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Current Orthopaedics (2000) 14, 155–160

© 2000 Harcourt Publishers Ltd


doi:10.1054/ cuor.2000.0104, available online at http://www.idealibrary.com on

Mini-symposium: Rotator cuff

(i) Clinical examination of the rotator cuff

M. Pisan, C. Gerber

INTRODUCTION As the symptoms of a rotator cuff lesion are often


difficult to distinguish from other pathologies, the
Rotator cuff tears are frequent. Cadaver studies have shoulder should be examined systematically, includ-
described a prevalence of full thickness tears of up to ing the acromio-clavicular and sterno-clavicular
30%,1 and of partial-thickness tears of up to 37%.2 joints and a neurovascular examination of the
The frequency of rotator cuff tendon defects in involved upper extremity should also be carried out.
asymptomatic shoulders has been evaluated prospec-
tively with MRI.3 Over a wide age range, an overall
prevalence of 15% of full-thickness and of 20% of THE CLINICAL EXAMINATION OF THE
partial-thickness lesions has been found, increasing ROTATOR CUFF
significantly with age. In individuals over 60 years of
age the prevalence of full-thickness tears was 28% For clinical examination of the rotator cuff the
and 26% for partial-thickness tears. patient is seated on an examination table with the
Not all rotator cuff tears lead to painful shoulder back towards the examining physician. The evalua-
dysfunction and the relationship of a morphologic tion of the four scapulo-humeral rotator muscles and
alteration with the onset of clinical symptoms is not their tendons should be performed selectively and
yet understood. Before clinical examination of the systematically with inspection, palpation, impinge-
shoulder, a careful history should be obtained. The ment test, strength test and lag sign:
most common clinical manifestations of a rotator
Inspection: Inspection of the shoulder may
cuff tear are pain and weakness, occasionally stiff-
demonstrate muscular wasting. On
ness. Usually the patient locates the pain anterolater-
the posterior aspect of the shoulder
ally or at the level of the deltoid insertion and
the supraspinatus and infraspinatus
commonly complains of aggravation through over-
muscles participate to form the
head use of the arm in a forward flexed position.4
contour of the shoulder. Atrophy of
Very often patients suffer from severe night pain.
these muscles can easily be seen and,
Associated biceps tendon pathologies can refer the
at least in elderly individuals, is most
pain to the level of the elbow. An associated pathol-
often the result of a chronic tear of
ogy of the acromio-clavicular joint usually provokes
the corresponding tendon (Fig. 1).
pain directly over the joint itself and leads to radia-
Palpation: The insertion of the subscapularis
tion deep into the supraspinous fossa and in the
tendon on the lesser tuberosity and
upper trapezius. Acromio-clavicular pain can be
of the supraspinatus and
aggravated by local pressure on to the joint or
infraspinatus tendons on the greater
occasionally by active movement of the neck.5
tuberosity can directly be palpated.
Tenderness at the insertion indicates
Markus Pisan, MD, Fellow; Christian Gerber, MD, Professor and
pathology of the tendon.
Chairman, Department of Orthopaedics, University of Zurich, Impingement: The aetiology of rotator-cuff tears is
Balgrist, Forchstrasse 340, CH-8008 Zurich, Switzerland. still controversial. The causes may be
Correspondence to: Christian Gerber, MD. Fax: + 1386 16 09;
intrinsic and/or extrinsic disorders of
Tel: + 1 386 11 11; E-mail: cgerber@balgrist.unizh.ch the tendon. Both may lead to

155
156 Current Orthopaedics

structural changes in the tendon.


Extrinsic causes produce a
mechanical conflict either between
the bursal side of the suraspinatus
tendon and the acromion, or between
the articular side of the supraspinatus
or subscapularis and the glenoid rim.
The clinical manifestation of such
impingement is pain. Specific
impingement tests are established for
the supraspinatus and the
subscapularis tendons.
Strength test: Isolated strength testing is possible Fig. 1 A 44 year old patient with a chronic, posttraumatic rotator
cuff tear and consequent atrophy of the supraspinatus and
for the subscapularis and the infraspinatus muscles.
supraspinatus muscle. Strength
testing of the the infraspinatus and
teres minor muscle is also possible, SUPRASPINATUS
but it is less selective.
Palpation
Lag sign: A lag sign is based on the observation
that weakness of a muscle is most The tendon of the supraspinatus inserts on the superior
easily demonstrated at the limit of the facet and the superior half of the middle facet of the
amplitude of contraction of a muscle. greater tuberosity. By rotating the shoulder internally
A difference between the maximal (lift-off position) the insertion of the supraspinatus ten-
active and the maximal passive range don can be palpated approximately 1 cm distally and
of motion of the joint in any given ventrally to the lateral rim of the acromion. Tenderness
plane is called a lag. These lags have of the insertion indicates a tear of the tendon. By gently
been used for a long time in the rotating the shoulder out of this position a full thick-
diagnosis of tendon tears under ness tear can be palpated as a ‘hole’ in the cuff.
names such as ‘drop sign’, ‘dropping
sign’, ‘hornblower’s sign’, ‘lift-off test’ Impingement
etc. The magnitude of the lag
Neer,6 described the ‘impingement lesion’ of the
corresponds with the extent of the
supraspinatus as caused by a mechanical conflict
lesion of the musculotendinous unit
between the tendon and the antero-inferior aspect of
causing the active movement. If
the acromion. The ‘impingement sign’ of Neer is
however, for example, passive
elicited with the patient seated and the examiner
external rotation of the arm is
standing. Scapular rotation is prevented with one
increased due to rupture of the
hand while the other hand raises the arm in forced for-
subscapularis, an external rotation lag
ward elevation, allegedly causing the greater tuberos-
may be mimicked and does not
ity to impinge against the acromion. This manoeuvre
identify an infraspinatus lesion.
causes pain in patients with pathology of the
Before proceeding with examination of the individual supraspinatus tendon and if it does so, this test is con-
musculotendinous units, mobility of the neck is tested sidered to be positive. If the pain is due to subacro-
to detect pain provoked by a cervical pathology which mial pathology, such as a cuff tear, the pain can be
is, however, rather rare. The acromio-clavicular joint is completely eliminated by infiltration of 5–10 ml of
then palpated to ascertain that the pain does not arise Lignocaine into the subacromial space. The pain relief
in this joint. It is then of crucial importance to check after such infiltration of local anaesthetic corresponds
that the passive range of motion of the gleno-humeral to a positive ‘impingement test’.
joint is normal. This is done by testing passive internal Another way of demonstrating the mechanical
and external rotation of the arm at the side fixing conflict between the supraspinatus tendon and the
the scapula on the thorax and preventing scapulo- acromion is the modified impingement test described
thoracic motion. Passive abduction is then tested to by Hawkins et al.7 This test is performed by position-
make sure that abduction of the gleno-humeral joint ing the arm in 90° of flexion and then forcibly inter-
is also free. To test abduction the scapula must be nally rotating the shoulder. The test is positive if this
controlled and fixed on the thorax. It is critical to manoeuvre provokes pain. After subacromial infiltra-
remember that almost all impingement tests are tion with a local anaesthetic, one can also expect
painful if passive range of motion is limited and that significant pain relief. A positive impingement test
they lose their diagnostic value if range of motion is together with a positive Hawkins test is highly
not free. suspicious for a tear of the supraspinatus tendon.
Clinical examination of the rotator cuff 157

We have recently documented,8 that this manoeu- sensitivity for supraspinatus pathology is thereby
vre can also provoke a mechanical conflict between increased.
the subscapularis tendon and the antero-superior
aspect of the anterior glenoid rim. It can well be that
Lag signs
this manoeuvre identifies an undersurface lesion of
the subscapularis rather than a bursal lesion of the The Lag sign for the supraspinatus and infraspinatus
supraspinatus. If subacromial infiltration does not musculotendinous units is the external rotation lag
relieve pain in the modified impingement test, local sign (ERLS) described by Hertel et al.12 The test is
anaesthetic should be injected into the gleno-humeral performed by elevating the arm 20° with the elbow
joint. If pain is then relieved, intra-articular impinge- passively flexed to 90° and the shoulder in near maxi-
ment of the subscapularis is the most likely cause. mal external rotation. The patient is then asked to
Recently Walch et al.9 described intra-articular maintain the position of external rotation as the
impingement of the deep surface of the supraspinatus examiner releases the wrist while maintaining support
tendon on the postero-superior glenoid rim causing a of the arm at the elbow. The test is considered positive
partial articular side tear of the tendon often associ- if the patient is not able to maintain the external
ated with a lesion of the postero-superior labrum rotation and a lag occurs.
(Walch syndrome). The typical pain can be repro-
duced when the arm is held in full external rotation
and then moved between 90° and 150° of adduction INFRASPINATUS/TERES MINOR
e.g. in the apprehension position.
Palpation
The tendon of the infraspinatus attaches to the entire
Strength testing middle facet of the greater tuberosity of the humeral
head and can be palpated there. Therefore the arm of
The two main functions of the supraspinatus muscle
the patient should be placed in 90° of flexion and
are active abduction of the arm synergistic with the
slight external rotation. The insertion can then be
deltoid muscle and dynamic stabilisation of the
palpated 1 cm distal to the dorso-lateral rim of the
humeral head in the glenoid fossa. This function helps
acromion. Tenderness at the insertion indicates a
to keep the center of rotation of the gleno-humeral
lesion of the tendon.
joint stabilized during elevation and counteracts the
superior shear forces of the deltoid. A tear of the
supraspinatus tendon causes a decrease in the com-
Strength tests
pressive forces and an increase in the shear forces at
the gleno-humeral joint, resulting in slight superior The main function of the infraspinatus is active exter-
subluxation of the humeral head during active eleva- nal rotation of the shoulder with the arm at the side.
tion.10 The clinical expression of this is loss of This function of the infraspinatus is supported by the
strength. The strength of the supraspinatus should posterior fibres of the deltoid and the teres minor.
therefore be tested in line with the supraspinatus fossa There is probably no position of the arm that isolates
with the arm slightly elevated. Jobe described how to the activity of the infraspinatus completely from the
test the strength of the supraspinatus.11 This ‘Jobe teres minor muscle, but electromyographic studies
test’ is performed by positioning the arm in 90° eleva- have documented that 45° internal rotation with the
tion in the scapular plane and the forearm rotated into arm at the side is the optimal manual muscle testing
pronation, so that the thumb points towards the position for the infraspinatus.13 Weakness of external
ground. The test is considered negative if the patient is rotation from this position indicates a tear of the
able to maintain the affected shoulder in this position infraspinatus. Because shortening weakens the muscle,
against a force applied by the examiner. A painful test we prefer to test external rotator strength with the
is not positive, but often associated with partial elbow at the side and the arm fully externally rotated.
lesions of the cuff. The ‘Jobe test’ is positive if the Relevant weakness in this position proves infraspina-
strength of the tested arm is diminished. It should be tus involvement.
noted that normal strength testing is not sensitive at The hornblower’s sign is a very sensitive and spe-
all. If differences of more than 10% (which are signif- cific sign to document a lesion of the teres minor.14
icant) but less than about 30–40% are to be detected, This sign was described in obstetric brachial plexus
instrumented measurement of strength is mandatory. palsy,15 and relies on the difficulty in raising the hand
We prefer to modify the supraspinatus test of Jobe to the mouth in the absence of external rotator power
thus: as the proportional contribution to abductor of the shoulder without abduction of the affected
strength of supraspinatus and deltoid changes arm. The corresponding strength test is performed by
through abduction, we test strength of abduction supporting the involved arm at 90° of elevation with
at 60° because the relative contribution of the the elbow flexed to 90° and the shoulder in maximal
supraspinatus is larger than at 90° of abduction and external rotation. The patient is then asked to rotate
158 Current Orthopaedics

the forearm against the resistance of the examiner’s


hand.

Lag sign
Neer described a functional lag of the infraspinatus
musculotendinous unit and called it the ‘dropping
sign’.16 This sign is elicited by supporting the forearm
and hand of the patient in the externally rotated posi-
tion and the elbow bent to 90°. The patient is then
asked to maintain this position. If the infraspinatus is
non-functioning the arm falls against the side of the
body.
Hertel et al.12 described the ‘drop’ sign, which is dif-
ferent from the ‘dropping sign’ of Neer,16 and is also
designed to assess the function of the infraspinatus.
The affected arm is held at 90° of elevation and at
almost full external rotation and the elbow is flexed at
90°. The drop sign is positive if the patient is not able
Fig. 2 The modified impingement test (8) can provoke a
to maintain the position and a lag occurs. A drop sign mechanical conflict between the superior part of the subscapularis
is the same as the previously described hornblower’s tendon and the anterior glenoid rim. In cases with a partial
sign. thickness tear of the deep surface of the subscapularis, this
manoeuvre reproduces typical pain.

SUBSCAPULARIS
increased, asymmetric passive external rotation indi-
cates a tear of the tendon of the subscapularis and is
Palpation
often associated with apprehension-like discomfort.
The tendon of the subscapularis muscle inserts into The functional deficiency resulting from a tear is
the lesser tuberosity of the humeral head and is sup- weakness of internal rotation compared to the oppo-
plemented inferiorly by direct muscular insertion site side and the inability to lift the hand off the spine
along the surgical neck of the humerus. The insertion when tested with the ‘lift-off’ test described by the
of the tendon can easily be palpated about 1 cm distal senior author in 1991,17 (compare Lag sign). If the
to the anterior rim of the acromion with the arm in passive range of motion of the affected shoulder is
a 0° neutral position. Tenderness of the insertion limited and the arm cannot be brought behind the
increases by gentle passive rotation of the shoulder body, the ‘belly-press’ test is an appropriate substi-
into slight external rotation and indicates a tear of the tute.18 In this test, the patient presses the hand on his
tendon. (her) abdomen. If the subscapularis is intact and
active internal rotation is strong, the elbow remains in
Impingement front of the trunk and the wrist is not flexed while
pressure is exerted. If the strength of the subscapu-
Corresponding to the impingement of the supraspina-
laris is impaired the patient cannot maintain maximal
tus tendon on the postero-superior glenoid rim
internal rotation. The elbow drops back behind the
(Walch syndrome) an anterior impingement of the
body and the wrist will be flexed. In this position the
superior part of the subscapularis tendon on the ante-
patient exerts pressure on the abdomen by extending
rior glenoid rim can occasionally be observed. It leads
the shoulder.
to a partial tear of the deep surface of the tendon.8
The typical pain can be reproduced when the arm is
positioned in elevation of 80–110°, forcefully inter- Lag sign
nally rotated and adducted (Fig. 2A & B). Neer’s
The ‘lift-off’ test17 is a sensitive and specific examina-
impingement sign is usually negative. We considered
tion for a subscapularis tear. The test is performed by
an anterior impingement as positive if this manoeuvre
bringing the arm passively behind the body into max-
remains positive even after subacromial infiltration of
imum internal rotation. The test is considered normal
local anaesthetic (negative ‘impingement test’), but
if the patient maintains maximum internal rotation
becomes negative after intra-articular injection of
after the examiner releases the patient’s hand. If pas-
local anaesthetic.
sive maximum internal rotation cannot be actively
maintained and the hand drops straight back (internal
Strength test
rotation lag sign)12 the test is considered positive
The subscapularis is a strong internal rotator of the (Fig. 3A & B). The result is considered as weak if
shoulder and limits passive external rotation. An there is small internal rotator lag but the hand does
Clinical examination of the rotator cuff 159

(A) (B)

Fig. 3 A 41 year old patient with a traumatic subscapularis tear and a positive lift-off test. He is not able to maintain actively the passive
maximum internal rotation (A) and the hand drops straight back after releasing the patient’s hand (B).

not drop all the way to the spine. Such weakness is tear is loss of strength for the specific function of the
normally the expression of a partial tear or of a specific muscle tested. Accuracy of physical examina-
superior tear of the subscapularis tendon. tion should be greater than 85% for identifying full
thickness tears of any of the four tendons.

THE ROTATOR INTERVAL REFERENCES


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160 Current Orthopaedics

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