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3 2 Quality Assurance v3 en-US
Monitoring and
Evaluation to Inform
Practice and Leadership
Transformation Framework
Developing
a Learning
Community
Inclusion,
Accessibility and
Sustainability
Introduction
This paper examines one of ten critical Quality Assurance: Monitoring and Evaluation What is the Education
components of effective transformation in to Inform Practice and Leadership Transformation Framework?
schools and education systems. Each paper This paper provides monitoring and evaluation guides and The Microsoft Education Transformation Framework
examples for leaders. Monitoring and evaluation is used helps fast track system-wide transformation by
is produced by an expert author, who
by governments worldwide to improve school systems and summarizing decades of quality research. It includes
presents a global perspective on their topic educational results – and they can play an integral role in holistic a library of supporting materials for ten components About the author
through current thinking and evidence from education transformation. of transformation, each underpinned by an executive
summary and an academic whitepaper detailing global Dr. Tom Clark
research and practice, as well as showcase Education leaders at all levels can benefit from applying the
evidence. This provides a short-cut to best practice, President
examples. Together, the papers document the planning, monitoring and evaluation cycle and outcomes-based TA Consulting
speeding up transformation and avoiding the mistakes
planning and evaluation to education transformation initiatives.
contributions of ‘anytime, anywhere’ approaches Monitoring and evaluation can help educational transformation
of the past. Microsoft also offers technology architectures Dr. Tom Clark, President of TA Consulting, provides
and collaborative workshops to suit your needs.
to K-12 learning and explore the potential of new programs define and measure quality indicators and measures evaluation, research, and strategic services for
of the education transformation process, gauge progress education clients. He has led evaluations of a wide
technology for transforming learning outcomes toward desired educational outcomes, increase stakeholder range of online, blended and distance learning
for students and their communities. participation, and empower school leaders and teachers to build programs, from district-wide and state-wide
and sustain transformation in schools. programs to complex multi-state and postgraduate
programs. He also provides strategic consultation,
As each educational system is unique, evaluators should be developing policy analysis and whitepapers for
prepared to vary their evaluation approach based on program clients. Dr. Clark is an accomplished author, having
purpose and context. Technology is playing an increasingly co-written one of the first American textbooks on
important role in increasing data access, as well as a tool for postsecondary distance learning, and authored one
school leaders and teachers to inform instruction and improve of the seminal works in K-12 online learning.
student outcomes in education transformation initiatives.
The first steps
to success
1 James, T., & Miller, J. (2005). Developing a monitoring and evaluation plan for ICT. In Wagner, D. A., Day, B., Jones, T., Kozma, R. B., Miller, J., & Unwin, T. (Eds), Monitoring and evaluation
of ICT in education projects (pp. 32-42). Washington, DC: World Bank.
2 Cavanaugh, C., McCarthy, A., & East, M. (2014). An innovation framework for holistic school transformation: ten critical conversations for the 21st century. Redmond, WA: Microsoft
World Public Sector.
3 United Nations Development Programme. (2009). Handbook on planning, monitoring and evaluating for development results. New York.
Results-based Situation
management (RBM) is a Inputs Activities Outputs
Evaluation Setting Planning management strategy that What fuels the program: What the program does: Who the program serves:
the vision
uses feedback loops to • Funding • School leader training • Students
• Staff Partners • Tech infrastructure building • Teachers
achieve strategic goals. • Facilities • Teacher PD & Peer Mentoring • Leaders
Managing
Defining • Web & Content Development • School and Districts
the results
and using
map and R&M
evaluation
Stakeholder framework Outcomes
participation
Short-term Medium-term Long-term
Monitoring
Source: United Nations Development Program (2009), p.10. 4 Wholey, J. S., Hatry, H. P., & Newcomer, K. E. (Eds.). (2010). Handbook of practical program evaluation. 3rd Ed. San Francisco: Jossey-Bass.
5 World Bank. (2004). Monitoring & evaluation: some tools, methods & approaches. Washington, DC.
6 Rodríguez, P., Nussbaum, M., López, X., & Sepúlveda, M. (2010). A Monitoring and evaluation scheme for an ICT-supported education program in schools.
Educational Technology & Society, 13 (2), 166–179.
6 | Quality Assurance: Monitoring and Evaluation to Inform Practice and Leadership Quality Assurance: Monitoring and Evaluation to Inform Practice and Leadership | 7
What to watch
out for
Governmental performance
in Australia, Canada, Ireland,
and the U.S., shows a shared
emphasis on monitoring
outcomes and outputs,
rather than activities.
Evaluation theory models What’s the difference between How do we use the best Differences in the approaches of methods-focused, use-focused and value-focused evaluation theories
In the evaluation literature, the term methods-, use- and value- of each approach?
focused approaches? Key features Methods-focused evaluation Use-focused Value-focused
“theory” primarily refers to models An evaluation of holistic school reform evaluation evaluation
or approaches which specify how an requires elements of all three approaches:
Smith, Mitton, Cornelissen, Gibson
evaluation should be carried out. To date,
& Peacock have developed the following • U
se-focused approaches may be the Key questions What is the program’s casual What do decision makers How do program processes
a limited amount of evaluation theory is
key differentiations:13 best primary emphasis for a program impact on desired outcomes? need to know to improve affect the relative standing
based on empirical study of what works
in evaluation. Until such empirical theory • A
methods-focused evaluation might evaluation of education transformation program usefulness? of different groups?
is developed, according to Alkin, “we examine program effectiveness in at the system level.14
must rely on the prescriptive models terms of whether test scores improved • M
ethods-focused research studies Evaluation focus • Intended objective or outcomes • Process • Process
generated by knowledgeable members as a result of program participation, may be embedded to determine • Program theory • Intended use • Unintended outcomes
of the evaluation community to by conducting a controlled research the causal impact of key program • Summative evaluation • Organizational learning and • Power relationships
guide practice.”12 experiment or quasi-experiment, features. In this case, staff training is capacity building • Equity and social justice
and rendering an expert judgment needed on fidelity of implementation
Alkin sees differences between the • Formative evaluation
on whether the program caused the of key features, and the importance
models as mainly falling into three camps:
desired outcomes. of adhering to research protocols.
A relative emphasis on either methods, Who primarily judges
value, or use (see table). Evaluators tend to • A
use-focused evaluation might • Values-focused evaluation Evaluator Decision Maker Public/Society
programs benefits?
follow a model that makes sense to them look at what the program manager components should be included
intellectually, but should be prepared to needs to know to improve the that actively involve local school
program or demonstrate progress, Common Post-positivist Pragmatic Constructivist
vary their approach based on the purpose staff and stakeholders-to connect
gathering multiple sources of methodologies • Controlled experiments • Multiple sources of evidence • Critical or participatory
of the evaluation and program context. program theory and practice,
evidence and recommending and methods where possible methods
ensure equitable participation for • Interviews/focus groups
improvements that the program marginalized people, and build local • Outcome measurement • Action research
• Quantitative and
manager may decide to implement. capacity for sustainability. • Quantitative data qualitative data • Qualitative data
• A
value-focused evaluation might
explore a program’s impact on
equity or social justice issues.
Here the public is the ultimate judge.
It might also actively empower local
staff and stakeholders to ensure 12 Alkin, M. C. (2012). Comparing evaluation points of view. In M. C. Alkin (Ed.), Evaluation roots: A wider perspective of theorists’ views and influences (pp. 3-10).
New York: Sage Publications.
education transformation fits local 13 Hall, W. (2013). Development and implementation of a priority setting and resource allocation evaluation tool for achieving high performance (Master’s Thesis,
needs and interests. University of British Columbia).
14 Patton, M. Q. (2008). Utilization-focused evaluation. 4th ed. Thousand Oaks, CA: Sage Publications.
10 | Quality Assurance: Monitoring and Evaluation to Inform Practice and Leadership Quality Assurance: Monitoring and Evaluation to Inform Practice and Leadership | 11
Seeing Success
Conditions that promote • T
eacher collaboration that focuses
on peer support and the sharing
implementation factors most
positively linked to student success.
Using Monitoring education outcomes such as student
proficiency, dropout and graduation
Schools succeed when
educational transformation and Evaluation to improve
of teaching practices Schools with these factors in rates, achievement gaps between they foster a culture of
Several recent studies have identified school outcomes
key indicators of success in educational
• P
rofessional development that place were more likely to report
improvements in student outcomes,
student subgroups, and readiness for
postsecondary education and careers.
visionary innovation,
involves the active and direct Most emerging nations have established
transformation. Together, these engagement of teachers, particularly such as decreased disciplinary rates national education management Use of measures of individual student teacher collaboration and
research studies provide evidence that
over time, well-planned technology-
in practicing and researching new and increased test scores.17 information systems, but data gathering
is often unsystematic and data use in
learning growth over time, already in
place in some nations, can improve the
professional development.
teaching methods.15 Cavanaugh, Hargis, Soto & Kamali
enhanced initiatives can help schools school improvement is limited. Nayyar- accuracy of outcomes data.
and education systems achieve propose a holistic framework for large- Online assessments and analytical tools
Based on his experiences working with the Stone describes the efforts of Pakistan’s
education transformation. scale mobile/cloud learning programs High-stakes student testing is moving have the potential to remove some of
Canadian province of Ontario and review education ministry to use national data to
that groups elements with the potential online in nations including Denmark, a these barriers to effective use of formative
SRI International and in-country of ITL research, Fullan believes that whole identify low-performing schools and train
to transform education under three trend that is likely to spread. In the U. S., evaluation to inform instruction.
evaluators in seven nations (Australia, system reform can be accomplished in district officials in development of action
pillars: learning environment, curriculum/ two assessment consortia, PARCC and Revenaugh (in press) described data-
England, Finland, Indonesia, Mexico, reasonably short periods of time.16 He plans for school improvement.19 In the
content, and pedagogy/leadership.18 SBAC, have developed online student driven personalized learning in a blended
Russia, and Senegal) jointly conducted suggests that education systems establish future, school-level data systems linked
assessment systems for state-level use. school, where student mastery data from
a study of innovative teaching and a small number of ambitious goals and The Project Red table below shows the to central systems might give local school
Their testing regimes are aligned with online formative assessments within
learning or ITL.15 In each nation, they a set of coherent, integrated actions to nine key factors identified by Project RED leaders the ability to directly access secure
the new Common Core State Standards, course content is used by teachers identify
surveyed teachers and school leaders pursue them, thereby fostering: as most predictive of education success data on student achievement.
which define the knowledge and skills learning deficits and dynamically group
in 24 schools, half identified through aligned with this holistic framework.
• C
ollaborative, focused school It is already commonplace in developed students need to be prepared upon students with similar learning needs
prior research as innovative and half Together they illustrate the importance
culture or “collective capacity” nations for school leaders to engage in graduation for college and career in for on-site learning activities. Dawson
as comparison schools. They also of each pillar for successful educational
as the foundation data-driven decision making for school the 21st century. Like the international describes collaborative use of an action
conducted case studies of a sample of transformation. These nine factors also
improvement. However, large-scale data PISA test, both require higher order research tool by teachers in a statewide
the innovative schools in each nation. • A
new role for the principal as correspond well to the findings of ITL
use by teachers is more limited. Initiatives thinking and student performance tasks. 1:1 computing project to improve practice.
They found that across nations, lead learner and supporter researchers and Fullan about conditions
in two U. S. states used embedded Online testing is pushing U. S. schools Teachers can also find a growing number
certain practices or conditions were • L ead teachers as supportive, promoting education transformation.
professional development time, to upgrade technology infrastructures of formative assessment tools online. 22 For
more likely to be in place in schools collaborative peer mentors Key indicators of conditions that foster professional learning communities, and just as they are moving to more rigorous example, the PARCC and SBAC consortia
where innovative teaching practices • A
doption of concrete, innovative education transformation – supportive data coaches to train teachers in using standards and assessments. both offer optional formative assessments
occurred, including: teaching practices. school culture, participatory principal annual summative testing data to inform aligned to new standards.
• A
school culture that offers a leadership, collaborative peer mentoring, instruction, with some success. 20
Using formative data Student activity in online coursework
common vision of innovation as Project Red researchers surveyed engaged professional learning, and
can provide a wealth of data for use in
well as consistent support that a purposive sample of 997 schools adoption of new innovative teaching to increase student success monitoring and evaluation. For example,
encourages new types of teaching across the United States that had 1:1 methods – need to be agreed upon Project Red surveyed 997 A focus is emerging on using ongoing patterns of student logins and ‘clicks” in
computing or large-scale technology and tracked as part of the monitoring
integration initiatives in place. and evaluation of related national and U.S. schools to identify the formative assessment data to inform the online system can predict whether
classroom instruction. This is more students will successfully complete an
They identified nine key international initiatives. nine key implementation useful for classroom teachers than online learning activity. 23 Data mining
factors most positively access to summative assessment data, within online simulations can be used
as it allows them to address student to formatively assess student scientific
Project Red (2013) key factors linked to student success. learning gaps early on. 20 However, inquiry skills. 24 Those engaged in
Swan and Mazur found that pre-service monitoring and evaluation can use these
During the monitoring and evaluation teachers often lacked the skills and new kinds of online educational data to
Quality indicators and Pillar 1 Pillar 2 Pillar 3 process, evaluators and decision- time needed to design, implement and recommend formative improvements
measures for educational
transformation
Learning Curriculum Pedagogy and makers can use available data at the analyze formative assessments and use to learning systems and policies that
national and local levels to analyze key
environment and content leadership them to personalize instruction. 21 support student success.
Nine factors most strongly 3. Students collaborate 1. Technology 2. Leaders provide time
linked to educational online daily integrated into every for teacher professional 15 Shear, L., Gallagher, L., & Patel, D. (2011). Innovative Teaching and Learning Research. Menlo Park: SRI International.
success in transformation
6. 1:1 computer ratios intervention class development and 16 Fullan, M. (2011). Whole system reform for innovative teaching and learning. In Microsoft-ITL Research (Ed.), Innovative Teaching and Learning Research (pp. 30-39).
initiatives (rank ordered 17 Greaves, T. W., Hayes, J., Wilson, L., Gielniak, M., & Peterson, E. L. (2013). Revolutionizing education through technology: the Project RED roadmap for transformation.
or close to 1:1 4. Technology is collaboration at
by predicatively) Eugene, OR: International Society of Technology in Education.
integrated into core least monthly 18 Cavanaugh, C., Hargis, J., Munns, S., & Kamali, T. (December 2012). iCelebrate teaching and learning: Sharing the iPad experience, Journal of Teaching and Learning with Technology,
7. Virtual field trips 1(2), 1-12.
at least monthly curricula at least weekly 9. Principals are trained 19 Nayyar-Stone, R. (2014). Using national education management information systems to make local service improvements: the case of Pakistan. PREM Notes, Number 30.
5. Online formative in teacher buy- Washington, DC: The World Bank.
8. S tudents use search 20 McCann, C., & Kabaker, J. C. (2013). Promoting data in the classroom: innovative state models and missed opportunities. Washington, DC: New America Foundation.
assessments performed in, best practices,
engines daily 21 Swan, G., & Mazur, J. (2011). Examining data driven decision making via formative assessment. Contemporary Issues in Technology and Teacher Education, 11(2), 205-222.
at least weekly and technology- 22 Dawson, K. (June 06, 2012). Using Action Research Projects to Examine Teacher Technology Integration Practices. Journal of Digital Learning in Teacher Education, 28, 3, 117-124.
Source: Cavanaugh, Hargis, Soto &
Kamali, 2013; Greaves, Hays, Wilson, transformed learning 23 Liu, F. & Cavanaugh, C. (2011). High enrollment course success factors in virtual school: factors influencing student academic achievement. International Journal on E-Learning,
10(4), 393-418.
Gielniak, & Peterson, 2013
24 Gobert, J. D., Sao Pedro, M., Razuiddin, J., & Baker, R. S. (2013). From log file to assessment metrics: measuring students’ science inquiry skills using educational data mining.
The Journal of the Learning Sciences, 22, 521-563.
12 | Quality Assurance: Monitoring and Evaluation to Inform Practice and Leadership Quality Assurance: Monitoring and Evaluation to Inform Practice and Leadership | 13
Conclusion References
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14 | Quality Assurance: Monitoring and Evaluation to Inform Practice and Leadership Quality Assurance: Monitoring and Evaluation to Inform Practice and Leadership | 15
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