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Curley - E - M - Locke, Boyle, and The Distinction Between Primary and Secondary Qualities
Curley - E - M - Locke, Boyle, and The Distinction Between Primary and Secondary Qualities
E. M. Curley
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Fri Sep 3 14:03:03 2004
LOCKE, BOYLE, AND THE DISTINCTION
BETWEEN PRIMARY AND SECONDARY
QUALITIES
See, e.g., R.I. Aaron, John Locke (Oxford, 1955; 2nd ed.), pp. 116-127;
D.J. O'Connor, John Locke (London, 1g52), pp. 63-72; Reginald Jackson,
"Locke's Distinction Between Primary and Secondary Qualities,'' in C.B.
Martin and D.M. Armstrong, Locke and Berkeley, a Collection of Critical Essays
(New York, 1968), p. 72; Frederick Copleston, A History of Philosophy (Garden
City, 1964), vol. V, pt. I, pp. 96-100. One might also add Jonathan Bennett to
the list on the strength of his article, "Substance, Reality and Primary
Qualities," in Martin and Armstrong. But it should be noted that his recent
book, Locke, Berkeley and Hume: the Central Themes (Oxford, 1g71),is free of the
misunderstanding I am attacking and offgrs an exegesis of Locke very like that
I argue for here, though on rather different grounds. Similar remarks apply to
Maurice Mandelbaum's Philosophy, Science and Sense Perception (Baltimore, I 964).
I am very much indebted to Professor Mandelbaum, both for his published
work and for his criticisms, in correspondence, of an earlier draft of this paper.
I have also had useful conversations with Mr. R.A. Naulty, of this university.
PRIMARY AND SECONDARY QUALITIES
2 For evidence that Berkeley did not in fact accept the arguments, see
MR. Ayers, "Substance, Reality, and the Great, Dead Philosophers,"
American Philosophical Quarterly, 7 (1970),46.
An Essay Concerning Human Understanding, ed. by J. Yolton (London, 1965),
Bk. 11, Ch. 8, sec. 7.
variety of lists of primary qualities, of which the following is a
c o m p o ~ i t e :solidity,
~ extension, figure, mobility, bulk, texture,
number, and situation. The senses are said to "find7' the primary
qualities in all perceptible bulks of matter and the mind is said
to "find" them in every particle of matter, even if it is too small
to be perceptible. The primary qualities are properties which
bodies cannot be conceived as lacking, and they are held to be
"in the things themselves, whether they are perceived or not"
(11, 8, 23).
The secondary qualities are not characterized initially as being
separable from bodies (though this is said of color at 11, 8, 19);
but as being "nothing in the objects themselves but powers to
produce various sensations in us by their primary qualities"
(11, 8, 10). Examples are colors, sounds, tastes, smells, heat, and
light.5 Locke sometimes says that the secondary qualities are not
really in external objects and do not exist at all whenever, for one
reason or another, they are not being perceived (11, 8, I 7-19).
But when he says this he seems to be identifying the quality with
the idea it produces and forgetting his official doctrine about
secondary qualities, which is that they are powers which bodies
have to produce sensations (Sections 10, 14, 15, 22-26). At the end
of Section 19 he recognizes that the power continues to exist even
when the conditions for its manifestation are not fulfilled. So the
view that objects do not have colors in the dark and the more
general view that they would not have any secondary qualities in
a world lacking perceivers are examples of those unfortunate
inconsistencies for which Locke's work is so famous. But they are
not, I think, essential in any way to his doctrine about primary
and secondary qualities.
Tertiary qualities are the powers a body has, "by reason of the
particular constitution of its primary qualities," to alter the
primary qualities of other bodies so as to make the other bodies
act differently on our senses (11, 8, 23). An example would be the
power of the sun to melt wax. Tertiary qualities, Locke thinks, are
generally seen to be only powers; and not "real qualities" of
we say it has the power to turn the lock, and of the lock we say it has
the power to be turned. . . . The power to turn the lock does not
belong to the key in itself: a change in the lock might deprive the key
of its power without any change in the key. On the other hand, the
power to turn the lock is different from both the act of turning the lock
and the condition of the lock when turned, and is in no sense a quality
Op. cit. Jackson's article, though it originally appeared in 1929, has been
given a good deal of prominence recently, not only through its reprint in
Martin and Armstrong, but also in discussions by John Yolton (Locke and the
Compass of the Human Understanding [Cambridge, 19701) and Maurice Mandel-
baum (Philosophy, Science and Sense Perception).Though Bennett does not discuss
Jackson explicitly, his article (cited above) has important themes in common
l " .,
with it. Cf. his discussion of the ~ h e n oargument. Tackson also seems to have
influenced Aaron's account of the primary-secondary distinction in Locke.
of the lock. Emphasis on either of these negative truths easily leads to
neglect of the other [p. 571.
That is, if we focus on the fact that the power to turn the lock
is not a property of the key, we are apt, according to Jackson, to
think of it as a property of the lock. But if we focus on the fact
that the power to turn the lock is not a property of the lock, we
are apt to think of it as a property of the key.
I n reality, it is not a property of either one, but a relation
between them. It is because powers are essentially relational
that they are not intrinsic properties of the objects that have them.
For an object to have a power, it must have certain properties-
the key must have a certain size and shape-but these properties
are only necessary and not sufficient conditions for its possession
of the power. The object to which we implicitly relate it in
attributing the power to it must also have certain properties. The
lock must have a certain construction. So knowledge of a thing's
powers is not knowledge of what it is, but only knowledge of what,
under suitable circumstances, it does. Powers are not real qualities
of objects.
Now secondary "qualities," for both Locke and Boyle, are a
kind of power. Therefore, they are relational, and not real,
intrinsic qualities of objects. When Locke calls them secondary
qualities what he means is that they are not qualities at all. And he
naturally likens them to what have here been called "tertiary
qualities," which he thinks are generally seen to be powers, not
qualities. If only we recognized that the so-called secondary
qualities were powers, we would not be tempted to think of them
as properties of objects.
The notion of a power is a difficult and elusive one. Secondary
qualities, as a kind of power, prove equally difficult. As is the case
with powers generally, when we stress that a secondary "quality"
is not a property of one of the objects it relates, we are liable
to confuse it with properties of the other object. So both Boyle and
Locke speak of secondary qualities, sometimes as if they were
identical with the primary qualities which provide their causal
basis in the external object, and sometimes as if they were identical
with their effects in the perceiving subject. They confuse them
PRIMARY AND SECONDARY QUALITIES
now with qualities proper, and now with ideas. But when they are
speaking carefully and exactly they recognize their relational
nature.
these two pieces of iron might now be applied to one another after a
certain manner, and that there was a congruity betwixt the wards of the
lock and those of the key, the lock and the key did each of them now
obtain a new capacity, and it became a main part of the notion and
So the capacities to lock and be locked are new, but not real
entities added to the lock or the key, which have not been changed.
Boyle also speaks in the same way about the solubility or
insolubility of gold in various acids. He notes that the goldsmiths
of his day count as "the most distinguishing qualities of gold, by
which men may be certain of its being true and not sophisticated,
that it is easily dissoluble in aqua regia and that aqua fortis will
not work upon it" (p. 463). But these acids were not known to the
Roman goldsmiths. Their discovery, Boyle suggests, gave rise to a
new power of gold, but did not change its nature.
Now this seems to me a most unnatural way to speak about
powers and I think it is not surprising that Boyle should also speak
in ways incompatible with it. O n the same page, he identifies the
power of beaten glass to poison with the glass itself "as it is
furnished with that determinate bigness, and figure of parts,
which have been acquired by comminution." But if having the
power is being glass with those primary characteristics, then
presumably the power does characterize the object in itself and
will continue to do so, regardless of changes in those objects
which the power might be exercised on.
Passages like the one just cited are not, I think, to be dismissed
simply as inaccuracies. What they show, rather, is a genuine
ambivalence about the concept of power. This comes out clearly
when Boyle considers the objection (p. 466) that secondary
qualities do have "an absolute being irrelative to us," that snow
would be white and a glowing coal would be hot even if there were
no perceivers about to have the appropriate sensations. Boyle
here uses the notion of a power to concede
for a body in that case may differ from those bodies, which now are
quite devoid of quality, in its having such a disposition of its constituent
corpuscles that in case it were duly applied to the sensory of an animal,
it would produce such a sensible quality, which a body of another
texture would not [P. 4671.
thing existing in the object "than the names that stand for them
are the likeness of our ideas" (11, 8, 7; 11, 8, 15). I t is because
secondary qualities produce ideas lacking any resemblance to
their cause that they are said to be nothing but powers, or on9
powers, or barely powers (11, 8, Sections 10, 15, 23-25).
I n this they are analogous to tertiary qualities (11, 8, 24-25).
We see no similarity between the effect of a tertiary quality (say
the melting of wax by the heat of the sun) and the cause of that
effect. So we regard the melting as the effect of bare power, not the
communication of a quality really in the cause. But we are not
aware of the causal role of the primary qualities in the production
of our ideas of secondary qualities. So we are apt to imagine that
our ideas of secondary qualities (like our ideas of primary quali-
ties) are the effect of something in the object which they do
resemble, and so are real qualities, not just powers.
Now there are difficulties about distinguishing between primary
and secondary qualities in this way. One minor difficulty is that
the class of secondary qualities overlaps the class of tertiary
qualities, so that Locke seems committed to maintaining that
heat both is and is not generally regarded as a bare power rather
than a real quality. I t is thought to be a bare power because, as a
tertiary quality (the cause of the melting of wax), its effect is seen
not to resemble the cause. And it is thought not to be a bare
power because, as a secondary quality (the cause of our sensation
of heat), its effect is imagined (wrongly) to resemble its cause.
But the major difficulty concerns the concept of resemblance
and the doctrine that our ideas of primary qualities do resemble
something in their objects. Many commentators seem to have
agreed with Berkeley that this is nonsense.17 And if the talk of
resemblance means that my idea of a square object is itself
square, then perhaps it is nonsense. Other commentatorsls have
supposed that Locke's talk of resemblance commits him to the
view that we never make mistakes in our perceptual judgments
about primary qualities. What I contend is that we can make
sense of the talk of resemblance without supposing that Locke
l7 The Principles of Human Knowledge, sec. g: " A n idea can be like nothing but
another idea." Cf. Jackson, pp. 68-69; Bennett, pp. 107-108.
l8 E.g., O'Connor, p. 67; and Aaron, p. 126.
held any strong thesis about the accuracy of our perceptual
judgments of primary qualities.
Locke does not argue for the view that our ideas of primary
qualities are resemblances of them. He takes it to be the usual
view that all our ideas of objects are resemblances of something
in the object (11,8, 7) and he is mainly concerned to show that a
great many of our ideas are exceptions to this generalization.
But I think we can work out why he thought some were, by
seeing why he thought some were not.
Locke first states the doctrine that the ideas of primary quali-
ties of bodies are resemblances of them, whereas the ideas of
secondary qualities are not, in 11,8, 15. I t is presented there as the
obvious conclusion of an argument which is stated in Sections
I I - I 4. Oddly enough, the main burden of these preceding sections
seems to be that the ideas of primary qualities and the ideas of
secondary qualities are both produced in us in the same way-
namely, by the operation of insensible particles on our senses.
What is most puzzling about this is that an apparent similarity
in the causation of our ideas of primary and secondary qualities
should be made the basis for the central distinction between them.
But if we follow up a hint which Locke drops later in the Essay
(IV, 3, 12-13; IV, 3, 28), I think we can resolve the puzzle. The
hint lies in Locke's doctrine that there is no "affinity" (or "no
discoverable connexion" or "no conceivable connexion") between
the cause of our ideas of secondary qualities and the effect.
Locke's point, I take it, is this: If we consider the kind of causal
account we would give of our (visual) perception of, say, the shape
of an object, we will find that it involves descriptions of how rays
of light are reflected from the surface of the object and focused
by the lens of the eye on the retina. The nerve endings in the
retina which are stimulated by the light rays transmit a message
to the brain and a perception of a particular shape is produced.
We see the object as elliptical, perhaps. I t is not essential to the
story that the object be elliptical, but it is essential that the object
have some shape and that that shape be a causal factor, via the laws
of perspective and refraction, in determining the pattern of
stimulation of nerve endings in the retina.
O n the other hand, if we consider the kind of causal account
PRIMARY A N D SECONDARY QUALITIES
VI'
455
learned them from his study of philosophy. After all, discussions
of perceptual error and relativity are as old as philosophy itself.
And if we look at the classical discussion^^^ of these topics, we
find that the examples involve primary qualities as often as they
do secondary qualities. So students of philosophy are constantly
being told that square towers look round in the distance, or that
the oar which appears bent when in the water looks straight
when out of it, or that the same ship which seems small and sta-
tionary at a distance seems large and in motion from close at hand.
Indeed, if we look at the most important discussions of per-
ceptual error and relativity by seventeenth-century philosophers,
we find a decided preference for examples involving primary
qualities. The favorite example was the sun, which is perceived
as a flat, circular body (shape), smaller than the earth (size), and
about two hundred feet away (situation), according to Cartesian
This emphasis on primary qualities is particularly
striking in what is perhaps the most extended seventeenth-century
discussion of perceptual error, Book I of Malebranche's Recherche
de la v&t4 a book which we know that Locke read and commented
on. Malebranche begins with a chapter on our errors about
extension (Ch. 6 ) , devotes the next chapter to our errors about
shape, and the next two chapters to our errors about motion.
This takes up some 42 pages in the new critical edition
of Malebranche.Z4 Then he lumps together Locke's secondary
qualities under the heading "sensible qualities" and gives them,
collectively, three rather short chapters (22 pages).
Of course, an acquaintance with the literature on Locke is not
VII
30 Cf. Berkeley's use of the passage in Three Dialogues Between Hylas and
Philonous, in Berkeley's Philosophical Writings, ed. by D. Armstrong (London,
1965), PP '48-155.
PRIMARY AND SECONDARY QUALITIES
32 Cf. Le Monde, pp. 25-26. In saying that Descartes regards color, etc.,
as properties of bodies, I set myself against a well-established tradition in
Cartesian interpretation. M.R. Ayers writes:
Who could deny that the central doctrines in Descartes' philosophy are
associated with his belief that extension is really in body, while color
exists only in the mind or "is related simply to the intimate union that
exists between body and mind" [ok. cit., p. 441 ?
I am afraid that I must deny this, since I deny that Descartes believes color
to exist only in the mind. I cannot argue this in detail without making a long
paper excessively long, but I can point out that "color exists only in the mind"
is a very doubtful gloss of the phrase Ayers quotes, particularly since Descartes
goes on to contend in the next paragraph (Principles 11, 4) that color, etc., are
accidental rather than essential qualities of bodies.
The passage which seems to me to come closest to justifying the Berkeleyani-
zation of Descartes is Principles I, 66-70, where Descartes compares the prejudice
involved in our attribution of colors to external bodies with the prejudice
involved in our attribution of pain to parts of our own body. But a careful
reading of this passage, with attention to the variations in the French version,
will show clearly that Descartes does not think the two prejudices are entirely
parallel. The mistake in the case of pain lies in our location of the pain outside
the mind; in the case of color, it lies in our supposing that color as a quality
of external bodies is like the sensation of color in the mind. Principles I, 70
explains how attributions of colors to objects are to be understood-as attri-
butions of a capacity for causing certain sensations in us-it does not deny that
they can ever properly be made.
A similar distinction is made in the Sixth Meditation (Adam and Tannery,
VII, 81). In the first paragraph Descartes discusses pain, hunger, and thirst,
and concludes that they are only confused modes of thought. In the second
paragraph he discusses our perceptions, of color, sound, taste, etc., and con-
cludes that our varying perceptions of these qualities do correspond to varia-
tions in the things themselves, though the variations in the things may not be
like our perceptions of them. Secondary qualities cannot be ascribed to the
body alone, any more than to the mind alone (Principles I, 48), because, as
powers of producing sensations, they involve essentially a relation to a perceiver.
PRIMART AND SECONDARY QUALITIES
Our simple ideas can none of them be false in respect of things existing
without us. For the truth of these appearances or perceptions consisting
. . . only in their being answerable to the powers in external objects to
produce by our senses such appearances in us, and each of them being .
in the mind such as it is suitable to the power that produced it, and
which alone it represents, it cannot upon that account, or as referred to
such a pattern, befalse. Blue oryellow, bitter or sweet can never be false
ideas: these perceptions in the mind are just such as they are there,
answering the powers appointed by God to produce them, and so are
truly what they are and are intended to be [11, 32, 161.
Note that though Locke says that simple ideas cannot be false, his
examples are all examples of ideas of secondary qualities. And his
argument requires the conclusion to hold for all and only ideas
of secondary qualities. An idea of a primary quality, even if it is
simple, does have something in the object which it "answers to"
33 See, e.g., 11, 30, 2; 11, 31, 2; 11, 32, 14-16;and IV, 4, 4.
beyond the capacity of the object to produce that idea in us.
We attribute the quality to the object in a nondispositional sense
in order to account for the object's possession of the capacity for
producing that idea. So the quality provides a standard by
reference to which the idea can be judged false. But an idea of a
secondary quality, even if it is complex, has nothing to answer
to except a "bare power." We do not attribute the quality to the
object nondispositionally in accounting for its capacity for
producing this idea. There is, therefore, no further norm to which
it can fail to conform.
So where Descartes has to resist the temptation to say that none
of our ideas of secondary qualities are true, Locke's view is that
none of them can be false. What he needs, to be able to distinguish
between veridical and illusory perception of secondary qualities,
is a more sophisticated dispositional theory. An object is blue
not if it has the capacity to produce an idea of blue in me, but if it
has the capacity to produce an idea of blue in a normal perceiver
under certain standard conditions. Locke has not hit on that way
of avoiding paradox. So he is left with a theory according to
which error in the perception of secondary qualities is impossible.
But one would scarcely guess this from reading the traditional
accounts of his doctrine concerning primary and secondary
qualities.
E. M. CURLEY
The Australian National Uniuersit_v