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Transfer Function Analysis of The Micro Cantilever Used in Atomic Force Micros
Transfer Function Analysis of The Micro Cantilever Used in Atomic Force Micros
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Abstract—Current approaches to study the system response of was originally conceived as a high-resolution imaging tool, it
the different modes of dynamic atomic force microscopy (AFM) was rapidly extended to a tool for manipulation at the nanoscale
use model simplification such as single mode approximations or are [4]. Due to its versatility, the AFM offers a plethora of possi-
based on the nontrivial solution of the equation of motion. As an
alternative to these approaches, the transfer function analysis gives bilities for surface modifications such as local anodic oxidation,
a more complete description of system dynamics considering the chemical surface modification, or mechanical nanomachining,
cantilever as an extended vibrating structure. In order to describe only to mention a few [5].
the dynamics correctly, the precise experimental configuration The dynamic operation of the AFM has emerged as a standard
has to be taken into account. This includes distinguishing between
point loads (mechanical tip sample interaction) and distributed
method both for imaging and manipulation. There are several
loads induced, e.g., by inertial driving or electrostatic forces. In different approaches to model the dynamics of an AFM can-
this work we focus on a transfer function study of two different tilever. The most straightforward method relies on modeling the
AFM configurations, the point force and distributed force driven cantilever as a single-degree-of-freedom harmonic oscillator,
cantilever. Exact analytical expressions of the infinite dimensional the so-called first mode approximation [6]. However, the first
transfer function are derived for both possible system outputs:
cantilever deflection and slope, which correspond to an interfero- mode approximation neglects that the cantilever is a distributed
metric and a light lever deflection detection system, respectively. parameter system with an infinite number of resonant fre-
Frequency response and transfer function infinite product expan- quencies. The equation of motion of the AFM cantilever can
sion are obtained for the case where system outputs are set at the be solved by analytical methods [7]. The cantilever also may
free end of the cantilever. In the frequency response, it is reflected
the full complexity of cantilever dynamics affected by the presence
be modeled as a lumped parameter system [8] parting from
of an infinite number of poles and zeros. An analytical expression the analytical solution. However, if damping or tip-sample
for all the zeros and poles of the system is obtained. Using the interaction are to be considered, the solution of the problem is
transfer function, system dynamics are analyzed obtaining modal not trivial [9].
and antiresonant cantilever shapes along with its step response. Here, an analytical transfer function analysis of a generic
From the frequency response, pole-zero investigations, and system
dynamics, it is shown that both cantilever actuation and output cantilever beam may provide additional insight. This analysis
measurement affect AFM operation. Transfer function analysis method has successfully been applied to study the dynamics
of AFM cantilevers improves the possibility of model-based AFM of flexible structures [10]. From the transfer function it is
operation to increase imaging and manipulation performance. straightforward to obtain the frequency response, modes
Index Terms—Atomic force microscopy, microelectromechan- of vibrations, and step response of the system. Transfer
ical devices, nanotechnology, transfer functions. functions of distributed parameter systems are transcendental
functions. In order to obtain system poles and zeros, infinite
product expansions must be used [11]. The analysis of poles
I. INTRODUCTION and zeros facilitates the study of consequences in modeling
HE ATOMIC force microscope (AFM) has played a vital and control design of the different inputs and outputs of the
T role in the development of nanotechnology after its inven-
tion in 1986 by Binnig et al. [1]. As a microscope, the AFM is
system [12].
In this work, the dynamics of a generic rectangular AFM
not only capable to image surfaces with atomic resolution as it cantilever are analyzed by the transfer function method.
can also be used to obtain quantitative local material properties Analytical expressions of the transfer function for different
such as roughness, visco-elasticity, composition of different ma- system configurations are derived and the corresponding fre-
terials ranging from semiconductor to biological samples [2], or quency responses are studied. Poles and zeros, which have
force spectroscopy of single molecules [3]. Although the AFM both important implications in system stability and behavior,
have been obtained from the infinite product expansion of
the transfer functions. Using the analytical expression of the
Manuscript received March 10, 2006; revised May 16, 2006. This
work was supported by the European Commission under Contract transfer function, the resonant and antiresonant responses of
NMP4-CT-2004-013684. The review of this paper was arranged by As- the different configurations are examined. Point and distributed
sociate Editor R. Lake. force actuation of an AFM cantilever are studied along with
F. J. Rubio-Sierra and R. W. Stark are with the CeNS and Section Crys-
tallography in the Department of Earth and Environmental Sciences, Univer- the implications of tip deflection or slope measurement. This
sity of Munich, 80333 Munich, Germany (e-mail: rubio@lrz.uni-muenchen.de, distinction between deflection or slope is important, since their
stark@lmu.de). sensitivity differs numerically in each of the vibration modes
R. Vázquez is with the MAE Department at the University of California at
San Diego. La Jolla, CA 92037 USA (e-mail: rvazquez@ucsd.edu). [8]. Finally, the step response of the AFM cantilever for the
Digital Object Identifier 10.1109/TNANO.2006.883479 different system configurations is discussed.
1536-125X/$20.00 © 2006 IEEE
RUBIO-SIERRA et al.: TRANSFER FUNCTION ANALYSIS OF THE MICRO CANTILEVER USED IN ATOMIC FORCE MICROSCOPY 693
II. MODELING At the free end we consider no torque and a force which is
acting perpendicularly to cantilever axis. Then, both remaining
A. System Inputs and Outputs boundary conditions are
(11)
D. Distributed Force
(12)
Next we consider the case where the cantilever is driven by a
where distributed force and . In this case, (4) is nonhomoge-
neous. A particular solution is given by
(13)
(16)
We can directly obtain the transfer functions for the different
outputs considered. The transfer function from the punctual Again, we substitute the general solution into the boundary con-
force to tip position is obtained by substituting in the ditions (5) to obtain the coefficients from (8). The solution is
previous equation, which gives
(14)
real (20)
(21)
All the poles are located in the left half plane (LHP), which
means that the damped cantilever is stable. The numerical values
for the first three conjugate pairs are
Fig. 3. Magnitude and phase response along the cantilever at the first three resonant frequencies: (a) case 11; (b) case 12; (c) case 21; and (d) case 22.
G
The magnitude j j has been normalized to the maximum of each mode.
are found in the literature [11] can be easily obtained either di-
rectly or after the use of some trigonometric relations. The infi-
nite product expansions of the four different transfer functions
are
(25)
(26)
Fig. 4. Phase lag along the cantilever for the four different cases: thick solid
line, case 11; thick dashed line, case 12; thin solid line, case 21; thin dashed (27)
line, case 22.
(30)
Fig. 5. First three complex conjugate zeros of the four different transfer func-
tions from (25)–(28).
This integral can be evaluated by direct application of the
TABLE I residue theorem [22]
FIRST THREE ANTIRESONANT FREQUENCIES
(31)
where are the singular points, i.e., the poles, of the function
where the residues are evaluated. Since the poles of the transfer
function are known, the problem is reduced to calculate and
the system in the LHP. This has some important repercussions sum the residues. In the sum only the first poles contributing
for the dynamics and control of the cantilever: if no zeros are to the system response will be considered, since we found the
present in the RHP, it is easier to stabilize the system and modal contribution of high order poles to be rapidly diminishing, i.e.,
truncation accurately simulates the dynamics of the distributed the series (31) converges very fast, so its truncation is an accu-
system [8]. rate estimate of the sum. The four transfer functions considered
The configuration for the second input is noncollocated above have no poles at zero. Thus, the integrand in (30), where
(sensors and actuators in different position). The position mea- the residues are evaluated, has a single pole at corre-
surement (case 21) does not have RHP poles, and therefore is a sponding to the step response transfer function. The rest of the
minimum phase system. However, as observed in the Bode plot poles are given by the infinite product expansion of the transfer
of Fig. 2, the phase contribution exceeds 180 after each two function denominator (21). Taking into account these consider-
resonant frequencies, and recovering 360 in the antiresonant ations, we can write
frequency. This must be taken into account for control design.
The system where the slope is used as output (case 22) suffers
(32)
from presence of RHP zeros and after the first resonance
the phase contribution always exceeds 180 , and hence its
transfer function is nonminimum phase. Therefore, in this is easily evaluated using the expressions for numerators
configuration the system is subject to performance limitations and common denominator presented above [(20), (25)–(28)].
and is more difficult to control than in the other considered The residues of the transfer function can be evaluated as
configurations [12].
For the special case where cantilever base motion is present (33)
in the system, then (11) introduces an additional zero at
, i.e., an LHP zero which does not modify the quantitative where and are the numerator and denominator
analysis of the system presented above. of the transfer function evaluated at respectively. In (33),
the L’Hôpital rule [23] has been applied to solve the limit and
H. Antiresonant Cantilever Response
denotes the derivative of the denominator with respect
Once the infinite product expansions for the different transfer to . Introducing (33) in (32) and applying the chain rule, we
functions have been calculated, it is possible to obtain an ap- find the general expression of the unit step response as
proximation to the antiresonant frequencies from the imaginary
part of each complex conjugate pair of zeros (with nonzero
(34)
imaginary part). Different from the resonant frequencies, each
system configuration has different values of the antiresonant
frequencies. Table I shows the values of the first three an- If the cantilever base motion is being considered then (11) must
tiresonant frequencies for each case. Case 22 does not have be used to calculate the step response.
698 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 5, NO. 6, NOVEMBER 2006
Fig. 6. Magnitude and phase response along the cantilever at the first three antiresonant frequencies: (a) case 11; (b) case 12; and (c) case 21. The magnitude j G j
has been normalized to the maximum of each mode.
Fig. 7. Response of a strongly damped cantilever (c = 0:3 kg/ms) to a unit force step: (a) case 11; (b) case 12; (c) case 21; and (d) case 22. The insert in (d)
shows a zoom of the initial response of the system in case 22 against the actuation due to its nonminimum phase behavior. Dotted lines correspond to the steady
state solution of (1). The number of poles n considered was of 20.
Fig. 7 shows the response to an unit force step of the different that in case 22, distributed force input and slope as output, the
system configurations considered above. The damping factor system reacts at the very beginning against the input. This non-
used was of kg/ms, a value representative of an AFM intuitive behaviour of the cantilever is due to the fact that case
cantilever working in liquid to better illustrate the dynamics of 22 is a nonminimum phase configuration of the system. In this
the system. The dotted line in each graph corresponds to the case, it is seen that the properties of the system transfer func-
steady state solutions of (1). For the different system inputs, tion gives direct insight in cantilever transient behavior. The step
the step responses are in opposite directions. It is worth noting response calculated using simplified AFM dynamical models
RUBIO-SIERRA et al.: TRANSFER FUNCTION ANALYSIS OF THE MICRO CANTILEVER USED IN ATOMIC FORCE MICROSCOPY 699
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ACKNOWLEDGMENT
The authors would like to thank Prof. M. Krstic and
Prof. W. M. Heckl for their support of this work.
Rafael Vázquez received B.S. degrees in electrical Robert W. Stark received the Diploma degree in
engineering and mathematics from the University physics and the Ph.D. degree in natural sciences
of Sevilla, Sevilla, Spain, in 1999 and 2003, respec- from the University of Munich, Munich, Germany,
tively, and the M.S. degree in aerospace engineering in 1996 and 2001, respectively.
from the University of California, San Diego, From 2001 to 2003, he was a Postdoc at the ETH
La Jolla, in 2004. He is currently working toward the Zurich in the Department of Mechanical and Process
Ph.D. degree in the Department of Mechanical and Engineering in the Nanotechnology Group. He was
Aerospace Engineering, the University of California, appointed a Junior Group Leader at the University of
San Diego, CA. Munich in 2003, where he is now heading an inde-
He has worked as systems engineer for Telvent pendent research group working on topics related to
Interactiva, Sevilla (2000–2001), and was a CTS tribology and nanomanipulation.
Marie Curie Fellow at the Université Paris-Sud (2005). His research interests Dr. Stark is a full member of the Excellence Network NanoBiotech-
include dynamical systems, nonlinear control, control of distributed parameter nology (ENNAB) in Munich and an extraordinary member of the Center for
systems, and applications to flow control and nanomechatronics. Nanoscience CeNS since 2003. He is also a member of the German Association
Mr. Vazquez is also a student member of SIAM and ASME. He has been a of Engineers (VDI) and the German Physical Society (DPG). In 2002 he
finalist for the Best Student Paper Award in the 2005 CDC, Sevilla, Spain. received the young researchers award ”Nanotechnology” from the German
Federal Ministry of Education and Research.