Global Physiology and Pathophysiology of Cough: ACCP Evidence-Based Clinical Practice Guidelines

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Global Physiology and Pathophysiology

of Cough
ACCP Evidence-Based Clinical Practice Guidelines
F. Dennis McCool, MD, FCCP

Objective: The anatomy and neurophysiology of cough has been reviewed in the preceding
section. The objective of this section is to describe how the varied anatomic components of the
respiratory system work in concert to produce an effective cough.
Methods: This was accomplished by reviewing (1) the factors needed to produce effective cough
pressures and gas velocity in the airways, and (2) the salient features of the interaction between
the airflow generated during a cough and the mucus that lines the tracheobronchial tree. The
MEDLINE database was searched for this review, and the search consisted of studies published
in English between 1960 and April 2004. Search terms were “cough mechanics” and “cough
physiology.”
Results: Inhaling to high lung volumes and glottic closure prior to the expiratory phase of cough
facilitate the generation of high intrathoracic pressures. These high intrathoracic pressures (1)
provide the driving force for airstream flow during cough and (2) dynamically compress the
central airways, which further enhances the cough airstream velocity.
Conclusions: High intrathoracic pressures are needed to generate the requisite cough expiratory
flows and airstream velocities. However, cough may be effective in individuals with mild-to-
moderate degrees of respiratory muscle weakness, as only modest increases in intrathoracic
pressure are needed to dynamically compress the large intrathoracic airways and increase cough
flow velocity. (CHEST 2006; 129:48S–53S)

Key words: expiratory flow; intrathoracic pressure; mucociliary clearance; mucous rheology; respiratory muscles

C ough serves to clear the airways when there are


(1) large amounts of inhaled material, (2) large
sures and dynamically compress the airways. The
MEDLINE database was searched for this review,
amounts of mucus due to excessive secretions or and the search consisted of studies published in
impaired mucociliary clearance, and (3) large English between 1960 and April 2004. Search terms
amounts of abnormal substances such as edema fluid were “cough mechanics” and “cough physiology.”
or pus. Each cough involves a complex reflex arc.
The neurophysiology of this reflex has been reviewed Review of the Global Physiology of
in the previous section. An effective cough depends Cough
on the ability to drive gas at high linear velocities
through the airways, and on an effective interaction Cough Mechanics
between the flowing gas and mucus lining the air- Cough mechanics can be evaluated by considering
ways. These events depend on the capacity of the the timing of the varied events that constitute cough.
respiratory muscles to increase intrathoracic pres- The sequence of events that lead to an effective
cough has been previously described, and the phases
Reproduction of this article is prohibited without written permission
from the American College of Chest Physicians (www.chestjournal. have been classified as inspiratory, compressive, and
org/misc/reprints.shtml). expiratory (Fig 1).1–7 The initial phase of cough is
Correspondence to: F. Dennis McCool, MD, FCCP, Department characterized by the inhalation of gas. The volume of
of Pulmonary and Critical Care Medicine, Memorial Hospital
of RI, 111 Brewster St, Pawtucket, RI 02860; e-mail: gas that is inhaled may be as little as 50% of tidal
F_McCool@brown.edu volume or as great as 50% of vital capacity.8,9 During

48S Diagnosis and Management of Cough: ACCP Guidelines


culoskeletal, and neurologic complications associated
with cough (which are described in more detail in
their respective sections in these guidelines).
Once the glottis is opened, the expiratory phase of
cough ensues, and the high intrathoracic pressures
developed during the compressive phase of cough
promote high expiratory flow rates. Initially, there is
a very brief blast of turbulent flow. This initial peak
of expiratory flow lasts about 30 to 50 ms and may
reach flow rates as great as 12 L/s. This burst of air
is due to the additive effects of the gas expired from
the distal parenchymal units and the gas displaced by
the central airways, which are compressed by the
high intrathoracic pressures.4,5,10 Although glottic
closure enhances this phase of cough, it is not
essential for an effective cough.1,9,11 For example,
individuals with a tracheostomy or endotracheal tube
can produce an effective cough by performing a
Figure 1. Schematic diagram depicting changes in flow and huffing maneuver, which is performed with an open
subglottic pressure during the inspiratory, compressive (COMP), glottis. Accordingly, in patients with endotracheal
and expiratory phases of cough.
tubes, a tracheostomy need not be performed for the
express purpose of improving cough efficiency.

inspiration, the expiratory muscles are lengthened


and “strengthened.” The inhalation of a large volume Recommendation
of gas will produce greater lengthening and will
optimize the expiratory length-tension relationship. 1. In patients with endotracheal tubes, tra-
Thus, inhaling to high lung volumes will enable the cheostomy need not be performed to improve
expiratory muscles to generate greater positive in- cough effectiveness. Level of evidence, expert
trathoracic pressures for a given degree of neural opinion; net benefit, substantial; grade of recom-
activation. Although a modest degree of positive mendation, E/A
intrathoracic pressure is needed to generate expira-
tory flow, an effective cough can be achieved at Following the initial blast of air, there is a more
pressures much lower than the maximal pressure prolonged period characterized by lower expiratory
that the expiratory muscles are capable of producing. flows. This stage lasts 200 to 500 ms with sustained
Thus, this initial phase of cough is not critical flows in the range of 3 to 4 L/s.5 During this
because an effective cough can be accomplished by timeframe, lung volume falls, transpulmonary pres-
inhaling small volumes. sure decreases, and cough expiratory flows fall. As
The compressive phase of cough follows the initial expiratory flows diminish, the velocity of the air-
inspiratory phase. After inhaling a volume of air, the stream is reduced. Because the relationship between
glottis is closed and an expiratory effort ensues. At expiratory flow and airstream velocity depends
the onset of the expiratory effort, the glottis closes on the cross-sectional area of the airways
for about 0.2 s. Glottic closure maintains lung vol- (velocity ⫽ flow/cross-sectional area), the velocity of
ume as intrathoracic pressures are building. Glottic the airstream increases as the net cross-sectional area
closure minimizes expiratory muscle shortening, of the airways decreases for a given rate of expiratory
thereby promoting an “isometric” contraction of the airflow. It follows that, as air flows from the periph-
expiratory muscles, and allowing the expiratory mus- ery of the lung to the central airways the velocity of
cles to maintain a more advantageous force-length the gas increases. The velocity of gas in the more
relationship and to generate greater positive intra- central airways can be further enhanced by the
abdominal and intrathoracic pressures. The high dynamic compression of these airways. For example,
intrathoracic pressures developed during glottic clo- when the tracheal cross-sectional area is dynamically
sure may be as great as 300 mm Hg. The high compressed to one fifth of its static cross-sectional
intraabdominal and intrathoracic pressures devel- area, as may occur during the expiratory phase of
oped during this phase of cough can be transmitted cough, the linear velocity of the gas would increase
to the CNS and mediastinum, and underlie some of by fivefold. Because the kinetic energy of the air-
the adverse cardiovascular, GI, genitourinary, mus- stream is proportional to the square of the velocity of

www.chestjournal.org CHEST / 129 / 1 / JANUARY, 2006 SUPPLEMENT 49S


the airstream, this degree of dynamic compression that enhance transport by coughing may retard
increases its kinetic energy 25-fold.5 Increasing ki- transport by cilia. For example, increased elasticity
netic energy, in turn, enhances the removal of mucus has a negative effect on mucus clearance by cough,
adhering to the airway wall. but it enhances the removal of secretions by ciliary
Dynamic compression during cough results from beating.21 To accommodate both mechanisms of
differences between intraluminal and extraluminal mucus clearance, mucociliary and cough, native mu-
airway pressures (called transmural airway pres- cus may exhibit intermediate levels of viscosity. In
sure). During a forced expiration, the transmural healthy individuals, cough may be effective in clear-
pressure at the alveolus is the same as the recoil ing secretions down to the 7th to 12th of the total of
pressure of the lung; namely, the increase in pleural 23 airway generations.4,22,23 It is possible that under
pressure is transmitted to the alveolus. However, as conditions of excess mucus production, in which the
expiratory flow ensues, the intraluminal pressure serous layer has low viscosity close to that of water,
becomes lower, due to the viscous forces, while the effect of coughing can extend down to the level
extraluminal pressure (pleural pressure) remains el- of the respiratory bronchioles.
evated. Thus, the airways downstream from the An alternate theory asserts that the removal of
alveolus are subject to dynamic compression. Nor- airway secretions with cough has more to do with the
mally, dynamic compression is initiated in the tra- stimulation of ciliary activity rather than the disper-
chea and mainstem bronchi at high lung volumes, sion of liquid into gas.24 The high-velocity of air
and extends to the more peripheral airways as lung attained during cough may promote mucus clearance
volume decreases, ensuring that the whole length of by stimulating the mucociliary apparatus, changing
the tracheobronchial tree is “coughed.”12 For this to the rheologic characteristics of the periciliary fluid,
occur, high intrathoracic pressures must be sustained or increasing ciliary beat frequency. These changes
throughout the expiratory effort. may be due to neural reflexes or to physical forces
acting directly on airway cells. Stress has been known
to open potassium channels in vascular endothelial
Gas-Mucus Interactions
cells, increasing potassium flux out of the cell, result-
The purpose of cough is to clear the airways. For ing in hyperpolarization.25 The goblet cells may
cough to effectively remove mucus and particulates, respond similarly to shear stresses associated with
the secretions that line the airways must be dispersed the rapid flows of cough or rapid inhalations. Neural
into the expiratory gas. The major physical forces reflexes may be mediated by rapidly adapting recep-
affecting the removal of secretions include the mean tors in the lung that respond to rapid deflation or
velocity of the air stream and the rheologic proper- inhalation by increasing mucus secretions.26 The
ties of the mucus. The mean velocity of the air observed increase in mucociliary clearance induced
stream is a major determinant of the type of airflow by high-frequency oscillatory flows may be due to a
that occurs in liquid. The generation of high gas similar mechanism.20 This alternate theory to en-
velocities promotes the dispersion of liquid mucus hanced ciliary function, however, is less likely than
into the air stream. At the high velocities that are the two-phase liquid gas theory as a mechanism
commonly encountered during cough (ie, ⬎ 2,500 underlying the clearance of secretions with cough.
cm/s), mucus is torn off and droplets are suspended First, mucociliary clearance seems to operate at
within the airway lumen. This flow pattern is termed optimum levels under circumstances in which there
misty flow. At lower velocities, the mucus-gas inter- is no cough, and, second, the removal of pathologic
action is less effective. Other factors may also be secretions requires that they are physically detached
operant in removing mucus at the high gas velocities from the airway lining fluid.
associated with misty flow. First, airflow, in the range
seen during a cough, can create waves of mucus.13 Cough Inefficiency
These waves may further enhance particle clear-
Altered Cough Mechanics
ance.14,15 Second, the airways behave more as col-
lapsible tubes than rigid pipes. During cough, they Several factors may interfere with the capacity of
may vibrate and their walls approximate each other, the respiratory system to produce the requisite pres-
further aiding in loosening mucus and promoting sures and gas velocities needed for effective cough.
clearance.4,5 The initial phase of cough is accompanied by inhal-
The physical properties of mucus also affect cough ing a volume to near total lung capacity. Inhaling to
efficiency. In the framework of two-phase gas-liquid high lung volumes will optimize expiratory pressures,
flow, mucus clearance is directly proportional to the and will enhance expiratory airflow and velocity. At
depth of the mucus, and is inversely proportional to high lung volumes, the expiratory muscles are near
its viscosity and elasticity.13,16 –20 Mucus properties their optimal length and respiratory system elastic

50S Diagnosis and Management of Cough: ACCP Guidelines


recoil is increased; both factors will increase expira-
tory pressure during cough.27 Patients with neuro-
muscular disease and inspiratory muscle weakness
will inhale only a limited volume of air. Because the
inhaled volume is reduced, expiratory pressures, air
flow, and velocity will be diminished. However,
inspiratory muscle weakness must be profound to
affect this phase of cough as mild-to-moderate de-
grees of weakness may not result in restriction. By
contrast, expiratory muscle weakness may have more
severe ramifications regarding cough efficiency.
Even mild-to-moderate degrees of expiratory muscle
weakness will adversely affect the expiratory pres-
sures and thereby the expiratory flows needed for an
effective cough.28,29 Thus, individuals with lower
cervical spinal cord injuries who exhibit profound
expiratory but mild inspiratory muscle weakness will
have a compromised cough. The inability to effec-
tively cough increases their risk of developing atel- Figure 2. Expiratory pressures are reduced with partial curari-
ectasis and pneumonia, which are frequent causes of zation (lower panel). Expiratory flows are only mildly reduced,
but the peaks in flow are absent with partial curarization.31
morbidity in patients with neuromuscular weak-
ness.30 Protussive mechanical aids may be especially
useful in augmenting cough by providing a negative
pressure at the mouth and enhancing expiratory flow-volume curves during expiration is absent
flow. However, these devices are only useful when (Fig 2). Individuals with profound expiratory muscle
expiratory flow is not limited by airways collapse weakness due to cervical spinal cord injury (ie, expi-
when suction is applied at the airway opening. Thus, ratory pressures in the range of only 8 to 36 cm H2O)
individuals with neuromuscular weakness, and no also have reduced expiratory flows.32 However, the
concomitant COPD, may benefit from these me- expiratory pressures are sufficient to cause dynamic
chanical aids (see section on “Nonpharmacologic airway compression, as suggested by the presence of
Airway Clearance Therapies” in these guidelines). plateaus of flow on isovolume pressure-flow curves.32
Weakness of the abdominal expiratory muscles may
also impair cough by impeding dynamic compression
Recommendation of the airways. When the abdominal wall expands
rather than contracts during cough, the expiratory
2. Individuals with neuromuscular weakness muscles perform work shortening the muscle rather
and no concomitant airway obstruction may than generating pressure. In addition, because the
benefit from mechanical aids to improve cough. passive abdomen is very compliant and expands
Level of evidence, low; net benefit, intermediate; during cough, some of the pressure generated by the
grade of recommendation, C expiratory muscles is dissipated across the abdomen.
Both factors limit the rise in intrathoracic pressure,
Expiratory muscle weakness also contributes to thereby hindering dynamic airway compression.10,31
cough inefficiency by limiting dynamic airway com-
pression, a condition that augments expiratory gas
Altered Mucus Rheology
velocity. Dynamic compression is needed to increase
gas velocity for a given flow rate and thereby en- Cough ineffectiveness may occur when the rheo-
hance the kinetic energy available to clear secretions. logical properties of mucus are altered. An effective
The relationship between expiratory muscle weak- cough requires that mucus is detached from the
ness and cough expiratory flows has been explored in epithelial surface and mobilized into the airstream.
healthy individuals and in those with neuromuscular Thus, sputum clearability depends on sputum tenac-
weakness. Expiratory muscle weakness has a more ity, which is the product of adhesiveness and cohe-
profound effect on expiratory pressures than expira- siveness. Increasing viscosity and elasticity will in-
tory flow. In partially curarized healthy subjects, crease tenacity and reduce cough effectiveness.
expiratory pressures are markedly reduced, whereas When the water content of mucus is decreased,
expiratory flows are only minimally reduced.31 How- viscosity,33 and elasticity34 are increased, thereby
ever, the spike in peak flow normally seen on cough inhibiting mucus clearance. The finding of decreased

www.chestjournal.org CHEST / 129 / 1 / JANUARY, 2006 SUPPLEMENT 51S


cough effectiveness in asymptomatic smokers com- pressures is severely limited during the second and
pared with nonsmokers35 supports the notion that third phases of cough. Thus, in patients with diseases
altered rheologic properties may initially impair that are likely to be associated with cough ineffec-
cough clearance, but when smokers become symp- tiveness, the clinician should have a high index of
tomatic with excessive secretions, increases in mucus suspicion that such patients are at increased risk of
thickness will aid cough clearance.36,37 In contrast to pneumonia, atelectasis, and respiratory failure, and
the results of in vitro studies, cough effectiveness should monitor closely for these complications.
may be independent of mucus viscoelasticity in
patients with COPD.38 The lack of a correlation
between mucus clearance by cough and the vis- Recommendation
coelasticity of expectorated secretions may be ex-
plained by the narrow range of viscosity of the 3. In patients with ineffective cough, the
sputum specimens38 in comparison to the previous in clinician should be aware of and monitor for
vitro studies (0.3 to 1.7 vs 1 to 77 Pa/s, respective- possible complications, such as pneumonia, at-
ly).13,18,19 electasis, and/or respiratory failure. Level of
evidence, low; net benefit, substantial; grade of
recommendation, B
Altered Mucociliary Function
The mucociliary apparatus serves to transport
secretions from the periphery to the more proximal Summary of Recommendations
airways where they can then be cleared by cough.4 1. In patients with endotracheal tubes,
Smoking inhibits ciliary beating and would therefore tracheostomy need not be performed to
be expected to adversely affect mucociliary clearance.39 improve cough effectiveness. Level of evi-
The effect of smoking on mucociliary clearance, dence, expert opinion; net benefit, substantial;
however, is controversial. Mucociliary clearance is grade of recommendation, E/A
reduced in young, asymptomatic cigarette smokers 2. Individuals with neuromuscular weak-
with normal pulmonary function.40,41 However, ness and no concomitant airway obstruction
clearance from the peripheral airways of asymptom- may benefit from mechanical aids to im-
atic smokers was no different than that of healthy prove cough. Level of evidence, low; net ben-
age-matched nonsmokers.42 The inability to find a efit, intermediate; grade of recommendation, C
difference in mucociliary clearance between these 3. In patients with ineffective cough, the
two groups may be due to the opposing effects of clinician should be aware of and monitor for
smoking. It can either decrease mucociliary clear- possible complications, such as pneumonia,
ance by inhibiting ciliary beating or increase it by atelectasis, and/or respiratory failure. Level
increasing peripheral airway secretions. However, of evidence, low; net benefit, substantial; grade
when smokers develop airways obstruction, muco- of recommendation, B
ciliary clearance becomes impaired as this system is
overloaded with excessive secretions.43 Once smok-
ing leads to the development of COPD, cough
becomes a necessary adjunct to mucociliary clear-
ance.36,37
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