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Project Proposal Writing Handbook 2010
Project Proposal Writing Handbook 2010
TABLE OF CONTENTS
1: INTRODUCTION ................................................................................................................... 3
WHY SOME PROPOSALS FAIL ................................................................................................... 4
ON PROBLEM SOLVING ............................................................................................................ 9
GLOSSARY OF TERMS USED .................................................................................................. 13
2: THE LOGICAL FRAMEWORK APPROACH: ANALYSIS ................................................ 17
WHAT IS THE LOGICAL FRAMEWORK APPROACH (LFA)?.......................................................... 17
WHAT'S A LOGFRAME? .......................................................................................................... 19
OVERVIEW OF THE STEPS ...................................................................................................... 30
ANALYSING THE SITUATION: THE PROBLEM TREE .................................................................... 31
CASE STUDY: INDONESIA – RELIEF FOR INTERNALLY DISPLACED PERSONS .............................. 33
STAKEHOLDER ANALYSIS ....................................................................................................... 38
SETTING OBJECTIVES ............................................................................................................ 42
DESIGNING A STRATEGY ........................................................................................................ 46
SWOT ANALYSIS .................................................................................................................. 57
SELECTING THE STRATEGY .................................................................................................... 59
DEVELOPING A STRATEGY TABLE ........................................................................................... 60
3: THE LOGICAL FRAMEWORK APPROACH: PLANNING ................................................ 64
INTRODUCTION ...................................................................................................................... 64
THE PROJECT GOAL .............................................................................................................. 65
THE PROJECT OUTCOME ....................................................................................................... 69
PROJECT OPERATIONS – OUTPUTS, ACTIVITIES & INPUTS ....................................................... 74
THE PROJECT CONTEXT: PRECONDITIONS AND ASSUMPTIONS................................................. 79
RISK ANALYSIS AND RISK MANAGEMENT................................................................................. 84
PROJECT MONITORING AND EVALUATION ................................................................................ 87
FINAL LOGFRAME: INDONESIA CASE STUDY .......................................................................... 100
4: PLANNING THE PROPOSAL .......................................................................................... 102
MIND MAPPING .................................................................................................................... 102
MAPPING THE PROPOSAL ..................................................................................................... 105
5: WRITING SKILLS: PRINCIPLES ..................................................................................... 123
WHAT IS PROFESSIONAL WRITING? ...................................................................................... 123
THE WRITING PROCESS ....................................................................................................... 136
6: WRITING SKILLS: CLARITY ........................................................................................... 139
MEASURING CLARITY: THE FOG INDEX ................................................................................. 140
IMPROVING CLARITY ............................................................................................................ 146
HOW TO REDUCE SENTENCE LENGTH................................................................................... 148
7: WRITING SKILLS: ORGANISING YOUR IDEAS ............................................................ 167
INDUCTIVE VS. DEDUCTIVE REASONING ................................................................................ 167
THE PYRAMID ...................................................................................................................... 170
PRESENTING YOUR IDEAS LOGICALLY................................................................................... 176
WHAT MAKES A PARAGRAPH EFFECTIVE? ............................................................................ 180
8: PUTTING IT ALL TOGETHER ......................................................................................... 195
DRAFTING THE PROPOSAL ................................................................................................... 195
FINAL FIRST DRAFT ............................................................................................................. 214
9: WRITING STYLE & EDITING SKILLS ............................................................................. 221
STYLE AND LANGUAGE ......................................................................................................... 222
THE EDITING PROCESS ........................................................................................................ 228
DESIGN AND LAYOUT ........................................................................................................... 233
INDONESIA CASE STUDY: FINAL EDIT PLUS LAYOUT............................................................... 243
ELD TOOLKITS .................................................................................................................... 249
1: Introduction
Welcome to the programme.
Since 1997, I’ve been working with development professionals from all
fields training and coaching in project planning and proposal writing. After
all this time, I can say that developing a great proposal is both an art and
a science. It requires imagination and flexibility, as well as the careful
application of some key tools.
So how hard is it? A lot of people seem to make it more difficult than it is.
I’m going to put the logic into Logical Framework and take the mystery out
of writing for you and you will see developing an effective project proposal
for what it really is – a creative and simple process.
All the ideas in this toolkit have been field-tested with organisations
ranging from UN agencies, through international NGOs right down to the
smallest grassroots community-based organisations; through coaching
and training, in Nepal, Turkey, Laos and Thailand, with participants from
all sectors and nationalities; with scientists, foresters, child rights activists
and lawyers; with experts and those who ‘didn’t have a clue’. The results
were the same – anyone with an idea and who is willing to follow the
process laid out here can develop an effective proposal.
Neil Kendrick
July 2010
The problem being faced / need for the project has not
been explained properly
No project can be supported if the donor cannot understand why it’s
necessary. Sometimes this may be because the problem actually isn’t
very relevant to the donor, or they don’t see it as serious (see next point),
but often it’s because it’s poorly communicated.
Your explanation may be flawed because the chain of cause and effect
hasn’t been adequately explained, and the reader can’t follow the logic: or
it might be because it takes forever to get to the main point.
It’s important to explain the Core Problem first. We will discuss this in
more depth in the sections on Analysing the Situation and drafting the
Situation Analysis.
This could be due to the last point, where the problem is not explained
properly. However, poor explanation is usually because we have failed to
go 'one step further' when describing the consequences of the problem.
As development practitioners and community mobilisers we can see
clearly how important the issues we are facing are; but often conveying
this importance to those who make decisions is difficult. We may have
satisfied ourselves that the issue is significant, but haven't taken that
extra step to explain to our reader why this issue needs to be addressed.
If it's clear that your project has absolutely nothing to do with the donor's
field of interest, let it go. But, before you do, analyse the problem through
your donor's eyes. For example, let's say that you intend to provide water
and sanitation (WATSAN) facilities to local communities. It's not just a
WATSAN project, though, is it?
What are the benefits of improved access to safe water? To name just a
few, we have improved health / improved livelihoods, reduced migration,
reduction of women's labour leading to greater involvement in community
decision making ... so, while our project’s outcomes might not appear to
fall within the donor’s area of interest, the project goal can still match their
requirements.
The Problem Tree tool (which you will see later) has many different kinds
of ‘fruit’ (positive impacts) beyond the immediate change (core issue).
You can develop your analysis and draft a slightly different proposal for
each donor, in each case, where needed, focusing on the outcomes and
impacts that do fall within the donor's objectives.
I will give one interesting true example here to illustrate this. One bilateral
aid agency in a conflict-ridden developing country was instructed from its
headquarters to stop all activities except for those related to conflict
reduction / mitigation.
Not one single project was dropped. The only change was in the way
each project was described. A rooftop garden project concluded that
'improved access to food reduces conflict in communities' where
previously it had been focused on improved nutrition. A small adjustment
in the logic, and the project continued to be supported.
The proposal asks for more funding than the donor can
provide
In this case, you should definitely have done your homework and known
in advance.
However, consider, if you are asking a small donor for the whole grant,
whether you could take a different approach. With smaller donors,
requesting a percentage of the grant is acceptable. As many projects will
be funded by several partners, it's also often easier to get these smaller
grantmakers on board first. As your supporters increase in number, you
will find other organisations willing to step in and fill the major funding
gap.
Just because you haven't done it before, doesn't mean you can't. After all,
for everything that was done there was always a first time. Look at that
title again: the donor hasn't been assured. Assure them.
The last thing you can do in this case is look at partnership with other
organisations. Can their capacity help you to meet your objectives and
thus convince your donor that it can be done?
Guidelines are not optional. Find out what they are and follow them every
time you draft your proposal. However at the planning stage, only look
briefly at the guidelines. We should try to avoid fitting our ideas and the
current reality into the donor’s framework for now. Just get an idea of
what they want and then follow the process of project planning. ALWAYS
develop your proposal based around the current reality: and fine-tune
your plan / proposal according to the guidelines later. The guidelines are
guidelines for submission – not guidelines to thinking.
Explain how frequently M&E will be carried out; who will conduct it; and
the methods that will be used. Also, include how you will communicate
the results – to whom, how and how often.
On Problem Solving
Successful proposals are focused on solving problems.
Now, there's nothing wrong with Activities – of course not. But none of
these defines a problem to be solved or describes a positive situation as
the end result. Thinking only in terms of Activities, however 'good' and
'right' they may be, can have a negative effect on the success of any
project plan or proposal. Problems include:
You are unable to justify the proposal to the donor. Working backwards
from Activities to explaining the problem can be hard work; and the logic
is often difficult to justify. (And, sometimes the logic just isn't there.) It's
much easier to start with the problem and select the Activity – if it is
appropriate – at the proper stage of project planning.
The Activity may not be the most effective one to create the change.
From habit, we may be continuing to use methods that bring about only
partial or temporary success.
You may be omitting other methods that can get better results or could
supplement your core Activities to ensure success. Starting from a
predetermined Activity prevents us from seeing other, more effective or
more creative ways to address the problem.
Even if, at the end of the process, your solution is the Activity you had in
mind all along, by following the stages of project planning and proposal
development as we recommend, you will:
Definition of a Problem
This isn't a glossary of terminology – though you will find one of those (the
terms we use in this toolkit) at the end of this introduction.
Before we undertake our Problem Analysis, let's actually define those two
words – 'problem' and 'analysis' – so we know (i) what we are expecting
to identify (the problem) and (ii) what we are going to do to make sense of
it (the analysis).
Both the examples above are not, in themselves, problems. Let's expand
our definition of a problem a little. The second part of our definition is that:
Secondly, donors will, at some level, assume that you have not really
thought all the possibilities through; and that you are pushing your
organisation's agenda. Remember, proposal writers are problem solvers
first and implementers second: we 'sell' the problem first, then the
solution, and finally our ability to carry that out. By focusing only on the
existing negative situation, we show ourselves to be neutral.
So, remember: a problem is ‘an existing negative situation and NOT the
absence of a solution’.
Definition of Analysis
There are various tools we can use. What is important is that each we
use is acceptable (valid for decision makers), effective (gets the best
results) and efficient (relatively easy to use, fast and easy to understand).
The key problem analysis tool for proposal writers is the Problem Tree –
which is a key stage in the Logical Framework Approach (LFA). It's easy
to develop, widely accepted, and the results can be easily transposed
when building the Logframe. (Note that when we discuss LFA we are
talking about the approach – the process of developing the project plan –
and when we say Logframe we mean the end result of the planning, the
presentation of the plan in a four-by-four table.)
Below are some of the terms we use in this toolkit with brief explanations.
Situation
The problem analysis stage of LFA
Analysis
I'm often asked ‘Do we have to include a Logframe?’ and the simple
answer is ‘if required’. However, I do believe it's important to be able to
create a Logframe for your project, as it's a sure way to test whether the
plan actually 'fits' together.
The LFA is more than just a tool for analysis and design – it’s also a way
to present your concept (through the Logframe) and manage your project.
Using LFA helps you to:
However, it's not a perfect ‘answer’ to all our project planning and
implementation needs – it’s just a tool. Different groups can use the same
approach and get different results – it’s still subjective. And, though the
result looks neat, it’s a messy world. Things can be quite different in
implementation in comparison to how they looked at the planning stage,
and things can change. So, however ‘rigid’ the end result may seem, it’s
still a process that requires flexibility.
Though it’s a linear process with various stages, we might find we have to
throw everything away and start again as suddenly we see things in a
new light. So, it’s important to be as thorough as we can – not rushing
‘into action’. We should consult others; reflect frequently; and test our
logic whenever we can.
Some stages may be easier than others – it varies from issue to issue.
Sometimes the Problem Analysis is straightforward, while at others it can
take a lot of trial-and-error and mental agility to pinpoint and organise the
issues. Sometimes it’s identifying the Outcome that is the hardest part –
we find we are aiming too high, or too low, or looking in entirely the wrong
direction.
And the end result – the Logframe – is itself just a 'snapshot'. Like any
photo, it can only tell us what is 'inside the frame'. It cannot include
everything from the external environment. This makes it, to some extent,
unnatural – we develop, as a starting point, a Problem Tree – but the tree
is part of a whole ecosystem! And, also, while the Logframe can give us
an overview of the project and its logic as a whole, there are limits to how
much detail can be included.
What's a Logframe?
The Logical Framework (Logframe) is usually a 4 x 4 project table.
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
Vertical Logic
The four rows describe four different levels of events that take place as a
project is implemented: these are Activities, Outputs (or Results),
Outcomes (or Purpose / Objectives) and Impact (or Goal). Throughout
this toolkit we will use Activities > Outputs > Outcomes > Goal / Impact.
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
Activities
Directly within our control, these are the things we do using the resources
we have – time, people, money, equipment. Depending on the overall
scale of the project, Activities may be very specific (e.g. ‘3 x 3-day training
for media’) or quite broad (e.g. ‘Leafleting campaign’).
Outputs
Again, at the operational level, these are the end results of our Activities.
So, if one Activity was ‘3 x 3-day training for media’, its Output might be
‘60 journalists able to report responsibly on PLWHA’.
Outcomes
This is what the project promises to deliver in terms of change by its end.
Dependent upon external factors (see ‘Assumptions’ later), it is the sum
of all the Outputs, the ‘existing negative situation’ now as an ‘existing
positive situation’, for example ‘Ethical standards are followed by mass
media when reporting on issues related to PLWHA’.
Goal
This is the ‘higher purpose’. Usually it’s not something that the project
alone can achieve, as it lies beyond the project’s control. However,
achieving the Outcome should directly contribute to the Goal.
Goals can branch off in different directions – we will see later when we
develop a Problem Tree that the central problem can have a range of
negative impacts. This is to our advantage, as we can adapt our
proposals to different donors at the Goal level. However, taking the
example we mentioned earlier, a Goal could be ‘Reduced stigma for
PLWHA’.
The four columns give us different types of information about the events
in each row. The first column is gives a Narrative Summary (description)
of the event, i.e. it describes the event in words.
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
OVIs
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
MOV
The third column describes the Means of Verification (MOV) for the OVIs.
Means of Verification simply means how the information will be gathered.
What data sources to verify achievement? These could be surveys,
interviews, observation, reports … we will discuss how to gather these
when we discuss Monitoring and Evaluation.
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
Assumptions
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
Assumptions include any factors that could impact on the success of the
project, but cannot be directly controlled by the project or its managers.
This means that an Assumption is something that must hold true if we are
to progress to the next level. A good project design should be able to
identify its Assumptions, especially those with a high potential for
negative impact.
Sometimes these are called Assumptions (i.e. things that need to be true
for us to move forwards); sometimes they are described as Risks (i.e.
things that might happen that will cause us to go backwards). Essentially,
Assumptions and Risks are the same things expressed in different ways.
For example, a capacity building project may have the Assumption that
‘trained staff will continue to work with the organisation’ or the Risk that
‘trained staff may seek jobs elsewhere’ – the difference is the same as
that between ‘half full’ and ‘half empty’ – one of how you look at it.
There are two other parts of the standard Logframe at the activities level
that deserve a brief explanation – the Preconditions and Inputs. These
both precede the Activities, and the logic here is:
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
Inputs are what we need to get the job done – money, time, equipment
and people. Remember, however, that the Logframe is a summary /
snapshot of the project plan, so there’s no need for lots of detail here – all
these things are fully detailed in the proposal sections on budget and
staffing. The level of detail needed here may include overall budget,
possibly broken down into sources (if project funding is split between
several donors) and into types of cost (equipment / staffing, etc.); number
of project staff / support staff (possibly expressed in working days); and
any infrastructure / equipment needed (project office, vehicles,
computers).
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
Diagonal Logic
The logic of the Logframe can be tested diagonally, as in the image
below. The logic holds that:
Goal
… then Outcomes will lead to the Goal
Outcomes
…then Outputs will lead to Outcomes
Outputs
If our Assumptions are correct …
Activities
If the necessary Preconditions
exist
and we have the Inputs,
then we can carry out Activities
The top two rows are related to Project Effects. Here we have our
Outcomes and our Goal narrative.
PROJECT
Goal EFFECTS
The direct
(Outcome) and PROJECT PROJECT
indirect (Goal) MONITORING AND CONTEXT
effects of what the EVALUATION
project produces or The environment
provides How you will measure which may
Outcomes progress and influence project
achievement operations or
effects
Outputs
PROJECT
OPERATIONS
The bottom two rows are related to Project Operations. Here we have our
Inputs (resources), our Activities (under direct control) and our Outputs
(the end results of Activities).
Alongside the Outputs, Outcomes and Goal we have our Indicators and
MOV. Together, these make up the part of the Logframe on Monitoring
and Evaluation.
Ideally, you should select a problem that you wish to solve, and not just
some hypothetical issue. I definitely do NOT suggest you use a project
you are already implementing – there will be too much bias towards
justifying what you are already doing. So, be prepared to select
something current, fresh and real – something you intend to address.
The steps of Logframe development fall into two main stages. The first is
the Analysis stage – that’s a lot of thinking, experimenting with ideas and
lots of consultation (wherever possible). The second is the Planning
stage. Here you take the results of the thinking and develop into a
coherent, achievable project plan.
Expect the Analysis to take quite some time. Some steps will be easier
than others (depending on the issue you have selected), and it can often
be trial-and-error until you feel you have got a particular step ‘right’ and
can move onto the next. Unless you are very thorough, you will find
yourself backtracking and changing earlier ideas. As each step builds on
the previous one, you cannot just go back and make a change – you go
back, make the change and resume from the earlier point.
Analysis Stage
Planning Stage
The Planning stage is where we build the Logframe, and will usually go
as follows:
At the end of these steps, test the logic and you will have a Logframe.
The Problem Tree is not an absolute. It is never static. It’s a flexible tool,
and different groups of stakeholders will come up with different Problem
Trees. You will even come up with a different Problem Tree at different
times based on the same issue, so it’s important to remember to be
flexible – and do this stage as thoroughly as you can until you are
satisfied you have a complete and logical analysis of the situation that
reflects all stakeholders’ points of view.
Look at how the causes relate to each other. Which leads to the other?
On 17 July, at 3PM local time, a big flood hit the coast of Kampung, killing
over 60 people and injuring more than 100. The most severely affected
communities were those of poorer families living on the coast.
Over 5,000 people were displaced and took shelter in temporary camps.
Although the majority of IDPs (Internally Displaced People) had not lost
homes, most were severely traumatised and not willing to return home
due to fear of further flood. Of these, over 2,000 people lost their homes.
Task
Based on the information above, do Step Two (identify the Core Problem)
and Step Three (separate the causes from the effects). Our solution
follows.
The team selected the Core Problem as ‘Poor condition of IDPs in camp’.
The effects and causes have been separated, but are still not organised.
Do Step Four – arrange the causes and effects in a hierarchy. Our
solution follows.
Stakeholder Analysis
Now that we have looked at the problem, we need to look at who is
involved and affected. Here we don’t just mean who is affected by the
problem – but who will be affected by the solution. A key stakeholder is
any person or organisation that can be positively or negatively affected
by, or have an impact on, the project’s success. Stakeholder Analysis
identifies the key stakeholders in the project and evaluates their interest
in and expectations from the project. It looks at how their interest may
affect a project and identifies what the project needs from them.
As well as the people who are directly affected by the problem, we must
look at who benefits and who loses out in the current situation, and whose
interests might be threatened by change. Understanding our
stakeholders’ interests and concerns helps us identify which individuals or
organisations we should include in project design and implementation;
and what roles each should play and when. It helps us better understand
what the stakeholders need from the project, and what we need from
them (participation, permission, support). Identifying stakeholders whose
concerns need to be addressed can help us better design interventions
that minimise threats from others – we know who we need to develop
relationships with. Stakeholder Analysis also helps us know who to inform
and consult about the project.
HIGH
Group A: High Influence Group B: High Influence
BUT Low Interest AND High Interest
INFLUENCE
MEDIUM
INTEREST
LOW MEDIUM HIGH
These are stakeholders whose actions can affect the project’s ability to
meet it objectives. However they will neither gain nor lose much from the
project. They may, for example, be local government bodies with no great
involvement in the issue, but their cooperation is still necessary. We
should still keep these stakeholders informed and engaged enough so
that they do not hinder the project. It is also good to develop relationships
with the most influential from this group, for example through regular
executive reports, invitations to project-related events and participation on
committees.
These are stakeholders who stand to lose or gain significantly. They may
have a powerful interest in change or an equally strong interest in
maintaining the current situation. All the stakeholders in this group also
have the ability to obstruct or support the project’s ability to meet its
objectives. Within this group we may find powerful supporters such as
donors or potential threats from employers, landowners, local politicians
and even families. These are our most important stakeholders and thus
need to be managed closely. We have to engage them fully, address their
concerns and work hardest to satisfy them.
Stakeholders in this group will neither benefit nor suffer much whether the
project goes ahead or not. Furthermore, they have limited power to
impact the project. Their inputs will have little effect on our planning, and
they usually will only need the minimum of communication.
These are stakeholders who are likely to win or lose as a result of the
project but they have little power to affect the project. We still need to
communicate enough to keep these stakeholders satisfied because they
have specific project interests.
Stakeholder Level of What What is the What are the What is our How will we
interest / support stakeholder’s stakeholder’s strategy to communicate
level of do we role interests and gain support with this
influence need from concerns or minimise group?
them? opposition?
At this point, return to the original Problem Tree. Add to – or, if necessary,
redesign – the tree to reflect all points of view from groups which have
either high influence or interest. Don’t forget that during project monitoring
it is common to review and update the Stakeholder Analysis frequently,
as things do change.
Setting Objectives
The Objectives Analysis is the stage where the problems expressed in
the Problem Tree are converted into objectives. The result is an
Objectives Tree, which is analysed and fine-tuned to give us a basis for
selecting project strategy.
Perhaps you may be thinking, who needs to write this down? However, by
transforming every statement to a positive, we are not excluding any
courses of action because we think they are impossible, whether because
of political, financial or any other imagined constraints.
Task
Take the Problem Tree on IDPs in Indonesia and restate the negatives as
positives.
Possible Solution
Now that there is a clear, logical Objectives Tree we can move onto
developing a project strategy.
Designing a Strategy
Before we can move into the Planning phase of development, we have
one more analysis stage –Alternatives Analysis. This is where we scope
the project – select a strategy to achieve the desired outcome, usually
combining one or more approaches.
The Problem Tree will have shown us that there are several root causes
of the Core Problem. When we turned this into an Objectives Tree, we
saw those roots transformed into positive changes. Now we need to look
at those changes and see what possible approaches they suggest.
It is essential at this point not to think about what you can / can't do, but to
consider each approach on its own merits. Otherwise, we are likely to be
more influenced by what we think is within our capacity than the problem
itself.
Note that you do not need all the criteria above and you may select others
relevant to the issue you are addressing. Also, not all the criteria are
equally important. What matters is that you cover the most important
points and that there are enough criteria – between 7 and 10 is usually
fine – that you are considering a range of aspects for each approach.
Short-term results
Medium-term results
Sustainability
Cost
Risk
Etc.
Once the discussion is finished and all the relevant boxes are filled, you
will have a raw score at the bottom of each column. This gives you a
rough idea of which solutions are most likely to succeed. You might find
the initial results surprising. It’s not uncommon for alternatives we initially
thought undesirable to actually score relatively highly.
Task
Go through the table and highlight where each approach scored either
very high or very low. Now that each column has been completed, it's
time to start reading the table from left to right. If you are doing this with a
group, expect it to take some time as you discuss the comparative
advantages and disadvantages of each approach.
Likelihood of
improving camp 10/10: Definitely
conditions
Short / medium-term
10: Yes!
results
Cooperation from
No objections expected
stakeholders
– End users 10
– Local government 10
Involvement of end
users 3: This is totally top-down, though we will aim to
in decision-making, involve IDPs in M&E
implementation, monitoring
and evaluation
Likelihood of
improving camp 9
conditions
Cooperation from
No objections expected
stakeholders
– End users 10
– Local government 10
Schedule uncertainty
(probability of efficient 10: We can get these within 48 hours
delivery of services)
Involvement of end
users
in decision-making, 0: This is totally top-down
implementation, monitoring
and evaluation
Technical feasibility 10
Likelihood of
6/10: Improving hygiene alone won’t immediately
improving camp avert any health crisis
conditions
Cooperation from
Little resistance anticipated
stakeholders
– Health workers & 10: Falls within the mandate of many NGOs active
NGOs in the area
Involvement of end
users
in decision-making, 8: Strong role for community to participate
implementation, monitoring
and evaluation
Technical feasibility 10
Relationship
between organisations 10: Strong partnerships with NGOs in the camp
involved
Likelihood of
0/10: Will help in future emergencies, but not this
improving camp one
conditions
Short / medium-term
0: None
results
Cooperation from
Mixed responses expected depending on group
stakeholders
Schedule uncertainty
(probability of efficient 5: Will take time coordinate stakeholders
delivery of services)
Involvement of end
users 8: Community participation in disaster
in decision-making, preparedness is a high priority
implementation, monitoring
and evaluation
Technical feasibility 10
Rough Score 80
6/10: Improving
Likelihood of hygiene alone
0/10: Will help in
improving won’t
10/10: Definitely 9/10 future emergencies,
camp immediately
but not this one
conditions avert any health
crisis
5: No great
results
8: Will make an
immediately, but
Short / medium- immediate
10: Yes! presents an 0: None
term results difference to
opportunity for
living conditions
promoting good
practice
6: Some of the
inputs could be 9: Awareness
reused / recycled in 8: Tents can be matters in the 9: Any improved
future programmes stored for future long-term – will preparedness of
Sustainability … but if IDP crises – it’s not have positive government and
numbers increase, throwing money impacts in non- NGOs will have long-
things will not away crisis situations term impact
improve much in in the future
the longer term
Cooperation Mixed responses
No objections No objections Little resistance
from expected depending
expected expected anticipated
stakeholders on group
7: IDPs are more
conscious of
8: We expect most
overcrowding
– End users 10 10 communities to be
and poor
responsive to this
sanitation as
urgent needs
5: Local government
has resource
constraints, can be
10: No slow to change
– Local
10 10 objections practices and may
government
anticipated resist outside
agencies’ attempts to
‘improve’ their
services
10: Falls within 10: They will
– Health
the mandate of welcome any
workers & 10 10
many NGOs capacity
NGOs
active in the area strengthening
SWOT Analysis
At this point it’s good to go into more depth using a SWOT analysis for
each approach.
You have already highlighted the cells in the table and highlight where
each approach scored either very high or very low. The higher scores
represent either Strengths or Opportunities the approach presents; the
lower scores are Weaknesses or Threats / Risks.
Most weaknesses will be internal, i.e. within our control. This gives us an
opportunity to address these. For example:
• High cost
• High risk
• High level of opposition
• Schedule uncertainty
The remaining approaches, however, clearly are not equal, and will need
to be combined in order for us to have an effective project strategy.
OUTCOME
Narrative
STRATEGY Summary
Strengths Weaknesses Opportunities Threats Comments
Approach 1
Approach 1
Approach 1
Approach 1
Task
Do a SWOT for the four approaches for the Indonesia Case Study. Our
suggestions follow.
Possible Solution
OUTCOME
Narrative
STRATEGY Strengths Weaknesses Opportunities Threats Comments
Summary
Of all the
Gives us an
approaches,
opportunity There may
Providing this is going
to move our be some
water supply to have the This
community delay with
(tanks, maximum component
Doesn’t health construction
Improved boreholes, results as will
involve end agenda
access to buckets) and unsafe contribute
users so forward and IDPs should
WATSAN clean water and most to
much involve end feel
latrines lack of reducing
users in responsible
sanitation health risks
construction for
are the most
and maintenance
pressing
maintenance
concerns
If we work
closely with
Will reduce
partner
Providing health risks This
NGOs we
extra tents to from component
can build
reduce airborne No real will be
Reduced their
average disease and involvement positively
overcrowding response
occupancy give IDPs of end users received by
capacity and
more all
ensure tents
privacy / stakeholders
are available
dignity
in future
emergencies
Will involve
Ensuring end users A worthwhile
end users while component
Allows us to
are aware of reducing that involves
target key There are
disease disease end users
May not agents in never
Improved transmission transmission and has
have family health guarantees
hygiene routes and risks potential
immediate to contribute that what is
practices follow basic long-term
benefits towards our learned is
preventive Has benefits
long-term practiced
practices potential for beyond the
health goals
longer-term current
impacts on scenario
communities
Developing
the capacity Will help to
of partners respond to
(NGOs, crises in the
health future Will Chance to Local
workers, through contribute develop government We need
local more little to the better can be this
Improved government) efficient and current relations and sensitive to component
responsiveness to respond appropriate situation – a shared criticism and to develop
efficiently responses this is more vision with slow to better future
and and can be forward- counterparts adopt new responses
appropriately while looking and partners practices
to future conducting
emergencies project
Activities.
Endnote
By doing the analysis in as unbiased a way as possible, you will be doing
yourself and your proposal justice. Doing this stage thoroughly will help
you to justify your course of action to donors. You will be able to answer
the question ‘What about trying this approach?’ with a sound and
reasoned justification of why you selected to address some causes and
not others, or why you 'weighted' your inputs towards some aspects more
than others.
At this point, you will have selected / prioritised your approach and will be
able to move from the Analysis to Planning phase of the Logical
Framework Approach.
Introduction
If we have fully completed our analysis, developing the plan and
Logframe will be relatively straightforward. Certainly, there will be times
we may need to pause, consider and consult, and possibly reformulate
ideas so that our plan continues to reflect reality, but it’s still a systematic
process that you will have no problem in achieving.
PROJECT
Goal EFFECTS
The direct
(Outcome) and PROJECT
indirect (Goal) MONITORING AND PROJECT
effects of what the EVALUATION CONTEXT
project produces or
provides How you will measure The
Outcomes progress and environment
achievement which may
influence
project
operations or
effects
Outputs
PROJECT
OPERATIONS
The Goal, then, sets the greater context your project will contribute to. A
single project cannot usually achieve the Goal by itself. Projects are
limited by target population covered and resources available, and subject
to influence by external factors. Don’t think about being able to measure
your Goal during the lifespan of the project -your Outcome is a
measurable, timebound deliverable, but your Goal is not.
For example:
Increased access to safe water may also reduce women’s labour leading
to:
Keep your language simple and try to avoid any terminology that may not
be well-understood by people outside your organisation. If you must use
terminology, explain the first time you use it.
The Goal should refer to the target group and be as specific / verifiable as
possible. In the Logframe, this is entered into the Narrative Summary
column and the exact details (quantity, quality, time, location and target
group) may be expanded later as an OVI.
To advise the Provincial Tourism Office and the local community on how
to realise the tourism potential of the Buddha Cave to maximise pro-poor
income opportunities while protecting the province and its surrounding
environment
This Goal doesn’t really work because it describes a process (to ‘advise’),
uses unnecessary complex terminology (‘pro-poor income opportunities’)
and does not give us any information about the target group.
Task
Draft a Goal statement for the Indonesia Case Study and insert into the
Logframe below.
Goal
Outcomes
Outputs
Inputs Preconditions
Activities
Possible Solution
Outcomes
Outputs
Inputs Preconditions
Activities
Remember, the entire project only contributes to the Goal. However, the
Outcome should contribute directly and significantly to achieving the Goal
you stated earlier.
Even so, the Outcome still lies outside of the immediate control of the
project management. (If it were within project control, it would be an
Output.) The Outcome, then, is what the sum of your activities expects to
achieve if the Assumptions are correct and the project were completely
successful.
We said earlier that types of change at Goal level may include change in
health behaviour, improved nutritional status, improved livelihoods, and
changes in public policy or reduced crime. At Outcomes level these might
translate to:
OUTCOME GOAL
Greater public
involvement in local Changes in public
government decision- policy
making
However, you might find yourself with what you think is more than one
‘Outcome’. What can you do here? Some people try to squeeze two ideas
into the same Outcome – a miniature cause-and-effect such as
‘Increased agricultural production through application of improved farming
methods’. But that only occasionally works. Or they might be clear about
their overall project purpose but feel they have to break it down into a list
of ‘sub-objectives’ at this level. Again, we are stretching the Logframe
(and its principles) a bit here – there should be just one Outcome – the
major step towards the Goal achievable by the project if all Assumptions
are correct.
We didn’t say this was going to be so easy, and at this point it is quite OK
to be stretching mentally and pencilling in one idea only to erase it five
minutes later. I frequently tell training participants that, during practical
sessions, in my role as coach, I will often suggest one idea and contradict
it a little later as the Logframe starts to take shape. The LFA is part
science and part trial-and-error, and as we develop the Logframe through
this process we will often find ourselves making changes, as further parts
become clear or as we gain new perspectives.
If you are stuck at this point, don’t worry too much. Perhaps all the ‘extra
information’ you want to squeeze into your Outcome may play a better
role as Indicators – detailing the specifics of what, exactly, the
measurable change will be.
Don’t forget, also, we are describing the end result, the change brought
about as a consequence of all our efforts throughout the entire project.
So, avoid using verbs of action like train, advise, establish, develop, etc. –
these are all Activities. In many Logframes we see writers use verbs of
change such as decrease, increase, improve, strengthen and enhance.
These are OK, but … you will express your ideas more confidently (and,
as a result, your proposal will be stronger and more persuasive) if you talk
about the end results – so prefer to say decreased, increased, improved,
strengthened and enhanced instead, e.g.:
Task
State the Outcome in the Narrative Summary column. (Other specifics will
be developed in the OVIs column later.)
Possible Solution
Outputs
Inputs Preconditions
Activities
Outputs are within the organisation’s control. If the Preconditions are met
and the Inputs (resources: time, equipment, finance) available, Activities
will be conducted and Outputs achieved.
Task
Develop the Logframe for the Indonesia Case Study further by adding
Outputs based on the strategy we developed earlier.
Possible Solution
Activities
Activities
Activities can be defined as actions / work done mobilising resources
available (such as time, money, people) to produce specific Outputs.
The exact level of detail of your Activities to some extent depends on your
‘entry point’ – how ambitious your Outcome is – as well as on the scope
of the project (geographical size, target group, etc.). In some cases,
especially larger projects, your Activities may be quite broad, while in
other, more manageable projects they may be very detailed.
In both cases, keep the level of detail in your Activities section sufficient
that you have outlined the tasks enough that it is clear they will lead to the
desired Outputs. If you feel the need to go into further detail, you can
explore this in the Project Description of your proposal. Remember, the
Logframe is a summary of the project (covering 1-2 pages at most), so
you do not need to include everything here.
Don’t list Activities which are not related to any Output. For example,
there may be some actions necessary before commencing your Activities,
such as capacity building / orientation for your team, or acquiring
resources, etc. If they do not lead directly to any Outputs, do not include
these in the Logframe – describe them in the relevant part of the project
document.
Task
Develop the Logframe for the Indonesia Case Study further by adding
Activities designed to achieve the Outputs we developed. (At the
operational level, this may be unfamiliar for many of you, so just use your
creativity.)
Possible Solution
4.1 Conducting
hygiene programme
for IDPs
Inputs
It is common practice to include a budget summary alongside the
Activities. There’s no need for OVI or MOV at the Activities level, as all
Activities are completely with the project’s direct control. Any Activity and
Input monitoring system can usually be best defined and established by
project management during implementation.
Here’s the Inputs section of the Logframe based on the Indonesia Case
Study.
We start from the bottom of the Logframe, in the fourth column, and work
upwards. Staring from the bottom right, Preconditions are the things that
must be true before we can use Inputs to carry out Activities. What
conditions do we need before the project can actually begin? These may
be legal or political; they may be related to another event that must take
place before we can begin; they may be related to something as simple
as seasonal road conditions allowing us access to the project site. The
question to answer here is, what do we need for a ‘green light’ to start
activities?
Working upwards, Assumptions are those things which must be true for
the project to succeed – for Outputs to lead to Outcomes, and for
Outcomes to lead to Impact. Some parts of the Objectives Tree – things
that we could not affect – may be included here.
Task
Possible Solution
Assumptions
No unanticipated
outbreaks /
epidemics
Local government
continues to provide
sufficient nutrition /
medical care
Number of IDPs
does not
significantly
increase
IDPs maintain
hygienic standards
of latrines
Preconditions
Local government
gives full access to
the camp
• If the local government does not object and gives us access to the
camps, and we have the budget, then we can conduct the
Activities. The Activities will lead directly to the Outputs – more
safe water / toilets, more tents and increased awareness.
• As long as there is no big increase in the number of camp
occupants, and if IDPs keep the sanitation facilities clean, living
conditions will improve.
• If there are no epidemics, and the local government continues to
meet its obligations to provide food and medical care, we will see
an improvement in the health status of the IDPs.
There are three things that can happen as a result of the analysis:
Th
ere is also the extreme case where we have a high-risk project where
external factors are almost certain to cause problems in achieving results
– sometimes called a ‘killer assumption’. This does not mean, as some
think, that the project has to be abandoned. When there is a killer
assumption, it implies that we must either redesign the project to mitigate
the risk, or manage it closely.
Each risk will be Low, Medium, High or Extreme – but be careful when
classifying a risk which is borderline.
When selecting your response, consider carefully when to accept the risk
and, where the risk is not acceptable, which approach to use. Choices
available to us are:
Accept it
You can’t make any project 100% risk-free. If risks are low and not likely
to have much negative impact, sometimes the most cost-effective thing to
do is leave it. Maybe there are some stakeholders who might have the
potential to hinder activities, but they don’t have a lot of influence and it’s
uncertain whether they will oppose or not. In a case like this, it’s best to
monitor the risk.
Avoid it
If the risk is too large and you can’t do anything about it, think about
dropping the related Activity or Output. For example, one component may
have strong opposition from influential stakeholders and addressing this
is too much for you to handle. When transforming the Problem Tree into
an Objectives Tree, some of the objectives may not have been stated as
they were considered high risk; or when selecting the project strategy risk
may have been one reason why one approach was given less priority
than others. Be careful, though, when dropping any part of your project
strategy as it can reduce the achievement of project Outcomes.
Controlling the risk can require a lot of time and effort. You may have to
redevelop your strategy, change your methodology and monitor Activities
and stakeholder reactions more frequently. Look at what you can do to
reduce the risk without diverting too many project resources.
Reducing the effects is also usually not cost-free. However, if the risk is
unacceptable and cannot be avoided, then addressing its source is often
necessary. Powerful stakeholders resisting the project are one case
where, although we may not be able to remove the risk, we may reduce
its effects through a good communication plan. High impact / low
likelihood risks (such as political instability) may also need to be
addressed for through emergency / contingency plans.
Transfer it
You may not have this opportunity, but in some cases it’s best to pass the
responsibility for addressing the risk to those who can manage it best.
However, ‘outsourcing’ risk management can be expensive, and raises
issues of accountability. Even if another party or agency is hired to deal
with the risk, close monitoring will be needed.
PROJECT
Goal EFFECTS
The direct
(Outcome) and PROJECT
indirect (Goal) MONITORING AND PROJECT
effects of what the EVALUATION CONTEXT
project produces or
provides How you will measure The
Outcomes progress and environment
achievement which may
influence
project
operations or
effects
Outputs
PROJECT
OPERATIONS
Indicators answer the question: How do I know whether the activities are
leading to the desired change?
There are no absolute rules about what makes a good indicator, but
where possible your Indicators should be include the following
dimensions:
• Time
• Target Group
• Location
• Quality of Change
• Quantity of Change
Specific
Measurable
Realistic
Appropriate
Timebound
The information for the indicator must be collected and reported at the
right time to influence management thinking. Avoid choosing indicators
that can only tell you at the end of an activity whether you succeeded or
not. The lessons learned may be too late.
Types of Indicator
The two main types of indicators are Process and Outcome Indicators.
Process Indicators
Outcome Indicators
Outcome Indicators look at the results – the extent to which the project is
meeting its goals or objectives. These Indicators tell us whether the
expected change occurred. This type of Indicator is often stated as a
percentage, ratio or proportion so we can see what was achieved in
relation to the total population.
Direct Indicators
Direct Indicators tell us firmly whether the results are being achieved.
They are a direct result of an intervention e.g. the levels of savings in a
savings and credit program. Typically, Direct Indicators are easier to
measure and verify.
Proxy Indicators
Task
Possible Solution
Don’t worry if you are still confused about Indicators – it does take some
practice. If you do get stuck, just move onto Means of Verification.
Sometimes looking at what information is available to us can help define
what the indicator should be.
It is best to have several indicators for each level, as our objectives will
have different dimensions. However, the Logframe should be simple and
useful, and too many Indicators may create an unnecessary distraction as
too many resources are diverted to data collection and analysis.
When choosing your methods, bear in mind that you are trying to get the
most useful and relevant information in the most economical way. Strike a
balance between what is desirable (how complete and reliable the results
will be) with what is feasible in practice.
You don’t have to collect all data first-hand. While MOV requires
collecting primary data specific to the projects, also aim to use existing
sources where available. Don’t build parallel data gathering systems to
what already exists (i.e. other organisations’ reports).
Selecting Methods
There are six broad ways for gathering information for your Indicators.
Whatever approach you use, the actual methods will fall into one of these
categories.
Some methods are more quantitative and others more qualitative. Each
has both advantages and limitations.
Survey
Interview
However, interviews take time. While the interview may be structured (i.e.
the same questions are asked to all respondents), their flexible nature
means that analysis and cross-comparison may be difficult: after all,
everyone has a different story. There is also the danger that the
questioner may bias the responses, or that the respondent may give face-
saving answers.
Desk Study
Observation
The FGD is efficient in that we can get both range and depth of
information in a short time. It also serves to communicate key information
about our programmes to end-users.
Case Study
Task
Possible Solution
4.1 Conducting
hygiene
programme for
IDPs
Before we develop our proposal plan, however, we are going to learn and
practice a simple tool that will help us collect and synthesise our ideas.
Mind Mapping
A Mind Map is a diagram used to represent words and concepts around a
central key word or idea. We can use Maps to:
• Brainstorm ideas
• Visualise concepts
• Structure our thinking
• Classify our ideas
This makes Mind Mapping a useful and versatile tool in problem analysis.
Your map has an image at the centre and branches lead off to the
different connections. Because Mind Maps are radial and non-linear, they
encourage a non-judgmental, brainstorming approach. While mapping
you do not need to worry about logic –simply get the ideas into a visual,
interconnected form.
Usually the map involves images, words, and lines. While mapping we try
not to ‘analyse’ in the traditional sense: we use our intuition to organise
the information.
1. Start in the centre with an image that captures the topic, using at least
three colours.
2. Use images, symbols, codes and dimensions throughout your Mind
Map.
3. Select key words and P-R-I-N-T using upper case letters.
4. Each key word/image must have its own line – do not use sentences.
5. The lines must be connected, starting from the central image. The
central lines are thicker, organic and flowing, becoming thinner as they
radiate out from the centre.
6. Make the lines the same length as the word/image.
7. Use colours throughout the Mind Map.
8. Relax and have fun.
Task
Mind maps can be used for a range of tasks where we need to collect and
synthesise lots of information. Before we take on the task of mapping our
proposal, it will be useful to develop your skill by mapping another,
unrelated topic.
You can do this with a large paper and coloured pens, or with one of the
available programmes which can be downloaded as trial versions. (We
prefer MindManager at www.mindjet.com.)
• A training event
• A community issue
• Your organisation’s history
However, you will find it very useful to develop your ideas using this
framework, as it can easily be adapted to different donors later. If already
have examined your potential donor’s format and requirements at this
point, and you are targeting a single donor, feel free to take their format
and break it into a Mind Map like the one above.
If we follow the proposal Mind Map clockwise, we start with the most
essential point: the situation to be addressed. The purpose of this section
is to convince the reader that there is a problem to be addressed which
falls within their area of interest. We will need to demonstrate a full
understanding of the situation, its causes and consequences.
The Situation
The Context branch is for background information that the reader may
need to know to fully grasp the Problem Analysis.
Task
Use the following notes to develop the Context for the Indonesia Case
Study.
Kampung Flood
The camps:
• are overcrowded
• are unsanitary
• do not have enough basic services
• do not have sufficient clean water
• present a potential health risk
Government response:
Possible Solution
Task
Next, we will include the cause / effect hierarchy from our Problem Tree.
Notice that there are three more branches – core problem, effects and
causes. Develop the branches as far as necessary so that you have
included all the relevant information from your Problem Tree. (If you
developed your Problem Tree in MindManager, you can often just paste it
into this section.)
Possible Solution
Task
Use the information from the Alternatives Analysis and your LogFrame to
complete the Project Description part of the map.
Possible Solution
Possible Solution
Project Management
Task
1 x Project Manager
2 x Project Officers
1 x Support Officer
Possible Solution
Project Budget
When organising the budget, it’s good to include the following:
• Total cost
• Cost vs. Outputs
• Indirect costs
Task
Staffing 2,790
Possible Solution
Organisation Background
Task
The final part of the part details your organisation’s ability to carry out the
project. Use the notes to complete this section for the Indonesia project.
Organisation Background
Our Purpose
– HQ in United Kingdom
– Works in 70 countries
– In Indonesia since 1972
– Education
– Gender equity
– Fair trade
– Emergency response
Since 2005:
Possible Solution
Endnote
At this stage of the programme we have now completed the most
important steps of the Writing Process – Analysis and Planning.
In Module Eight (‘Putting it all Together’) the practical work will increase
and we will turn the data into a draft proposal. And, in the final module,
we will look at finishing off the proposal, and cover issues such as
language and style, editing, proofreading, design and layout.
Keep up the good work. These first stages represent the most intensive
part of the Writing Process, and the Drafting stage is simply a case of
following the plan, organising our ideas effectively and communicating
these clearly. The upcoming tools on writing skills are, like everything in
this programme, straightforward. You already have more than enough
knowledge and skill to write well: we are just going to help you use that
knowledge and skill to best effect.
In Professional Writing, however, you are the expert. You are the one
who has first-hand knowledge of the situation, who has conducted the
research, or who has links with the community / end-users. You know
more than the reader. You are the one who has gathered and analysed
the data, and your understanding of the situation matters.
So remember whenever you write that you are writing for action. How you
organise your writing, how clear your ideas are, the language you use,
your style, and the correctness of your writing all certainly do matter: but
only because they contribute to the results you want.
A major reason that readers often don’t understand the proposal writer’s
intention is that the writing is organised badly. Usually, the general order
of sections isn’t the problem —the writer has guidelines or a standard
format to follow. More often, it’s poor organisation of ideas within sections
of the proposal, and within individual paragraphs, which causes trouble.
When drafting a proposal, we have, at all times, to bear in mind that our
ideas must be given in order of importance. This means that conclusions
come BEFORE evidence; and lessons learned are more important than
methods used.
So, at the planning stage you must always prioritise your ideas, and
follow that plan. Analysis comes before the data!
• Lack of Conciseness
Also, make sure that what you include in each section belongs there.
Don’t start you Situation Analysis section by describing your methods. If it
says ‘analysis’ then you should analyse! Your methodology can have its
own section if needed, though, like all ‘background’, it belongs at the
‘back’ — usually an annex is the best place for that. Too much info about
processes and not enough about results can kill a proposal.
And it’s not just including information that’s irrelevant which can cause
problems. Often, writers will add way too much ‘relevant’ information, too.
Again, it’s a timewaster (for readers and writers both) and definitely
causes the reader mental fatigue.
• Lack of Clarity
Lack of clarity of language can cause a lot of strain for readers. Long
words and long sentences can destroy your reader’s concentration. How
often have you read something and then had to go back to the beginning
of the sentence? Makes you feel stupid, right? Well, that’s the last thing
we want to do to our reader.
When we write, we are NOT writing to ‘show off’ our vocabulary, or make
our reader run to the dictionary. We write to be understood — and that
means keeping sentences short and using, where we can, the shorter,
simpler word instead of the longer alternative.
When we are reading, it’s our short term memory which is active.
Meanwhile, our brains are (i) decoding the language (comprehension)
and (ii) interpreting the meaning (understanding). So, we try, as writers,
not to make our readers engage their brains too much on the language,
so they have more receptiveness to our message.
A lot of abstract nouns (they get a special mention later) can cause our
writing to be long-winded and hard to follow — words like
‘implementation’, ‘dissemination’, ‘discussion’, etc. — in fact, pretty much
all words ending in ‘-ion’ are to be avoided. (That doesn’t mean ‘never
use them’ – just don’t over-use them.)
Similarly, the passive voice — ‘x was done’ rather than ‘we did x’ — can
cause strain for readers. It’s not as frequent as we imagine, and should
be used only when we have good reason.
When writers are not careful about their language it causes problems.
Appropriate language means choosing words appropriate to your reader;
avoiding unnecessary acronyms and terminology; and using simple,
modern and brief words wherever possible.
It’s surprising how many proposals I see where there are an unnecessary
amount of acronyms. Of course, we will use a few, but some people go
overboard here, making acronyms of everything, e.g. ‘at our Annual
Meeting (AM) it was agreed with Sector Coordinators (SCs) that …’ The
big ones, of course — names of organisations, for example, which are
understood both within and outside your project — should stay. But if a
term is going to be used just once or a few times at most, keep it in its full
form. If it’s a term of convenience you have created, don’t turn it into an
acronym. They make reading hard work. (Also, when giving the full form,
get it right! It’s amazing how many organisations can’t get the name of
their partner ministry correct.)
Poor Style
Style is something personal. It’s ‘how’ you express your ideas rather than
what you say. Your style should aim to be persuasive and interesting.
Style is a wide-ranging issue and also one that’s hard to define. After all,
everyone’s style is unique. But a good writing style will keep readers alert
and interested.
However, there are other frequent style problems that can harm your
proposal. Too much tentative language — words like ‘could’, ‘might’,
‘believe’, etc. — can leave your reader thinking that you are just not that
confident. Don’t let your proposal down by failing to be persuasive.
Watch out for out-of-date vocabulary. If you have a Thesaurus, get rid of
it. Any word you look up for ‘variety’ is probably going to be either old-
fashioned or not an exact synonym. Anyway, if you have to look it up,
chances are your reader will, too.
The same goes with using idioms incorrectly. Unless you were raised
speaking one of the major English varieties as your first language, don’t
even try using idioms — they will sound out of place. If you ever decide to
use a translation of a local idiom (which can sometimes add an interesting
‘flavour’ to your proposal) make sure you explain it. I am reminded of a
recent document which had me scratching my head at the phrase ‘focus
on partnerships of strategic importance — be a hedgehog rather than a
fox’.
Another issue in writing style is the overuse of abstract ideas. Have you
ever had the feeling when reading some project document that you just
can’t ‘grasp’ what the reader is saying, or been at a presentation full of
‘buzzwords’ and completely lost track? Readers need ‘real things’ when
they are reading, and not just abstract ideas. ‘Nutrition’ and ‘maternal
health’ are just ideas, concepts: they are abstract.
Too many abstract ideas leave the reader with nothing to hold onto.
There’s nothing ‘real’, nothing we can visualise. There is a ‘ladder of
abstraction’ — at the top we have concepts like health, nutrition and
education — at the ‘bottom’ we have real things — malaria and aspirins;
noodles and rice; and books and teachers.
Don’t let your readers lose their way with too many abstract concepts and
generalisations: keep coming ‘back to earth’ with real things and
examples to make your ideas real.
Let’s look at those features of effective writing again. For each one we will
now look at what message each feature sends to others about ‘who we
are’.
Aspect of If it’s done right, this tells the If it’s done wrong, this
Writing reader that … tells the reader that …
We are results-focused
Objective We don’t lose sight of the ‘big We haven’t got a clue
picture’
We can organise our thinking
and our action effectively
We are disorganised
Organisation We prioritise tasks
thinkers and planners
We are confident in our point
of view
We waste time
We are efficient We like to show off
Conciseness
We get maximum results with our knowledge
and Clarity
minimum resources We are ‘all talk and no
action’
We are clear and direct in all
our dealings We keep up-to-date
We do not hide behind with all the buzzwords
Language
terminology and like to use them
We seek to be understood We have a dictionary
and transparent
We’re not sure about
We are confident ourselves
Style
We are approachable We’re academic and
old-fashioned
Spelling, We are careless and
We are thorough
Grammar and expect others to clean
We pay attention to detail
Punctuation up the mess
These six key features of effective writing are best illustrated by looking at
some examples. Although you have not yet covered the topics, we want
you to analyse the following writing samples according to the six criteria.
After you have done this we will discuss the results.
Example One
Corruption in Cameroon
Cameroon was perceived as the most corrupt country in the world in the
years 1998 and 1999 (TI corruption index). Corruption in all levels has
been denounced by social, religious and political leaders as the primary
obstacle for development in Cameroon. The government of Cameroon
hence declared its commitment to the fight against corruption. Despite the
declared political will for the fight against corruption, little has changed in
any tangible manner. As an example, the report Global Corruption
Barometer released in December 2007 by Transparency International
highlights Cameroon as the country with the worst results with 79% of
Cameroonians admitting to have paid a bribe for services in the last year.
This project is based on the view that lack of knowledge is not the main
obstacle to the fight against corruption in Cameroon. Sensitisation of the
public that corruption exists and needs to be fought has little value if the
public is not empowered to take any action against it. The use of the
media in naming and shaming technique, as well, has limited value, as
limited, in fact, as the power of public opinion inside the country.
Corruption in Cameroon relies not much on the inability to know as on the
inability to act. The project is therefore trying to empower citizens to
actively fight against corruption, creating a tool for the victims of
corruption, to open court cases against corrupt officials and set
precedence creating deterrence. This is an enormous challenge as the
justice system itself is plagued with corruption. It requires innovation and
experience in getting law applied in a corrupt environment. The project is
based on a similar anti-corruption technique experimented and refined by
LAGA on active Wildlife Law Enforcement. LAGA’s fight against
corruption techniques shifted Cameroon from a decade-long baseline of
zero prosecutions under the wildlife law to a one per week rate. The
challenge it faced in this experiment can be portrayed in the cases
statistics: In the field, LAGA documented bribing attempts in 85% of the
operations. In the legal system documented bribing attempts in 80% of
the cases.
Example Two
Rural households in Lao PDR still largely depend on growing their own
food. Changing from production for personal consumption to production
for sale needs a whole set of new capacities, knowledge, skills and
contacts.
After analysis of different value chains, the maize value chain was
identified as most promising. Maize is grown on low as well as uplands
and is relatively accessible for smallholder farmers in terms of required
inputs and capacities.
Our Smallholder Cash Crop Team was guided by two major principles:
firstly, that the process should be based on real market opportunities,
which means assigning the private sector a leading role; and secondly,
that participation of smallholder farmers groups should be active and
meaningful.
Contract farming means that farmers grow produce for a buyer according
to a pre-arranged agreement. The buyer delivers quality inputs to farmers
and guarantees a minimum price. Costs for inputs are deducted from the
final payment.
Task
Farmers Trade
Corruption in
Aspect of Writing Themselves out of
Cameroon
Poverty
Clear Objective
Good Organisation
Appropriate Language
Modern, Relaxed
Style
Correct Spelling,
Grammar and
Punctuation
Possible Solution
Farmers Trade
Aspect of Writing Corruption in Cameroon Themselves out of
Poverty
However, sitting at a screen typing is not ‘writing’ – that’s just one stage,
and it’s called drafting. Drafting is a mechanical activity. You don’t need to
think, you just follow your plan. You do have a plan, don’t you?
It certainly felt productive, but I also knew it wasn’t the most efficient way
to get my message across to the best of my ability. And while sitting at a
screen was OK for composing my thoughts in short letters and mails, I
definitely faced some difficulties – and stress – when trying to get my
proposals and reports to work.
The reader’s problems will be more important: they can waste time and
effort trying to extract the message and, in some cases, may miss the
point altogether.
1. Analysis
2. Planning
3. Drafting
4. Editing
Analysis
This stage includes all of the work carried out in preparing the project /
Logframe. We analyse the problem / situation; the stakeholders and their
power / interest; and the alternative approaches we can combine to form
a project strategy. We develop a Logframe and test its logic. We also take
all the other information we need, such as M&E plan, management plan
and budget.
We combine all of these into a synthesised whole using Mind Mapping.
(This technique is discussed in detail in later modules.) After we have got
ALL our thinking done and all the information / analysis in front of us, we
can consider the next step.
Planning
This stage typically doesn’t take so long. Here we decide what to include,
what to leave out, and how to organise our ideas. This is the stage where
we consider more carefully our specific donor’s priorities and examine
their format more carefully.
Drafting
We can sum up the drafting stage in three words: Follow the plan. At this
stage you shouldn’t be getting any new insights, and your plan will be
pretty clear about what you want to say and how you want to organise it.
You don’t need to worry about spelling, language and grammar too much
– they can be refined at the final stage. Just follow the plan.
Editing
There’s a lot more to editing than just running a spell checker. In the final
module we discuss how to check for clear objectives, good organisation,
and for flow of ideas, appropriate language and style. Finally, you are
going to need to proofread your proposal – or get someone to proofread
for you.
There are various tools for measuring the clarity of your writing, but they
all look, more or less, at the same things. We are going to discuss why
we need to use these tools and how to use a tool called the Fog Index.
We will also give specific guidance on how to improve the clarity of your
writing. These are simple steps that will help you create a draft that is
easily understood and has impact. There are also some exercises to help
you apply the tools for writing clearly. As well as examples, each of these
tools is fully explained to help you fully understand not just ‘how’ but
‘why’: and we will also warn you where you may want to exercise caution
when applying them.
Task
The irrigation of hill systems needs to have a foundation in sustainability and cost-
effective engineering. The criteria for selection of systems should be based on the
consideration of the prevention of influence of politicians. Investment should
concentrate on interventions to overcome key bottlenecks in existing systems.
Agreement with farmers with regard to the finances and manpower resources for
which there is a requirement for maintenance must be reached and is a necessity
at the planning stage to ensure that systems are within farmers’ maintenance
capacities. Alternatively, a specific budget should be allocated from the outset.
Moreover, construction work should be of a high quality that will both last and not
require significant quantities of material for maintenance.
Discussion
If that extract started to make you feel tired and stupid, it’s not surprising.
Although the writing is well organised, it fails to communicate clearly due
to:
• Unnecessary language
• Unnecessary long words where shorter ones would be easier to
follow
• Long sentences
• Too many abstract ideas
By analysing your writing, you are doing more than just making sure that
your writing is easy to understand. You are also developing a better
understanding of which aspects of your writing you need to be alert to.
Are you someone who doesn’t know where to find the full stop on your
keyboard, and thinks every sentence should be the equivalent of a mental
marathon? Or do you just love to show off your vocabulary, and
deliberately select the longest word you can find? Or perhaps you just
believe that every other sentence you write must be in the passive voice?
The Fox Index (FI) is tool for calculating readability. The resulting number
is the number of years’ formal education a reader needs to understand
you text easily first time. So, for example, if a text has an FI of 12, your
reader would need to have had 12 years’ of education.
Another reason we prefer this tool is that the ‘score’ generated makes
more sense. The resulting number in the Fog Index indicates the number
of years’ formal education your reader needs to understand your text.
Many of us will be writing for audiences who have either not completed a
western curriculum or have an incomplete education. Those of you
wishing to reach younger audiences – for example, raising awareness on
sexual health or environmental issues through publications aimed at
teenagers – will need to consider how many years’ education your target
group has had.
Time – 11
Newsweek – 10
Reader’s Digest – 9
Popular Novels – 8-10
Gossip magazines – 7-8
Comic Books – 6
'Hard' Words
‘Hard’ words – sometimes referred to as complex words – are simply
words that have three or more syllables or sounds. It does not matter
whether it is a common word such as ‘cauliflower’ (four syllables) or a
rarely-used word such as ‘exogenous’ (also four syllables).
Critics of the Fog Index cite this as an example of its weakness. While it is
true that concentration is more likely to be interrupted when an unfamiliar
word arises, Gunning’s original rules are still strong. When reading, the
eye takes in ‘chunks’ of words at a time, so it is natural to assume that
having more polysyllabic / ‘hard’ words will mean that each ‘chunk’
contains less information.
Bearing in mind that our short term memory has to do most of the work
while reading, this is a bit like constructing a jigsaw puzzle. It makes
sense, then, that if each piece contains longer words, each piece of the
puzzle contains less of the ‘big picture’ – the picture we are trying to
transmit to our readers.
You can also ignore common acronyms such as UNICEF, SDC or DFID
as long as you are completely sure your reader will know them.
Task
Now that’s clear, let’s practice the tool. We will use the example you saw
at the beginning of this module, but remember to apply this tool on your
own writing, too. You will find the results illuminating.
First, though, go through the body of the text and underline all the ‘hard’
words. Don’t rely on reading with your eyes only. Read the text aloud –
some short words can be ‘hard’, and some long words can be simple.
Solution: FI Analysis
The irrigation of hill systems needs to have a foundation in sustainability and cost-
effective engineering. The criteria for selection of systems should be based on the
consideration of the prevention of influence of politicians. Investment should
concentrate on interventions to overcome key bottlenecks in existing systems.
Agreement with farmers with regard to the finances and manpower resources for
which there is a requirement for maintenance must be reached and is a necessity at
the planning stage to ensure that systems are within farmers’ maintenance
capacities. Alternatively, a specific budget should be allocated from the outset.
Moreover, construction work should be of a high quality that will both last and not
require significant quantities of material for maintenance.
117 35 x 100
+ X 0.4
6 117
We are not suggesting that you imitate your reader’s style. But remember
that relationships are never static – you are either developing a closer
relationship, or moving away. Build on your relationships with your
readers by reflecting their style in your own writing.
Doing this has saved us a lot of time and energy over the years. Firstly,
we don’t waste time unnecessarily writing long proposals for people who
are happy with a brief outline. And, secondly, we have only ever once
been asked to redraft a document to make it acceptable to the client.
And finally – if you really want to save time, just search on-line for ‘Fog
Index Calculator’ and paste in your text to get an analysis. It can be very
useful during editing to help you track down those unnecessary ‘hard’
words.
Improving Clarity
Why is it a Good Idea to Use Short Sentences?
Before we look at specific tools for reducing sentence length and
improving clarity, let’s pause for a minute. After all, we all invested a lot of
time, energy, and possibly money in developing our language skills. Are
we really just going to stop using all those linkers and that wonderful
vocabulary just because some new training programme tells us to?
Task
Note down all the benefits you can think of for keeping your sentences
short.
Discussion
• Firstly, short sentences are easier and faster to write. They take
less time, and will usually be more accurate.
• They are also easier and faster to read. Long sentences will often
contain too many ideas and are confusing for the reader.
• Keeping your sentences short makes your message more
obvious. An idea can get lost in a long sentence. Use short
sentences to make your ideas stand out. Professional writers will
use short sentences when they have something important to say.
They don’t take chances on the reader missing the major points.
• Short sentences have more impact. They are more dynamic. They
get your reader’s attention. (And that’s what we want.)
• It’s easier to remember a short sentence. While we are reading,
our short-term memory is dominant. All the sentences in a
paragraph have to be stored in our memory temporarily as we
construct the overall meaning. This is why, when reading long
sentences, we often have to go back to beginning to read a
second time, because we forgot the first part.
• Writing shorter sentences helps to conserve the environment.
Less words means less paper, and less paper means more trees.
We will explain and practice each one in this module. Many of the tasks
require you to apply the tools to edit sentences or paragraphs. But writing
short sentences is not just an editing task – we aim that by the end of this
module you will have acquired the habit of doing these things while
drafting, also.
The tasks that follow are not a set of rules to be followed. They illustrate
an approach to your writing which you should prefer to use, but adapt to
your specific circumstances and to your Subject, Purpose and Reader.
Example 1
Edited Version
Example 2
Edited Version
Because of (or, Due to) awareness raising activities in the district, the
number of girls enrolled at primary level has almost doubled.
Task
For the following sentences, find a way to express the underlined idea in
a more concise way. Our solution follows.
Possible Solution
For example:
I would like to take this opportunity to thank you for your contribution to
last month’s Rights Based Approach workshop.
Thank you for your contribution to last month’s Rights Based Approach
workshop.
Task
Possible Solution
While this is a straightforward task, do please be alert that you do not let
too many unnecessary phrases creep into your language. Being ‘indirect’
sometimes has a useful function, but there are more reasons for getting
to the main point than for delaying it.
One final word on the last example: ‘As you are probably aware’. This,
and its troublesome sister ‘As you know’, are definitely ones to avoid.
Certainly, they are useful when we do not want to make our reader feel
ignorant, however:
• Mentally, your reader may ‘switch off’. After all, if your reader
already knows what you are going to write, why bother to pay any
attention? Saying ‘As you are aware / As you know’ is the
equivalent of saying ‘Please don’t pay any attention to what I am
going to write now.’
• Your reader may even stop reading altogether.
• Absolute / absolutely
• Actual / Actually
• Basic / Basically
• Clear / Clearly
• Considerable / considerably
• Critical
• Effective / effectively
• Efficient / efficiently
• Essential / essentially
• Extreme / extremely
• Fortunate / fortunately
• General / generally
• High / highly
• Imperative
• Important / (most) importantly
• Inappropriate / inappropriately
• Indeed
• Meaningful
• Obvious / obviously
• Quite
• Really
• Relatively
• Serious
• Significant / significantly
• Simply
• Somewhat
• Straightforward
• Substantially
• Suitable
• Typical / typically
• Undoubtedly
• Very
• Virtually
Discussion
These words are all ‘emphasising words’. That is, they are used to
strengthen certain points we are trying to make and draw our reader’s
attention. Their function is to add power to our writing, to add flavour to
our ideas – a bit like adding spices to our food.
Firstly, everything will taste the same. Your writing will lose its impact
simply because you are using emphasising words. And just like people
who enjoy spicy food stop noticing the taste after a while, your
emphasising words will lose their flavour. Your reader will stop noticing
them. Just like the boy in the children’s tale who cried ‘Wolf!’ too many
times and was gobbled up because the villagers didn’t believe him, you
may use the word ‘important’ one time too many and fail to get your
reader’s attention.
Secondly, a lot of these words are ‘hard’ words. They are going to
increase your Fog Index and cause the reader strain if overused, so
here’s a good place to get rid of them (the unnecessary ones, at least) or
develop your ability to use a short word with similar meaning.
So, to conclude this exercise: whenever you find yourself about to use an
emphasising word like those in the list, ask yourself:
I’m sure some of you are scratching your heads already. So what’s a
nominalisation? A nominalisation is an abstract noun / idea. (An abstract
noun is a word that isn’t the name of a physical object but a process,
method or feeling.) It’s foggy. It’s indirect. It presents no memorable visual
image to our reader. Nominalisations make our writing lose impact and
can actually make our reader fall asleep.
• Collaboration
• Consultation
• Discrimination
• Evaluation
• Facilitation
• Implementation
• Intervention
• Investigation
• Mediation
• Modification
• Participation
• Verification
These nominalisations are much weaker than the verbs they come from.
Remember verbs are about action. Abstract nouns are just ideas. If the
message our writing is trying to send is that we are action-focused rather
than academics just theorising, we should consider changing these to
verbs. For example:
Task
Possible Solution
Task
Let’s raise the challenge here. The following text which you saw at the
beginning of this module has a Fog Index (FI) of 21. There are 18 words
per sentence, so some of the wordiness has to be reduced. Hard words
make up 35% of the total, so a lot of those will have to be removed or
simplified.
Possible Solution
First Edit
FI = 14
We can still reduce the FI a little more. The average sentence length is
acceptable now, but there are still a lot of ‘hard’ words. It’s time to look for
any other vocabulary that can be changed from complex to simple.
Second Edit
FI = 12
Although we won’t go into detail here – any good grammar book will give
you a full explanation – let’s just clarify briefly what we mean by active
and passive voice.
Most sentences in English are in the active voice. This is true of both
written and spoken English. You may have heard such statements as ‘we
use passive more when we are writing’. This is quite untrue, although
perhaps more true last century when more people followed the academic
‘rules’ of writing. We don’t use passive voice much more in writing than in
speaking. (The only important difference between writing and speaking is
that writing should be correct.) The only rule about using passives is you
can use them when you have a good reason.
In grammatical terms, the active voice means that the subject comes
before the verb, and acts on an object. Another way to say this is that we
put the actor before the action.
The passive voice, however, starts with the object and then puts the
action before the actor:
In both sentences ‘to attend’ is the action, but in the active sentence the
actor comes first.
As much as possible, you should try to avoid using passives. You should
use the active voice because that is how you speak. It will make your
writing more natural and easier to read. Active sentences are also more
dynamic. Passive sentences are longer. Active sentences make what we
write more concise, and therefore carry greater impact.
It is also possible in many cases to use the passive voice without referring
to the actor. For example, it is quite possible simply to say, ‘the District
Health Office was visited’. By using the passive we can often avoid saying
‘who did what’. However, in Professional Writing the reader will usually
want to know what was done and also who did it. Using active sentences,
therefore, means that we credit our sources of information and stand
behind our actions.
Another reason for avoiding the use of passive sentences is that your
reader may have difficulty in understanding them. Many readers of
English as a foreign language find them difficult to recognise, as the verb
has two parts. It is the form of ‘to be’ which indicates the tense, while the
past participle never changes. Very often readers mistake passives for
past tenses.
Finally, another important reason for not using passives is that, from our
many years of language training experience, we recognise that they are
very hard to form correctly and often used when they should not be.
When writers start to use passives they often demonstrate clearly their
inability to use English competently and confuse their readers.
We want to focus on the object (e.g. ‘The proposal has been submitted to
the Ministry’ – here the sentence focuses on the proposal. Who wrote it is
not important.)
You should try to use the passive voice rarely and with caution. At the risk
of repeating what we said earlier, the passive is not as common as you
think. Yes, it is more common in writing, but still should be used with
restraint. Overall, there has been a continual shift over the past century
from a form of English which is formal and rule-bound to a written
language that is more direct and natural. As a general approach, if you
would not say it, then you should not write it. If you want your writing to be
clear, brief and direct, try to use the active voice wherever you can.
Task
Finally, apply all the other tools from this module – reducing unnecessary
words / phrases, emphasising words and nominalisations.
Although progress has been made during the 1980s and 1990s, severe
poverty is still suffered by a significant proportion of the population. Rural
areas are inhabited by the majority of the poor. Their lower standard of
living is caused by high underemployment, inadequate infrastructure, and
insufficient income generating assets. The economic position of low-
income groups may have been adversely affected by Malawi’s economic
problems of the 1990s and subsequent economic reform initiatives,
although the data is ambiguous and the real picture will only be seen from
the 2008 census.
Possible Solution
Although progress has been made during the 1980s and 1990s, severe
poverty is still suffered by a significant proportion of the population. Rural
areas are inhabited by the majority of the poor. Their lower standard of
living is caused by high underemployment, inadequate infrastructure, and
insufficient income generating assets. The economic position of low-
income groups may have been adversely affected by Malawi’s economic
problems of the 1990s and subsequent economic reform initiatives,
although the data is ambiguous and the real picture will only be seen from
the 2008 census.
Note that we only left one sentence in the passive voice. Changing it to
active leaves the sentence looking very unnatural, with a long list of
causes before we get to the main verb. We will deal with that sentence in
the next edit, where we apply all the tools from this module.
Final Edit
Despite progress during the 1980s and 1990s, many people still live in severe
poverty. Most of the poor live in rural areas. Three causes of their lower standard of
living are high underemployment, limited infrastructure, and not enough income
generating assets. Malawi’s economic problems of the 1990s and later economic
reforms may have worsened the economic status of low-income groups, although
the data is unclear and we will only see the real picture from the next census.
+ X 0.4
Number of
Number of words = 77
sentences = 4
FI = 11.32
Endnote
We have reached the end of the module – one of just three which are
specifically about 'writing'. Of course, this entire programme is about
writing better proposals, but language skills are just a small part of the
whole process.
Perhaps you came to this programme thinking that you would learn to
'talk the talk' of development: the long words and sentences that impress
so much but tell very little. However, achieving our objectives depends on
communicating clearly and efficiently. Many writers fail to keep their
sentences short enough or language simple enough for most readers,
causing a lot of strain.
Best of Luck!
There will be the usual reflection questions and practice exercises to help
you apply the tools for organising your ideas. On the way we will discuss
some of the implications of organising our writing professionally. Being
action-focused is a big aspect of writing style. As in the module on Clarity,
we will consider the implications of the approach we suggest.
Inductive Reasoning
Here’s an example of Inductive Reasoning:
In 2002, the number of women in the district who could read was just 9%.
This is poor by national standards, then estimated to be 14%. Presently
that figure is 19%. This means that there have been significant advances
in female literacy, which has more than doubled since 2002.
Our research also indicates that child mortality stands at just 6.1%,
compared to 8.4% six years ago. This represents a decrease of more
than 25%. Child mortality in the district was once among the highest in
the nation, and is now below the national average of 7.4% (est. 2006).
Both paragraphs are certainly cohesive and complete, but look at where
the conclusions are. In each case, they come at the end of the paragraph.
Both paragraphs start by presenting facts, which alone may have no
significance to the reader. It is following the sequence ‘specific to
general’. This forces the reader to process all the information and can
make understanding the key point of each paragraph more challenging.
However, a busy reader will not usually read every word. They will usually
scan the document, especially if it is a long one, trying to get the main
ideas. They will certainly read the first sentence of each paragraph. If the
first sentence is just raw data with no explanation, this can lead to
frustration.
Always put yourself in the reader’s position. What questions does the
reader want the writing to answer? That is what you should deal with first.
Deductive Reasoning
The same information could be presented a more professional way. With
Deductive Reasoning, you start out by stating your conclusion, expressed
in a Topic Sentence, and then present the main points. Finally, you give
the supporting details. Looking at the examples again, presented
deductively:
There have been significant advances in female literacy. This has more
than doubled since 2002. Presently, female literacy stands at 19%. In
2002, the number of women in the district who could read was just 9%.
This was poor by national standards, then estimated to be 14%.
Our research also indicates that child mortality in the district is now below
the national average. Child mortality has fallen by over 25% over the past
six years. Once among the highest in the nation – 8.4% compared to an
average of 7.4% (est. 2006) – it now stands at just 6.1%.
The first sentence of each paragraph is its Topic Sentence. It gives the
main idea of the paragraph. We are saying what is most important first, so
that the reader can more easily understand what is to follow. We are
saving the reader time – the time often wasted hunting for the main idea.
The reader can skim through the text and, by reading the first sentence of
each paragraph, should be able to build up a clear understanding of the
whole document. You are also saving your readers effort – the effort of
analysing the data themselves.
A further point is that when writing proposals, you will save yourself a lot
of effort when you come to draft a summary or write a shorter concept
paper. By taking the first – topic – sentence from each paragraph, you
should be able to build up a concise summary of the entire document. A
final advantage is that we can use well-expressed topic sentences to
support our main objective and persuade our readers.
The Pyramid
The Deductive Approach is sometimes described as an Inverted Pyramid.
In Nepal:
In Nepal, there are just 23,885 primary schools for around 2.5 million children. 60%
of these are in urban areas, while 93% of children live in rural areas. This means
that children’s access to education is very limited, especially in remote areas.
Despite this, 70% of all children are enrolled at primary level, which is encouraging.
However, while 79% of boys start primary level, this figure is just 61% for girls,
which means that girls are less likely to be educated than boys, a sign of gender
bias. In conclusion, we can see that the education status of children is poor.
At the base of the pyramid we have our data – facts and figures from the
field. At the next level, we have the main points. Finally, the journey ends
(at last!) with the writer’s conclusion.
For the reasons mentioned earlier (and others we will discuss shortly),
this is not the most effective way to present your professional writing.
Limited access is shown through the number of schools and their location. The
number of schools is not enough, with a ratio of one primary school per 150 children
(23,885 schools for 3.5m primary-age children). Furthermore, most of the schools
are concentrated in urban areas, far from where most children live. Nearly 2/3 of
schools (60%) are in urban areas while the majority of children (93%) live in remote
areas.
Even so, enrolment is reasonably high. Despite limited access, 70% of children do
enrol at primary level. However, 1/3 of children still do not begin primary education.
However, we can see widespread gender bias against girls in education. Fewer girls
get an opportunity for schooling, with 79% of boys enrolled compared to just 61% of
girls.
We travel down the pyramid. The different levels of the pyramid are
sometimes called the Ladder of Abstraction. At the top we have the
general or abstract ideas, and at the bottom we have the specifics.
Let’s look at that paragraph visually before we move on.
Task
Discussion
It’s your responsibility. In professional writing, it’s the writer who is the
‘expert’ and knows more than the reader. It’s the writer who has gathered
the information and analysed it. Anyone can ‘present information’: but the
professional writer’s responsibility is more than this. It’s to:
• Investigate
• Understand
• Describe
• Explain
It helps the reader to decide on action. Your reader has to spend less
mental effort on processing the information and can, consequently, focus
on understanding the meaning and significance of what you are writing.
It’s more persuasive. Readers are more likely to agree with your
conclusion if it comes at the beginning rather than at the end. If we
present our conclusion first, the following data strengthens and supports
it. However, if we present the data first, our readers will automatically
draw their own conclusions. If your conclusion doesn’t confirm what your
reader thinks, then you haven’t succeeded in presenting your case.
Your reader might not read everything. Professional readers will certainly
read the first paragraph, and the first sentence of each paragraph. If they
are very patient, they will read more – perhaps enough of each paragraph
until they find the significant point. Usually when I have found the main
point, I will jump to the next paragraph. (This way of reading is sometimes
exploited by evaluators trying to ‘cover up’ project shortcomings. I’ve seen
several proposals where the important analysis has been hidden away
deep inside dense paragraphs. Don’t do it!)
It gets your reader’s attention. By starting with the main point, you have
already got the reader’s attention. If they continue onto the second
paragraph, they are more likely to read all of what you have written. This
technique of ‘hooking’ your reader is especially effective in project
proposal writing. If you can get your reader’s attention early, and they go
onto the second page, your proposal is in with a better chance of
consideration.
It shows respect. If your conclusion comes last, you are forcing your
reader to read the whole thing.
People from some cultures may feel unsure about this last point.
Especially where there is a high Power-Distance between reader and
writer, or where it is traditional to show respect by not getting to the point
so directly, some writers may feel uncomfortable about this. We are
showing respect towards the reader’s time and mental effort by getting to
our main point quickly. However, we do not insist that you apply any of
the tools blindly. That is why we say get to the main point as soon as you
can.
We asked you earlier to also list any situations where it would not be a
good idea to be so ‘direct’. Here are the two situations where we think the
‘direct’ approach may be risky.
Bad News
It helps not to be too direct or blunt when we are giving bad news. For
example, we may need to reject a proposal or job application. Usually, we
will give some background and explanation before we give the main point.
(For example, ‘Thank you for your proposal dated …. We discussed this
at ….. While there were many strengths ….. Unfortunately ….. etc.’) Even
so, let’s make sure that the message is still clear. If you are firing
someone, don’t give so much complimentary background that the person
thinks he is being promoted!
High Power-Distance
Sometimes our readers can get offended when we are too direct. This is
no poor reflection on you as a writer – just that some readers can be very
fussy, especially if they consider themselves ‘experts’ or hold a lot of
‘power’. We all know that some bureaucrats expect a lot of ‘respect’, and
directness can sometimes offend their sensibilities.
I recall a letter I wrote to one ministry. It was around two pages, and, in
my opinion, in the most formal English I knew. My friend, a local lawyer,
had other ideas. ‘Too direct’, he said, and proceeded to add entire
phrases containing words like ‘grateful’, ‘humble’ and ‘respectfully’.
Even so, we still need to make our point clearly and unambiguously. And
in both of these cases, you still need to:
Remember that these different ways will all depend on the type of
document, purpose in writing or specific information we have collected.
Chronology / Sequence
Ordering ideas in a time-based sequence can be used for a variety of
writing types. Entire documents or major parts of documents can be
ordered in this way. Examples are:
Location
There are only few occasions when you will need to use this way to
organise your main points. Use this way when you are writing about
different geographical locations, organisational divisions, sections or
units. It can be useful for comparative analysis and some field reports
where several sites are visited for comparison.
Now we have covered Chronology and Location, let’s look at the most
common ways you will be using.
Order of Importance
This really is an underlying principle that should guide all our planning
and presentation of ideas. Don’t forget – it’s not what’s important to you
that matters, but what’s important for your reader. Your reader is going to
care about results and significance a lot more than method. So if you
spent six hours walking up a mountain to conduct a survey, it’s the
survey’s conclusions that matter and not its design or the journey.
One thing you definitely will organise using order of importance is your
recommendations. These will very often be presented as a list, either
bulleted or numbered. Some tips on making lists:
Even if you are using bullets, think about the hierarchy of ideas. While a
bulleted list indicates that ideas are of equal importance – numbers
indicate degree of importance of sequence – the brain doesn’t work like
that. A reader will always, at some level, assume that the top of the list is
more important than the bottom. So look at your list carefully and make
sure that your most important recommendation comes first.
Avoid long lists. Typically your list should be between three and seven
items. After seven, the short term memory has trouble grasping
everything. That’s why most telephone numbers – the variable part,
anyway – are seven digits and not eight.
If you can’t find a clear order of importance, arrange your list from
General to Specific. Talk about ‘education’ before you talk about ‘schools’
and ‘teachers’, and ‘health’ before detailing ‘doctors’ and ‘hospitals’.
That’s the Ladder of Abstraction again. You can go both ways, and we
will look at that a bit further in the next section.
If we follow the proposal Mind Map clockwise, we start with the most
essential point: the problem to be addressed. (Within the Challenge /
Problem statement also, we follow the same principle of importance – the
core problem first, then the effects, and finally the causes.)
Next comes the Project Description, and this follows the hierarchy of
ideas of our Project Planning Matrix / Logical Framework, from Goal right
down to Activities.
• Letters
• Memos
• Invitations
• Press Releases
We prefer the Deductive approach for the reasons mentioned earlier – it’s
easier to understand, it saves time, etc. But we do not insist that you turn
your writing completely upside down just because we say so.
Writing Effective Paragraphs
You will find this section simple, clear and easy to apply immediately to
your own planning and writing with great effect.
There should be just one message. If you have two important things to
say, write two paragraphs. As a reader I will usually, after I’ve found what
I think is the conclusion, skip to the next paragraph.
The same goes for the topic. Write about just one topic in your paragraph.
Don’t worry that your paragraph is too short – a paragraph can never be
too short. Even two sentences – one to state your conclusion and one to
present the supporting data – can be enough. (And never, ever make
your paragraph deeper than your page width!)
Make your reader’s life (and your life) easier. Use the Inverted Pyramid.
Make sure the first sentence of each paragraph sums up or concludes
from the data. (That means no numbers, statistics or any data.) Then
follow decreasing order of importance or go from general to specific.
That first sentence – it’s called the Topic Sentence. We will do some work
on that in a moment.
And make sure your argument flows. That means use the most common
linkers so the reader can follow your evidence effortlessly.
Topic sentences perform two major functions. We will call these structural
and interpretive. Structural describes the shape of the argument;
interpretive offers a conclusion, reaction or feeling.
• There are three main reasons for the high rate of out-migration
from in the district.
• The IEC materials had several benefits.
• Mediation has led to three important results.
• There are various causes for underemployment in urban areas.
• The non-formal education programme has had the following
results.
This next example demonstrates how the Topic Sentence guides the
reader to how the paragraph will continue.
There are three main reasons why many children fail to complete primary
education. Firstly, parents often depend on their children to support them
financially. For example, … another reason is …
Using Topic Sentences like these will help your reader to follow your
argument easily – as long as you signal / link your ideas together. We will
look at some ways to link our ideas together later in this module.
However, while structural topic sentences do help the reader to follow the
rest, they don’t tell us a lot. More valuable is the interpretive Topic
Sentence, which allows the writer free range to express his / her
interpretation of the data, and convince the reader at the same time. And,
yes – that does mean you can be ‘subjective’ if the data supports your
conclusions.
This means that you will be using adjectives to explain the meaning of the
data. The actual ‘information’ comes later in the paragraph.
There are so many things you can do with your first sentence we can only
suggest a few here. This is because your conclusions / interpretation will
be based on not just the data, but on everything you know about the
situation. As discussed already, in Professional Writing the writer is the
expert, not the reader, so it’s your responsibility to present your opinion
and interpretation.
You can be descriptive: e.g. high, low, widespread, limited, half, etc.
You can interpret / conclude using words such as suitable, beneficial,
unsuccessful, serious, etc.
You can even give your opinion, e.g. shocking or disturbing, if you want
your reader to also be shocked / disturbed by what you present.
Some examples:
You will need some time to work through the following exercises. They
are not as easy as they look – and the purpose of the exercises is not
about getting the ‘right’ answer. It’s about understanding better how Topic
Sentences function, and how they get our message across.
All of the exercises look similar. You will be presented with a paragraph
minus its Topic Sentence. You will need to read and analyse the
information, and draw a conclusion. You then should write this conclusion
as a full sentence (not just a title) in the space provided. After that, feel
free to read the discussion of the task which follows.
Task A
_________________________________________________________.
Zhemgang district can be reached by driving 14 hours in a four-wheel
drive vehicle from the capital city of Thimphu. The winding road passes
through dense forests and is prone to landslides. Many parts of the
district can only be reached on foot. Daily life in Zhemgang is a challenge
for the people, most of whom are farmers. Access to education and social
services is lower in Zhemgang than in other parts of Bhutan.
Possible Solution
Although this task was pretty straightforward, it will help us if we map the
information.
From the map we can see there are two main parts to the paragraph.
(What did we say about having only one main message? Oh, well.) One
part deals with location, which we can conclude is remote; and the other
describes the status of social services.
Task B
Again, the mountain kingdom of Bhutan is the focus, but this paragraph
takes a broader view in the regional context of South Asia. There is a lot
of information here: read carefully!
_________________________________________________________.
Although access to safe water lags slightly behind, housing, access to
sanitation and health care are significantly better. The population without
access to health services, safe waters, and sanitation in 2007 were 35, 42
and 30 percent, respectively. Thirty-eight percent of children under 5
years were malnourished, compared with 53 percent in South Asia, as a
whole.
Possible Solution
This one is certainly more challenging. For one, we have a lot more
information to process. Secondly, the controlling idea of the paragraph
only really becomes clear at the end with the words ‘compared with (the
rest of) South Asia as a whole’.
So we are comparing Bhutan with rest of the region but what, exactly, are
we comparing, and what’s the conclusion? Let’s see …
Looking at malnutrition, 38% seems very high. But looking at the rest of
the region with 53%, food security also seems better in Bhutan.
OK, that was quite a struggle, I think, but now the writer’s intention is
much clearer. Let’s not force our readers to go through the same process
every time we write.
Task C
OK, now the hardest task of all. The following text consists of four
paragraphs, and each one needs a Topic Sentence.
As the four paragraphs are part of the same text, I suggest you read
everything to get an idea of the main flow of the argument before
attempting to write the sentences. Don’t give up too quickly. The real
learning in this exercise is in the mental gymnastics, not the solution.
1. _____________________________________________ .
In 33 countries surveyed by the research team, at least a quarter of all
mothers under the age of 50 have seen one or more of their children die.
In five of the sub-Saharan African nations studied more than half said that
they had lost at least one child.
2. _____________________________________________ .
The major causes were found to be pneumonia, diarrhoea, measles,
tetanus, and malaria – five diseases that account for two thirds of illness
and death among children in the developing world. More than half of the
children who succumb to these diseases are weakened by malnutrition.
3. _____________________________________________ .
As well as the psychological pain of losing a child, a woman may lose the
contraceptive effect of breastfeeding – and so become pregnant again too
quickly.
4. _____________________________________________ .
Where child death rates exceed 100 per 1000 births, contraceptive use
generally remains below 20%.
Possible Solution
Paragraph 1
Did you come up with something about child mortality in Africa? If you did,
I am afraid you are off track. A lot of people jump on this piece of
information as being the most important. After all, what could be more
important than the fact that more than half of the mothers in those
countries had lost a child?
‘Mothers under the age of 50’ also defines the scope of the research and
doesn’t tell us anything dramatic.
33 countries surveyed, and in each one at least one in four mothers had
lost a child. Yes, for sure the situation in five of those 33 countries is even
worse, but the ‘one in four’ is our common denominator, the one fact that
is true in every place we surveyed.
Paragraph 2
We know they are diseases, and that they are prevalent in developing
countries. Are they infectious, perhaps? No, not that. Water-borne? No.
So what can we conclude about them?
Let’s consider malaria. Most of you will not have had malaria, even
though you may live or have visited areas where malaria can be found.
What about tetanus? That’s typically a result of a cut, perhaps rusted
metal. But if you cut yourself like that, the first thing you’d do would be to
get a booster shot.
That’s it! These are all preventable diseases. No child actually has to die
due to them.
Paragraph 3
As well as the psychological pain of losing a child, a woman may lose the
contraceptive effect of breastfeeding – and so become pregnant again too
quickly.
We are going to see a different type of Topic Sentence here. This one
illustrates how the ‘expert’ writer sometimes needs to develop the chain of
cause and effect which is beyond the reader’s grasp. The Topic Sentence
here will look at impact. The question is, then, what happens next in this
chain of cause and effect?
Paragraph 4
Where child death rates exceed 100 per 1000 births, contraceptive use generally
remains below 20%.
As with each example so far, we are going to try to make the data visual.
Let’s remember that the medium of text is linear. But what we are trying to
do each time we present an argument is to take the picture we see and
paint it, with words, so our
reader can see it also. So let’s
see the data before we ‘look’ at
it.
Let’s put ourselves for a moment in the shoes of the target group. You
live in a community where at least one in four mothers loses their child to
preventable disease. Family members, neighbours, everyone has some
story to tell. When your first child is born, how likely are you to be
interested in family planning, regardless of the efforts of NGOs? Knowing
your child could die, you would be more likely to resist these efforts and
have more children. This gives us a possible solution such as:
Where parents cannot be certain of the survival of their children, they are less likely
to be interested in family planning. Where child death rates exceed 100 per 1000
births, contraceptive use generally remains below 20%.
Readers do not read everything. They will skim the text, reading enough
of each paragraph to get the main point and, if satisfied, will jump to the
next paragraph. As you read the complete version below, notice how
easy it is for the reader to get the conclusion of each paragraph right from
the start.
One in four mothers see their children die. In 33 countries surveyed by the research
team, at least a quarter of all mothers under the age of 50 have seen one or more of
their children die. In five of the sub-Saharan African nations studied, more than half
said that they had lost at least one child.
There are several preventable causes. The major causes were found to be
pneumonia, diarrhoea, measles, tetanus, and malaria – five diseases that account
for two thirds of illness and death among children in the developing world. More than
half of the children who succumb to these diseases are weakened by malnutrition.
Child mortality also has effects on mothers’ health. As well as the psychological pain
of losing a child, a woman may lose the contraceptive effect of breastfeeding – and
so become pregnant again too quickly.
Where parents cannot be certain of the survival of their children, they are less likely
to be interested in family planning. Where child death rates exceed 100 per 1000
births, contraceptive use generally remains below 20%.
Developing the habit of always explaining the data before you present it is
a key to presenting our arguments effectively. Data is never neutral:
everything means something, and it’s our job to explain it.
• You will increase your conceptual brain power. Writing in this style
is good workout for the brain, especially the right hemisphere
which we often neglect in our working lives.
• By summarising throughout, we can easily summarise our entire
document by simply extracting the topic sentences and making
minor changes and additions, as below:
One in four mothers see their children die. Child mortality has several preventable
causes. Child mortality also has effects on mothers’ health. Furthermore, where
parents cannot be certain of the survival of their children, they are less likely to be
interested in family planning.
There are six major functions of linking devices you need to know. These
are:
• Addition
• Contrast
• Expressing cause / reason
• Expressing effect / result
• Narration
• Giving examples
Adding Contrasting
and but
as well as however
besides although
moreover despite
furthermore in spite of
what is more nevertheless
in addition on the contrary
another point is that whereas
while
Expressing cause / reason Narration
because first(ly)
as second(ly)
since finally
this is why next
because of before
due to after
owing to after that
when
while
during
Giving examples Expressing effect / result
for example, so
for instance, so....that
this includes therefore
such as consequently
e.g. (for example) as a result
i.e. (that is) for this reason
A sound knowledge of these is all you need to link your ideas together.
Endnote
In this module we looked at the essential writer’s tool of Organisation. We
have seen how the traditional, scientific (Inductive) approach to writing
compares to the Inverted Pyramid of Deductive writing; and, that in most
cases, we should present our ideas deductively.
Most important is that we give our main point – the significance of our
data, the conclusion of our analysis – first. After that, we should select
whichever way of organising our main points is most appropriate. Most
often this will be general to specific / order of importance, but may also
mean arranging our ideas by location or chronology.
In the next module we will apply this tool – as well as the tool of clarity –
in taking the analysis we did on the extended assignment and turning the
plan into a cohesive and persuasive draft. The next module, ‘Putting It All
Together’, will walk you through the steps of drafting the major sections of
your proposal.
1. Analysis
2. Planning
3. Drafting
4. Editing
The above are all editing tasks. If you saw the draft of this programme
you would realise what a mess it can look! However, drafts are not for the
public to see. They can be very untidy, and turning off the ‘highlight
spelling and grammar errors’ can help. This will allow you to stay focused
on the drafting, and not interrupt your ‘flow’ of writing to correct errors
which can be fixed later.
• Have fully completed the analysis and planning steps –this is not a
time to be thinking ‘What do I want to say?’ or ‘What comes next?’
Nothing should interrupt the flow as you simply follow the plan,
turning your ideas into words. Nor should you be looking for any
extra data at this point – all the information needed should be at
your fingertips in your Mind Map.
• Write clearly: short words, short sentences, no unnecessary
language! Plain and simple English (or whatever language you are
writing in), direct and to the point. You can always make the
sentences longer later if you don’t think it sounds ‘serious’
enough.
• Organise your ideas well. Follow the plan / map, and work from
the most important to least important, or general (map ‘branches’)
to specific (‘leaves and fruit’). Always explain data before you give
the specifics. Use topic sentences consistently.
In this module we are going to work with the Indonesia Case Study. We
will give you guidance on how to deal with each section, after which we
suggest you try to draft the relevant section using your Mind Map to guide
you. After our possible solution, we strongly recommend you apply the
ideas to your own ongoing proposal.
The Title
Guess what? We don’t do this here. Of course, you probably have a title
in mind, but it is the very last thing we will draft. There’s an obvious
reason: the title should reflect the proposal. If we write the title first, we
may subconsciously try to make our ideas fit the title, when the title
should reflect the ideas.
Most donors will specifically limit how much you are allowed to say here,
anyway. In some cases, you might be asked to use a maximum number
of words or pages (anything from 100 words to 2 pages), but the best
principle to follow here is say a little as possible to get your point across.
Don’t be tempted to add any unnecessary detail (you can always annex
longer ‘context’ descriptions) or show off your knowledge of the topic. The
reader has questions in mind, and you should answer them.
Before we get to the Core problem, however, you may need to establish
the context, particularly if your reader is unfamiliar with either the local
situation or events leading up to the problem. However, you must be brief.
Bear in mind what the reader needs to know to understand the problem
analysis, and limit yourself to the absolute minimum.
Task
Draft the description of the context. Bear in mind this is just a first draft.
Try to organise your ideas well and keep the language clear.
Possible Solution
Context
Over 5000 people have been displaced. More than 2000 have lost their
homes, and the rest are traumatised, afraid to return home. These IDPs
have taken shelter in temporary camps in a local school.
So far, response from local Government has been poorly managed and
may not be enough to address the situation.
Whatever you do, don’t exaggerate the problem so that it seems more
critical than it is. Most readers will not be convinced by exaggeration
anyway and, if you describe a situation as hopeless, donors may not see
much point in addressing it. You can reinforce the description of the core
problem in the next paragraph.
Also, our donor is usually further removed from the issue than we are.
They may not immediately grasp why the Core Problem is such a priority.
So, before we explain the causes, we should reinforce the initial
impression by discussing the effects and impacts. This justifies the
problem and can help the donor understand how the proposal is in line
with their policy. Again, follow the plan / map, and keep it brief and simple
and organise your ideas deductively. If there are many effects, organise
them by type. If the effects and impacts are a long chain of events, use
chronology.
In the third paragraph you can describe the causes. Your reader should,
at this point, already be convinced that a problem exists and that it
deserves attention. Now it’s time to demonstrate that you have a thorough
understanding of the underlying causes. This allows the reader to see
that you have really investigated the issue and are not just proposing
‘what you can do’, and the analysis will be reflected later in the project
description. Stick to the plan – follow a logical sequence and don’t be
tempted to add extra arguments or ‘spice up’ your language. Keep it
clear, brief and simple.
Task
Draft the Situation Analysis. Bear in mind this is just a first draft. Try to
organise your ideas well and keep the language clear.
Possible Solution
Situation Analysis
The 5000 IDPs at Camp A are in poor condition and facing potential
serious health risks. As a result, the rate of disease is already high, and
there have even been fatalities. Some cases of diarrhoea, dermatitis and
ARI have been reported so far, and one child has already died due to
dysentery.
The two main causes are a lack of sanitary toilet and kitchen facilities,
and severe overcrowding of available tents.
IDPs themselves have not been able to adapt easily to camp conditions.
Communities have limited awareness of hygiene practices. In almost in
every location visited the camp’s condition was unclean. Women are also
concerned as they do not feel safe and have little privacy.
There is a clear need for water supply and sanitation intervention and
some support for temporary shelter materials.
Begin with stating the Goal. Let this be a single sentence. Do the same
for the Outcome.
Now detail your Outputs and Activities. It may be useful for the reader if
you list all the Outputs, and then describe them one by one, filling in the
details about the actual Activities. Try to avoid giving long lists. This is the
Project Description so remember to actually describe the Activities. Try to
give the reader a feel for how these will actually be conducted on the
ground.
Task
Draft the Project Description. Bear in mind this is just a first draft. Try to
organise your ideas well and keep the language clear.
Possible Solution
Project Description
IDPs will have access to three litres per person/day from five
communal water tanks (capacity 2,000 litres each) set up in the
camp within the first week intervention. Up to 100 buckets (capacity
20 litres each) will be distributed to 100 households in the camp
within the first week. We will conduct advocacy and coordinate with
NGOs and local Government on how to rapidly provide adequate
safe water facilities for future crises.
Begin by summarising the approach. What are the main methods that will
be used why? Is it traditional M&E or participatory. How does the system
proposed fulfil the M&E needs of the project?
After this general description, you can get more specific. Who will carry
out M&E activities? Outline who will be responsible and the reason for
your choice. How frequently will monitoring be conducted? What will
happen with the results – how will they be disseminated and used to steer
the project?
Task
Using the map above, develop the M&E narrative of the Indonesia
proposal.
Possible Solution
The project will be monitored and evaluated through observation (of work
done, conditions and practices), by IDPs themselves through community
meetings, and through health reports from the local Government health
post. These will be combined into progress and evaluation reports at the
following key stages:
At project end:
• Camp Assessment
• Community Assessment
Project Management
Here your reader needs to know how the project will be staffed. In total,
how many staff are there?
For key positions, what skills are required? Do these skills already exist,
or do they need to be outsourced or trained? Have the candidates already
been identified? If needed, explain how they were selected. Describe the
duties for each key person.
Describe the support structure. What positions exist and how do they
contribute to the smooth-running of the project?
Which staff are full-time, and which are on a fixed number of days? What
are the lines of responsibility and communication?
Task
Possible Solution
Project Management
Budget
For the budget, do not simply present table of items listed against
expense. When describing the budget, start with the total budget and then
break it down.
Now you can list in detail the main items, but don’t put them all into just
one table. Categorise the types of cost as you did above. End the costs
part of the budget by explaining any unusual items or large costs.
Task
Possible Solution
Budget
Of this, 14,650 will be direct project costs, while another 4000 GBP covers staffing
and running costs.
Direct Costs
Output 1 – Increased availability and accessibility of safe water for IDPs – 6850 GBP
Output 2 – Increased availability and accessibility of safe latrines – 5000 GBP
Output 3 – Occupancy of temporary shelters does not exceed 10 people per tent –
2500 GBP
Output 4 – IDPs apply effective hygiene practices – 300 GBP
The remaining 1210 GBP (6% of total budget) is to cover day-to-day running costs
and overheads.
Organisation Background
Task
Possible Solution
Organisation Background
The 5000 IDPs at Camp A are in poor condition and facing potential
serious health risks. As a result, the rate of disease is already high, and
there have even been fatalities. Some cases of diarrhoea, dermatitis and
ARI have been reported so far, and one child has already died due to
dysentery.
The two main causes are a lack of sanitary toilet and kitchen facilities,
and severe overcrowding of available tents.
IDPs themselves have not been able to adapt easily to camp conditions.
Communities have limited awareness of hygiene practices. In almost in
every location visited the camp’s condition was unclean. Women are also
concerned as they do not feel safe and have little privacy.
There is a clear need for water supply and sanitation intervention and
some support for temporary shelter materials.
Project Description
This project aims to bring about an improvement in the health status of
IDPs at Camp A. This will be done through immediately improving their
living conditions.
IDPs will have access to three litres per person/day from five communal
water tanks (capacity 2,000 litres each) set up in the camp within the first
week intervention. Up to 100 buckets (capacity 20 litres each) will be
distributed to 100 households in the camp within the first week. We will
conduct advocacy and coordinate with NGOs and local government on
how to rapidly provide adequate safe water facilities for future crises.
Up to 100 tents will be distributed to 100 households within the first week.
We will liaise with the local government (responsible for camp security) in
setting up a security system participated in by IDPs. We will conduct
advocacy and coordinate with NGOs and local government on how to
store and manage tents for future crises.
At project end
• Camp Assessment
• Community Assessment
Project Management
Altogether, there will be four project staff as follows:
Budget
The total budget will be 18,650 GBP.
Of this, 14,650 will be direct project costs, while another 4000 GBP
covers staffing and running costs.
Direct Costs
Organisation Background
Our purpose is:
Endnote
Congratulations on having come this far. This module, ‘Putting It All
Together’, covered the Drafting stage of the Writing Process. We have
seen that, once we have a plan, we can take our map and use it to guide
us in presenting our analysis and data.
There’s still a little more to do. In the final module we will look at Finishing
off the Proposal, covering language and style, and the editing process.
You will learn some more about style – how your writing sends a
message to others about who you are. Several pages are devoted to how
to improve your style, and there are several exercises to help you apply
this.
The other major focus of this module is editing. This is a process, and
more than just about checking spelling and grammar, but also about how
to edit for clear objectives, clarity, organisation, language and style as
well.
Generally, try to write in a style that is close to – but more consistent and
accurate than – the style you speak with. Keep it simple and natural.
Avoid jargon (specialised or technical language that few ‘outsiders’ can
understand) and slang / idioms (they look strange and go out of fashion
quickly). Keep terminology within the reader’s easy comprehension. Just
because we are writing, there is no need to try to impress the reader with
long words and complicated sentences. This is dangerous in Professional
Writing because it gets in the way of ideas, and the writing loses impact.
Whenever we communicate, there are three main factors which affect the
style we use. These are:
The message itself – what we are saying is obviously a big factor. It could
be good news or bad news; we might be discussing a 50$ item or a $2m
project; reporting on a major success or proposing a solution to a
desperate situation. In each case our style would vary.
One thing I frequently notice is that the budget of a project seems to have
a corresponding effect on sentence length and vocabulary. As projects
get bigger, the Fog Index (FI – see the module on Clarity) grows, too.
Unfortunately, this often leads to lack of clarity and impact in many
proposals.
The second factor is the medium. It’s true that there is a Fog Index (FI)
range for Professional Writing with 12 as a simple average and 15 as an
upper limit. E-mails and memos should be at the lower end of the scale
(around 10), while evaluation reports and longer proposals can reach 15.
(However, in reality, too many reports and proposals have an FI which is
higher than that – 16-18 is a common range.) Whatever you write, you
should aim to follow the principles practised the earlier writing skills
modules and write clearly, getting your main point across as soon as you
can. Never write anything – any word or phrase –that you would not use
while speaking.
The third big factor affecting style is your relationship with your reader. If
we know somebody well we tend to be more direct and conversational,
but when writing to a stranger we might be a little more formal – but not
as formal as you might think.
Again, remember that your written style should not differ much from the
way you speak. As a rule, if you wouldn’t say it, don’t write it.
There are several ways in which they can do this. You can make the style
of your writing more dynamic by:
The next section covers some of the tools we can use to improve our
style. (Many important ideas related to style have already been discussed
in the module on Clarity.)
In the above sentence, there are two actions –‘arrange a meeting’, and
the other is ‘finalise the immunisation programme schedule’. Bringing the
most important action (the result of the meeting) to the beginning, we get:
But a warning: do NOT apply this tool ALL the time! Just, while editing,
reorganise a few sentences – especially the ones which are really about
action – to change the emphasis. This will have a further advantage of
breaking up the ‘rhythm’ of your natural way of organising ideas and keep
your reader more alert.
Use Questions
These get your reader’s attention. Of course, if you use a question, you
MUST answer it IMMEDIATELY. Don’t overuse this tool.
• Might
• Could
• May
• Hope
• Perhaps
• Possibly / It is possible that
• Quite
• Something like
• Soon
• Later
Wherever possible, always use the active voice. It is not ‘better’ or ‘more
formal’ to use passives – it just causes the reader problems, makes your
writing longer and more difficult to follow, and you are more likely to make
grammatical errors.
Short words are easier to read, and help your writing to ‘flow’ – long
words (‘hard’ words) interrupt the reader’s concentration, especially if
there are a lot of them.
Example
Few will disagree that inappropriate land policies can constitute a serious constraint
on economic and social development: Insecure land tenure, outdated regulations,
and dysfunctional land institutions constrain private investment and undermine local
government’s ability to raise taxes in many countries.
Straightforward Version
Poor land policies can seriously constrain economic and social development.
Insecure land tenure, outdated regulations, and poorly running land institutions limit
private investment and weaken local government’s ability to raise taxes.
• Hereby
• Herein
• Aforementioned
• Heretofore
• Thereby
• Endeavour to ascertain (instead of ‘try to find out’)
• Utilise (instead of ‘use’)
• Methodology (instead of ‘method’)
They are easy to avoid. As mentioned already, don’t write words you
would never use while speaking.
As well as the tools presented in the module on Clarity, be alert for use of
common unnecessary words / phrases, especially those which occur
frequently. For example, in all cases, the word ‘project’ is redundant in
phrases like:
• Project implementation
• End-users of the project inputs
Depending on which sector you are working in, be also alert for
unnecessary, repeated use of words related to that field, e.g. forestry,
maternal, agricultural, governance, participatory, etc.
Firstly, make sure you leave a decent space of time between finishing
your draft and starting to edit. Otherwise, there is the danger of assuming
that everything which was in your plan and is in your head is also well
explained and complete on paper.
Some of these steps you must do yourself. For final stages, it’s a good
idea to have someone else check. At all stages it is useful to get feedback
from other people, whether it’s about the ‘big three’ (Objectives,
Organisation and Clarity) or about spelling and grammar.
Edit hard copy and not on screen. You must print it if you want to catch
everything. Then, find a place where you will not be disturbed for a
specific time period (at least 20 minutes and no more than 50). Make sure
also that you have a good light, are well rested and are actually in the
mood.
Changes you may make at this stage could vary and include:
While you do this first edit, you will probably notice some other things that
you think need changing – the occasional word that escaped you while
drafting, perhaps some inaccurate data or data missing or some obvious
spelling error. Of course, you can change these, and you should, but
don’t get distracted.
Now look at the paragraphs. Are they organised deductively? And, if the
answer is no, do they need to be changed or not? Edits here may be as
minor as moving one sentence to the beginning, or as major as redrafting
the whole paragraph.
Read through the draft one more time to see if the changes had the effect
you intended.
Clear: Check the Fog Index. (You can use an on-line calculator for this.
It’s very useful as it will highlight all the ‘hard’ words.) Check for:
• If any sentences are over 30 words, find the linker and replace it
with a full stop.
• Reduce unnecessary words. Strike out words that are
unnecessary and look for ways to reduce the length of longer
phrases.
• Remove all phrases that have little meaning or get in the way of
the real meaning of the sentence.
• Check that any emphasising language is used sparingly and
accurately so it has the desired impact.
• Look for any abstract nouns and see if they would sound more
dynamic if changed back into verbs.
• Underline any examples of passive voice and, if you can’t justify
why you are using passive voice, rewrite as active verbs.
Identify any remaining ‘hard’ words. Replace them with short words
wherever it does not take away from the original meaning. (By the final
stage, most of the remaining ‘hard’ words will be those related to the
content.)
Check that any terminology used is used correctly, appropriately and not
too often. Make sure that they are terms that the reader will understand.
Make sure any terminology is explained, where necessary, the first time it
is introduced. This can be a very brief explanation either immediately in
parentheses or as a footnote.
The best way to do this stage is to give it to someone else. By this point
you are probably tired of the whole business and are desperate (or being
pressed by a deadline) to submit the document.
• Take a break.
• Print a fresh copy and find a place without distraction
• Read the text aloud as you check for grammar, spelling and
punctuation. It will help you spot mistakes in sentence
construction. (Some software such as Adobe Reader will also
‘read’ your document aloud to you.)
• Work in blocks of at least 20 minutes but never more than 50, as
concentration will drop dramatically after that. This means that you
should take frequent breaks with longer documents.
• Using a ruler or card as you read will help you focus on each line
without your eye jumping to the next line. When checking spelling,
do the same but working in reverse, i.e. from the bottom of the
page working from right to left. When we read from left to right we
automatically read for meaning and will often fail to notice errors:
reading from right to left focuses us on the spelling of individual
words.
• Check fonts (types and sizes), text alignment and, particularly,
consistency of headings.
• Pass to someone else for final checking.
12 pt. looks good and is easy to read, 11 is also OK. 10 pt. starts to get
crowded and below that, forget it. Don’t switch font sizes inconsistently for
space (e.g. don’t have a page at 11 pt. and then the last paragraph is 10
pt. to make it fit on the page. Better to continue on a new page.)
Whatever you do, be consistent throughout.
Main headings should be 2 pts bigger than the body text; sub-headings
can be one point bigger. Don’t underline headings, it makes them harder
to read: the only emphasis you need within paragraphs is /bold/. Never
put headings all in capitals. Remember also to only capitalise the first
letter of ‘content’ words in your headings: that’s nouns, verbs, adjectives
and adverbs: prepositions, articles and auxiliary verbs are all lower case.
See the headings throughout this programme and notice which words are
not written with capital letters.
Don’t italicise long texts. Any use of italics should be consistent and for
key words / terms emphasised. (Use ‘quote’ marks, by the way, only
when quoting a person or text, or when indicating a term being used in an
unexpected way, e.g. ‘hard’ words – italics because ‘hard’ has an unusual
meaning here, italics to make the phrase stand out.)
These are just guidelines – we may ourselves not have followed them
exactly throughout this programme. However, it’s important to be as
consistent as you can be throughout.
Never set the page margins extra wide to accommodate your text. This
looks poor and is hard to follow.
Using lists also allows some white space to enter the mix. Don’t be
tempted to fill the empty space to the right of your list with a picture / table
– it will be distracting. (Of course, use the space for a picture if it’s
necessary – just don’t try to fill up the space because it’s there.)
Paragraphs should start on new pages. The white space on the preceding
page is good for the eyes.
Although ‘justified’ text looks tidy, it is hard to read and can cause text to
stretch (especially any text in columns). Your text and headings should be
aligned left.
Centred text should be used to caption pictures, graphs and any other
visual information.
Task
900
800
700
600
500
400
300
200
100
0
2005 2006 2007 2008 2009
Fig: Reported Cases of Domestic Violence
Possible Solution
There are several possible interpretations. However, one thing the graph
does not say is that domestic violence is increasing: the graph only shows
reported cases.
Since the programme began, women are less afraid to speak out about
domestic violence.
Pictures
Pictures also support the message. They are not just a way to make your
document look better (although they do) or fill up ‘white space’ (which you
don’t need to do). As with graphs and tables, they should:
Where you place your visuals (graphs, pictures, quotes) is important. It’s
partly a matter of personal choice (i.e. what ‘looks right’), but bear in mind
the following:
• Make sure the image is close to the text that supports it and,
wherever possible, it must be on the same page
• Make sure the text refers the reader to the illustration
• Don’t break sentences or paragraphs with images
• You can place your images to the right of the page for neat text
wrapping
If there is just one image, the centre of the page is usually the best place.
However there should be white space either side of the image, except
when you are using columns. If you are using columns, make sure the
text on the left and right sides of your visual are not stretched,
compressed or hyphenated. Resize the image if necessary. (Never edit
the text to fit the image – or page size – except as a last resort!)
Text Boxes
Text boxes are used for any non-essential text that either adds further
information or highlights certain parts of the main text.
Final Task
Please apply all of the tools you have learned in this module, as well as
everything else you know about Professional Writing.
• Clear Objectives
• Organisation – here you may need to add, move or remove
sentences and paragraphs
• Clarity – review each sentence for unnecessary words and
phrases, hard words, passive voice, emphasising words and
nominalisations
• Conciseness – information may need to be added, removed or
clarified so that there is the ‘right amount’ of data
• Style – make sure the writing is relaxed, direct and easy to read
• Language – ensure that the terms used are appropriate to the
audience
• Accuracy – grammar, spelling, and punctuation should all be
correct
First Draft
Situation Analysis
The 5000 IDPs at Camp A are in poor condition and facing potential
serious health risks. As a result, the rate of disease is already high, and
there have even been fatalities. Some cases of diarrhoea, dermatitis and
ARI have been reported so far, and one child has already died due to
dysentery.
The two main causes are a lack of sanitary toilet and kitchen facilities,
and severe overcrowding of available tents.
IDPs themselves have not been able to adapt easily to camp conditions.
Communities have limited awareness of hygiene practices. In almost in
every location visited the camp’s condition was unclean. Women are also
concerned as they do not feel safe and have little privacy.
There is a clear need for water supply and sanitation intervention and
some support for temporary shelter materials.
Project Description
IDPs will have access to three litres per person/day from five communal
water tanks (capacity 2,000 litres each) set up in the camp within the first
week intervention. Up to 100 buckets (capacity 20 litres each) will be
distributed to 100 households in the camp within the first week. We will
conduct advocacy and coordinate with NGOs and local government on
how to rapidly provide adequate safe water facilities for future crises.
Up to 100 tents will be distributed to 100 households within the first week.
We will liaise with the local government (responsible for camp security) in
setting up a security system participated in by IDPs. We will conduct
advocacy and coordinate with NGOs and local government on how to
store and manage tents for future crises.
The project will be monitored and evaluated through observation (of work
done, conditions and practices), by IDPs themselves through community
meetings, and through health reports from the local government health
post. These will be combined into progress and evaluation reports at the
following key stages:
At project end
• Camp Assessment
• Community Assessment
Project Management
Budget
Of this, 14,650 will be direct project costs, while another 4000 GBP
covers staffing and running costs.
Direct Costs
Organisation Background
Our purpose is:
Submitted by:
Emergency Response Team
24 July 2009
Situation Analysis
On 17 July at around 5PM a huge flood hit the coast of Kampung. As a
result 60 people died and more than one hundred were injured. The worst
affected were poor people living in coastal areas. More than 2000 people
lost their homes, and the rest are traumatised, afraid to return. Currently,
over 5000 people have been displaced. These IDPs have taken shelter in
Camp A, a temporary camp in a local school managed by local
government.
This presents a potential and severe health risk for both water-borne and
communicable disease. Among the health risks the 5000 IDPs at Camp A
face are diarrhoea, dermatitis and ARI (Acute Respiratory Infection). The
rate of disease is already high, and there have even been fatalities. One
child has already died due to dysentery.
Kitchens are unsanitary due to lack of clean water. Tents are also
overcrowded, with more than ten people sharing a space designed for
five. This increases the likelihood of cross-infection among the camp
population.
IDPs themselves have not been able to adapt easily to camp conditions.
Communities have limited awareness of hygiene practices and in almost
in every location visited the camp’s condition was unclean. Women are
particularly concerned as they do not feel safe and have little privacy.
Project Description
This project aims to bring about an improvement in the health status of
IDPs at Camp A. This will be done through immediately improving their
living conditions, providing access to safe water, constructing latrines and
tents and educating the population on hygienic practices.
The project strategy addresses the immediate needs / health risks, and
also addresses longer term issues, particularly local NGOs’ and
government’s ability to respond to future emergencies. The primary
approach is to:
At the same time, we will work towards improving the hygiene practices of
IDPs and capacity of local partners. Although end-user participation in
planning and implementation is limited, this project will bring immediate
relief to a critical situation. During the process of delivery we will involve
communities wherever feasible, while developing the capacity of partners
to respond more effectively to future crises.
IDPs will have access to three litres per person/day from five communal
water tanks (capacity 2,000 litres each) set up in the camp within the first
week intervention. Up to 100 buckets (capacity 20 litres each) will be
distributed to 100 households in the camp within the first week. We will
conduct advocacy and coordinate with NGOs and local government on
how to rapidly provide adequate safe water facilities for future crises.
Up to 100 tents will be distributed to 100 households within the first week.
We will liaise with the local government (responsible for camp security) in
setting up a security system designed and managed by IDPs themselves.
We will conduct advocacy and coordinate with NGOs and local
government on how to store and manage tents for future crises.
• Camp assessment
• Community assessment
At the end of two weeks, all activities (including latrine construction and
hygiene training) will be complete. We will then assess usage of services
and community response.
One month after project end we will again evaluate the camp condition,
and assess the health status via health post reports. We will also assess
how IDPs view the improved situation at this time, and recommend any
further actions needed.
Project Management
There will be four project staff as follows:
Budget
The total budget will be 18,650 GBP.
Of this, 14,650 will be direct project costs, while another 4000 GBP
covers staffing and running costs.
Direct Costs
Indirect Costs
Organisation Background
Our Purpose
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