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International Journal of Technology Assessment in Health Care, 28:3 (2012), 228–234.

c Cambridge University Press 2012




doi:10.1017/S0266462312000256
Assessments
Cost-Effectiveness of Exercise
Programs in Type 2 Diabetes
Doug Coyle George A. Wells
email: dcoyle@uottawa.ca University of Ottawa; University of Ottawa Heart Institute
University of Ottawa; Ottawa Health Research Institute Michelle Fortier
Kathryn Coyle University of Ottawa
Applied Health Economic Research Unit Robert D. Reid
Glen P. Kenny University of Ottawa Heart Institute
University of Ottawa Penny Phillips
Normand G. Boulé Ottawa Health Research Institute
University of Ottawa; University of Alberta Ronald J. Sigal
University of Ottawa; University of Calgary

Background: A randomized controlled trial has shown that supervised, facility-based exercise training is effective in improving glycemic control in type 2 diabetes. However, these programs are
associated with additional costs. This analysis assessed the cost-effectiveness of such programs.
Methods: Analysis used data from the Diabetes Aerobic and Resistance Exercise (DARE) clinical trial which compared three different exercise programs (resistance, aerobic or a combination of both) of
6 months duration with a control group (no exercise program). Clinical outcomes at 6 months were entered for individual patients into the UKPDS economic model for type 2 diabetes adapted for the
Canadian context. From this, expected life-years, quality-adjusted life-years (QALYs) and costs were estimated for all patients within the trial.
Results: The combined exercise program was the most expensive ($40,050) followed by the aerobic program ($39,250), the resistance program ($38,300) and no program ($31,075). QALYs
were highest for combined (8.94), followed by aerobic (8.77), resistance (8.73) and no program (8.70). The incremental cost per QALY gained for the combined exercise program was $4,792
compared with aerobic alone, $8,570 compared with resistance alone, and $37,872 compared with no program. The combined exercise program remained cost-effective for all scenarios considered
within sensitivity analysis.
Conclusions: A program providing training in both resistance and aerobic exercise was the most cost-effective of the alternatives compared. Based on previous funding decisions, exercise training for
individuals with diabetes can be considered an efficient use of resources.

Keywords: Cost-effectiveness, type 2 diabetes mellitus, aerobic exercise, resistance exercise

Physical activity is important in the management of type 2 di- in comparison to the control group, HbA1c was lower in the aer-
abetes mellitus. Previous studies (2;12;21;23) have found that obic training group (mean reduction = 0.51 percent: 95 percent
structured aerobic exercise (walking, jogging, or cycling) and confidence interval [CI], –0.87 to –0.14) and in the resistance
resistance exercise (weightlifting) are effective in reducing ab- group (mean reduction = 0.38 percent: 95 percent CI, –0.72
solute hemoglobin A1c (HbA1c). Reductions in HbA1c are to –0.22). Furthermore, combined exercise training resulted in
associated with a decrease in major cardiovascular events (19) an additional reduction in HbA1c of 0.46 percent (CI, –0.83
and in microvascular complications (22). to –0.09) compared with aerobic training alone and 0.59 per-
The DARE (Diabetes Aerobic and Resistance Exercise) cent (CI, –0.95 to –0.23) compared with resistance training
clinical trial (20) was designed to determine the effects on alone. Differences in blood pressure and lipid values between
glycemic control and other risk factors for cardiovascular dis- groups were not statistically significantly. An hypothesis that
ease of aerobic and resistance training alone and in combination those randomized to combined aerobic and resistance exercise
compared with a sedentary control group. The study found that training or resistance exercise alone would show greater change
in well-being and health status was only partially supported
(16).
Funding for this study was part of the funding of the DARE trial. The DARE trial was funded by the
Thus the DARE trial demonstrated that either aerobic or
Canadian Institutes of Health Research, the Canadian Diabetes Association and the University of
Ottawa Interfaculty Grants Program. Dr. Sigal is supported by a Health Senior Scholar award from resistance training alone improves glycemic control in type 2
the Alberta Heritage Foundation for Medical Research. D.C. designed the analysis. K.C., G.A.W., diabetes, but the improvements are greatest with combined aer-
and R.J.S. contributed to the design of the analysis. D.C., K.C., P.P., and R.J.S. researched data. obic and resistance training. Stemming from this trial, the focus
D.C. and K.C. conducted the analysis and wrote the manuscript. G.P.K., N.G.B., G.A.W., M.F., of this study is to assess the cost-effectiveness of aerobic and
R.D.R., P.P., and R.J.S. contributed to the discussion and reviewed/edited the manuscript. resistance exercise, both alone and in combination versus a

228
Cost-effectiveness of exercise in diabetes

sedentary waiting list control in the treatment of nonexercising were estimated for each patient within the DARE clinical trial
persons with type 2 diabetes. using a computer simulation model described below. Cost-
effectiveness was assessed by incremental cost-effectiveness
ratios (ICER). The primary perspective of the study was soci-
METHODS
etal in that it incorporates both the costs of healthcare services
Patient Population and the costs of the exercise program. Future costs and benefits
The patient population for the model was the same as the DARE were discounted at 5 percent per annum (7).
clinical trial (20). In the trial, 251 subjects aged 39 to 70 with
a diagnosis of type 2 diabetes were randomly assigned to one Decision Model
of three exercise programs (aerobic exercise, resistance exer- Analysis was conducted by adapting the United Kingdom
cise, or combined) or a sedentary control. Exercise training was Prospective Diabetes Study (UKPDS) Health Outcomes Model
performed three times weekly at community based facilities. (9) to the Canadian context. The UKPDS model predicts the
The clinical trial included type 2 diabetes, as defined by transition of patients into different health states which are com-
the American Diabetes Association (17). Exclusion criteria re- bination states incorporating seven diabetes-related complica-
lated to current insulin therapy, previous exercise and resistance tions; myocardial infarction (MI), other ischemic heart disease
training, changes during the previous 2 months in oral medi- (IHD), stroke, heart failure, amputation, renal failure, and eye
cations, and significant changes in body weight, serum creati- disease as well as death. The model was developed using data
nine, proteinuria, or blood pressure. Patients in the trial had a from 3642 patients with newly diagnosed type 2 diabetes who
mean age of 54.2 with an average duration of diabetes of 5.4 participated in the UKPDS and were followed up for between 6
years. There were more males (65.1 percent) than females. Mean and 20 years. It incorporates information regarding risk factors
HbA1c was 7.7 percent, and mean body mass index (BMI) was which include age, sex, ethnicity, duration of diabetes, height,
33.5 kg/m2 . The mean SF-36 physical and mental component weight, smoking status, total cholesterol, HDL cholesterol, sys-
summary scores were 49.2 and 51.0, respectively. Full inclusion tolic blood pressure, and HbA1c to predict the likely outcomes.
and exclusion criteria as well as more detailed information on The cycle time for the model is 12 months with a 40-year simu-
the patient population are available from the original trial paper lation duration which is assumed to approximate the maximum
(20). life expectancy of the patient population.
The UKPDS model estimates the discounted time an indi-
Treatment Comparators vidual will spend in each health state (9). Thus, the model can be
Analysis compared the three exercise programs from DARE used to estimate discounted life expectancy. By weighting life
with the control group with no supervised exercise program: expectancy by appropriate costs and utility values, the model can
aerobic exercise, resistance exercise, and a combination of aer- estimate both discounted lifetime costs and discounted quality-
obic and resistance exercise. Subjects exercised three times per adjusted life-years.
week and training progressed gradually in length and intensity. For each individual patient, both the individual baseline
Individual supervision was provided by an exercise specialist. data for the patients from the trial and the 6-month follow-
After the prerandomization initial run-in period, eleven personal up data are entered into the model. The model is then used
training sessions were provided by the exercise specialist over to predict lifetime costs, life expectancy, and QALYs for the
the course of the first 6 months. At the end of the 6-month period, cohort of patients in the clinical trial. The model was adapted
subjects were given a maintenance program and re-examined 6 to the Canadian context by estimating costs associated with
months later. During this period, all patients had the option to the specific diabetes complications modeled within the UKPDS
follow whichever exercise program they wanted and there were model, as described below under “Costs.”
no further restrictions on changes in medication. Therefore, the The predicted outcomes for each cohort are obtained
effect of the exercise programs is reflected to a greater extent in through Monte Carlo simulation where repeated estimates of
the 6-month results rather than the 12-month results. Adherence the outcomes based on the individual patient characteristics are
with exercise training within the clinical trial was high–median obtained (11). In this analysis, 1,000 estimates of outcomes per
exercise training attendance was 86 percent in the combined ex- patient were obtained to derive expected lifetime costs, life ex-
ercise training group, 80 percent in the aerobic training group, pectancy, and QALYs. From this, mean estimates for all four
and 85 percent in the resistance training group (20). treatment comparators were obtained.
Information on some risk factors, specifically ethnicity and
Analytical Framework presence of atrial fibrillation and peripheral vascular disease
Analysis was conducted to estimate both the mean lifetime costs (PVD) was not collected systematically as part of the clinical
of each of the exercise programs and the mean effectiveness, trial. For the base case scenario, all patients were assumed to be
which was expressed as both life-years and quality-adjusted life- Caucasian nonsmokers with neither atrial fibrillation nor PVD.
years (QALYs) (7). Lifetime costs, life expectancy, and QALYs These assumptions were tested within the sensitivity analysis.

229 INTL. J. OF TECHNOLOGY ASSESSMENT IN HEALTH CARE 28:3, 2012


Coyle et al.

Table 1. Annual Costs and Utility Values for Disease State For the time when patients experienced diabetes-related
complications, the baseline utility was reduced by an estimated
Costs10, 13, 15 utility deficit for the relevant complications. The utility deficits
associated with the seven diabetes-related complications had
First year been previously estimated from the UKPDS study (8) (Table 1).

Sensitivity Analysis
Complication Fatal Non-fatal Subsequent years Utility values8, 20
Univariate sensitivity analysis was conducted with respect to
the following factors: (4)
Diabetes management $1, 264 $1, 264 0.773
Ischemic heart disease $3, 744 $1, 403 0.683 • Patients’ smoking status, ethnicity, and the presence of atrial fibrillation or
Myocardial infarction $5, 059 $22, 057 $8, 159 0.718 PVD.
Heart failure $6, 109 $6, 109 $2, 142 0.665 • Based on outcomes at 12 months (6 months after the end of the randomized
Stroke $20, 535 $46, 505 $4, 567 0.609 portion of the trial) rather than 6 months.
Amputation $28, 401 $1, 200 0.493 • Different durations of gym membership and number of regular sessions with
Blindness $1, 519 $1, 519 0.699 an exercise specialist.
Renal failure $60, 608 $60, 608 $60, 608 0.510 • Increasing the costs of gym membership and exercise specialist sessions.
• Increasing and decreasing the cost of complications by 50 percent.
Note. The table provides the annual costs and utility values associated with each • Excluding the costs of the exercise programs.
complication of diabetes reported in 2008 Canadian dollars. Different costs are provided • Alternative discount rates for future costs and benefits.
for an incident event, subsequent years post event and a fatal event. Costs for each
complication are additional to the costs associated with diabetes management. Utilities
In addition to univariate sensitivity analysis, probabilistic
are obtained by subtracting the decrement associated with each complication from
sensitivity analysis was conducted through Monte Carlo simu-
the mean utility value from the DARE study which is used as the utility value for no
lation using the 1,000 estimates of lifetime costs and outcomes
complications.
for each patient (11). This allowed presentation of the second
order uncertainty around the results through cost-effectiveness
Costs acceptability curves (5;24). A cost-effectiveness acceptability
Both the healthcare costs associated with diabetes complica- curve shows the probability that each intervention is cost-
tions and the cost of the exercise program were incorporated effective based on alternative values for a QALY, given the
within the model. Costs that were the same for all four programs available data and their uncertainty.
(e.g., management during the run in period) were excluded from
the analysis. All costs are reported in 2008 Canadian dollars. RESULTS
A detailed literature review was conducted to determine the
costs to the healthcare system for each of the disease states Base Results
within the model: that is, the costs of managing diabetes with- In terms of total lifetime costs, including the costs of the exercise
out complications and the incremental costs associated with programs and downstream healthcare resource usage, the com-
each diabetes-related complication. The most recent relevant bined exercise program was the most expensive ($40,050), fol-
Canadian estimates were used in the analysis (10;13;15) lowed by the aerobic program ($39,250), the resistance program
(Table 1). ($38,300), and no program ($31,075) (Table 2). Both life ex-
The costs of the exercise program were based on the clini- pectancy and quality-adjusted life expectancy were highest for
cal trial program. Analysis assumed life time membership to a the combined exercise program (life-years = 11.79, QALYs =
health club, the YMCA, at a cost of $449 per annum and a cost 8.94) compared with aerobic training (life-years = 11.57,
of $250 per annum for 13 one-hour Exercise Specialist sessions. QALYs = 8.77), resistance training (life-years = 11.51,
Sensitivity analysis included alternative estimates of this cost. QALYs = 8.73), and no program (life-years = 11.48, QALYs =
8.70).
Utilities The resistance, aerobic, and combined programs were more
Utility values were necessary for all possible health states within effective and more costly compared with no exercise program.
the model. For the time when patients experience no complica- The incremental cost per QALY was $206,985, $116,793, and
tions, the utility value was derived from the DARE clinical trial $37,872 for the resistance, aerobic, and combined programs,
(20). In the trial, all patients completed the SF-36 questionnaire respectively, as compared with no exercise program. The incre-
at baseline (25). The responses to this questionnaire were used mental cost per QALY for the combined program was $4,792
to estimate a mean baseline utility value for all patients based compared with the aerobic program and $8,570 compared with
on the SF6D scoring algorithm (3) (Table 1). the resistance program.

INTL. J. OF TECHNOLOGY ASSESSMENT IN HEALTH CARE 28:3, 2012 230


Cost-effectiveness of exercise in diabetes

Table 2. Base Results: Cost-Effectiveness

Incremental cost per QALY Incremental cost per life-year

Exercise program Cost QALY Life-years versus aerobic versus resistance versus no program versus aerobic versus resistance versus no program

Combined $40,050 8.94 11.79 $4,792 $8, 570 $37, 782 $3,556 $6, 096 $28, 494
Aerobic $39,250 8.77 11.57 $26, 601 $116, 793 $15, 780 $90, 839
Resistance $38,319 8.73 11.51 $206, 985 $233, 693
No program $31,075 8.70 11.48

Note. QALY, quality-adjusted life-year.

Table 3. Sensitivity Analysis

Incremental cost per QALY gained

Assumption Combined versus no program Combined versus resistance Combined versus aerobic

Base Case $37, 872 $8, 570 $4, 792


Smokers $36, 985 $7, 929 $3, 358
African-American patients $45, 100 $8, 021 $3, 822
Asian-Indian patients $36, 702 $9, 003 $3, 645
Patients with PVD at baseline $45, 211 $8, 423 $5, 770
Patients with Atrial fibrillation at baseline $39, 177 $15, 269 $5, 259
12 months treatment effects from DARE RCT $39, 506 $8, 707 $3, 239
Double cost of gym membership and exercise sessions $39, 970 $10, 747 $6, 878
Lifetime gym membership with 1 year of exercise specialists $24, 429 $6, 042 $2, 369
1 year gym membership with exercise specialists $3, 982 $5, 411 $1, 764
Increase costs of complications by 50% $37, 443 $9, 612 $3, 661
Decrease costs of complications by 50% $36, 411 $5, 311 $3, 239
Healthcare system perspective (no exercise program costs) $3, 090 $6, 479 $2, 509
Discount rate 0% $32, 260 $10, 939 $1, 940
Discount rate 3% $35, 333 $9, 360 $3, 941
Discount rate 10% $50, 055 $14, 837 $15, 655

Note. # Caucasian, non-smokers without PVD or atrial fibrillation, lifetime gym membership with exercise specialists, from societal perspective.
PVD, peripheral vascular disease.

Sensitivity Analysis DISCUSSION


The results were consistent across each of the univariate sen- Exercise has been shown to have a positive effect for individuals
sitivity analyses (Table 3). In all cases, the combined exercise with type 2 diabetes. Previous studies have shown that aerobic
program resulted in the greatest increase in life expectancy exercise training and resistance exercise training significantly
and quality-adjusted life expectancy. At a maximum value of affect HbA1c values. This was confirmed by the DARE clinical
$50,000 per QALY (18) the combined exercise program re- trial which also found that a combined aerobic and resistance
mained cost-effective as compared with the three alternatives exercise program is more effective than programs involving only
across all sensitivity analyses. one form of exercise. In this study, we used data from the DARE
The cost-effectiveness acceptability curve depicts the prob- clinical trial combined with a computer simulation model and
ability that each of the interventions is cost-effective for values Canadian specific cost data to examine the cost-effectiveness of
of a QALY ranging from $0 to $100,000. (Figure 1) For a ceiling exercise programs for persons with type 2 diabetes.
of $50,000 per QALY (18), the probability that the combined Our study found that the combined exercise program was
program is the most cost-effective is 55.5 percent. the most cost-effective of the alternatives compared with the

231 INTL. J. OF TECHNOLOGY ASSESSMENT IN HEALTH CARE 28:3, 2012


Coyle et al.

100%

90%
Probabiity Strategy is Most Cost Effective

80%

70%

60%

50%

40%

30%

20%

10%

0%
$0 $10,000 $20,000 $30,000 $40,000 $50,000 $60,000 $70,000 $80,000 $90,000 $100,000

Ceiling Ratio

No program Resistance Combined Aerobic

Figure 1. Cost-effectiveness acceptability curve, depicting the probability of each of the four comparators which is the most cost-effective given different thresholds relating to a decision maker’s willingness to pay for a
quality-adjusted life-year (QALY) gained. The probability for resistance and aerobic was 0% for all ratios.

cost per QALY gained being less than $50,000 against all com- from exercise. In a previous study from the DARE trial, the
parators. Sensitivity analysis confirmed that this finding was assumption that combined aerobic and resistance exercise train-
robust to all changes in assumptions. ing or resistance exercise alone would show improvements in
There are limitations when conducting economic analysis in well-being and health status in the short-term was only partially
chronic diseases when based on clinical trials of short duration. supported (16). Thus, analysis does not include consideration of
Analysis incorporated the 6-month outcomes which may not be any additional clinical benefits to be obtained from encouraging
sustained over the long-term. However, the sensitivity analysis exercise within persons with type 2 diabetes nor does it consider
incorporated the 12-month outcomes which allows for non- whether there are any additional costs to participants—that is,
compliance with exercise program beyond the initial 6-month costs of exercise clothing and lost time to pursue other activ-
period. It should be noted that examining 12-month outcomes ities. In the long-term, individuals will decide on whether to
may involve dilution of the original differences between ex- continue their exercise program based on an evaluation of the
ercise programs and controls because subjects (including con- relative benefits versus costs.
trols) were allowed to follow any exercise program they chose Analysis assumes that exercise training during the first year
during months 7–12 and there were no restrictions on medica- will have a one-time effect on ameliorating risk factors for type
tion changes during this period. The results of the sensitivity 2 diabetes. Thus factors such as HbA1c will be assumed to
analysis found that analysis based on the 12-month outcomes increase after the first year based on the standard assumptions
led to the same interpretation as the analysis based on 6-month within the UKPDS model. This is likely to bias against the effec-
outcomes. There may still be concerns that the benefits obtained tiveness of exercise programs if continued benefits in modifying
within the first 12 months might not be sustained over a longer risk factors are obtained.
period of time, although the base analysis assumes that contin- The costs of gym membership were obtained from dif-
ued gym membership and exercise specialist sessions would be ferent centers in Ottawa, Calgary, and Toronto. It is possi-
funded for the patient’s lifetime. ble that these estimates may not be generalizable to other
A limitation of the clinical trial is that the duration may not communities. A sensitivity analysis was conducted doubling
have been long enough to determine any quality of life benefits the costs of membership and exercise sessions. This had

INTL. J. OF TECHNOLOGY ASSESSMENT IN HEALTH CARE 28:3, 2012 232


Cost-effectiveness of exercise in diabetes

little effect on the estimate of the incremental cost per QALY CONTACT INFORMATION
gained. Doug Coyle, PhD, Professor, Department of Epidemiology and
The application of economic analysis is often limited due to Community Medicine, University of Ottawa, Ottawa, Ontario,
lack of recognition of an acceptable threshold value for assess- Canada
ing cost-effectiveness. Analysis adopted a threshold of $50,000 Kathryn Coyle, MSc, Senior Associate, Applied Health Eco-
based on previous reports that a range of $40,000 to $60,000 is nomic Research Unit, Ottawa, Ontario, Canada
used as an informal threshold within the province of Ontario in Glen P. Kenny, PhD, University of Ottawa Research Chair in En-
decision making regarding the funding of pharmaceuticals (18). vironmental Physiology, School of Human Kinetics, Faculty of
Given this, the results of the analysis suggest that a combined HealthSciences, University of Ottawa, Ottawa, Ontario, Canada
aerobic and resistance exercise program is more cost-effective Normand G. Boulé, PhD, Professor, School of Human Kinet-
than a resistance exercise program, an aerobic exercise pro- ics, Faculty of Health Sciences, University of Ottawa, Faculty
gram, or no program. However, this requires the assumption of Physical Education and Recreation, University of Alberta,
that the informal threshold used for pharmaceuticals can be Edmonton, Canada
interpolated to other nonpharmacological interventions. Thus, George A. Wells, PhD, Professor, Department of Epidemiol-
our conclusion that the program is cost-effective is reliant on a ogy and Community Medicine, Faculty of Medicine, University
decision maker’s willingness to pay for a QALY being at least of Ottawa; Director, Cardiovascular Research Methods Centre,
$37,782. University of Ottawa Heart Institute, Ottawa, Ontario, Canada
We could not find any similar studies which have formally Michelle Fortier, PhD, Professor, School of Human Kinetics,
evaluated cost-effectiveness of exercise programs for persons Faculty of Health Sciences, University of Ottawa, Department
with type 2 diabetes. There have been several studies that have of Psychology, Faculty of Medicine, University of Ottawa,
demonstrated that lifestyle modification (including exercise) Ottawa, Ontario, Canada
are cost-effective interventions for patients with prediabetes or Robert D. Reid, PhD, Associate Professor, Medicine, University
are at high risk of developing diabetes (e.g., 1;14). A study of of Ottawa; Associate Director, Minto Prevention and Rehabil-
twenty-five patients did demonstrate a significant reduction in itation Centre, University of Ottawa Heart Institute, Ottawa,
costs of complications with exercise although the small scale Ontario, Canada
nature of this study and the lack of a formal economic analysis Penny Phillips, MA, Research Coordinator, Clinical Epidemi-
precludes further conclusions to be drawn (6). ology Program, Ottawa Health Research Institute, Ottawa, On-
The conclusions of the analysis were insensitive to changes tario, Canada
in several parameters. Results were most sensitive to assump- Ronald J. Sigal, Professor, School of Human Kinetics, Faculty of
tions relating to the cost of gym membership and visits with Health Sciences, Department of Medicine, Faculty of Medicine,
exercise specialists. If only the first years costs of gym member- University of Ottawa, University of Ottawa, Ottawa, Ontario,
ship are included, the incremental costs per QALY gained was Canada; Professor, Departments of Medicine, Cardiac Sciences
only $3,982. and Community Health Sciences, Faculties of Medicine and
The base analysis can be considered highly conservative Kinesiology, University of Calgary, Calgary, Alberta, Canada
as it assumes both no additional benefits on risk factor modi-
fication beyond the first year but included the continued costs
of exercise programs for lifetime. Despite these assumptions, CONFLICTS OF INTEREST
analysis suggests that it would be at least as cost-effective Glen Kenny, Penny Phillips and Ronald Sigal report having
for a healthcare ministry to cover the costs of a combined received a grant to their institution from Canadian Institutes of
aerobic and resistance exercise program for individuals with Health Research. The other authors have no potential conflicts
type 2 diabetes; including both gym memberships and sessions of interest.
with an exercise specialist; as covering the costs of diabetic
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