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Nicholas J. Spykman
Nicholas J. Spykman
Spykman
Nicholas John Spykman(13 October 1893 – 26 June 1943) was an American political scientist who was one of the founders of the
classical realist school in American foreign policy, transmitting Eastern European political thought into the United States. A Sterling
Professor of International Relations, teaching as part of the Institute for International Studies at Yale University, one of his prime
concerns was making his students geographically literate—geopolitics was impossible without geographic understanding. His work
on geopolitics and geostrategy led him to be to known as the godfather
" of containment."
Contents
Life and career
Spykman's geostrategy
Heartland
Rimland
Offshore continents
Eurasian dynamics
U.S. strategic goals
Quotations
Spykman's works
See also
References
External links
He then came to the United States around 1920 to enter a doctoral program at the University of California, where he received a
bachelor's degree in 1921, a master's degree in 1922, and a Ph.D. in 1923.[1] The subject of his dissertation, which he subsequently
revised for publication, wasGeorg Simmel.[3] He then was an instructor in political science and sociology there from 1923 to 1925.
[3]
[1]
He was married to the children's novelistE. C. Spykman. He became a naturalized citizen of the United States in 1928.
In 1925 he came to Yale University, where he was an assistant professor of international relations, becoming a full professor in
1928.[1] He became the chair of the university's department of international relations in 1935.[3] Also in 1935, he was a co-founder of
the Yale Institute of International Studies and was its first director.[1] He held this position until 1940, when he became ill and
relinquished it.
Spykman published two books on foreign policy. America's Strategy in World Politics was published in 1942 near the entry of the
United States into World War II. Concerned with balance of power, he argues that isolationism, relying on the oceans to protect the
United States ("hemispheric" or "quarter defense"), was bound to fail. His object was to prevent a U.S. retreat, similar to U.S. policy
following World War I. Isaiah Bowman commented in 1942: "On grounds of merit and public value America’s Strategy in World
Politics should be read in not less than a million American home. Every government official responsible for policy should read it
[4] The Geography of the Peace
once a year for the next twenty years—even if he may not agree with some of the remedies proposed."
was published the year after Spykman's death. In it he lays out his geostrategy, arguing that the balance of power in Eurasia directly
affected United States security.
In his writings concerning geography and foreign policy, Spykman was somewhat of a geographical determinist. Since geography
was "the most fundamentally conditioning factor because of its relative permanence," it was of primary relevance in analyzing a
state's potential foreign policy.
He died on 26 June 1943 inNew Haven, Connecticutof cancer at the age of 49.
Spykman's geostrategy
N.J. Spykman could be considered as a disciple and critic of both geostrategists Alfred Mahan, of the United States Navy, and
Halford Mackinder, the British geographer. His work is based on assumptions similar to Mackinder: the unity of world politics, and
the unity of the world sea. He extends this to include the unity of the air. The exploration of the entire world means that the foreign
policy of any nation will affect more than its immediate neighbors; it will affect the alignment of nations throughout the world's
regions. Maritime mobility opened up the possibility of a new geopolitical structure: the overseas
empire.
the Heartland;
the Rimland (analogous to Mackinder's "inner or marginal crescent"); and
the Offshore Islands & Continents (Mackinder's "outer or insular crescent").
Heartland
At the same time, because he gives credit to the strategic importance of maritime space a Mackinder's. He does not see it as a region
which will be unified by powerful transportation or communication infrastructure in the near future. As such, it won't be in a position
to compete with the United States' sea power. Spykman agrees that the heartland offers a uniquely defensive position, but that is all
Spykman grants the occupier of the heartland.
While the USSR encompassed a great expanse of land, its arable land remained in a small portion of its territory, mostly in the West.
Indeed, the Soviet's raw materials were largely located to the West of the Ural mountains as well. Since the political and material
center of gravity was in the Western part of the USSR, Spykman sees little possibility of the Soviets exerting much power in Central
Asia.
Still, Russia was to remain the greatest land power in Asia, and could be a peacekeeper or a problem.
Rimland
The Rimland (Mackinder's "Inner or Marginal Crescent") sections:
The Rimland's defining characteristic is that it is an intermediate region, lying between the heartland and the marginal sea powers. As
the amphibious buffer zone between the land powers and sea powers, it must defend itself from both sides, and therein lies its
fundamental security problems. Spykman's conception of the Rimland bears greater resemblance to Alfred Thayer Mahan's "debated
and debatable zone" than to Mackinder's inner or mar
ginal crescent.
The Rimland has great importance coming from its demographic weight, natural resources, and industrial development. Spykman
sees this importance as the reason that the Rimland will be crucial to containing the Heartland (whereas Mackinder had believed that
the Outer or Insular Crescent would be the most important factor in the Heartland's containment).
Offshore continents
There are two offshore continents flanking Eurasia: Africa and Australia. Spykman sees the two continents' geopolitical status as
determined respectively by the state of control over the Mediterranean Sea and the "Asiatic Mediterranean." Neither has ever been
the seat of significant power; chaos prevents Africa from harnessing the resources of its regions, and Australia doesn't have enough
arable territory.
Other than the two continents there are offshore islands of significance are Britain and Japan, while the New World, buffered by the
Atlantic and Pacific Oceans
Eurasian dynamics
Again, Spykman differs from Mackinder. Mackinder sees Eurasian wars as historically pitting the heartland against the sea powers
for control of the rimland, establishing a land power-sea power opposition. Spykman states that historically battles have pitted Britain
and rimland allies against Russia and its rimland allies, or Britain and Russia together against a dominating rimland power. In other
words, the Eurasian struggle was not the sea powers containing the heartland, but the prevention of any power from ruling the
rimland.
Therefore, British, Russian, and U.S. power would play the key roles in controlling the European littoral, and thereby, the essential
power relations of the world.
Spykman predicted that Japan would lose the war in the Pacific, while China and Russia would remain to struggle against one
another over boundaries. He also forecast the rise of China, becoming the dominant power in Asia, causing the U.S. to take
responsibility for Japan's defense.
Spykman was opposed to European integration and argued that U.S. interests favored balanced power in Europe rather than
integrated power. The U.S. was fighting a war against Germany to prevent Europe's conquest—it would not make sense to federalize
and thereby unify Europe after a war fought to preserve balance.
John Foster Dulles and the founders of U.S. containment strategy would borrow heavily from Spykman, as well as Mackinder, when
forging U.S. Cold War strategy.
Quotations
"Geography is the most fundamental factor in foreign policy because it is the most permanent."
"There are not many instances in history which show great and powerful states creating alliances and organizations
to limit their own strength. States are always engaged in curbing the force of some other state. The truth of the
matter is that states are interested only in a balance which is in their favor . Not an equilibrium, but a generous margin
is their objective. There is no real security in being just as strong as a potential enemy; there is security only in being
a little stronger. There is no possibility of action if one's strength is fully checked; there is a chance for a positive
foreign policy only if there is a margin of force which can be freely used. Whatever the theory and rationalization, the
practical objective is the constant improvement of the state's own relative power position. The balance desired is the
one which neutralizes other states, leaving the home state free to be the deciding force and the deciding voice."
"[A] political equilibrium is neither a gift of the gods nor an inherently stable condition. It results from the active
intervention of man, from the operation of political forces. States cannot af ford to wait passively for the happy time
when a miraculously achieved balance of power will bring peace and security . If they wish to survive, they must be
willing to go to war to preserve a balance against the growinghegemonic power of the period."
"Nations which renounce the power struggle and deliberately choose impotence will cease to influence international
relations either for evil or good."
"The facts of location do not change. The significant of such facts changes with every shift in the means of
communication, in routes of communication, in the technique of war , and in the centers of world power, and the full
meaning of a given location can be obtained only by considering the specific area in relations to two systems of
reference: a geographic system of reference from which we derive the facts of location, and a historical system of
reference by which we evaluate those facts."
—from "Geography and Foreign Policy I", American Political Science Review, Vol XXXII, No.
1 (February 1938), p. 29.
Spykman's works
Books:
The Geography of the Peace, New York, Harcourt, Brace and Company (1944)
America's Strategy in World Politics: The United States and the Balance of Power
, New York, Harcourt, Brace and
Company (1942)
The Social Theory of Georg Simmel, Chicago, University of Chicago Press(c1925)
Articles:
See also
E. C. Spykman, his wife, a writer of children's books
Halford Mackinder, a British geographer who had a significant influence on Spykman
Isaiah Bowman, an American geographer
References
Notes
Further reading
External links
"Spykman's World" at American Diplomacy
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