i
BVUEBUUEL
IS!
Ethnicity and modernity in the
1911 Revolution
‘The Wuchang Uprising that began the 1911 Revolution had its origins in
the late Qing reforms. New ideas of loyalty to nation and race provided a
rationale for overthrowing the dynasty, and this brought the students
‘together with an older generation of modernisers who had become cevol
tionaries after failing to influence the government. Many of the studen
who shared these new ideas were driven by their poor career prospects to
‘ake jobs in the modern army that was being built up during the 1900s, and
‘it was these men who were members of revolutionary groups which began
the revolution. Once the revolution had begun it became necessary to decide
hhow the new state would be structured. The nature of the state that people
jmagined was tied to their ideas of what they thoughe they were rebelling
against, which took two very different forms: some people thought of them
selves as participating in a revolution against the Manchu dynasty, while
others saw the events as a revolution against foreign interference and
westerising reforms. Each of these views of the revolution implied a
different image of the new state
The Han nation
‘Most revolutionary activists saw the revolution in racial terms as a contest
between Han and Manchu. The Han Chinese were a nation and should have
(heir own nation state. The new state that would be established alter the
evolution was imagined through opposition tothe existing Manchu-domi-
nated state. Since the Manchus were primarily involved in the centeal
Bovernment in Beijing and were few in absolute numbers, this view implied
that the goal of the revolution was a celatively limited restructuring of the
highest levels of che government. Both the Western-inspired nationalism and
VUUBUBUEGEUUUUEVODOUEEDUEEEUBGUB EEUU UU
eation of modera natiomaisny we
the emphasis on the upper echelons of the government limited serious
inerest in these kinds of views 10 educated elites. These elites were,
however, a the heart of the original Wackang Uprising, and continued to
play an impoctant role in revolutionary thought.
‘A few days after the Wuchang Uprising the new revolutionary govern:
‘ment in Wuchang decided to arrange a sacrifice to the spirits of Heaven,
Earth and the Yellow Emperor. The sacrifice was suggested and organised
‘by mombers of the revolutionary parties who had initiated the uprising, The
chief actor was Li Yuashong, the popular officer who had been compelled
to lead the revolution. The ceremony was a strange mixture of ancicat and
‘moder, using the ancient form of sacrifice in which incense, wine and a
yellow cow were offered, but with the participants dressed in military
‘uniform, removing their caps to perform the kowtow. During the cere:
‘monies a military anthem was played which was subsequently printed in a
pro-revolutionary paper:
«Raise the Han, Raise the Han,
Raise our great Han.
‘The Han people love the mountains and rivers,
How can they ler thieves oxcupy chen?
‘Compacriots, work hard,
Battle diligently forward,
Kill all the barbarians,
Raise the great Han,
Raise the Han, Raise the Han,
ise our great Han.
Destroy the Manchu, Destroy the Manchu,
Destroy the thieving Manchu,
‘The spirit ofthe Yellow Emperor
‘Helps us to kill the thieves,
‘Compatriots, work hard,
‘March diligently forward,
‘March fo the north,
Destroy the Manchu, Destroy the Manchu,
Destroy the thieving Manchu."
“The song describes the revolution entirely in tems of conflict berween Han and
Manchu. The Yellow Emperor is invoked as the ancestor of the Han, and
hence a provider of divine support for the Han, who are described as the right-
ful owners of the mountains and rivers, a conventional symbol of China as 4
‘geographic unit. The Manchvss on the other hand are described as barbarians,
‘who have stolen that which rightly belongs to the Han, The goal ofthe revo-
Tution isto march north against the Manchu court in Beijing and destroy
“The same ideas were expressed in the prayer Li Yvanhong intoned to the
‘Yellow Emperor during the sacrifice:ne Ching
On the 26th day of the 8th month of the 460%th year of the Yellow.
Emperor, 1, Li Yuankong, military govemor of the Hubei Army,
accompanied by all my troops, reverently honour the soul of the
Yellow Emperor with an animal sacrifice and wine. China, which the
Yellow Emperor bequeathed tus, and the sacrifices to ancestors and
{ods that he performed, have continued unbroken for more then fect
Past. In the pas we imiated the early martyrs
ane gal for yeats. But this time as soon as we raised the fag of gh,
cous rebellion we conquered Hubs in a morning, neighbouting coy
tesponded and we took the southeast in ten days, The people woah
together to exterminate the alien tribe and revive China { bumble
request the support ofthe frst emperor. Relying on our comrades
‘vigorous advance we will achieve our goals and announce a contin
tion, which will enable us to keep up with every county inthe worl,
and cause our ancient country, which has already been civilised foe
five thousand years, o become outstandingly glorious, so thas ooe
ons and grandsons wil prescrve their prosperity forever: Only she
first emperor can se this?
vty much a symbol of the Han as defined by race and inheritance, is sr the
vision of the Manchus as an ‘alien tribe’. The modern idea of nationkoed ic
then linked to new ideas about China as being in competition with exh
Gpunatics inthe world and the call for constiutional government as 4 past
‘of that competition. These early symbols mark the racial nature ofthe teact
lution,
The alternative: a revolution against modernity
One of the fist actions of the new revolutionary government was to
@anounce a ban on the wearing of the queue and the binding of women's
feet. The ban on foot binding had ltl immediate effec though it became
Patt of the rhetoric of the revolution. Queue cutting, however, Was central
to the revolution, and was the frst way in which the revolution affected
People in areas where there was no fighting. For the revolutionaries the
Speue was a symbol of Manchu dominance, and thus of the subordination
‘oftive Han by the Manchus. When Li Yuanhong ordered that quenes should
Creation of modern nationalism bs
be cu, he explained that he did so in order to revive the Han nation, root
fou the Manchas, build a republic and equalse human rights. Equaling
human rights here refers to giving Han equal access to government post,
tions, which had been blocked by the Manchus, In Wuehang soldiers were
seatoned 2¢ the city gates and on the major sttets to forcibly cut the queues
of passers by. In Fujian the mew provincial governor ordered men to ese
their queues, and, when he found that few did, ordeted all governmens
offices to hang notices forbidding anyone wearing a queue to enter. le then
‘emt notice 0 the officers ofthe provincial chamber of commerce, areal,
tural association and student association ordering them to cut ther gavues
and to ensure that the leaders of thei local branches did so too. Oficels
were told to see toi that they, thei families and servants eut tt queves
(pain of dismissal,
For supporters of the revolution cutting off their queues was a demon
steation of thei support for the new ordee. In Wazhou in Guangdong was
feported that 2,000 men cut their queues on the night that the. town
declared independence. However, military forces sill ghting on behalf of
the Qing continued to behead anyone found without a queve, For those
who had cut their quedes or had them forcibly cu, it was in thelr owa
interest to increase the numbers of those with shore hait. Quese cuting
oreed rapidly through south and central China, Foreign observers oo
Hainan Island noticed that by the spring of 1912 there were aeons no
«queues lft In many places this was achieved by soldiers and other rowdy
Young men taking to the stcets and forcibly cutting queves. This led co
frequent brawls and caused problems for the new local governments. For
many men this violent change of their personal appearances thar they
looked like the Westerners was highly problematic. A itle boy whose queag
‘was cut by his revolutionary father at this time remembered crying and
refusing to go out for days. For those whose queues were cut in the street
with crowds of mocking onlookers the experience was humiliating, One
countryman who had his quewe cut on a trip tothe city was 50 mocked by
his wife on his eturn that he commited suicide.
‘The countryman’s atackment to his queue brings us tothe alternative
conception of the revolution as a Han Chinese movement not so much
against the Manchos as againse the westrnising reforms that the Manchas
had implemented. For many people the quewe was 2 symbol not of Han
subservience to the Manchus, but of thei own identiy as Chinese. When 2
man came back to Shanxi from Japan in the 1900s without his queue, a
local schookeacher commented, ‘He has not only switched to weasing
foreign clothes, but has aiso cut off his queue; although he isa Chinese he
has almost become a barbarian.” Ie was nearly 300 years since the Manchus
had forcibly imposed the wearing ofthe queue and many people simply did
nat know about its Manchu origins. This is sugested by the fat that the
writers of announcements ordering of encouraging the cutting of queues
frequent fele iv necessary to explain that the queue was ot in fact abs China
‘Chinese custom. One from a counry government in Shandong encouraged
people to think of the chacacters in local operas:
Be it known that from the Three Dynasties to the Former Ming was all
time when men tied up their hair and wore caps. When you see this
in an opera performance you will imimeditely realise that plating the
baie dates only from the time when the Qing emperor entered the
passes and enforced the change.*
Debate abour the queue in Chinese commaunitis in Southeast Asia in the
1900s also suggested that the queue was consklered tobe a sign of ethnic
identity, with older generations complaining that among the young the
queue was already the lst sign of Chineseness i a group that had alcady
been deeply influenced by non-Chinese customs.
‘There was also considerable popular opposition to shott aie cut in
Western styles. In Sichuan popular feeling against Western influence had
overflowed into violence several months before the Wuchang, Uprising
‘The origins ofthis violence lay inthe reforms, which were seen as easing
high taxes and being the result of foreign influence. ‘The particular target
of protesters was the new railway, which had been paid for by huge new
taxes and was now to be taken over by the central government, which
had raised the money through a lage foreign loan. Posters sold in the
streets of Chengdu included a cartoon of the sufferings of che Indians
under” British rule, Another showed figures cepresenting. Germany,
England, the United States and France (the four powers behind the rai,
ay loan) seated at a table pled high with silver, Germany was saying,
‘Let's open our mouths and gulp it down quickly. tf we delay they may
change theie minds.’ In front of the table were kneeling figues of four
officials who had supported railway nationalisation, and ween beneath
them in large letters: “Men of honour stand upon their feet. See these
Chinese slaves abjectly prostrate worshipping the foreigner.* Rumours
suggested thatthe foreign powers had held a secret meeting in Paris to
decide on the division of China. ‘The posters and cumours in Sichuan
reflected a widely shared feat of the foreign powers. This fear was tied #0
dislike of the Qing reforms, but was not necessarily anti-dynastice Many
People noticed that the streets of Sichuan at this time were pasted with
slips of paper in front of which candles or incense were burning, The slips
were printed to cesemble an ancestral tablet dedicated to the late
Guangxu emperor with a couple of sentences recalling his edits in sup.
port of the provincial railway. People who honoured the Guangxu
emperor with candles and incense showed that thet grievances related to
government policy rather than to the dynasty a5 such,
‘When the revolution broke out the form i took in Sichuan was explicitly
anti-Western, The British consul described some of the leaders ofthe secret
societies and other local groups who had theonged into the city after the
declaration of independence from the Qing:
Creation of modert nationalism
‘The picturesque appearance of these fantastically dressed braves and
bandits, who crowded the principal choroughfares, was heightened by
‘the new style of dressing the hair in a top-knot adorned with silver
‘ornaments; this coiffure was adopted in opposition ro the queue
cutting movement, the underlying idea being that while che wearers
are no longer slaves of the Manchus, they have no desire co ape the
foreigner by cutting off thie har.”
The new revolutionary governor promoted queue cutting and the unbinding
of women’s feet as well a other Westers-influenced symbols such as the use
of the solar calendar. This led to rumours that he had converted to
Christianity and would ban people from worshipping at their houschold
shrines. The governor was forced to issue an announcement claiming that
‘queue cutting had nothing to do with the foreigners and he would not
abolish sacrifices and incense, Again he explained that queues were a
‘Manchu not a Chinese custom, but then called on people to wear their hait
shor rather than in the fashions of the Ming because short hair was now
worn in the rest of the world. Less than a year later a Red Lantern sect
Uprising in Sichuan second city, Chongqing, aimed to restore the Manchus
and kill ll foreigners and queveless Chinese,
Objections to short hair asa foreign custom were not limited to Sichuan,
In Guilin in Guangxi province the revolutionaries who cut their haie were
called “monk heads’. There too many men adopted hairstyles drawn from
local operatic depictions of the Ming dynasty and scveral men without
‘queues were killed. Although for the revolutionarics the queue was seen as,
a symbol of racial subservience, for many people around the country cutting,
the queue and wearing short hair was a symbol of capitulation to the
foreigners. These people resisted the Qing because of the unpopularity of
the reforms. Their voices have been almost entirely lost to historians, most
cof whose sources were written by the cevolutionaries. However, the popu-
larity of hairstyles drawn from operatic depictions of the Ming suggests an
alternative perception of the new state that was to replace the Qing as a
revival of the Ming dynasty and the reaffirmation of native as opposed 10
foreign-influenced practices.
The linking of Han identity with modernity
‘The many ordinary people who supported the 1911 Revolution because
they thought it would bring about a nativist state and an end to westernising,
polices were already out of touch with the views of the revolutionary
leaders. For most of the revolutionaries the state that was 0 be constructed
‘was a state that was both modern and dominated by the Han race, The great
symbol of this new state was Sun Yatsen, who was appointed to be the frst
president of the new republic. .be China
Sun Yatsen was in America when the Wuchang Uprising broke out
and travelled on to Europe to try and encourage the European govern
‘ments to support the new republic. Meanwhile in China negotiations
were going on between the different revolutionary groups as to who was
to lead the new state. The revolutionaries realised that much power stil
{ay in the north, where severat provinces still supported the Qing. Thete
was considerable dispute among the different revolutionary groups since
none of the hitherto more influential revolutionary leaders had actually
been involved in events at Wuchang. Eventually they agreed to appoint
‘Sun Yatsen as provisional presidenc with Huang Xing, who had been a
leader of radical student groups in Japan, as his deputy. Sun Yatsen was
an attractive compromise because his political weakness meant that he
‘would have little power to resist if others chose to force him out of the
Presidency. Having lived abroad for many years, he licked a sufficiently
influential power structure within the country. However, his, Western
education and long. yeaes of campaigning against the Manchu govern,
‘ment made him the perfect symbol of the revolution as being both mod.
cern and racially Han,
‘Sun's inauguration was held in Nanjing, now declared the capital of the
new republic, since Beijing was stil in the hands ofthe Qing government. ft
took place on 1 January 1911 and the new government announced that
henceforth the solar calendar would be adopted, making this the fist day of
st Year of the Republic. The adoption of the solar calendar and this
new year name later had the effect of making Sun's inauguration seem to be
far more important than it appeared at the time, For it was clea then that
the balance of power lay in the north. Yuan Shikai, the founder of the New
Armies that had started the revolution, was still a Qing official and used the
Uprising to strengthen his own power aver the dynasty. He sent part of his
forces against the revolutionaries and eventually forced both the revolotion-
aries and the court into a compromise that was only partly acceptable to
either: the emperor, still only a child, would abdicate and Sun Yatsen would
fesign from the presidency. Yuan Shikai himself would then bring the
‘northern provinces and the rest of the Qing army aver to the revolution. The
Price the revolutionaries were to pay was the acceptance of Yuan Shikai as
the new president,
Shortly before his resignation Sun Yatsen took part in a sacrifice at the
‘tomb of the frst Ming emperor just outside Nanjing. The Ming had bcen the
{ast native dynasty and the newspapers reported Sun’s racial feeling with
approval. A portrait of the Ming emperor was hung in the ruined halls of
the tomb complex and offerings were set in front of it. As Sun Yatcen
approached the portcait it was announced that the president of the Chinese
republic had come to pay his respects to the great founder of the Chinese
‘dynasty. Sun then made a speech that began with the words, ‘267 years after
the fall of the Ming, the Republic of China has been established.” In the
Speech he fold a story of constant resistance by the Han people against the
Creation of modern nationalison
‘Qing from the Taiping rebellion and the early revolutionaries (with a strong,
emphasis on the uprisings in which he himself had been involved) to the
successful Wuchang Uprising, After the ceremony Sun was photographed
alongside che portrait of the Ming emperor. Just as he had done at his inau-
guration, Sun Yarsen attempted ta place himself and his own role at the
centre of a historical narrative that had yet to be writen, In doing so he
placed che story of the battle between Manchu and Han races at the heart of
the new republic. This view of China as a Han nation state has persisted at
« popular level, despite considerable conflict with later official representa-
tions of the state
National identity and the non-Han peoples
parts ofthe Qing empire the Han symboism ofthe evolution was
sisurbing fo large sections ofthe popeaton. ln soe area, especially
south China, Han identity was an iportant source of prs and poser
in local polities, and the Han eflectvelyconstinted a ce ser, To non,
Han people thse places the herve of 1911, with semphais nthe fac
of a ractlly defined Han peosle, was very thretenng. In other acta
wiolece and ighingheeween diferen omnes was already frequent
“This was especially true in the northes, where Han villages were sated
aavong Muslim communities of various diflerene types adit close pox
imi othe powerul ateratvecltre of Tite al Mongols ete too
the perception of arse in Han powcr ran the rk of inereasing esting,
tensions
For the non Han peoples one of the mest obvious sigs of the Han
afiivion of the revlution was the constant tse of the character Han on
retoltonary flags and banners tn Wachang a¢ the tne of the uprising
Processons marched round th cy headed by banner insribad with the
Single word! “Han'. This was widely reported nthe newspapers. In
Sichuan a fag was wid used which was white with che word “la
writen on iin ed; uerunded by black ring and T8 str, In his met
cis the author Ba in vemrers bis father making one of thee forte
household by printing a cic ona pce of white loth sing the edge of
2. bow dipped in ik and then writing in the character “Hann
Guiyang, in the autumn of 1911, in was reporced that banners Song,
‘erhtion of he ret a es fm et hae. Bath Shan 2
Guiyang were areas with lage non-an minorities In Yunnan, another
Simul aes, people member sat te slim minoey were aad when
they sw sh Mags.
Queue cutting which was problematic for many peopl, was pacity
seo son Han raat ro ner Mong who ed
Special modern schol for Monge remembered ow many of his las
Imac were beaten bythe elder oftheir lags when they tured home0 China
alter cutting off their queues at the school. Others wore false queues
attached to theic hats for their visits home. After 1912 the police feequently
reported diffculties in enforcing regulations requiring queue cutting non,
Han districts. in Chengde, a city north of the great wall with large Mongol
and Manchu populations it was reported in 1914 that people were wearing
their ait in all kinds of styles co avoid cutting thet queues. The styles
included bunches called ‘cow and sheep horns’ and plaits pinned tothe top
‘ofthe head (‘turtle shell’) but also such modern-sounding fashions as three
Plaits to represent the three separate powers of the constitution or five
plaits, known as ‘the five-nation republic’. In 1914 the police conducted
survey in Beijing prior to a campaign to get men to cut thet queues: che
found that he numbers of men sil weaving ques varied ent 99 oe
in one district o 39 per cent in another. The district where 92 per cent were
sil wearing ther queues was inthe area around the former inperial palace
inhabited mainly by Manchus, while the lowest proportion of queues came
{from an area that was predominantly Han,
However, not all Manchus refused to cut their queues. In some areas
ere the Manchus were in a minority and there was alveady a high
degree of acculturation, many Manchus cut off their queues and asset,
lated, vanishing from the record as a separate ethnic group. Given the
violent anti-Manchu thetoric of 1914 and the stories of massacres of
Manchu communitcs, especially in the northwest, this was not surpre
ing, The extent of the fear is revealed by recorded statisties of Manchus
resident in Taiyuan, the capital of Shanxi province. Before the revolution
im 1944 there were between 2,500 and 3,000 registered Manchus in
Taiyuan. By 1953 this had dropped to 451. Although some of these
changes are duc to population movements itis also clea chat some peo.
ple whose families continued to remember a sense of Manchu identity
fegistered as Han in the years after 1911. The process by which this hap.
ened is suggested by the story of the author Xiao Qian, who was e
Mongol. Xiao Qian was born in 1910 and grew up in Beiing. From his
childhood he knew that his father, who died before his birch, had been 2
Mongol, because the family had an ancestral shrine with a carved figure
of a herdsman and a genealogy in Mongol script. But at schoo! Xiao
Qian quickly observed that his Muslim classmates were chased and bul.
lied, and even boys with southern accents were called ‘barbarian’. So he
filled in his ethnicity as Han on all official forms until 1956 when he was
accused of being a rightist and had to think of crimes to confess. After
that he wrote “Mongo!’, but much later in his autobiogeaphy he com.
tented chat he sill fle that it was truet to call him a Han, Xiao Qiat's
story shows how easy it was for the highly assimilated Mancha and
‘Mongol communities living in he predominantly Han parts of China to
shift to a Han identity. It also suggests some of the forces thae pulled
them towards
Groton of modern nationain aaa
Han ethnicity and the collapse of the Qing empire:
Xinjiang, Mongolia and Tibet
‘Thus within the provinces of China proper members of some highly accu
turated non-Han commuritics were assimilating rapidly with the Han
Chinese. However, for Manchuria, Mongolia, Xinjiang and Tibet, the non
Han dependencies of the Qing empire, quite different pressures were active,
Qing policy towards these areas had emphasised the separation of their
communities from those of the Han, with bans on immigration, intermar-
riage and even the learning of che Chinese language. In practice, the