542
Antipsychotic-Induced Movement Disorders in NHPs 543
represents an unmet research need in the discovery of novel and crouching, which have been assimilated to Parkinsonian-
treatments not only for schizophrenia, but also for other disorders like akinesia (Auclair et al., 2009). The muscular rigidity
in which psychosis constitutes an important feature, such as observed in NHPs after antipsychotic treatment has also been
Huntington’s disease (Alpay and Koroshetz, 2006; Johnston, 2011). assimilated to that observed in patients (Casey, 1996). The
This article reviews EPS models in rodents and nonhuman literature is less clear concerning tremor. Although some
primates (NHPs). Although there are clear differences reports suggest the occurrence of antipsychotic-induced
between early EPS (Parkinsonism, akathisia, acute dystonia) tremor in some species of NHP, as described for example by
and tardive dyskinesia, the literature and experimental data Liebman and Neale (1980) in squirrel monkeys or by
reviewed below suggest that even the early EPS phenomena Peacock et al. (1999) in cebus monkeys, no Parkinsonian-
can be dissociated in animal models and likely clinically as like tremors were observed in rhesus monkeys (Porsolt and
well. For example, there is an absence of correlation between Jalfre, 1981) and none were clearly described by Auclair
the propensity of novel substances to induce catalepsy in rats, et al. (2009) in cynomolgus monkeys. In most of the pub-
a putative predictor of antipsychotic-induced Parkinsonism in lications concerning cebus monkeys, the EPS-like signs
patients, and their propensity to induce dystonic signs in observed were grouped under the heading of dystonia (see
NHPs, a highly probable predictor of antipsychotic-induced below).
acute dystonia in patients (Table 1). We argue that the
antipsychotic-induced dystonia model in NHPs has higher
translational validity to humans than any available procedure Animal Models of Antipsychotic-Induced

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in rodents (Porsolt, 2013), and should thereby be best able to Akathisia
predict the occurrence of at least this type of antipsychotic-
induced movement disorder in humans. Moreover, this review Akathisia, which involves subjective feelings of unrest
suggests that data obtained in the NHP dystonia model could accompanied by signs of motor agitation [see Casey (2004)
possibly serve as a biomarker for substances that will eventually for a review], does not appear to have any clear parallel in
cause tardive dyskinesia in patients. rodent or NHP behavior. The major problem is that most, if
not all, antipsychotics do not induce behavioral agitation but
in fact decrease spontaneous activity. It has been suggested
Animal Models of Antipsychotic-Induced that antipsychotic-induced increases in defecation in rats
Parkinsonism parallel the incidence of akathisia in patients with the same
drugs (Sachdev and Brüne, 2000). On the other hand, this
Parkinsonism, both antipsychotic-induced and idiopathic, is type of observation does not take into account the effects of
characterized in patients by a triad of symptoms: tremor in these substances on gastrointestinal transit. More impor-
the extremities, rigidity, and akinesia [see Casey (2004) for tantly, enhanced defecation in rats has no obvious trans-
a review]. None of these phenomena can be clearly identified in lational link to humans.
rodent behavior. On the other hand, most first-generation
antipsychotics, but not clozapine or several second-generation
antipsychotics (remoxipride, quetiapine, or aripiprazole), in- Animal Models of Antipsychotic-Induced
duce catalepsy in rodents as indicated by the time an animal
will remain in an unusual position imposed by the experi-
Dystonia
menter (Arnt and Skarsfeldt, 1998). Although catalepsy bears Acute dystonia is characterized by involuntary muscle
only a superficial resemblance to Parkinsonism, thereby spasms, accompanied by briefly sustained or fixed abnormal
decreasing its translational validity, available data suggest postures including bizarre positions of the limbs and trunk,
that catalepsy in rodents represents a reasonable predictor of oculogyric crises, tongue protrusion, and torticollis [see Casey
antipsychotic-induced Parkinsonism in patients (Castagné (2004) for a review].
et al., 2009; Porsolt et al., 2010). Early-onset vacuous chewing movements have been reported
Antipsychotics generally reduce locomotor activity in in rats after repeated treatment with certain antipsychotics
animals. This type of effect in NHPs includes static posture (haloperidol, cis-flupenthixol, trifluoperazine, fluphenazine,

TABLE 1
Effects of different antipsychotics on apomorphine antagonism versus catalepsy in the rat and apomorphine antagonism
versus dystonias in the rhesus monkey

Rat Minimum Effective Dose Rhesus Monkey Minimum Effective Dose


Test Substance
Apomorphine Catalepsy Ratio Apomorphine Dystonia Ratio
Antagonism Antagonism

mg/kg i.p. mg/kg i.m.


Haloperidol 0.31 3.3 10.6 0.015 0.05 3.3
Clozapine 2 .20 .10 1a .10 .10
Chlorpromazine 9.7 15.4 1.6 0.28 .2.5 .9
Thioridazine 45 60 1.3 5.09 .20 .4
Sultopride 20.4 .200 .10 0.75 1.25 1.7
Tropapride (MD 790501) 0.44 27.1 61.6 0.0004 0.001a 2.5
Data from Porsolt and Jalfre (1981), Porsolt et al. (1982), Jalfre et al. (1983), and Castagné et al. (2009).
a
Unpublished data from Delalande (now Sanofi).
544 Porsolt et al.

sulpiride), but not clozapine. They are attenuated by centrally symptoms occurred with two first-generation antipsychotics
active, but not peripherally active, anticholinergic agents. (haloperidol, fluphenazine) but not with two other first-
These data parallel the clinical profiles of these substances generation antipsychotics (chlorpromazine, thioridazine) or
(Stewart et al., 1988; Waddington, 1990; Egan et al., 1996). clozapine at doses that were clearly behaviorally active. The
Vacuous chewing in rodents appears, nonetheless, remote dystonias could be attenuated by anticholinergic treatment.
from the above-described clinical phenomena. Clinical psychiatrists invited to observe these animals
More encouraging data have been obtained in NHPs. confirmed that the behavioral symptoms corresponded closely
Dystonia-like phenomena have been observed in a wide range to what they had seen in patients. Moreover, the differential
of NHP species, including squirrel monkeys (Weiss et al., profiles observed in the monkeys corresponded to the then-
1977; Liebman and Neale, 1980, Neale et al., 1982), cebus described clinical profiles of these drugs (Deniker et al.,
monkeys (Gunne and Bárány, 1976, 1979; Häggström, 1984; 1980).
Gerlach and Casey, 1990; Casey, 1996; Peacock and Gerlach, A remarkable feature of antipsychotic-induced dystonia in
1999; Peacock et al., 1999; Casey et al., 2001; Shiigi et al., rhesus monkeys was that the sensitivity of antipsychotic-
2003; Andersen et al., 2003; Brandt-Christensen et al., 2006; primed rhesus to haloperidol remained unaltered even when
Madsen et al., 2011), rhesus monkeys (Porsolt and Jalfre, the monkeys were left without exposure to antipsychotic
1981; Porsolt, 1984), cynomolgus monkeys (Gunne and treatment of periods of up to 1 year (Porsolt, 1984). Similarly,
Bárány, 1976; Auclair et al., 2009), green monkeys (Casey when the same cebus monkeys were used repeatedly [e.g., by
et al., 1980), marmosets (Fukuoka et al., 1997), and baboons Gunne and Bárány (1976, 1979), Gerlach and Casey (1990), or

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(Meldrum et al., 1977). Casey (1996)], there were no reports of tolerance. In contrast,
Of particular interest is the recent article by Auclair et al. Neale et al. (1982) reported that squirrel monkeys showed
(2009) that describes the evaluation of a whole range of first-, clear signs of tolerance to these effects after repeated treatment.
second-, and third-generation antipsychotics on a variety of There are, however, too few published data to determine
symptoms in the cynomolgus monkey. Among the various whether the occurrence of tolerance depends on the type of
signs observed were static posture (halting and then pausing NHP species used.
before initiating another movement, crouching) and the
occurrence of unusual positions or movements (persistent
limb extension, twisted torso, tongue protrusion, biting metal
grids, or perseverative pushing of the head or body against
Catalepsy in Rats versus Dystonia in NHPs
cage walls). These two types of phenomena would appear to Because catalepsy in rats has traditionally been the
parallel drug-induced Parkinsonism and acute dystonia, behavioral sign taken to evaluate the EPS liability of putative
respectively. Clearly differential profiles were observed with antipsychotics during the drug discovery phase, it is in-
the drugs investigated. Haloperidol induced unusual move- structive to compare the cataleptogenic potential of different
ments but surprisingly did not cause any static posture/ substances in rats with their capacity to induce dystonias in
crouching (see below). Risperidone and olanzapine induced rhesus monkeys. Table 1 shows results obtained many years
both types of symptoms, whereas only increased static ago with the first-generation antipsychotics haloperidol,
posture/crouching was observed with clozapine. Two more chlorpromazine, and thioridazine, the atypical antipsychotic
recent substances, quetiapine and aripiprazole, had no effects clozapine, and the substituted benzamides sultopride and
on the investigated parameters, whereas the substituted tropapride [(exo)-2,3 dimethoxy-N-[8-(phenylmethyl)-8-
benzamide remoxipride induced only abnormal movements azabiocyclo [3.2.1]oct-3-yl] (MD 790501)], the latter being an
and ziprasidone induced only static posture/crouching. If it experimental substance that was subsequently dropped from
can be assumed that static posture/crouching could also development.
reflect the hypolocomotor component of drug action, these The data indicate that haloperidol antagonized apomor-
differential profiles would appear to correspond to the known phine in both species and induced clear catalepsy in rats and
clinical profiles of these substances (Gerlach, 2002) with the dystonias in monkeys. Clozapine weakly antagonized apo-
possible exception of haloperidol. Some of these data in morphine in the two species but induced neither catalepsy nor
cynomolgus monkeys have been replicated in our own dystonias. The two phenothiazines (chlorpromazine, thiorid-
laboratory (Hayes et al., 2012; Porsolt, 2013). In contrast to azine) were clearly cataleptogenic in rats at doses close to
the study by Auclair et al. (2009), we observed both static those that antagonized apomorphine but induced no signs of
posture/crouching and unusual positions/movements with dystonia in monkeys at doses well above those that antago-
haloperidol, a result that is more in accordance with haloper- nized apomorphine. The two substituted benzamides (sul-
idol’s clinical effects. topride, tropapride) were only weakly cataleptogenic in rats,
The above experiments were carried out in monkeys with but induced clear dystonias in monkeys at doses close to those
little or no prior experience with antipsychotics (nonprimed). that antagonized apomorphine. These data suggest a dissoci-
In experiments performed many years ago, rhesus monkeys ation between two indices of EPS as assessed in the two
were repeatedly administered different antipsychotics over species in a manner that would appear to reflect the clinical
extended periods (months and even years) (Porsolt and Jalfre, profiles of the drugs investigated, in which Parkinsonism
1981; Porsolt, 1984). In contrast to the marked sedation and is associated with most phenothiazines but less so with
catalepsy observed during the early phases of antipsychotic benzamides, dystonias are associated with most benzamides
treatment, several of the monkeys gradually developed but not with all phenothiazines, and haloperidol clearly
dystonias in the orofacial region (mouth opening, tongue induces both types of EPS, whereas clozapine induces neither
protrusion or retraction, bar biting) and in the whole Parkinsonism nor dystonia (Deniker et al., 1980; Gerlach,
body (writhing of the limbs and trunk, bar grasping). The 2002).
Antipsychotic-Induced Movement Disorders in NHPs 545

Animal Models of Antipsychotic-Induced Tardive spontaneous tongue protrusions in the absence of antipsychotic
Dyskinesia treatment. These phenomena seemed assimilable to tardive
dyskinesia, which is clearly more prevalent in older human
Tardive dyskinesia is a syndrome of involuntary abnormal populations (Jeste et al., 1995). The spontaneous tongue protru-
movements that occur during sustained antipsychotic therapy sions were attenuated by acute administration of sertindole,
or on reduction or cessation of treatment. The movements risperidone, and haloperidol.
include chewing, tongue protrusion, lip smacking, puckering,
paroxysms of rapid eye blinking, and choreoathetoid move-
ments of the limbs and trunk. Some of the features, such as Conclusions
orofacial movements, may resemble or even occur simulta-
The above-reviewed findings suggest that catalepsy in
neously with acute dystonia, making differential diagnosis
rodents may represent a good predictor for the propensity of
difficult. Tardive dyskinesia is characterized by the fact that
novel substances to induce Parkinsonism in patients. On the
once manifest, it appears irreversible. It can be reduced by
other hand, antipsychotic-induced Parkinsonism in NHPs is
reinstatement of antipsychotic treatment but appears to be
not a clear occurrence.
exacerbated by anticholinergic treatment [see Casey (2004)
There are no convincing models of akathisia in rodents or in
for a review].
NHPs.
Vacuous chewing movements have been observed in rats
There are no convincing models of acute dystonia or tardive
after cessation of long-term haloperidol administration for

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dyskinesia in rodents.
periods of up to 1 year (Waddington, 1990; Egan et al., 1996;
With regard to tardive dyskinesia in NHPs, the available
Turrone et al., 2002). On the hypothesis that long-term
data suggest their translational validity. Such models,
antipsychotic treatment induces supersensitivity of post-
however, do not lend themselves readily for drug development
synaptic dopamine (DA) receptors, some authors described
purposes because they are extremely time-consuming and the
an increased behavioral response to DA agonists after long-
numbers of animals eventually manifesting signs of tardive
term neuroleptic treatment (Clow et al., 1979), whereas
dyskinesia appear limited in relation to the numbers of animals
others related the phenomena to continued DA D2 receptor
initially included in the programs.
occupancy (Turrone et al., 2002). However, in contrast
The situation is different for NHP models of dystonia.
to the clinical syndrome, the vacuous chewing movements
Although chronic antipsychotic priming appears necessary to
or the increased response to DA agonists in the rodent
induce reliable and clearly identifiable dystonic signs, once
disappear spontaneously over a few days or weeks (Clow
established in rhesus or cebus monkeys, the phenomena
et al., 1979; Waddington, 1990; Egan et al., 1996; Turrone
appear stable and can be reinvoked on demand even in animals
et al., 2002).
that have not received antipsychotics for longer periods.
More convincing signs of tardive dyskinesia have been
Available findings suggest that antipsychotic-induced dys-
shown in NHPs. These studies were recently reviewed by
tonia in NHPs represents a direct homology of the acute
Blanchet et al. (2012). An early publication by Gunne and
dystonias observed with the same drugs in patients. More-
Bárány (1976) reported the occurrence of dyskinetic move-
over, although antipsychotic-induced dystonia is distinct from
ments persisting for up to 6 years in two of three cebus
tardive dyskinesia, it seems plausible that the capacity to
monkeys after cessation of 3 or 12 months of once-daily oral
induce dystonia in NHPs could possibly serve as a biomarker
treatment with haloperidol (doses escalating from 0.5 to 8 mg/
for substances that will eventually cause tardive dyskinesia in
kg per day). All three cebus monkeys showed signs of acute
patients after long-term treatment.
dystonia after each haloperidol administration as did two
Despite the number of years since most of the work on
cynomolgus monkeys, also included in the study, which did
antipsychotic-induced dystonias in NHPs was performed,
not develop tardive dyskinesia. The anticholinergic biperiden recent clinical and preclinical publications suggest that such
reduced the dystonia but reinstated the signs of tardive disorders remain high on the antipsychotic research agenda.
dyskinesia. In a later study with the same two cebus monkeys, It is suggested that the NHP dystonia model would be of
the same authors reported that chlorpromazine, thioridazine, interest to any pharmaceutical company, research founda-
clozapine, melperone, and fluphenazine attenuated the signs tion, or public agency wishing to develop new treatments
of tardive dyskinesia (Gunne and Bárány, 1979). In sub- for schizophrenia or other psychotic disorders, whether for
sequent studies, the same group of authors showed that acute positive symptoms, negative symptoms, or both. The techni-
treatment with two putative antipsychotics, the DA autoreceptor ques do not depend on any assumptions concerning the
receptor agonist 3-(3-hydroxyphenyl)-N-(1-propyl) piperidine neuroanatomical substrates of acute or tardive EPS (nigros-
(3-PPP) (Häggström et al., 1983) and the benzamide sulpiride triatal, limbic, or cortical pathways) or on any notions
(Häggström, 1984), suppressed these signs. Other findings concerning the neurochemical mechanisms whereby antipsy-
by these authors suggested the effectiveness of the GABA chotic agents exert their therapeutic effects (antagonism of
agonist 4,5,6,7-tetrahydroisoxazolo[5,4-c]epyridine-3-ol (THIP) DA D1 or D2 receptors, modulation of noradrenergic and/or
(Andersson and Häggström, 1988), Similar findings were serotonergic 5-HT2 transmission). On the contrary, they
reported for 3-PPP in cebus monkeys in which tardive concern evaluation of behavioral phenomena in NHPs that
dyskinesia was induced by long-term treatment with fluphen- are clearly homologous to symptoms observed in human patients
azine enanthate (Kovacic et al., 1988). Another study included and thereby possess a high degree of translational validity.
a total of 24 cebus monkeys that had been previously primed
with antipsychotics for periods of up to 2 years (Casey, 1996). Acknowledgments
Among these animals, there were seven that could be con- The authors thank Nathalie de Cerchio-Dorczynski for secretarial
sidered very aged (23–29 years), four of which showed signs of assistance.
546 Porsolt et al.

Authorship Contributions olanzapine administration in drug naïve animals. Poster presented at the Safety
Pharmacology Society Meeting; 2012 October 1–4; Phoenix, AZ. Safety Pharma-
Wrote or contributed to the writing of the manuscript: Porsolt, cology Society, Reston, VA.
Castagné, Hayes, Virley. Hippius H (1989) The history of clozapine. Psychopharmacology (Berl) 99 (Suppl):
S3–S5.
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