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Fiscal I Dad Volunt Aria
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THE CAPACITY TO GOVERN *
ELDONL. JOHNSON
President, University of New Hampshire
rT iHE MEN'S souls tried in Thomas Paine's day were not found want-
ing, but in our day they have found their match. This is the time to
try men's will to survive. This is the time to test their humanity and
to contest their sanity. This is the time to reflect on whether sages or
madmen have produced what Sir Winston Churchill recently called this
"hideous epoch." The world in which men have so long thrown stones
has itself become the glass house, in which we stoically await the shatter.
This is a bad time to be a political scientist. The physicist is alarmed
at what he has done, the political scientist at what he has been unable to
do. Just when the humanists have persuaded us to join the old lady in
taking Carlyle's advice on the universe - to accept it!- the scientists
threaten to take it away.
To the perturbations caused by Spengler and Toynbee and the atomic
scientists, now comes Walter Lippmann with the vigorous charge that we
have lost, or are losing, the capacity to govern, which means our capacity
to shape our own destiny. To this we may add the voice of the disillu-
sioned citizen whose universal lament is, "What can I do-I as one of
160,000,000?" And we may also add, on the domestic scene, the recent
and persistently hopeful experiments to dismantle Washington, the federal
system, the executive, the treaty-making power, the income tax, and even
the Bill of Rights. Reflecting the times more hopefully than these contribu-
tions to our inability, or unwillingness, to govern, Arthur Krock was able
to report in January, in a delightful phrase, the administration is returning
to "the larger federalism." 1 In other words, if government is a necessary
evil, much evil still seems to be necessary. One is no longer engaging in
flamboyant rhetoric when he says that man not only cannot control his
future except through his capacity to govern but that he otherwise literally
has no future.
The capacity to govern depends not only on political forms and institu-
tions, as political scientists are prone to overemphasize, but also on that
pervasive something which lies between institutions - that force which
holds the institutional spheres in their orbits. Democracy is interstitial as
well as institutional. To the interstices, as much as to institutional forms
and extensible federalism, we must look for the answers to the questions:
how did our national government spread over a vast continent and remain
Presidential address delivered at the 8th annual meeting of the Pacific Northwest Politi.
cal Science Association by Professor Johnson, then Dean of the Graduate School,
University of Oregon.
'New York Times, January 9, 1955, p. E3.
400
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THE CAPACITY TO GOVERN 401
democratic? How did it spread over the whole gamut of national life and
remain untyrannical? Looking at our original republican institutions, but
making no allowance for our democratic interstices, John Randolph of Roa-
noke said in 1822:
When I hear of settlements at Council Bluffs, and of bills for taking possession of the
mouth of the Columbia River, I turn - not a deaf ear, but an ear of a different sort, to
the sad vaticinations of what is to happen in the length of time - believing, as I do, that
no government extending from the Atlantic to the Pacific can be fit to govern me or those
whom I represent. There is death in the pot, compound it how you will.2
But the "common feeling and the common interest with the governed"
which Randolph thought indispensable, yet impossible, did emerge. It
sprang from the westering, equalitarian, pluralistic American background,
which bolstered the capacity to govern and enabled nationalism and democ-
racy to thrive side by side.
But today the interstitial fabric is frayed and flapping in conspicuous
places. The governmental climate is allegedly turning frigid. While neither
sharing all this gloom nor despairing of the future, I do wish to comment,
first, on three seriously debilitating influences on the capacity to govern
and, then, on some institutional implications.
The first debilitating influence is doctrinal commitment - that holding
to theoretical views so tenaciously that they cannot be re-examined, they
cannot be compromised, they cannot be challenged. They are oblivious to
facts, impenetrable to reason. They cannot hear; they can only be heard.
They have ready-made, die-cast answers. These are either the fossil re-
mains of bygone thought or the reflexes of current fears, or both. This is
obviously not the stuff of which democratic politics is made. It rules out
genuine deliberation. It makes traitors of adversaries. It offers perpetual
temptation to change the rules of the game so as to exclude the other half
of the players.
Intractable doctrinal commitment today takes on two shapes, one for
the foreign sphere and one for the domestic. The commitment to anti-
communism is not surprising in our clash of ideologies, unrivaled since the
French and American Revolutions and perhaps, indeed, since the religious
wars. The provocation is sufficient. Alarms and precautions are justified.
But completely fixed, doctrinaire policies run the serious risk of guarantee-
ing us precisely what we most want to avoid - doing so by insisting that
tyranny wears only one cloak, that negotiation is appeasement, that coexist-
ence is worse than no existence, and that war, being unpreventable, should
be preventive.
It requires no demonstration that too much of this doctrinal rigidity
has often put our diplomacy in a straightjacket,our civil servants in leading
2
Quoted in Russell Kirk, Randolph of Roanoke (Chicago: The University of Chicago
Press, 1951), p. 28.
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402 THE WESTERN POLITICAL QUARTERLY
strings, our countrymen in fear, and our allies in jeopardy. In fact, as for
some of our so-called allies, this kind of categorical politics has made bed-
fellows not merely strange, but unembraceable. It has made possible only
one answer to proposed change - No. It has scattered white crosses at our
most dangerous political intersection - the accidental point of coincidence
of opinion with the line of the Communist party, however wide the angle
of intersection. The term "anti-anti-Communist," therefore, has become a
spit on which to roast political carcasses- whether furious lions or shorn
lambs is irrelevant.
The capacity to govern depends on the law of the situation, not on an
immutable doctrine. It depends on what should be platitudinous by now:
an analysis of the facts, a receptivity to debate, a willingness to concede, an
examination of the alternatives, a making of choice, and as The Federalist
3
said, the "tendency to produce a good administration." It possesses the
flexibility to perceive the danger presented at home, no less than abroad,
by the misguided zealot who sets out, in the words from Darkness at Noon,
"to sacrifice lambs so that no more lambs may be slaughtered" and "to strip
himself of every scruple in the name of higher scrupulousness." 4 "Safety
from external danger," Hamilton wrote, "is the most powerful director of
national conduct . . . the continual effort and alarm attendant on a state
of continual danger, will compel nations the most attached to liberty to
resort for repose and security to institutions which have a tendency to
destroy their civil and political rights. To be more safe, they at length
become willing to run the risk of being less free." 5
In the domestic sphere, therefore, we have a related phenomenon, the
anti-government dogma. It wants power to dismantle government. It asks
government to cease, not to serve. It has antipathy to anything public,
except the police and the military. It refers to government as "they" rather
than "we." It thrusts aside identification with government even when gov-
ernmental power is won. This current paralysis, claiming too little for
government, is perhaps a natural antidote to those external ideologies
which claim too much. Therefore, government, however controlled, has
been envisaged as a tyrant to poison, a corrosive to neutralize, an evil to
abhor. The revulsion against omnipotent communism has been misplaced:
against government rather than against omnipotence. So the New Radicals,
like the old Bolsheviks, gleefully anticipate the withering away of the state.
As the old was to be classless, so the new is to be taxless. If this were
merely a tactic to defeat particular policies, it would not so much matter.
But it is, again, a rigid, purblind doctrinal commitment, as shown by the
3 The Federalist (New York: The Modern Library, 1937), p. 491.
4Arthur Koestler, Darkness at Noon (New York: The New American Library Signet
Books, 1948), p. 109.
5The Federalist, p. 42.
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THE CAPACITY TO GOVERN 403
illogical alacrity with which the same persons so fondly embrace the mili-
tary and endow it with all the virtues so disappointingly lacking in civil
government. Yet, as Ortega y Gasset remarks, militarization is bureaucracy
raised to the second power.6
The destructive part of all this is the weakening of the public processes
we must all use to achieve common purposes, and the enfeeblement of that
"pure dynamism - the will to do something in common," which Ortega
says is the essence of the state.7 This puts a strain on the only human way
of translating private desires into public satisfactions. This is the Supreme
Subversion of our time. The danger is a swing of the pendulum to inca-
pacity for what the times clearly require, as Napoleonic England quailed
at the tyranny across the Channel, enfolded herself in paralyzing fear, and
hibernated and hesitated for more than a generation. In Lippmann's phrase,
"It will not do to think poorly of the politicians and to talk with bated
breath about the voter." 8 So it will not do to think poorly of government
and to talk with bated breath about security and welfare.
The second interference with the capacity to govern is the destruction
of confidence. It is fitting that the New Tories be reminded by the Old
Whig, Edmund Burke, that no men can act in concert unless they act
with confidence.9 In other words, no man can put together the bricks of
concerted action without the mortar of confidence. And never before were
more and sturdier structures needed. But at this critical juncture we face
a loss of confidence not in policy but in politics, not in decisions but in
institutions, not in specific ends but in general means, not in particular
men but in government -in all the techniques of action in concert.
Burke's admonition applies no less to action in concert for security, the
most rudimentary of public needs. Those vicious, indiscriminate attacks
which poison the wellsprings of government cannot add sweetness to the
waters of security. The first casualty is the confidence upon which demo-
cratic processes depend. The first casualty is the power to govern. Yet,
Madison said: "Energy in government is essential to that security against
external and internal danger . . . which enter[s] into the very definition of
good government." 10
In a government increasingly dependent on expertness, confidence is
especially undermined by attacks on knowledge and on those who possess
it. To govern is to choose, to choose is to reason, to reason is to learn and
The Revolt of the Masses (New York: W. W. Norton & Co., 1932), p. 133.
7
Ibid., p. 176.
8 Walter
Lippmann, "The Decline of Western Democracy," The Atlantic, 195 (February,
1955), p. 31.
9R. J. S. Hoffman and Paul Levack (eds.), Burke's Politics: Selected Writings and
Speeches (New York: Alfred A. Knopf, 1949), p. 41.
10The Federalist, p. 227.
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404 THE WESTERN POLITICAL QUARTERLY
11See Paul Seabury, The Wilhelmstrasse: A Study of German Diplomats Under the Nazi
Regime (Berkeley and Los Angeles: University of California Press, 1954).
12
The phrase "the mechanical suppression of silence" was used by Pierre Emmanuel in
"What Have I to Defend?," Confluence, I (1952), 8.
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THE CAPACITYTO GOVERN 405
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406 THE WESTERNPOLITICALQUARTERLY
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THE CAPACITY TO GOVERN 407
the paradox is fairly clear, however. Since we must control, but not in
such detail as to constitute interference, we are left to invent controls
effective at the critical points but not operative in myriad details. This
applies to legislative control over the executive, and to internal management
in the executive itself. Only by devising controls of this character can the
subsidiary parts of the gargantuan organization have that freedom which
evokes resourcefulness and creativity, either from top managers or ordinary
employees. Only in this way can the power to govern be assured of attain-
ing the purposes of the governed.
In being inventive, we must also be experimental. We must ask some
unorthodox questions and try some untried answers. As someone has
fittingly said, man is amazingly inventive and also amazingly patient in
suffering his own inventions. Look, for example, at how politically un-
resourceful we as a people have been and how enslaved to the pattern
of the federal constitution and the national government. In our forty-eight
experimental plots, we have acted as if we had only the seed of separated
powers, the nutriment of self-sufficiency, and the measuring rod of military
efficiency and business profitability. We might, instead, mix the stock,
breed hybrids, import new varieties, try grafting, and even inject hormones
when we have become wise enough.
Among the questions we need to ask are these:
How much should we depend on formal as against informal control?
On the revolution of Wilson's forms or on the evolution of party responsi-
bility, for example? Or on the issuance of formal public orders by a
department head as against his "influence" in subtler ways, off the record
and behind the scenes?
What degrees of autonomy should various functions enjoy (certainly not
all alike)? Vis-a-vis the executive, what ones should be insulated and what
ones integrated? It is not so simple as merely saying the quasi-judicial
should be insulated. Can any service functions be excluded from, and any
cultural functions included in, the tight mesh of central intelligence and
planning? Can executive control in certain areas be as remote, yet as vital,
as the executive wants the legislature to be in dealing with the executive?
Can some agencies operate with such autonomy as to be bound by none of
the customary controls except original appointments, annual reporting, and
periodic review by special commissions? There must be some limit to
planning the infinite with finite minds.
What techniques will yield the proper degree of control? At the na-
tional level, for example, are there alternatives to day-to-day depart-
mental control in all matters? Is there a place for a presidential or
secretarial veto of administrative action in an otherwise autonomous
executive agency - the power to say no in a broader public interest but
not the power to substitute different policy? Or, in other cases, a place
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408 THE WESTERN POLITICAL QUARTERLY
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THE CAPACITY TO GOVERN 409
knowledge commensurate with the power -the more general the knowl-
edge, the broader the control, the rarer its use, and the more extreme and
conclusive its effect (the test will be how little is done in practice as
compared with how much is possible in theory); and the more detailed the
knowledge, the more specific the control, the commoner its use, and the
more adaptable its effect. As we invent these devices and find these
balances, we can aggressively exercise the capacity to govern, confidently
freed from attempting no good out of fear of some evil.
These are things we need to know more about. We need some fresh
thought and new experience. Mindful of Ortega's warning, political
scientists, who have already learned too much from the military, should
find it worthy of their best efforts to assist in devising means of keeping
the increasing demands on civil government from making it also a bu-
reaucracy raised to the second power. The end is not the capacity to
govern, but the capacity to govern well, to govern democratically, to elicit
the best that men have to offer, and to preserve the essential areas of free-
dom and choice.
If the restoration of the capacity to govern depends, then, on a restora-
tion of confidence in concerted action, there is one other requirement:
government must be directed toward ends which command and maintain
confidence. This is the origin of loyalty. Loyalty is won, not commanded.
It is deserved, not required. Citizens are tied to democracy by their own
participation in a common enterprise dedicated to consuming ideals. And
it is the shabbiest and most defeatist view of human nature which asks us
to mimic blindly the kind of loyalty demanded by our ideological enemies.
The strongest answer to our ideological competitors is the demonstration
that democracy's capacity to govern can outstrip any other system in what-
ever humane goals are professed - not because democracy demands more,
but because it elicits more. It is interesting to note in this connection that
James Bryce wrote in The American Commonwealth, in 1894, that public
opinion "is not the product of any one class, and is unwilling to recognize
classes at all, for it would stand self-condemned as un-American if it
did." 14 So far as I know, this is Bryce's only anticipation and use of our
brightest stereotype, "un-American." But what a quaint conception! To
be un-American was to recognize classes. "Citizens generally," he wrote,
"c.. . are convinced that the interests of all classes are substantially the
same and that justice is the highest of those interests." i5 While Karl Marx
was writing about the classless society as a dream, westering America was
making it a reality. This, at least, will give the Soviet Ministry of Con-
venient History a small chore to demonstrate that the Russian Revolution
really preceded the American! This suggests an obvious challenge: whether
14
(3d ed.; New York: The MacmillanCo., 1904) II, 368.
5Ibid., p. 369.
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410 THE WESTERN POLITICAL QUARTERLY
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