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During the American Civil War, soldiers were faced with a number of ethical

Instructions for the Government of Armies of dilemmas. Lieber knew about some from his own European wartime experiences,
the United States in the Field (Lieber Code). 24 as well as through his sons (two of whom fought for the Union, and another died
fighting for the Confederacynear Williamsburg). While in St. Louis searching for
April 1863. one of his sons, who had been wounded at Fort Donelson, Lieber met Union
General Henry Halleck, who had been a lawyer in civilian life. As the war dragged
on, the treatment of spies, guerrilla warriors, and civilian sympathizers became
The "Lieber Instructions" represent the first attempt to codify the laws of war. They were prepared
during the American Civil War by Francis Lieber, then a professor of Columbia College in New
especially troublesome. So too was the treatment of escaped slaves, who were
York, revised by a board of officers and promulgated by President Lincoln. Although they were forbidden to return to their owners by an order of March 13, 1862. After Halleck
binding only on the forces of the United States, they correspond to a great extend to the laws became general-in-chief in July, 1862, he solicited Lieber's views. The professor
and customs of war existing at that time. The "Lieber Instructions" strongly influenced the further responded with a report, "Guerilla Parties Considered With Reference to the Laws
codification of the laws of war and the adoption of similar regulations by other states. They and Usages of War", and Halleck ordered 5000 copies printed.[4] That same
formed the origin of the project of an international convention on the laws of war presented to summer, Lieber advised Secretary of War Edwin Stanton concerning the "military
the Brussels Conference in 1874 and stimulated the adoption of the Hague Conventions on land
warfare of 1899 and 1907.
use of colored persons".
By year's end, Halleck and Stanton invited Lieber to Washington to revise the 1806
Lieber Code Articles of War. Other members of the revision committee included Major
Generals Ethan Allen Hitchcock, George Cadwalader, and George L. Hartsuff,
From Wikipedia, the free encyclopedia and Brigadier General John Henry Martindale, but essentially Lieber was left to
The Lieber Code of April 24, 1863, also known as Instructions for the draft instructions for Union soldiers facing these situations. Halleck edited them to
Government of Armies of the United States in the Field, General Order № ensure nothing conflicted with Lincoln's Emancipation Proclamation. Then Lincoln
100,[1][2] or Lieber Instructions, was an instruction signed by US issued them in April, 1863.[3]
President Abraham Lincoln to the Union Forces of the United States during
the American Civil War that dictated how soldiers should conduct themselves Main provisions[edit]
in wartime. Its name reflects its author, the German-American legal scholar and
political philosopher Franz Lieber. The main sections concerned martial law, military jurisdiction, and the treatment of
spies, deserters, and prisoners of war.
Historical background[edit] Ethical treatment[edit]
Lieber had fought for Prussia in the Napoleonic Wars and had been wounded at The document insisted upon the humane, ethical treatment of populations in
the Battle of Waterloo. He had lived and taught for two decades in South Carolina, occupied areas. It was the first codified law that expressly forbade giving "no
where he was exposed to the horrors of slavery. Beginning in October 1861, as quarter" to the enemy (i.e. killing prisoners of war), except in such cases when the
professor of history and political science at what became Columbia University, survival of the unit that held these prisoners was threatened. It forbade the use of
Lieber delivered a series of lectures at the new Law School entitled "The Laws and poisons, stating that use of such puts any force who uses them entirely outside the
Usages of War". He believed the methods used in war needed to align with the pale of the civilized nations and peoples; it forbade the use of torture to extract
goals and that the ends must justify the means, and he published the lectures as confessions; it described the rights and duties of prisoners of war and of capturing
"International Law, or, Rules Regulating the Intercourse of States in Peace and forces. It described the state of war, the state of occupied territories, and the ends
War".[3] of war, and discusses permissible and impermissible means to attain those ends;
it discussed the nature of states and sovereignties, and insurrections, rebellions,

1
and wars. As such, it is widely considered to be the first written recital of However, the code envisioned a reciprocal relationship between the population
the customary law of war, in force between the civilized nations and peoples and the Army. As long as the population did not resist military authority, it was to
since time immemorial, and the precursor to the Hague Regulations of 1907, the be treated well. Should the inhabitants violate this compact by taking up arms and
treaty-based restatement of the customary law of war. supporting guerrilla movements, then they were open to sterner measures. Among
these were the imposition of fines, the confiscation and/or destruction of property,
Slavery and black prisoners of war[edit] the imprisonment and/or expulsion of civilians who aided guerrillas, the relocation
The Lieber Code was probably commissioned by the Lincoln Administration to of populations, the taking of hostages, and the possible execution of guerrillas who
deal with the crisis touched off by the Emancipation Proclamation, [citation needed] which failed to abide by the laws of war.[9] It authorized the shooting on sight of all persons
the Confederacy insisted was in violation of the customary rules of warfare. not in uniform acting as soldiers and those committing, or seeking to commit,
Moreover, Confederate officials such as Jefferson Davis had announced that the sabotage.[10]
Confederacy would treat black Union soldiers as criminals, not as soldiers, subject Part of the Code follows:
to execution or re-enslavement upon capture.[5][6]
14. Military necessity, as understood by modern civilized nations, consists in the
The Lieber Code defended the lawfulness of Emancipation under the laws of war necessity of those measures which are indispensable for securing the ends of the
and insisted that those same laws prohibited discrimination on the basis of color war, and which are lawful according to the modern law and usages of war.
among combatants.[7]
15. Military necessity admits of all direct destruction of life or limb of armed
One recent author says that the Code's association with Emancipation and the enemies, and of other persons whose destruction is incidentally unavoidable in the
problem of black Union soldiers was so close that it ought to be called not Lieber's armed contests of the war; it allows of the capturing of every armed enemy, and
Code but Lincoln's Code since it was part and parcel of the most important decision every enemy of importance to the hostile government, or of peculiar danger to the
of Lincoln's presidency.[7] captor; it allows of all destruction of property, and obstruction of the ways and
channels of traffic, travel, or communication, and of all withholding of sustenance
Sterner measures[edit] or means of life from the enemy; of the appropriation of whatever an enemy's
Both the Lieber Code and the Hague Convention of 1907, which took much of the country affords necessary for the subsistence and safety of the Army, and of such
Lieber Code and wrote it into the international treaty law, included practices that deception as does not involve the breaking of good faith either positively pledged,
would be considered illegal or extremely questionable by today's standards. In the regarding agreements entered into during the war, or supposed by the modern law
event of the violation of the laws of war by an enemy, the Code of war to exist. (...But...) Men who take up arms against one another in public war
permitted reprisal (by musketry) against the enemy's recently captured POWs; it do not cease on this account to be moral beings, responsible to one another and
permitted the summary execution (by musketry) of spies, saboteurs, francs- to God.
tireurs, and guerrilla forces, if caught in the act of carrying out their missions. 16. Military necessity does not admit of cruelty—that is, the infliction of suffering
(These allowable practices were later abolished by the Third and Fourth Geneva for the sake of suffering or for revenge, nor of maiming or wounding except in fight,
Conventions of 1949, following World War II, which saw these practices in the nor of torture to extort confessions. It does not admit of the use of poison in any
hands of totalitarian states used as the rule rather than the exception to such.) way, nor of the wanton devastation of a district. It admits of deception, but disclaims
Such terms reflected Lieber's deep interest in the ideas of Prussian military acts of perfidy; and, in general, military necessity does not include any act of
strategist Carl von Clausewitz. They also arose out of one of the Code's central hostility which makes the return to peace unnecessarily difficult.
aims, which was not merely to limit the war, but to legitimate its expansion in the
move to Emancipation and a more aggressive war effort.[8] Legacy[edit]

2
In the Civil War[edit]
Historians have often dismissed the role of the Code in the war effort. While it is
Geneva Conventions
true that commanders such as William Tecumseh Sherman rarely, if ever, The Geneva Conventions comprise four treaties, and three additional protocols,
consulted the Code in making combat decisions, the Code played a significant role that establish the standards of international law for humanitarian treatment in war.
nonetheless in the war's last two years. It provided a blueprint for hundreds of war The singular term Geneva Convention usually denotes the agreements of 1949,
crimes trials (i.e., charging people for violations of the laws and customs of war). negotiated in the aftermath of the Second World War (1939–45), which updated
Also, its provisions on black soldiers bolstered the Union's unpopular decision to the terms of the two 1929 treaties, and added two new conventions. The Geneva
cease prisoner exchanges so long as the South refused to exchange black Conventions extensively defined the basic rights of wartime prisoners (civilians
prisoners on equal terms with white ones.[7] and military personnel), established protections for the wounded and sick, and
established protections for the civilians in and around a war-zone. The treaties of
In international law [edit] 1949 were ratified, in whole or with reservations, by 196 countries.[1] Moreover, the
Participants in the international Hague Peace Conferences used Lieber's text as Geneva Convention also defines the rights and protections afforded to non-
the basis for negotiations which resulted in the Hague Conventions of 1899 and combatants, yet, because the Geneva Conventions are about people in war, the
1907. These two international agreements set forth laws of land and naval warfare. articles do not address warfare proper—the use of weapons of war—which is the
Subsequently, during World War I and World War II, many of these laws were subject of the Hague Conventions (First Hague Conference, 1899; Second Hague
broken. Following World War II, jurists at the Nuremberg Trials and the Tokyo Conference 1907), and the bio-chemical warfare Geneva Protocol (Protocol for
Trials ruled that by 1939 the rules for armed conflicts, particularly those the Prohibition of the Use in War of Asphyxiating, Poisonous or other Gases, and
concerning belligerent and neutral nationals, had been recognized by all civilized of Bacteriological Methods of Warfare, 1925).
nations and thus could apply to officials even of countries that never signed the
Hague Conventions. Some features of the Lieber Code are still evident in History[edit]
the Geneva Conventions of 1949.[7]
Philippine–American War[edit] The Swiss businessman Henry Dunant went to visit wounded soldiers after
An abridged version of the Lieber Code was published in 1899 in The War of the the Battle of Solferino in 1859. He was shocked by the lack of facilities, personnel,
Rebellion: A Compilation of the Official Records of the Union and Confederate and medical aid available to help these soldiers. As a result, he published his
Armies.[11] Lieber's son, Guido Norman Lieber, was Judge Advocate General of the book, A Memory of Solferino, in 1862, on the horrors of war.[2] His wartime
Army from 1895 until 1901, during the Spanish–American War and Philippine– experiences inspired Dunant to propose:
American War. The Lieber Code therefore was used extensively during this period
when considering and litigating actions by American forces against the native  A permanent relief agency for humanitarian aid in times of war
population and Philippine revolutionaries (e.g., J. Franklin Bell and Littleton  A government treaty recognizing the neutrality of the agency and allowing it to
Waller). provide aid in a war zone
US Law of War Manual[edit] The former proposal led to the establishment of the Red Cross in Geneva. The
latter led to the 1864 Geneva Convention, the first codified international treaty that
In 2015, the United States Department of Defense published its Law of War covered the sick and wounded soldiers in the battlefield. On 22 August 1864, the
Manual.[12][13] It was updated and revised in May 2016.[14] The Manual explicitly Swiss government invited the governments of all European countries, as well as
refers to the Lieber Code, and the Lieber Code's influence on the Law of War the United States, Brazil, and Mexico, to attend an official diplomatic conference.
Manual is apparent throughout.[15] Sixteen countries sent a total of twenty-six delegates to Geneva. On 22 August

3
1864, the conference adopted the first Geneva Convention "for the Amelioration of The 1929 conference yielded two conventions that were signed on 27 July 1929.
the Condition of the Wounded in Armies in the Field". Representatives of 12 states One, the "Convention for the Amelioration of the Condition of the Wounded and
and kingdoms signed the convention:[3][4] Sick in Armies in the Field", was the third version to replace the original convention
of 1864.[12][9] The other was adopted after experiences in World War I had shown
 Swiss Confederation the deficiencies in the protection of prisoners of war under the Hague Conventions
of 1899 and 1907. The "Convention relative to the Treatment of Prisoners of War"
 Grand Duchy of Baden was not to replace these earlier conventions signed at The Hague, rather it
 Kingdom of Belgium supplemented them.[13][14]
 Kingdom of Denmark Inspired by the wave of humanitarian and pacifistic enthusiasm following World
 Second French Empire War II and the outrage towards the war crimes disclosed by the Nuremberg Trials,
 Grand Duchy of Hesse a series of conferences were held in 1949 reaffirming, expanding and updating the
 Kingdom of Italy prior Geneva and Hague Conventions. It yielded four distinct conventions:
 Kingdom of the Netherlands
 The First Geneva Convention "for the Amelioration of the Condition of the
 Kingdom of Portugal and the Algarves
Wounded and Sick in Armed Forces in the Field" was the fourth update of the
 Kingdom of Prussia original 1864 convention and replaced the 1929 convention on the same
 Kingdom of Spain subject matter.[15]
 Kingdom of Württemberg  The Second Geneva Convention "for the Amelioration of the Condition of
Wounded, Sick and Shipwrecked Members of Armed Forces at Sea" replaced
For both of these accomplishments, Henry Dunant became corecipient of the
the Hague Convention (X) of 1907.[16] It was the first Geneva Convention on
first Nobel Peace Prize in 1901.[5][6]
the protection of the victims of maritime warfare and mimicked the structure
On 20 October 1868 the first, unsuccessful, attempt to expand the 1864 treaty was and provisions of the First Geneva Convention.[9]
undertaken. With the 'Additional Articles relating to the Condition of the Wounded  The Third Geneva Convention "relative to the Treatment of Prisoners of War"
in War' an attempt was undertaken to clarify some rules of the 1864 convention replaced the 1929 Geneva Convention that dealt with prisoners of war.[17]
and to extend them to maritime warfare. The Articles were signed but never ratified  In addition to these three conventions, the conference also added a new
by all parties. Only the Netherlands and the United States ratified the Articles.[7] The elaborate Fourth Geneva Convention "relative to the Protection of Civilian
Netherlands later withdrew their ratification.[8]The protection of the victims of Persons in Time of War". It was the first Geneva Convention not to deal with
maritime warfare would later be realized by the third Hague Convention of combatants, rather it had the protection of civilians as its subject matter. The
1899 and the tenth Hague Convention of 1907.[9] 1899 and 1907 Hague Conventions had already contained some provisions
In 1906 thirty-five states attended a conference convened by the Swiss on the protection of civilians and occupied territory. Article 154 specifically
government. On 6 July 1906 it resulted in the adoption of the "Convention for the provides that the Fourth Geneva Convention is supplementary to these
Amelioration of the Condition of the Wounded and Sick in Armies in the Field", provisions in the Hague Conventions.[18]
which improved and supplemented, for the first time, the 1864 convention.[10] It Despite the length of these documents, they were found over time to be
remained in force until 1970 when Costa Rica acceded to the 1949 Geneva incomplete. In fact, the very nature of armed conflicts had changed with the
Conventions.[11] beginning of the Cold War era, leading many to believe that the 1949 Geneva
Conventions were addressing a largely extinct reality:[19] on the one hand, most
armed conflicts had become internal, or civil wars, while on the other, most wars

4
had become increasingly asymmetric. Moreover, modern armed conflicts were  The Second Geneva Convention "for the Amelioration of the Condition of
inflicting an increasingly higher toll on civilians, which brought the need to provide Wounded, Sick and Shipwrecked Members of Armed Forces at Sea" (first
civilian persons and objects with tangible protections in time of combat, thus adopted in 1949, successor of the Hague Convention (X) 1907);[30]
bringing a much needed update to the Hague Conventions of 1899 and 1907. In  The Third Geneva Convention "relative to the Treatment of Prisoners of War"
light of these developments, two Protocols were adopted in 1977 that extended (first adopted in 1929,[31] last revision in 1949);[32]
the terms of the 1949 Conventions with additional protections. In 2005, a third brief  The Fourth Geneva Convention "relative to the Protection of Civilian Persons
Protocol was added establishing an additional protective sign for medical services, in Time of War" (first adopted in 1949, based on parts of the Hague
the Red Crystal, as an alternative to the ubiquitous Red Cross and Red Convention (II) of 1899 and Hague Convention (IV) 1907).[33]
Crescentemblems, for those countries that find them objectionable.
With two Geneva Conventions revised and adopted, and the second and fourth
Commentaries[edit] added, in 1949 the whole set is referred to as the "Geneva Conventions of 1949"
The Geneva Conventions of 12 August 1949. Commentary (The Commentaries) or simply the "Geneva Conventions". Usually only the Geneva Conventions of
1949 are referred to as First, Second, Third or Fourth Geneva Convention. The
is a series of four volumes of books published between 1952 and 1958 and
containing commentaries to each of the four Geneva Conventions. The series was treaties of 1949 were ratified, in whole or with reservations, by 196 countries.[1]
edited by Jean Pictet who was the vice-president of the International Committee Protocols[edit]
of the Red Cross. The Commentaries are often relied upon to provide authoritative
interpretation of the articles.[20] The 1949 conventions have been modified with three amendment protocols:


Contents[edit] Protocol I (1977) relating to the Protection of Victims of International Armed
Conflicts[34]
The Geneva Conventions are rules that apply only in times of armed conflict and  Protocol II (1977) relating to the Protection of Victims of Non-International
seek to protect people who are not or are no longer taking part in hostilities; these Armed Conflicts[35]
include the sick and wounded of armed forces on the field, wounded, sick,  Protocol III (2005) relating to the Adoption of an Additional Distinctive
and shipwrecked members of armed forces at sea, prisoners of war, and civilians. Emblem.[36]
The first convention dealt with the treatment of wounded and sick armed forces in
the field.[21] The second convention dealt with the sick, wounded, and shipwrecked
members of armed forces at sea.[22][23] The third convention dealt with the treatment
Application[edit]
of prisoners of war during times of conflict.[24] The fourth convention dealt with the The Geneva Conventions apply at times of war and armed conflict to governments
treatment of civilians and their protection during wartime.[25] who have ratified its terms. The details of applicability are spelled out in Common
Articles 2 and 3. The topic of applicability has generated some controversy. When
Conventions[edit]
the Geneva Conventions apply, governments have surrendered some of their
In diplomacy, the term convention does not have its common meaning as an national sovereignty by signing these treaties.
assembly of people. Rather, it is used in diplomacy to mean an international
agreement, or treaty. Common Article 2 relating to international armed conflicts[edit]
This article states that the Geneva Conventions apply to all cases
 The First Geneva Convention "for the Amelioration of the Condition of the of international conflict, where at least one of the warring nations have ratified the
Wounded and Sick in Armed Forces in the Field" (first adopted in Conventions. Primarily:
1864,[26] revised in 1906,[27] 1929[28] and finally 1949);[29]

5
 The Conventions apply to all cases of declared war between signatory  Persons taking no active part in the hostilities, including members of armed
nations. This is the original sense of applicability, which predates the 1949 forces who have laid down their arms and those placed hors de combat by
version. sickness, wounds, detention, or any other cause, shall in all circumstances be
 The Conventions apply to all cases of armed conflict between two or more treated humanely, without any adverse distinction founded on race, colour,
signatory nations, even in the absence of a declaration of war. This language religion or faith, sex, birth or wealth, or any other similar criteria. To this end,
was added in 1949 to accommodate situations that have all the characteristics the following acts are and shall remain prohibited at any time and in any place
of war without the existence of a formal declaration of war, such as a police whatsoever with respect to the above-mentioned persons:
action.[23]  violence to life and person, in particular murder of all kinds, mutilation,
 The Conventions apply to a signatory nation even if the opposing nation is not cruel treatment and torture;
a signatory, but only if the opposing nation "accepts and applies the  taking of hostages;
provisions" of the Conventions.[23]  outrages upon dignity, in particular humiliating and degrading treatment;
Article 1 of Protocol I further clarifies that armed conflict against colonial and
domination and foreign occupation also qualifies as an international conflict.  the passing of sentences and the carrying out of executions without
previous judgment pronounced by a regularly constituted court, affording
When the criteria of international conflict have been met, the full protections of the all the judicial guarantees which are recognized as indispensable by
Conventions are considered to apply. civilized peoples.
Common Article 3 relating to non-international armed  The wounded and sick shall be collected and cared for.
conflict[edit]
This article states that the certain minimum rules of war apply to armed
Enforcement[edit]
conflicts " where at least one Party is not a State".[37] The interpretation of the Protecting powers[edit]
term armed conflict and therefore the applicability of this article is a matter of See also: Protecting power
debate.[23] For example, it would apply to conflicts between the Government and
The term protecting power has a specific meaning under these Conventions. A
rebel forces, or between two rebel forces, or to other conflicts that have all the
protecting power is a state that is not taking part in the armed conflict, but that has
characteristics of war, whether carried out within the confines of one country or
agreed to look after the interests of a state that is a party to the conflict. The
not.[38] There is two criteria to distinguish non-international armed conflicts from
protecting power is a mediator enabling the flow of communication between the
lower forms of violence. The level of violence has to be of certain intensity, for
parties to the conflict. The protecting power also monitors implementation of these
example when the state cannot contain the situation with regular police forces.
Conventions, such as by visiting the zone of conflict and prisoners of war. The
Also, involved non-state groups need to have a certain level of organization, like a
protecting power must act as an advocate for prisoners, the wounded, and
military command structure.[39]
civilians.
The other Geneva Conventions are not applicable in this situation but only the
provisions contained within Article 3,[23] and additionally within the language Grave breaches[edit]
of Protocol II. The rationale for the limitation is to avoid conflict with the rights
of Sovereign States that were not part of the treaties. When the provisions of this Not all violations of the treaty are treated equally. The most serious crimes are
article apply, it states that:[40] termed grave breaches, and provide a legal definition of a war crime. Grave
breaches of the Third and Fourth Geneva Conventions include the following acts
if committed against a person protected by the convention:

6
 willful killing, torture or inhumane treatment, including biological experiments The lines between combatants and civilians have blurred when the actors are not
 willfully causing great suffering or serious injury to body or health exclusively High Contracting Parties (HCP).[46] Since the fall of the Soviet Union,
 compelling a protected person to serve in the armed forces of a hostile power an HCP often is faced with a non-state actor,[47] as argued by General Wesley
 willfully depriving a protected person of the right to a fair trial if accused of a Clark in 2007.[48] Examples of such conflict include the Sri Lankan Civil War,
war crime. the Sudanese Civil War, and the Colombian Armed Conflict, as well as most
military engagements of the US since 2000.
Also considered grave breaches of the Fourth Geneva Convention are the
following: Some scholars hold that Common Article 3 deals with these situations,
supplemented by Protocol II (1977).[dubious – discuss] These set out minimum legal
standards that must be followed for internal conflicts. International tribunals,
 taking of hostages
particularly the International Criminal Tribunal for the former Yugoslavia (ICTY),
 extensive destruction and appropriation of property not justified by military have clarified international law in this area.[49] In the 1999 Prosecutor v. Dusko
necessity and carried out unlawfully and wantonly Tadic judgement, the ICTY ruled that grave breaches apply not only to
 unlawful deportation, transfer, or confinement.[41] international conflicts, but also to internal armed conflict.[dubious – discuss]Further, those
Nations who are party to these treaties must enact and enforce legislation provisions are considered customary international law.
penalizing any of these crimes. Nations are also obligated to search for persons Controversy has arisen over the US designation of irregular opponents as
alleged to commit these crimes, or persons having ordered them to be committed, "unlawful enemy combatants" (see also unlawful combatant) especially in
and to bring them to trial regardless of their nationality and regardless of the place the SCOTUS judgments over the Guantanamo Bay brig facility Hamdi v.
where the crimes took place.[42] Rumsfeld, Hamdan v. Rumsfeld and Rasul v. Bush,[50] and later Boumediene v.
The principle of universal jurisdiction also applies to the enforcement of grave Bush. President George W. Bush, aided by Attorneys-General John
breaches when the UN Security Council asserts its authority and jurisdiction from Ashcroft and Alberto Gonzales and General Keith B. Alexander, claimed the
the UN Charter to apply universal jurisdiction. The UNSC did this when they power, as Commander in Chief of the Armed Forces, to determine that any person,
established the International Criminal Tribunal for Rwanda and the International including an American citizen, who is suspected of being a member, agent, or
Criminal Tribunal for the former Yugoslavia to investigate and/or prosecute alleged associate of Al Qaeda, the Taliban, or possibly any other terrorist organization, is
violations. an "enemy combatant" who can be detained in U.S. military custody until hostilities
end, pursuant to the international law of war.[51][52][53]
Legacy[edit] The application of the Geneva Conventions to the 2014 conflict in Ukraine (Crimea)
is a troublesome problem because some of the personnel who engaged in combat
Although warfare has changed dramatically since the Geneva Conventions of against the Ukrainians were not identified by insignia, although they did wear
1949, they are still considered the cornerstone of contemporary international military-style fatigues.[54]The types of comportment qualified as acts
humanitarian law.[43] They protect combatants who find themselves hors de of perfidy under jus in bello doctrine are listed in Articles 37 through 39 of the
combat, and they protect civilians caught up in the zone of war. These treaties Geneva Convention; the prohibition of fake insignia is listed at Article 39.2, but the
came into play for all recent international armed conflicts, including the War in law is silent on the complete absence of insignia. The status of POW captured in
Afghanistan,[44] the 2003 invasion of Iraq, the invasion of Chechnya (1994– this circumstance remains a question.
present),[45] and the 2008 War in Georgia. The Geneva Conventions also protect
those affected by non-international armed conflicts such as the Syrian Civil Educational institutions and organizations including Harvard
War.[dubious – discuss] University,[55][56] the International Committee of the Red Cross,[57] and the Rohr

7
Jewish Learning Institute use the Geneva Convention as a primary text  European Convention on Human Rights (1950)
investigating torture and warfare.[58]  American Convention on Human Rights (1969)

What is the difference between IHL African Charter on Human and Peoples' Rights (1981).
These treaties are supervised by human rights bodies, such as the Human Rights
and human rights law? Committee for the International Covenant on Civil and Political Rights and the
European Court for Human Rights for the European Convention on Human
Rights.
WHAT IS INTERNATIONAL HUMAN RIGHTS LAW?
Human rights law is a set of international rules, established by treaty or custom,
While IHL and human rights law have developed in their separate ways, some
on the basis of which individuals and groups can expect and/or claim certain
human rights treaties include provisions that come from IHL: for instance, the
rights that must be respected and protected by their States. The body of
Convention on the Rights of the Child and its Optional Protocol on the
international human rights standards also contains numerous non-treaty-based
involvement of children in armed conflict, and the Convention on Enforced
principles and guidelines ('soft law').
Disappearance.
The main treaties of human rights law are given below:
a) Universal instruments IHL and international human rights law are complementary bodies of
international law that share some of the same aims. Both IHL and human rights
law strive to protect the lives, the health and the dignity of individuals, albeit
 Convention on the Prevention and Punishment of the Crime of Genocide
from different angles – which is why, while very different in formulation, the
(1948)
essence of some of the rules is similar. For example, both IHL and human rights
 Convention on the Elimination of All Forms of Racial Discrimination
law prohibit torture or cruel treatment, prescribe basic rights for persons subject
(1965)
to criminal process, prohibit discrimination, contain provisions for the
 International Covenant on Civil and Political Rights (1966)
protection of women and children, and regulate aspects of the right to food and
 International Covenant on Economic, Social and Cultural Rights (1966)
health. There are however important differences between them: their origins,
 Convention on the Elimination of All Forms of Discrimination against
the scope of their application, the bodies that implement them, and so on.
Women (1979)
 Convention against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment (1984) Origins
 Convention on the Rights of the Child (1989) IHL, the origins of which are ancient, was codified in the second half of the 19th
 International Convention on the Protection of the Rights of All Migrant century, under the influence of Henry Dunant, the founding father of the
Workers and Members of their Families (1999) International Committee of the Red Cross. (See Question 6.) Human rights law
 International Convention for the Protection of All Persons from is a more recent body of law: it had its origins in certain national human rights
Enforced Disappearance (2006) declarations influenced by the ideas of the Enlightenment (such as the United
 Convention on the Rights of Persons with Disabilities (2006) States Declaration of Independence in 1776 and the French Declaration of the
b) Regional instruments Rights of Man and of the Citizen in 1789). It was only after the Second World
8
War that human rights law emerged, under the auspices of the United Nations, extraterritorially based, inter alia, on decisions by regional and international
as a branch of international law. The Universal Declaration of Human Rights courts. The precise extent of such application, however, is yet to be
of 1948 first defined human rights law at the international level in a non-binding determined. Human rights bodies generally admit the
General Assembly resolution. It was only in 1966 that this Declaration was extraterritorial application of human rights law when a State exercises control
translated into universal human rights treaties: the International Covenant on over a territory (e.g. occupation) or a person (e.g. detention). Human rights
Civil and Political Rights and the International Covenant on Economic, Social case law is unsettled, however, on the extraterritorial application of
and Cultural Rights, both of 1966. (See box.) human rights norms governing the use of force.

Temporal scope of application Personal scope of application


While IHL applies exclusively in armed conflict (see Question 5), IHL aims to protect persons who are not or are no longer taking direct part in
human rights law applies, in principle, at all times, i.e. in peacetime and hostilities. It protects civilians and combatants hors de combat, such as the
during armed conflict. However, unlike IHL, some human rights treaties wounded, the sick and the shipwrecked or prisoners of war.
permit governments to derogate from certain obligations during (See Question 7.) Human rights law, developed primarily for
public emergencies that threaten the life of the nation. Derogation must, peacetime, applies to all persons within the jurisdiction of a State. Unlike IHL,
however, be necessary and proportional to the crisis, must not be introduced it does not distinguish between combatants and civilians or provide for
on a discriminatory basis and must not contravene other rules of categories of 'protected person'.
international law – including provisions of IHL. Certain human rights can
never be derogated from: among them, the right to life, the prohibition
against torture or cruel, inhuman or degrading treatment or punishment, Parties bound by IHL and human rights law
the prohibition against slavery and servitude and the prohibition IHL binds all parties to an armed conflict and thus establishes an equality of
against retroactive criminal laws. rights and obligations between the State and the non-State side for the benefit
of everyone who may be affected by their conduct (an essentially 'horizontal'
relationship). (See Question 8.) Human rights law explicitly governs the
Geographical scope of application relationship between a State and persons who are on its territory and/or
Another major difference between IHL and human rights law is subject to its jurisdiction (an essentially 'vertical' relationship), laying out the
their extraterritorial reach. That IHL governing international armed obligations of States vis à vis individuals across a wide spectrum of conduct.
conflicts applies extraterritorially is not a subject of controversy, given that Thus, human rights law binds only States, as evidenced by the fact that human
its purpose is to regulate the conduct of one or more States involved in rights treaties and other sources of human rights standards do not create legal
an armed conflict on the territory of another. The same reasoning applies in obligations for non-State armed groups. The reason for this is that most
non-international armed conflicts with an extraterritorial element: the parties groups of this kind are unable to comply with the full range of obligations
to such conflicts cannot be absolved of their IHL obligations when the conflict under human rights law because, unlike governments, they cannot carry out
reaches beyond the territory of a single State. Despite the views of a few the functions on which the implementation of human rights norms is
important dissenters, it is widely accepted that human rights law applies premised. There is a notable exception to this generalization about non-State

9
armed groups: those cases in which a group, usually by virtue of stable control hostilities between parties to a conflict, but the manner in which force
of territory, has the ability to act like a State authority and where its human may be used in law enforcement. Law enforcement is predicated upon
rights responsibilities may therefore be recognized de facto. a 'capture-rather-than-kill' approach: the use of force must be the last
resort for protecting life, when other means are ineffective or without
promise of achieving the intended result, and must be strictly
Substantive scope of application proportionate to the legitimate aim to be achieved (e.g. to prevent crime,
IHL and human rights law share common substantive rules (such as to effect or assist in the lawful arrest of offenders or suspected offenders,
the prohibition of torture), but they also contain very different provisions. and to maintain public order and security).
IHL deals with many issues that are outside the purview of human rights  Concerning detention, while both IHL and human rights law provide
law, such as the status of 'combatants' and 'prisoners of war', the protection for rules on the humane treatment of detainees, on detention
of the red cross and red crescent emblems and the legality of specific kinds conditions and on fair trial rights, differences emerge when it comes to
of weapon. Similarly, human rights law deals with aspects of life that are procedural safeguards in internment, i.e. the non-criminal detention of
not regulated by IHL, such as the freedom of the press, the right to a person based on the seriousness of the threat that his or her activity
assembly, to vote, to strike, and other matters. Furthermore, there are areas poses to the security of the detaining authority. Internment is not
that are governed by both IHL and human rights law, but in different – prohibited during armed conflict and, in general, a judicial review of the
and sometimes contradictory – ways. This is especially the case for the use lawfulness of the detention is not required under IHL. (See Question
of force and detention. 10.) Outside armed conflict, noncriminal (i.e. administrative) detention
is highly unusual. In the vast majority of cases, people are deprived of
their liberty because they are suspected of having committed a criminal
 Regarding the use of force, IHL rules on the conduct of hostilities offence. The International Covenant on Civil and Political Rights
recognize that the use of lethal force is inherent to waging war. This is guarantees the right to liberty of person and provides that every
because the ultimate aim of military operations is to prevail over the individual who has been detained, for whatever reason, has the right to
enemy's armed forces. Parties to an armed conflict are thus permitted, judicial review of the lawfulness of his or her detention. This area of
or at least are not legally barred from, attacking each other's military human rights law is based on the assumption that the courts
objectives, including enemy personnel. Violence directed against those are functioning, that the judicial system is capable of absorbing all
targets is not prohibited 40 by IHL, regardless of whether it is inflicted persons arrested at any given time regardless of their numbers, that legal
by a State or a non-State party to an armed conflict. Acts of violence counsel is available, that law enforcement officials have the capacity to
against civilians and civilian objects – as well as indiscriminate attacks perform their tasks, etc. Circumstances are very different during armed
– are, by contrast, unlawful because one of the main purposes of IHL is conflict, which is reflected in the provisions of IHL.
to spare civilians and civilian objects the effects of hostilities; and,
under IHL, precautions must be taken in order to minimize civilian The interplay of IHL and human rights rules governing the use of force
losses. (See Question 11.) Human rights law was conceived to protect and procedural safeguards for internment, at least in international armed
persons from abuse by the State; it regulates, not the conduct of conflicts, must be resolved by reference to the lex specialis, that is the

10
provisions of IHL that were specifically designed to deal with those two areas.
(See box.) Martens Clause
From Wikipedia, the free encyclopedia

INTERPLAY OF IHL AND HUMAN RIGHTS LAW The Martens Clause (pronounced /mar'tɛnz/) was introduced into the preamble to
The interplay of IHL and human rights law remains the subject of much legal the 1899 Hague Convention II – Laws and Customs of War on Land.[1]
attention, particularly because of its consequences for the conduct of military The clause took its name from a declaration read by Friedrich Martens,[2] the
operations. In its very first statement on the application of human rights in Russian delegate at the Hague Peace Conferences of 1899.[3] It reads as follows:
situations of armed conflict, the 1996 Advisory Opinion on the Legality of the Until a more complete code of the laws of war is issued, the High Contracting
Threat or Use of Nuclear Weapons, the International Court of Justice observed Parties think it right to declare that in cases not included in the Regulations adopted
that the protection provided by the International Covenant on Civil and by them, populations and belligerents remain under the protection and empire of
Political Rights did not cease in times of war and that, in principle, the right the principles of international law, as they result from the usages established
not to be arbitrarily deprived of one's life applied also in hostilities. The between civilized nations, from the laws of humanity and the requirements of the
public conscience.
Court added that what constituted arbitrary deprivation of life had to be
determined by the applicable lex specialis, namely, the law applicable in — Convention with respect to the laws of war on land (Hague II), 29 July
armed conflict, which is designed to regulate the conduct of hostilities.
1899.[4][5][1][6]
This statement has generally been interpreted as settling the issue of the The Clause appears in a slightly modified form in the 1907 Hague conventions:
interplay of IHL and human rights law and as implying that human rights law, Until a more complete code of the laws of war has been issued, the High
deemed to apply at all times, constitutes the lex generalis, while IHL, whose Contracting Parties deem it expedient to declare that, in cases not included in the
application is triggered by the occurrence of armed conflict, constitutes the lex Regulations adopted by them, the inhabitants and the belligerents remain under
specialis. In other words, when human rights law and IHL are in conflict, the the protection and the rule of the principles of the law of nations, as they result
latter is deemed to prevail, since it was conceived specifically to deal with from the usages established among civilized peoples, from the laws of humanity,
armed conflict. and the dictates of the public conscience.

— Laws and Customs of War on Land (Hague IV), 18 October 1907[4][5][7]


While the meaning and even the utility of the doctrine of lex specialis have
been called into question, there is a general acceptance of its indispensability The Clause was introduced as a compromise wording for the dispute between
for determining the interplay of IHL and human rights law. Although, the Great Powers who considered francs-tireurs to be unlawful
generally speaking, these two branches of international law are combatants subject to execution on capture and smaller states who maintained
that they should be considered lawful combatants.[8][9]
complementary, the notion of complementarity cannot resolve the intricate
legal issues of interplay that sometimes arise. In some instance, IHL and The clause did not appear in the Geneva Conventions of 1949,[10] but was it
human rights rules might produce conflicting results when applied to the same included in the additional protocols of 1977.[11] It is in article 1 paragraph 2
of Protocol I (which covers international conflicts),[12] and the fourth paragraph of
facts because they reflect the different circumstances for which they were
the preamble to Protocol II (which covers non-international conflicts).[13] The
primarily developed.

11
wording in both is identical but slightly modified from the version used in the Hague The evidence that Ticehurst presents is that just as in 1899 there was a
Convention of 1907:[14] disagreement between the great powers and the minor powers that lead to the
formulation of the Clause, so in 1996 a similar divergence of views exists between
Recalling that, in cases not covered by the law in force, the human person remains
the declared nuclear powers and the non nuclear powers with the nuclear powers
under the protection of the principles of humanity and the dictates of the public
taking a narrow view of the Clause and the non nuclear powers taking a more
conscience
expansive view.[6]
In its commentary (Geneva 1987), the ICRC states that although the Martens
Ticehurst concludes that:
Clause is considered to be part of customary international law,[15] the
plenipotentiaries considered its inclusion appropriate because: ... By refusing to ratify treaties or to consent to the development of corresponding
customary norms, the powerful military States can control the content of the laws
First, despite the considerable increase in the number of subjects covered by the
of armed conflict. Other States are helpless to prohibit certain technology
law of armed conflicts, and despite the detail of its codification, it is not possible for
possessed by the powerful military States. ... the Martens Clause establishes an
any codification to be complete at any given moment; thus the Martens clause
objective means of determining natural law: the dictates of the public conscience.
prevents the assumption that anything which is not explicitly prohibited by the
This makes the laws of armed conflict much richer, and permits the participation
relevant treaties is therefore permitted. Secondly, it should be seen as a dynamic
of all States in its development. The powerful military States have constantly
factor proclaiming the applicability of the principles mentioned regardless of
opposed the influence of natural law on the laws of armed conflict even though
subsequent developments of types of situation or technology.[16]
these same States relied on natural law for the prosecutions at Nuremberg. The
Rupert Ticehurst, a Lecturer in Law, at King's College School of Law in London, ICJ in its Advisory Opinion did not clarify the extent to which the Martens Clause
writes that: permits notions of natural law to influence the development of the laws of armed
conflict. Consequently, its correct interpretation remains unclear. The Opinion has,
The problem faced by humanitarian lawyers is that there is no accepted
however, facilitated an important debate on this significant and frequently
interpretation of the Martens Clause. It is therefore subject to a variety of
overlooked clause of the laws of armed conflict.[6]
interpretations, both narrow and expansive. At its most restricted, the Clause
serves as a reminder that customary international law continues to apply after the
adoption of a treaty norm.[17] A wider interpretation is that, as few international Judicial review[edit]
treaties relating to the laws of armed conflict are ever complete, the Clause
provides that something which is not explicitly prohibited by a treaty is not ipso Several national and international courts have considered the Martens Clause
when making their judgements. In none of these cases however have the laws of
facto permitted.[18] The widest interpretation is that conduct in armed conflicts is not
only judged according to treaties and custom but also to the principles of humanity or the dictates of the public conscience been recognised as new and
international law referred to by the Clause. independent right. The clause served rather as general statement for humanitarian
principles as well as guideline to the understanding and interpretation of existing
The International Court of Justice (ICJ) in their advisory opinion on the Legality of rules of international law.
the Threat or Use of Nuclear Weapons issued on 8 July 1996, had to consider the
The Martens Clause was quoted in the following judicial rulings:
general laws of armed conflict before they could consider the specific laws relating
to nuclear weapons. Several different interpretations of this clause were presented This list is incomplete; you can help by expanding it.
in oral and written submissions to the ICJ. Although the ICJ advisory opinion did
not provide a clear understanding of the Clause, several of submissions to the  Decision of the Supreme Court of Norway on 27 February 1946 in appeal
court provided an insight into its meaning.[6] proceedings against Karl-Hans Hermann Klinge, Kriminalassistent of the
Gestapo (confirmation of the death sentence imposed by the first instance)[19]

12
 Decision of the US military tribunal III in Nuremberg on 10 February 1948 in Summary
the case United States v. Krupp State practice establishes this rule as a norm of customary international law applicable in both
 Decision of the Netherlands court of cassation on 12 January 1949 in the international and non-international armed conflicts.
procedure against SS-Obergruppenführer Hanns Rauter, general
commissioner for the safety organization in the Netherlands from 1940 to 1945 International armed conflicts
 Decision Brussels military courts (Conseil de guerre de Bruxelles) in the K.W.. This is a long-standing rule of customary international law already recognized in the Lieber Code,
the Brussels Declaration and the Oxford Manual.[1] The Hague Regulations provide that it is
case on 8 February 1950[20][21] especially forbidden “to kill or wound an enemy who, having laid down his arms, or having no
 Decision of the International Criminal Tribunal for the Former Yugoslavia on 8 longer means of defence, has surrendered at discretion”.[2] Additional Protocol I prohibits
March 1996 over the permission of the accusation during the process attacks against persons recognized as hors de combat and provides that such attacks constitute
against Milan Martić (case IT-95-11, decision IT-95-11-R61) grave breaches of the Protocol.[3] Under the Statute of the International Criminal Court, “killing
or wounding a combatant who, having laid down his arms or having no longer means of defence,
 Decision of the Constitutional Court of Colombia of 18 May 1995 for the has surrendered at discretion” is a war crime in international armed conflicts.[4]
constitutionality of Protocol II Additional to the Geneva Conventions of 12
August 1949, and Relating to the Protection of Victims of Non-International The prohibition on attacking persons recognized as hors de combat is set forth in numerous
Armed Conflicts. (decision C-225/95) military manuals.[5] Sweden’s IHL Manual identifies the prohibition on attacking persons
 The International Court of Justice advisory opinion on the Legality of the recognized as hors de combat in Article 41 of Additional Protocol I as a codification of customary
international law.[6]Violation of this rule is an offence under the legislation of many States.[7] It
Threat or Use of Nuclear Weapons issued on 8 July 1996 is also referred to in military communiqués.[8] It is supported by official statements and reported
 Judgement of the German Federal Constitutional Court on 26 October 2004 practice.[9] The prohibition on attacking persons hors de combat has been upheld in case-law
for the compatibility of the expropriations in the former Soviet zone of following the First and Second World Wars.[10]
occupation between 1945 and 1949 with international law (decision BVerfG, 2
BvR 955/00 of 26.10.2004) Non-international armed conflicts
The rule is based on common Article 3 of the Geneva Conventions, which prohibits “violence to
life and person, in particular murder of all kinds” against persons placed hors de
combat.[11] This prohibition is repeated in Additional Protocol II, which adds that “it is prohibited
to order that there shall be no survivors”.[12] In addition, this rule is contained in other
Rule 47. Attacks against Persons Hors de instruments pertaining also to non-international armed conflicts.[13]

Combat Military manuals which are applicable in or have been applied in non-international armed
conflicts prohibit attacks against persons recognized as hors de combat.[14] Such attacks are
also defined as a war crime in the legislation of a number of States.[15] The rule has been
Rule 47. Attacking persons who are recognized as hors de applied in national case-law.[16] It is supported by official statements and other practice.[17]
combat is prohibited. A person hors de combat is: Contrary practice collected by the Special Rapporteurs of the UN Commission on Human Rights
(a) anyone who is in the power of an adverse party; and by the ICRC has been condemned as a violation of the rule.[18] The ICRC has called for
(b) anyone who is defenceless because of unconsciousness, shipwreck, wounds or respect for the prohibition of attacks on persons hors de combat in both international and non-
sickness; or international armed conflicts.[19]
(c) anyone who clearly expresses an intention to surrender;
provided he or she abstains from any hostile act and does not Specific categories of persons hors de combat
A person hors de combat is a person who is no longer participating in hostilities, by choice or
attempt to escape. circumstance. Under customary international law, a person can be placed hors de combat in
three situations arising in both international and non-international armed conflicts:

13
(i) Anyone who is in the power of an adverse party. It is uncontested that a person who is in the Quarter under unusual circumstances of combat
power of an adverse party is hors de combat. This rule is set forth in Additional Protocol I and is The prohibition on attacking a person recognized as hors de combat applies in all
implicit in common Article 3 of the Geneva Conventions and in Additional Protocol II.[20] It has circumstances, even when it is difficult to keep or evacuate prisoners, for example, when a small
been confirmed in numerous military manuals.[21] Respect for and protection of persons who patrol operating in isolation captures a combatant. Such practical difficulties must be overcome
are in the power of an adverse party is a cornerstone of international humanitarian law as by disarming and releasing the persons concerned, according to Additional Protocol I.[33] This
reflected in several provisions of the Geneva Conventions and Additional Protocols. Practice, is restated in several military manuals.[34] The US Field Manual similarly states that:
therefore, focuses rather on the treatment to be given to such persons (see in particular Chapters
32 and 37). A commander may not put his prisoners to death because their presence retards his movements
or diminishes his power of resistance by necessitating a large guard, or by reason of their
(ii) Anyone who is defenceless because of unconsciousness, shipwreck, wounds or consuming supplies, or because it appears certain that they will regain their liberty through the
sickness. This category is based on the Hague Regulations, common Article 3 of the Geneva impending success of their forces. It is likewise unlawful for a commander to kill prisoners on
Conventions and Additional Protocol I, which prohibit attacks on defenceless persons.[22] It is grounds of self-preservation, even in the case of airborne or commando operations.[35]
found in numerous military manuals.[23] It is contained in the legislation of many States.[24] It
is also supported by case-law, official statements and other practice, such as instructions to Israel’s Manual on the Laws of War and the UK Military Manual contain similar
armed forces.[25] In addition, respect for and protection of the wounded, sick and shipwrecked statements.[36] Additional Protocol I and several military manuals require that all feasible
is a cornerstone of international humanitarian law applicable in both international and non- precautions be taken to ensure the safety of released prisoners.[37]
international armed conflicts as reflected in several provisions of the Geneva Conventions and
their Additional Protocols. Practice, therefore, focuses rather on the treatment to be given to In the context of non-international armed conflicts, some armed opposition groups have raised
such persons (see Chapter 34). difficulties in providing for detention, but the duty to give quarter has not been challenged per
se.[38]
(iii) Anyone who clearly indicates an intention to surrender. This category is based on the Hague
Regulations, common Article 3 of the Geneva Conventions and Additional Protocol I.[26] It is Practice recognizes that the duty to give quarter is to the benefit of every person taking a direct
contained in numerous military manuals.[27] It is included in the national legislation of many part in hostilities, whether entitled to prisoner-of-war status or not. This means that mercenaries,
States.[28] It is also supported by official statements and other practice, such as instructions to spies and saboteurs also have the right to receive quarter and cannot be summarily executed
armed forces.[29] The general tenet that emerges from this practice is that a clear indication of when captured (see also Rules 107–108).
unconditional surrender renders a person hors de combat. In land warfare, a clear intention to
surrender is generally shown by laying down one’s weapons and raising one’s hands. Other
examples, such as emerging from one’s position displaying a white flag, are mentioned in many
Loss of protection
military manuals.[30] There are specific examples of ways of showing an intent to surrender in According to Additional Protocol I, immunity from attack is conditional on refraining from any
hostile act or attempt to escape.[39] This is also set forth in several military manuals.[40] The
air and naval warfare.[31]
commission of these acts signifies that the person in question is in fact no longer hors de
combat and does not qualify for protection under this rule. The Third Geneva Convention
The ability to accept surrender under the particular circumstances of combat was discussed by
specifies that “the use of weapons against prisoners of war, especially against those who are
the United Kingdom and the United States in the light of the war in the South Atlantic and the
Gulf War respectively.[32] The United Kingdom pointed out that it may not be possible to accept escaping or attempting to escape, shall constitute an extreme measure, which shall always be
preceded by warnings appropriate to the circumstances”.[41]The Convention contains other
surrender from a unit while under fire from another position. Hence, a party which “takes”
specific rules applicable to the escape of prisoners of war.[42]
surrender is not required to go out to receive surrender; instead, the party offering surrender has
to come forward and submit to the control of the enemy forces. The United States took the
Hostile acts have not been defined, but the Commentary on the Additional Protocols gives
position that an offer of surrender has to be made at a time when it can be received and properly
examples such as resuming combat if the opportunity arises, attempting to communicate with
acted upon and that a last-minute surrender to an onrushing force may be difficult to accept. The
one’s own party and destroying installations of the enemy or one’s own military equipment.[43]
question remains, however, as to how to surrender when physical distance may make it difficult
to indicate an intention to surrender or may subject one to charges of desertion. The United
States also took the position that retreating combatants, if they do not communicate an offer of
surrender, whether armed or not, are still subject to attack and that there is no obligation to offer
an opportunity to surrender before an attack.

14
That the progress of civilization should have the effect of alleviating as much as possible the
Declaration Renouncing the Use, in Time of calamities of war;
That the only legitimate object which States should endeavour to accomplish during war is to
War, of Explosive Projectiles Under 400 weaken the military forces of the enemy;
That for this purpose it is sufficient to disable the greatest possible number of men;
Grammes Weight. Saint Petersburg, 29 That this object would be exceeded by the employment of arms which uselessly aggravate the
sufferings of disabled men, or render their death inevitable;
November / 11 December 1868. That the employment of such arms would, therefore, be contrary to the laws of humanity;

The Contracting Parties engage mutually to renounce, in case of war among themselves, the
The Declaration of Saint Petersburg is the first formal agreement prohibiting the use of certain
employment by their military or naval troops of any projectile of a weight below 400 grammes,
weapons in war. It had its origin in the invention, in 1863, by Russian military authorities of a which is either explosive or charged with fulminating or inflammable substances.
They will invite all the States which have not taken part in the deliberations of the International
bullet which exploded on contact with hard substance and whose primary object was to blow Military Commission assembled at St. Petersburg by sending Delegates thereto, to accede to
the present engagement.
up ammunition wagons. In 1867 the projectile was so modified as to explode on contact with a This engagement is compulsory only upon the Contracting or Acceding Parties thereto in case
of war between two or more of themselves; it is not applicable to non-Contracting Parties, or
soft substance. As such the bullet would have been an inhuman instrument of war, the
Parties who shall not have acceded to it.
Russian Government, unwilling to use the bullet itself or to allow another country to take It will also cease to be compulsory from the moment when, in a war between Contracting or
Acceding Parties, a non-Contracting Party or a non-Acceding Party shall join one of the
advantage of it, suggested that the use of the bullet be prohibited by international agreement. belligerents.
The Contracting or Acceding Parties reserve to themselves to come hereafter to an
The Declaration to that effect adopted in 1868, which has the force of law, confirms the understanding whenever a precise proposition shall be drawn up in view of future
customary rule according to which the use of arms, projectiles and material of a nature to improvements which science may effect in the armament of troops, in order to maintain the
principles which they have established, and to conciliate the necessities of war with the laws of
cause unnecessary suffering is prohibited. This rule was later on laid down in Article 23 (e) of humanity.

the Hague Regulations on land warfare of 1899 an 1907. The Declaration of Saint Petersburg Done at St. Petersburg, 29 November (11 December) 1868.
prompted the adoption of further declarations of a similar nature at the two Hague Peace (Here follow signatures)
Conferences of 1899 and 1907. The Hague Declarations relating to the discharge of projectiles

and explosives from balloons, the use of asphyxiating gases and the use of expanding bullets
refer in their preambles to the Declaration of Saint Petersburg.

DECLARATION
On the proposition of the Imperial Cabinet of Russia, an International Military Commission
having assembled at St. Petersburg in order to examine the expediency of forbidding the use
of certain projectiles in time of war between civilized nations, and that Commission having by
common agreement fixed the technical limits at which the necessities of war ought to yield to
the requirements of humanity, the Undersigned are authorized by the orders of their
Governments to declare as follows:
Considering:

15

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