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Cost of Fasd
Cost of Fasd
Cost of Fasd
ABSTRACT
Background
In Canada the incidence of Fetal Alcohol Spectrum Disorder (FASD) is estimated to be 1 in 100 live
births. FASD is the leading cause of developmental and cognitive disabilities in Canada. Only one study
has examined the cost of FASD in Canada. In that study we did not include prospective data for infants
under the age of one year, costs for adults beyond 21 years or costs for individuals living in institutions.
Objective
To calculate a revised estimate of direct and indirect costs associated with FASD at the patient level.
Methods
Cross-sectional study design was used. Two-hundred and fifty (250) participants completed the study
tool. Participants included caregivers of children, youth and adults, with FASD, from day of birth to 53
years, living in urban and rural communities throughout Canada participated. Participants completed the
Health Services Utilization Inventory (HSUI). Key cost components were elicited: direct costs: medical,
education, social services, out-of-pocket costs; and indirect costs: productivity losses. Total average costs
per individual with FASD were calculated by summing the costs for each in each cost component, and
dividing by the sample size. Costs were extrapolated to one year. A stepwise multiple regression analysis
was used to identify significant determinants of costs and to calculate the adjusted annual costs associated
with FASD.
Results
Total adjusted annual costs associated with FASD at the individual level was $21,642 (95% CI, $19,842;
$24,041), compared to $14,342 (95% CI, $12,986; $15,698) in the first study. Severity of the individual's
condition, age, and relationship of the individual to the caregiver (biological, adoptive, foster) were
significant determinants of costs (p < 0.001). Cost of FASD annually to Canada of those from day of birth
to 53 years old, was $5.3 billion (95% CI, $4.12 billion; $6.4 billion).
Conclusions
Study results demonstrated the cost burden of FASD in Canada was profound. Inclusion of infants aged 0
to 1 years, adults beyond the age of 21 years and costs associated with residing in institutions provided a
more accurate estimate of the costs of FASD. Implications for practice, policy, and research are
discussed.
Key words: Alcohol, pregnancy, cost, economic burden, fetal alcohol spectrum disorder
I
n Canada the incidence of Fetal Alcohol leading cause of developmental and cognitive
Spectrum Disorder (FASD) has been disabilities in Canada’s children, and its effect are
estimated to be 1 in 100 live births. 1,2,3 Caused life lasting.1,2 FASD is an umbrella term
by prenatal exposure to alcohol, the disorder is the describing a range of physical, cognitive, and
Can J Clin Pharmacol Vol 16 (1) Winter 2009:e91-e102; January 23, 2009 e91
© 2009 Canadian Society of Pharmacology and Therapeutics. All rights reserved.
The burden of prenatal exposure to alcohol: revised measurement of cost
behavioural disabilities that can occur in children the age 21. Neither of the Abel and Sokol studies
exposed to alcohol during gestation. Within the included costs beyond age 21.
overall category of FASD are three diagnostic Harwood & Napolitano11 used a societal
terms: Fetal Alcohol Syndrome (FAS), Partial perspective and generated cost estimates of US $
Fetal Alcohol Syndrome (PFAS), and Alcohol- 1.95, 3.2, and 9.69 billion dollars using alternative
Related Neuro-developmental Disorder (ARND). FAS incidence rated of 1.0, 1.67, and 5.0 per 1000
Although the individual with PFAS and ARND live births in the United States. Incidence rates
may not have all or any of the characteristic facial were based on a review of prospective studies.
features or growth restriction seen in the full Fetal Costs included estimates of the value of
Alcohol Syndrome, the neurotoxicity resulting productivity lost as a result of cognitive
from prenatal exposure to alcohol can be as disabilities, as well as the cost of treatment and
significant and disabling.1-8 residential care for patients of all ages with FAS.
In Canada, FASD is increasingly being Klug & Burd12 estimated the mean annual cost
recognized as a large public health problem with per child with FAS, of 45 children aged 0 through
high potential for the prevention of future cases 21 years of age, in North Dakota, USA. The
and for the prevention of excess disability. researchers found that the annual cost associated
Updated and improved cost data on FASD is a with FAS per child was US $2342 more than the
research priority. annual average cost of health for a child in North
The cost burden of FASD has been measured Dakota who did not have FAS (US $500 per
in six studies.9-14 Abel & Sokol 9 measured the year).
economic cost of FAS from the perspective of the Rice, Kelman, et al13 estimated the cost of
health care system and estimated that the burden FAS from the perspective of the health care
of FAS in the United States was US $321 million system and placed the annual cost of treating the
in 1984, based on the average incidence of 1.9 birth defects associated with FAS in the United
FAS cases per 1000 live births. The incidence rate States at US $1.6 billion, based on an incidence of
was on average, drawn from several prospective 1.9 FAS cases per 1000 live births. The incidence
and retrospective studies. Components of costs was based on a review of several prospective and
included treatment of care of low birth weight retrospective studies. Components of costs
babies with FAS; costs for surgical correction of included the cost of care for FAS-related birth
FAS-related birth defects; care for those with defects and cognitive disability, as well as the cost
moderate or severe cognitive disabilities; and the of residential care for patients over 21 years. The
cost of semi-independent supervised support for cost of residential care accounted for 8- percent of
mildly cognitively disabled patients with FAS the total cost estimated.
who were 21 years of age or under. Stade et al 14 measured the burden of cost of
In 1991, Abel & Sokol 10 again estimated the FASD at the individual-patient level of 200
cost of FAS from the perspective of the health children and youth, aged 1 to 21 years, in Canada
care system and produced much lower annual cost and found that the cost per child was CD $14,342.
estimate of US $74.6 million, based on an Cost included estimates of Medical, Education,
incidence rate of 0.33 FAS cases per 1000 live Social Services, and Out-of-Pocket expenses. Cost
births. This conservative estimate was derived of FASD annually to Canada of children and
entirely from prospective studies, which yield youth, 1 to 21 years old, was $344,208,000.
lower estimates of FAS incidence than do The six studies reviewed demonstrate that the
retrospective studies, in part because, unlike the physical, behavioural, and cognitive sequelae of
retrospective studies, there are no prospective data FASD are costly to treat and to rehabilitate, and
for Native Americans and other racial/ethnic may limit an individual’s ability to contribute to
groups that may face a higher risk of being society’s productivity. The economic burden of
diagnosed with FAS. In addition, the cost of semi- FAS calculated in these studies provides impetus
independent supervised support for mildly for implementing prevention and treatment
cognitively disabled patients ages 21 and under strategies. However, there are several limitations
was excluded from the later study, on the grounds to past research examining the cost of FAS. In the
that such care was generally required only after five American studies9-13, past research estimates
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© 2009 Canadian Society of Pharmacology and Therapeutics. All rights reserved.
The burden of prenatal exposure to alcohol: revised measurement of cost
of costs are strictly limited to FAS and do not over 1000 children, youth and adults with FASD
reflect costs of other alcohol related effects, which and their parents throughout Canada. All
are more common. Thus, the results of these participants in this study were diagnosed with
studies may significantly underestimate the FAS, PFAS, or ARND. The children, youth and
economic burden associated with prenatal alcohol adults with FASD varied in the following
exposure. Precisely what costs should be characteristics: age, gender, educational levels and
measured and included in an economic evaluation abilities, ethnicity, and age of entry into their
depends on the perspective selected. In 4 of the 5 current home. Their parents also varied in terms
studies reviewed, the perspective chosen resulted of age, gender, marital status, education, and
in under-estimation of the total costs of FAS. relationship to the child (adoptive, biological, and
Specifically, Abel & Sokol9,10 and Rice, Kelman foster).
et al.13 failed to include direct costs to the The current study did not include any
family/patient or productivity losses associated participants interviewed in the 2003 study.14 Two-
with prenatal exposure to alcohol. Klug and hundred and forty (240) of the study sample
Burd12 only measured medical costs and did not included parents (biological, adoptive, or foster)
include cost of education, social services, of one or more children diagnosed with FAS,
productivity losses and others. Discrepancies in PFAS or ARND, aged 1 day to 53 years, who
cost estimates obtained in past studies were due, were currently living with their child, or
in part, to the time horizon used in the evaluation. responsible for the care and welfare of that child.
For example, Abel & Sokol did not include costs Ten (10) participants were adults with FASD. All
beyond 21 years of age. Rice, Kelman, et al, of the participants completed the Health Services
included the costs of treatment and care for Utilization Inventory – FASD (HSUI-FASD). A
individuals under the age of 22 years as well as family member or social service worker helped 5
residential care for all ages. Harwood & of the 10 adult participants with FASD complete
Napolitano11, with the largest cost estimates, the survey. The remaining 5 adult participants
included treatment, care, and lost productivity for provided information such as medications,
all ages in his research.13 In the Canadian study hospitalization records, ODSP forms and others.
conducted by Stade and colleagues14, costs of
children living in institutions and individuals who Data Collection: Health Services Utilization
were homeless or in the judicial system, and Inventory – FASD (HSUI-FASD)
prospective data for infants under the age of one The Health Services Utilization Inventory
year were not included in the study. Health care (HSUI)14 used in the first estimates of cost of
resource data were based on parent reports. FASD in Canada was modified to include other
Finally, it was extremely difficult to measure significant components of costs. The tool
productivity loss of parents who reported a career contained questions consistent with the
change or lack of career opportunity. questionnaire used in the 2003 study, but also
included questions relevant for measuring the
METHODS costs in infancy and in adulthood and the costs of
living in an institution. The modified tool was
Research Design reviewed by experts in FASD, including parents
Prospective cross-sectional research design was and professionals throughout Canada for content,
used. face and construct validity.
The HSUI-FASD consisted of questions about
Setting the respondents’ direct costs of medical care –
This study was conducted in urban and rural hospital admissions, costs of surgeries, health
settings throughout Canada. professional services, medication; costs of
educational services- home schooling, special
Sample schooling, infants stimulation or therapy program;
Potential participants were elicited from parent costs of social services - respite care, foster care;
support agencies across Canada. These agencies cost of institutionalization; government pensions;
provide service to a heterogeneous population of adoption costs; and direct costs to parents parking
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© 2009 Canadian Society of Pharmacology and Therapeutics. All rights reserved.
The burden of prenatal exposure to alcohol: revised measurement of cost
and transportation costs, and costs of externalizing productive days per year. For unpaid labour or
behaviours, and others. those not reporting their salary range, a wage was
The tool also included questions to assess imputed from sex-specific and age-specific means
indirect costs such as days missed from work of the study sample.
caring for the child with FASD. Questions were Productivity costs were measured using the
restricted to a reliable duration of recall, such as 6 human capital approach. The Health Services
months for remembering a hospitalization, 3 Utilization Inventory elicited information about
months for a visit to a physician and 1 month for the number of days lost from work, over the
use of a prescription medication.15 preceding month, caring for the child with FASD.
Unit prices for services and care identified by The number of days lost were multiplied by 12 to
the parents were collected separately, and total calculate time losses over a 12 month period. This
expenditures for services used were calculated. number was then multiplied by the parent’s
Unit costs associated with costs of treatment and average daily wage yielding annual productivity
care identified by parents in the “Health losses per child with FASD.
Inventory” were collected from various sources Expenses related to the child’s externalizing
including Pediatric Hospitals across Canada; behaviours, including acts of violence against
Ministry of Education, Ministries of Community persons, animals, and or property; and stealing
and Social Services, Ministries of Health and were elicited directly in the inventory.
Long-Term Care; Schedules of Physician The contributions of key costs were categorized
Benefits; Provincial Drug Formularies and others. as:
Productivity losses were calculated by 1. medical;
estimating loss of caregivers’ wages. Finally, 2. education;
costs that are incurred because of the child’s 3. social services;
externalizing behaviours, which included acts of 4. patient/family direct;
aggression such as damage to people/ property or 5. productivity losses; and
stealing, were included in the total estimates of 6. externalizing behaviours
costs whenever possible. Costs were analyzed
from the perspective of society, the provincial Total unadjusted costs were calculated at the
ministries of health and the patient. All costs patient level by summing the costs for each child
incurred by parents and caregivers were assigned in each cost component. Societal costs were
to the child as the unit of analysis. An incidence presented from the perspective of society, the
approach which begins at birth was used. All data government ministries and the patient.
were analyzed using Statistical Package for the A stepwise multiple regression analysis was
Social Sciences (SPSS). used to calculate the average cost per case,
controlling for explanatory variables. Variables
Data Analysis which potentially influence cost, included severity
The average direct costs associated with FASD at of illness defined by degree of cognitive delay and
the individual level, from birth to 53 years, were behavioural problems, age of the child at
calculated by multiplying the volume of resource diagnosis, relationship to the child (biological,
use by the unit price for each service. Costs for adoptive, foster), age of parent, marital status,
recall intervals of various lengths were annualized occupation of the parent, annual wage of the
by linear extrapolation. All costs were expressed parent, ethnic group of the child and parent, and
in 2007 Canadian dollars. geographical setting. P values of <0.05 were
Employed subjects were asked to report their considered significant.
salary within a $10,000 range, and the median was
used in the calculation. Wages per day were RESULTS
estimated by dividing the annual salary by the
number of potentially productive days per year Sample Characteristics
(240). This is estimated by subtracting vacation Two-hundred and fifty caregivers or adults with
time (10 work days) from the number of work FASD participated in the study. Table 1 presents
days per year (260), resulting in 240 potentially the children’s characteristics. A document written
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The burden of prenatal exposure to alcohol: revised measurement of cost
by the diagnosing health professional or the geographical settings: Canada West, Central, and
primary physician confirmed the child’s East. Canada was divided into 3 geographical
diagnosis. Table 2 presents the parents’ settings, rather than provinces, due to the small
characteristics. Figure 1 demonstrates the number sample size.
and percentage of participants from the 3
TABLE 1 Cost Study: Characteristics of the Children, Youth and Adults with FASD (n=250)
Sex:
Male 133 53%
Female 117 47%
Diagnosis:
FAS 30 12%
PFAS 23 9%
ARND 197 79%
Cultural Group:
Native-Canadian 102 41%
Euro-Canadian 120 48%
Asian-Canadian 16 6%
Jamaican-Canadian 12 5%
Age: (0 = Day of birth)
0-2 years 20 8%
3-6 years 36 14%
7-12 years 60 24%
13-17 years 48 19%
18-21 years 36 14%
22-25 years 18 7%
26-35 years 12 5%
36-45 years 11 5%
45-53 years 9 4%
Relationship to Parent:
Biological 36 14%
Adoptive 142 57%
Foster 62 25%
Self 10 4%
Severity of Disability *
Mild Disability 108 43%
Moderate Disability 101 40%
Severe Disability 41 16%
* The level of disability – mild, moderate, severe - was a clinical judgment determined by a health professional, in collaboration
with the caregiver, based on deficits in intellectual, adaptive behaviour, and/or organ anomalies that significantly limited an
individual’s effectiveness in meeting the standards of maturation, learning, personal independence, or social responsibility that is
expected of the individual’s age-level.
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© 2009 Canadian Society of Pharmacology and Therapeutics. All rights reserved.
The burden of prenatal exposure to alcohol: revised measurement of cost
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© 2009 Canadian Society of Pharmacology and Therapeutics. All rights reserved.
The burden of prenatal exposure to alcohol: revised measurement of cost
FIG. 1
West Central
36.8% 33.2%
n=92 n=83
East
30%
n=75
*West: Saskatchewan, Alberta, British Columbia, and the Yukon/North West Territories;
Central: Ontario and Manitoba; East: Quebec, Newfoundland, New Brunswick, Nova Scotia
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© 2009 Canadian Society of Pharmacology and Therapeutics. All rights reserved.
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The burden of prenatal exposure to alcohol: revised measurement of cost
Variable F P
Severity of Disability 41.04 <0.001
Age of Child, Youth, Adult 31.02 <0.001
Relationship to Child, Youth, Adult 14.06 <0.001
Geographical Region 3.92 NS*
Age of Caregiver 3.88 NS*
Occupation of Caregiver 3.01 NS*
Education of Caregiver 1.62 NS*
Cultural Group of Child, Youth, Adult 0.10 NS*
Marital Status of Caregiver 0.08 NS*
*NS=Not Significant
TABLE 5 Adjusted Annual Costs per Individual with FASD According to Severity of Disability
TABLE 6 Adjusted Annual Costs per Individual with FASD According to Age
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© 2009 Canadian Society of Pharmacology and Therapeutics. All rights reserved.
The burden of prenatal exposure to alcohol: revised measurement of cost
TABLE 7 Adjusted Annual Costs - According to Relationship to the Individual with FASD
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The burden of prenatal exposure to alcohol: revised measurement of cost
the cost of FASD was calculated. The prevalence cost in the first year of life with their associated
of FAS and related effects is still poorly psychological burdens demonstrate how essential
understood because researchers have used varying it is to prevent this disability. The decreased costs
diagnostic criteria and methods of identifying associated with FASD in late adolescence and
cases, and numbers of diagnostic centres are adulthood demands an evaluation of availability,
limited. An estimate of the prevalence FASD in access and utilization of services for these age
Canada is 1 in 100 people. The number of people groups.
from day of birth to 53 years in Canada is The study findings illustrated that 25 % of
approximately 24.29 million.16 total costs were paid by the caregivers caring for
Therefore, the estimate of FASD in the “birth their child or family members with FAS. Policy
to 53 year age group” in Canada is 242,906 makers and health and social service professionals
individuals. The adjusted annual cost of FASD in should be aware of this substantial long-term
Canada for ages 0 to 21 years at the individual economic impact of prenatal exposure to alcohol
level is $21,642 (95% CI, $19,842; $24,041). and should be sensitive to the financial constraints
Therefore, the annual cost of FASD to Canada of faced by parents. In addition, given the high
those 0 to 53 years of age with FASD is $5.3 adoption rate among this population, it is essential
billion (95% CI, $4.12 billion; $6.4 billion). that infants prenatally exposed to alcohol be
identified so that potential parents will not only be
Study Limitations prepared of the potential special needs of the
While the study did not draw a random sample of children but also be prepared for the potential
children with FAS, the sampling plan included costs. It is essential that financial support for
multiple areas of Canada and all children (parents) specialized programs be provided by adoption
agreeing to participate were enrolled. agencies if needed.
Generalisability of the findings to the larger Although this research attempted to overcome
Canadian population is supported by the limitations of earlier studies, methods used to
heterogeneity of the sample. The study did not collect cost data continue to require further
include individuals who were incarcerated at the research and development. For example, it
time of data collection, and thus may have lead to remains difficult to accurately measure
a somewhat lower cost estimate. The study was productivity loss of parents of children and of
limited to children and adults from day of birth to adults with FAS. Parental reports of lost income
53 years. due to career change or lack of career opportunity
because of the child’s disability could not be
Implications to Practice and Research measured. It is difficult to determine the
FASD is a public health priority in Canada with productivity loss of adults with FASD. Some
significant potential for prevention of future births adults with FASD in this study did work despite
of infants exposed to alcohol during their their level of disability. Environmental factors
gestation, and for the prevention of the lifelong with lack of supports and lack of appropriate jobs,
disabilities associated with FASD. Updated and as well as late diagnosis may have contributed to
improved cost data provided by this study is loss of productivity of the majority of adults with
further impetus for clinical and policy decision- FASD. A study focusing specifically on
makers to allocate more funds to the prevention of productivity losses is needed.
FASD. Studies which look more closely at the factors
The costs components in the first year of life of why costs differ between foster, biological and
demonstrated not only the financial burden in the adoptive families are needed. Future studies which
beginning of life, but the potential psychological include cost data of incarceration would more
burden to the infant. These infants are often completely illustrate the economic burden of
placed in care before moving to a permanent prenatal exposure to alcohol. Finally, studies that
home and family, may require painful and examine the cost benefit of programs for preventing
complex surgeries and/or specific medical or the birth of a child with FASD are needed. Similarly,
physical therapies, and they may have to cope cost benefits of programs to promote better
with developmental delay. The components of outcomes for these children must be conducted.
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© 2009 Canadian Society of Pharmacology and Therapeutics. All rights reserved.
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