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Participatory Governance and The Spatial Representation of Neighborhood Issues
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Urban Affairs Review
of Neighborhood Issues
Abstract
In democratic theory, community-representing organizations play a critical
role in mediating between citizens and elites. While proponents argue that
neighborhood governance can improve efficacy and responsiveness of urban
governance, critics warn that socioeconomic bias privileges the parochial
interests of higher-income residents. There is limited knowledge, however,
concerning the specific types of activities community-representing organiza-
tions undertake. This study illuminates the community mediation process
through an analysis of the agenda orientation of community-representing
organizations. An analysis of actual meeting agendas from Los Angeles neigh-
borhood councils demonstrates that these community-representing orga-
nizations engage with varied issues including community improvement and
other types of service needs or preferences in addition to land use. The
findings suggest a more complex relationship between income and agenda
orientation than is generally acknowledged. In particular, lower-income
communities focus heavily on internal maintenance and capacity develop-
ment activities that may displace engagement with more substantive issues.
In contrast to the conventional wisdom that these organizations are likely to
channel middle-class NIMBYism, the analysis reveals a U-shaped relationship
between income and land-use emphasis, evidence that engagement in land
1
Wayne State University, Detroit, MI, USA
2
University of Southern California, Sacramento, CA, USA
Corresponding Author:
Kyu-Nahm Jun, Department of Political Science, Wayne State University, 2071 Faculty
Administration Building, Detroit, MI 48202
Email: kn.jun@wayne.edu
Keywords
community-representing organizations, neighborhood councils, citizen
participation, urban governance
Introduction
A growing literature on participatory urban governance argues that the inte-
gration of secondary associations in local policy making can make up for
weaknesses in the American representative system (Barber 1984; Berry,
Portney, and Thomson 1993; Burns 2000; Fung 2004, 2006; King 2004;
Thomas 1986; Yinon-Amoyal and Kallus 2005). In contrast, critics contend
that local participatory systems are vulnerable to parochialism and represen-
tative bias, and that localized participation is likely to exacerbate class biases
in urban policy. Purcell (2006) offers a particularly damning critique, argu-
ing the literature on local participatory governance falls prey to a “local
trap,” assuming that “local is desirable” without theoretical or empirical
grounding to support the claim. Purcell calls for scholars to justify how local
scale may achieve particular ends, such as enhancing democracy or promot-
ing social justice.
The debate about community participation centers on important theoreti-
cal and empirical issues concerning the ability of local institutions to elevate
spatially differentiated residential preferences to urban decision makers. On
the one hand, a wide-ranging literature argues that participatory governance
can communicate important information about residential preferences and
“street level” conditions to administrators and elected officials (Berry,
Portney, and Thomson 1993; Box 1998; Thomas 1986). This function can be
particularly important in large urban areas where patterns of service delivery
may poorly reflect local needs and preferences (Levy, Meltsner, and
Wildavsky 1974). Neighborhood-level feedback thus has the potential to
improve local satisfaction with urban service distribution (Kelly and
Swindell 2002).
In contrast, a critical focus emphasizes socioeconomic biases that may
give wealthier neighborhoods disproportionate capacity to organize and act.
From this perspective, local participation may simply exacerbate inequities
already endemic in local governance. Other critics stress the vulnerability of
Both the problems faced by and the demands of citizens vary by region.
The most salient issues faced by neighborhood organizations—zoning and
development, local nuisances, street and park amenities—have highly local-
ized impacts, suggesting that different neighborhoods will have different
issue foci. In addition, demands for public services are a function of indi-
vidual characteristics that vary from neighborhood to neighborhood, sup-
porting variation in demands. However, in general, the literature on CROs
suggests that residential interests tend to concentrate on land-use issues as
well as on advocacy for municipal services such as public safety, economic
development and on providing direct assistance to community matters in need
such as education and crime prevention (Berry, Portney, and Thomson 1993).
Socioeconomic characteristics will be associated with land-use concerns
(Dear 1992), with a nonlinear relationship between income status and land-
use issue orientation. Whereas higher-income communities are likely to have
a stake in maintaining local land values, lower-income communities are
likely to be the focus of locally undesirable land uses such as treatment facili-
ties and higher density housing (Nguyen 2009). This suggests a U-shaped
relationship between income and land-use attention, with more land use–
related activity in the lower and higher ends of the income spectrum. A
related hypothesis is that homeownership will be strongly associated with a
land use–oriented neighborhood agenda (Fischel 2005; Takahashi and Gaber
1998). More specifically, because homeownership correlates with civic and
community involvement and because homeowners have a larger financial
stake in community attributes (e.g., congestion, crime), they are more likely
to be involved with planning issues. Thus it is hypothesized:
very high levels of community income, residents may have less interest in
advocating for public services because they are able to substitute privately
produced services (e.g., security guards rather than police; private recre-
ational memberships rather than parks). The interaction of income and sub-
stitution effects (private for public services) suggests an inverse U-shaped
relationship between income and advocacy for community services. This
argument is consistent with Oliver (1999), who observed an inverse U-shaped
relationship between income and civic participation generally at the city
level. It is hypothesized as follows:
Methodology
The analysis relies on multiple sources of information, with the primary data
source a coded random sample of 467 meeting agendas collected from 73
NCs for the period of 2003 through 2005.1 Neighborhood councils in Los
Angeles are legally subject to state open meeting laws that require them to
circulate an agenda that includes all items of discussion 72 hours in advance
of meeting. Thus, NC meeting agendas offer a relatively consistent and reli-
able means of comparing the types of issues engaged by NCs across the city.2
Supplementing the meeting agenda content analysis is qualitative field
research and documentary evidence collected during the period of 2003 to
2006. The field research included observation of NC and the City and semi-
structured interviews with city officials and community members. Researchers
compiled field notes using standard meeting note and interview note proto-
cols. Table A1 in the appendix explains sources of data in more detail.
Development of the content coding scheme entailed an iterative integra-
tion of theory on local participation with field observation, newspaper arti-
cles, and a review of a pilot sample of meeting agendas (see Table A2 in the
appendix). The agenda items were content coded into categories using
dummy codes by a single coder. After this process, a mean score for each
type of activities was calculated by dividing the total number of items within
a category by the total number of meeting agendas gathered from the respec-
tive NCs. Although the mean scores are not a direct measure of relative
importance or impact, a higher mean score will indicate a more frequent
appearance of an activity on a meeting agenda, which serves as a proxy mea-
sure of its relative importance in the agenda of a particular NC. That is, if
issues related to assistance to the community appear on the meeting agenda
more often than other items in an NC, this indicates interest in the item on the
part of the NC board and community members, as well as greater tendency to
provide advice and engage with that type of issue or activity.
Next, using the mean scores for each agenda items, the first step of the
analysis was to construct a typology of NC issue agendas using principal
Findings
Perhaps the most common critique of the place-based organizations that
constitute neighborhood participatory systems is that they tend to attract
higher-income individuals who are more likely to promote pocket book
issues and protectionism as opposed to a broader array of community inter-
ests. There is clear evidence of such socioeconomic bias in the membership
education, jobs, and public safety to be most critical. The question motivat-
ing the current analysis is the extent to which these individual substantive
foci appear to be expressed in the actual meeting agendas of NC boards.
Government Relations
19% Internal Operations
35%
Environment
2%
Economy
1%
Neighborhood
Beautification Public Safety
4% 3%
Outreach
11%
Land Use
Alliance Building
17%
3%
Community Assitance
4%
General
11%
NIMBY
Transportation 4%
27%
Housing
5%
Specific Site
40%
Proactive Planning
13%
Figure 4. Issue engagement factor–based scores: land use and other service
Socioeconomic Influences on
Neighborhood Council Agenda Orientation
In a socioeconomically divided city, the geographic differentiation of agenda
focus may relate to class-based concerns or other characteristics of board
members. The conventional wisdom and frequent critique among City offi-
cials and critics has been that NCs privilege high-income concerns about land
use to the exclusion of other community concerns. To understand the extent
to which board and community characteristics relate to a spatially differenti-
ated neighborhood governance agenda, a series of OLS regressions associate
community and board member SES and other characteristics with factor-
based scores for each of five dimensions of agenda activity: internal mainte-
nance, community capacity development, external affairs, land use, and other
services. The analysis focuses on board and community socioeconomic vari-
ables, as well as other control variables including community racial/cultural
composition and prior experience in community volunteer activities.
The regression analysis for internal maintenance in model I, shown in
Table 4, has good explanatory power, with an adjusted R-squared of 0.29 and
a significant F score of 2.90 (p < .01). Both at the board and community level,
the income measure is statistically significant and negatively associated with
and the East areas are statistically significant at 5% or 10%, which reflects
the strong orientation toward an external affairs agenda revealed in Figure 3.
The Harbor Area NCs were the first to be certified by the city, and during the
study period, were represented by City Council Member Janice Hahn, a
strong NC supporter. This part of the City, along with the Valley area, had
also sought secession because of strong dissatisfaction with City land-use
and environmental policies.
The regression model IV for a land-use agenda orientation is significant at
1% (adjusted R-squared = 0.17; F = 3.91) as indicated in Table 5. Regional
dummy variables, such as North Valley and Harbor areas, are statistically
significant at 10%, confirming the regional focus on land use displayed in
Figure 4. The level of homeownership in the community is not associated
with the dependent variable, which fails to support hypothesis 3 that NCs in
communities where there are more homeowners would tend to focus on land
use–related issues. Nor do the results show the hypothesized positive rela-
tionship between homeownership and the land use factor–based score, per-
haps in part because of high covariance between income and homeownership.
This also may be because such communities are more likely to have active
homeowner’s associations that provide an alternative venue for advocacy on
these issues. The quadratic terms for community income demonstrate a
U-shaped relationship with the orientation toward land use, consistent with
hypothesis 4 that there is more attention to land use in communities that are
relatively low income or high income. While the focus on land use in high-
income communities is consistent with the conventional wisdom, the interest
in land use among lower-income communities is perhaps less acknowledged
in the literature, with the exception of a small number of studies on environ-
mental justice (Lake 1996) and local growth control (Nguyen 2009).
Observations from the field research provide texture for these findings. In
particular, higher-income communities in Los Angeles were focused more on
issues around density of development or commercial uses that contribute to
traffic congestion, while lower-income communities were concerned with
attracting a desirable blend of development (grocery stores and cafes) and
opposing land-use proposals with negative externalities (halfway houses,
strip joints, and liquor stores). Neighborhood councils in low-income neigh-
borhoods in the North Valley, East Los Angeles, and South Los Angeles
opposed a homeless shelter, motel, slaughterhouse, and a proposed dump-
site. They also blocked increased liquor permitting—a particular issue that
found resonance among low-income communities. At an August 3, 2004,
Area Planning Commission meeting convened by the city to present a pro-
posed inclusionary zoning ordinance, Dorothy Fuller, Secretary of the 8th
The 8th district has endured a downward spiral . . . things that people
don’t want in the City of LA find their way into the 8th district. We
understand the need for affordable housing—and the lowest cost hous-
ing is in this area. . . . Exclude the 8th district—we’ve been the brunt—
and we don’t want it anymore.6
Hence, the NCs would appear to provide an institutionalized venue for orga-
nizing lower-income communities to attract new development or to resist
inequitably distributed undesirable land uses.
The pattern of findings with respect to other services suggests that a posi-
tive and weak nonlinear relationship between community income character-
istics and focus on a municipal services agenda. The overall regression has an
adjusted R-squared = 0.22 and an F value of 13.89 (p < .01) as shown in
Model V. The community income characteristics appear to drive the model,
as the quadratic terms are jointly significant and simulated results display a
positive relationship with an agenda oriented toward basic municipal ser-
vices. That is, in the case of other basic services, the analysis suggests a posi-
tive relationship between community income and issue orientation, such that
there is a greater orientation toward municipal services as the average com-
munity income increases. Although these income effects do not confirm
hypothesis 5 that there will be an inverse U-shaped relationship between
community income and other service-related agenda items, they do suggest
that board members in higher-SES communities tend to be more interested in
services, such as funding other nonprofits in the community, police protec-
tion, and economic development. In light of the findings with respect to inter-
nal maintenance, it is likely that NCs in higher-SES communities had the
advantage of being able to concentrate collective efforts on more substantive
community issues rather than investing efforts in maintenance activities. In
lower-income communities, the need to invest in internal organizational and
community capacity development displaced to some extent engagement on
more substantive concerns. The opportunities for NCs in lower-income com-
munities to mobilize around basic community development type of concerns
thus may be constrained by challenges related to organizational capacity.
Concluding Discussion
This analysis documents a nuanced portrait of the activities of local partici-
patory organizations while emphasizing the constraints related to community
Appendix
Tables A1 and A2 include detailed information on the sources of data
and coding scheme adoption in the content analysis of NC meeting
agendas.
Table A3. Pattern Matrix from the Initial Principal Components Analysis on NC
Activities
Components
Activities 1 2 3 4
Community relations 0.884
Community beautification 0.639
Internal operations 0.406 –0.417
Government relations 0.885
Alliance building 0.652
Environmental quality 0.880
Land use related 0.731
Economy 0.690
Public safety 0.671
Assistance 0.555
Note: Extraction method: principal components analysis. Rotation method: Promax with
Kaiser normalization. Extracted principal components with eigenvalues are greater than 1;
factor loadings <0.4 are suppressed.
Acknowledgments
The authors acknowledge and thank the editors and three anonymous reviewers for
constructive comments and suggestions that substantially improved this article.
Funding
The author(s) disclosed receipt of the following financial support for the research,
authorship, and/or publication of this article: This research received generous support
from the National Science Foundation, the John Randolph Haynes and Dora Haynes
Foundation, and the James Irvine Foundation.
Notes
1. Requested agendas for monthly meetings were selected randomly from each quar-
ter for which the NC was meeting in the three years prior to collection efforts in
mid-2006. We received every agenda requested from only 15 NCs; for 28 others
we were able to gain most of the requested agendas by request or via the NC
website. A total of 467 of the requested 794 agendas were received.
2. These data are limited in that they do not support the measurement of the time
spent on each agenda item or actions taken on specific issues. Unfortunately,
because there is no requirement that NCs produce minutes of their meetings, we
were unable to obtain a sample of meeting minutes. Hence, the agendas are the
best available representative sample of the issues engaged by Los Angeles NCs.
3. Factor-based scores are created by summing raw scores or items loading on
specific component or factor (Pett, Lackey, and Sullivan 2003). In other words,
factor-based scores are “linear composite of the variables that demonstrated mean-
ingful loadings for the component in question” (Hatcher 1994, 31).
4. To finalize the principal components analysis, one needs to make sure the rotated fac-
tor pattern shows a “simple structure” and not a complex one. According to Hatcher
(1994), a simple structure requires that “most of the variables have relatively high
factor loadings on only one component” (p. 27). If there is an item that loads more
than one component, one should repeat the process for the remaining variables.
5. The model explains 4% of the total variance in the dependent variable (F = 2.3, p < .01).
Low explanatory power of the model for the external affairs may arise because our
regression model is not fully specified. External tie building is likely to be also
determined by the willingness of the city officials to be working with the NCs and
our model was unable to include measures of city council attitude toward NCs.
6. South Los Angeles Area Planning Commission hearing, August 3, 2004.
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Bios
Kyu-Nahm Jun is an assistant professor in the Department of Political Science at
Wayne State University, Detroit, Michigan. Her research interests include community-
based citizen participation and local government responsiveness. Other research
interests include the role of information technology between citizen and government
agencies in urban governance.
Juliet Musso is the Houston Flournoy Professor of State Government in the Sol Price
School of Public Policy at University of Southern California. She has expertise in
federalism and urban political economy, with specific research interests in intergov-
ernmental fiscal policy, local institutional reform, and community governance.