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Intensive and Critical Care Nursing (2008) 24, 20—27

ORIGINAL ARTICLE

Pain related to tracheal suctioning in awake


acutely and critically ill adults: A descriptive study
Carmen Mabel Arroyo-Novoa a, Milagros I. Figueroa-Ramos a,
Kathleen A. Puntillo a,∗, Julie Stanik-Hutt b, Carol Lynn Thompson c,
Cheri White d, Lorie Rietman Wild e

a University of California, San Francisco, School of Nursing, San Francisco, CA, United States
b Johns Hopkins University, School of Nursing, Baltimore, MD, United States
c The University of Tennessee Health Science Center, College of Nursing, Memphis, TN, United States
d Sutter Roseville Medical Center, Roseville, CA, United States
e University of Washington, Seattle, WA, United States

Accepted 16 May 2007

KEYWORDS Summary The purpose of this secondary data analysis of findings from a larger pro-
Pain; cedural pain study was to examine several factors related to pain during tracheal
Tracheal suctioning; suctioning. In addition to tracheal suctioning, other procedures studied included
Procedures; turning, wound drain removal, femoral catheter removal, placement of a central
Intensive care unit
venous catheter, and wound dressing change. A total of 755 patients underwent the
tracheal suctioning procedure that was performed primarily in intensive care units
(93%). A 0—10 numeric rating scale, a behavioural observation tool, and a modified
McGill Pain Questionnaire-Short Form were used for pain assessment. Pain intensity
scores were significantly greater during the tracheal suctioning procedure (M = 3.96,
S.D. = 3.3) than prior to (M = 2.14, S.D. = 2.8) or after (M = 1.98, S.D. = 2.7) tracheal
suctioning. Few patients received analgesics prior to or during the procedure. Sur-
gical, younger, and non-white patients reported higher pain intensities. Although
mean pain intensity during tracheal suctioning was mild, almost the half of the
patients reported moderate-to-severe pain. Individualized pain management must
be performed by healthcare providers in order to respond to patients’ needs as they
undergo painful procedures such as tracheal suctioning.
© 2007 Elsevier Ltd. All rights reserved.

Introduction

Corresponding author at: University of California, San Fran-
cisco, Department of Physiological Nursing, 2 Koret Way, Box Acutely and critically ill patients are exposed to
0610, San Francisco, CA 94143, United States.
Tel.: +1 415 476 1844; fax: +1 415 476 8899.
many therapeutic or diagnostic procedures that
E-mail address: kathleen.puntillo@nursing.ucsf.edu can produce painful and/or distressing experiences.
(K.A. Puntillo). Tracheal suctioning is one of these procedures

0964-3397/$ — see front matter © 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.iccn.2007.05.002
Pain related to tracheal suctioning in awake acutely and critically ill adults 21

frequently performed by nurses and respiratory Methods


therapists. The presence of pain during tracheal
suctioning has been demonstrated in earlier studies A descriptive study design was used to examine the
(Bergbom-Engberg and Haljamae, 1989; Hallenberg pain perceptions and responses of acutely or criti-
et al., 1990; Puntillo, 1994). Patients were asked cally ill adults to tracheal suctioning. Study design
2—4 years after having been in an intensive care and protocols were developed by the AACN Thunder
unit (ICU) and intubated about their recollection Project II® task force (Puntillo et al., 2001).
of their ICU stay. Fifty seven (36% of the total
sample) reported that pain associated with their
ICU ventilator treatment had been a major prob- Sample and settings
lem for them (Bergbom-Engberg and Haljamae,
A convenience sample of adults was recruited for
1989). Tracheal suctioning was specifically recalled
the larger study (AACN Thunder Project II® ) from
as discomforting for 30% of these patients. In
169 hospitals, 5 of which were outside the United
another study, even though 59 intubated ICU post-
States (3 from Canada, 1 from Australia, and 1
operative patients had received analgesics during
from the United Kingdom). Patients were enrolled
their time of mechanical ventilation, 41% of them
if they were awake, alert, oriented, and medically
recalled having pain (Hallenberg et al., 1990).
stable enough to respond to questions; could under-
They reported that one cause of this pain was
stand and communicate in English; were able to
tracheal suctioning. Pain correlated significantly
hear and see; and if tracheal suctioning was part of
with suctioning (r = .30, p < .001). In a descriptive,
their normal care. Patients who were receiving neu-
correlational study, 45 postoperative awake adult
romuscular blocking medication or had a disease
cardiovascular surgical patients reported a mean
process or injury that impaired sensory transmis-
pain intensity of 4.9 (S.D. = 3.3, median = 5.0) on a
sion from the procedure site were excluded from
0—10 numeric rating scale (NRS) from tracheal suc-
the study.
tioning (Puntillo, 1994). While pain intensity scores
ranged from 0 to 10, over one—third of the patients
(n = 17) reported a suctioning pain intensity of 7 or Instruments
greater.
In spite of the ubiquity of tracheal suction- Several instruments were used to measure a
ing of ICU patients, these were the few studies patient’s pain responses to tracheal suctioning.
to have explored pain associated with this proce- Pain intensity was measured by 0—10 NRS and
dure and study samples were small. More evidence pain quality by the Thunder Study-Modified McGill
is needed about pain perceptions and responses Pain Questionnaire-Short Form (MPQ-SF). The mod-
among patients from different ICU settings as well ified MPQ-SF includes 20 words that describe pain
as factors that could influence pain with suction- qualities, e.g. sharp, tender, fearful-frightening
ing. The American Association of Critical Care (Puntillo et al., 2001). Pain behavioural indices
Nurses (AACN) supported the Thunder Project II® , were identified by a behavioural observation tool.
a large research study in which pain perception This tool consists of behaviours classified into three
and responses to tracheal suctioning, as well as categories (body movement, facial, and verbal
five other procedures, were evaluated (Puntillo responses) (Puntillo et al., 2004). Concurrent and
et al., 2004; Puntillo et al., 2001). Although the construct validities of the NRS have been estab-
data collection was completed in 2000, there have lished (Downie et al., 1978). Cronbach ␣ for the
been no research reports on pain associated with modified MPQ-SF was .85 (Puntillo et al., 2001).
tracheal suctioning or that suggest that pain man-
agement practices prior to tracheal suctioning have Procedure
changed since then. Therefore, the aims of this sec-
ondary analysis were to: (1) describe and compare A site coordinator at each study institution was
patients’ pain perception and responses across dif- responsible for obtaining institutional review board
ferent phases of the tracheal suctioning procedure; permissions; selecting patients; selecting and train-
(2) examine relationships between patients’ pain ing nurses who acted as research associates through
perceptions and responses to tracheal suctioning use of a detailed training program provided by
and the following factors: patient’s age, diagno- the study investigators; and assuring the reliability
sis, gender, ethnicity, pre- and during-procedure and validity of study procedures in the institutions.
analgesic and sedative use; and (3) relate phys- Research associates were trained with use of a
iological data and analgesic use to tracheal videotape that described the tracheal suctioning
suctioning pain. procedure and data collection protocol. Approval
22 C.M. Arroyo-Novoa et al.

repeated measures ANOVA for the variable pain


intensity with values that range between 0 and 10.
Pearson correlations were used to examine rela-
tionships between patient pain intensity and age.
Alpha level of p < .05 was considered to be statisti-
cally significant for all analyses.

Results

Sample
A total of 755 patients underwent the tracheal
suctioning procedure that was performed pri-
marily in ICUs (n = 695, 93%). The majority of
patients were male (n = 376, 52%) and white
(n = 614, 82%); mean age was 64 years (S.D. = 14.4);
and the patients’ primary diagnoses were dis-
tributed among the following categories: medical
(n = 357, 48%), surgical (n = 348, 47%), trauma/burn
(n = 30, 4%), and other (n = 11, 2%). Twenty-two
percent (n = 165) of patients had tracheostomies,
while the 78% (n = 555) had an endotracheal tube.
Figure 1 Tracheal suctioning procedure and data collec- Most patients (n = 643, 88%) were mechanically
tion. ventilated.

of institutional review board and patient consent Tracheal suctioning pain


were obtained in those institutions that required
it. If informed consent was not required by the Pain intensity
institution, patients were entered directly into the The mean pain intensity score reported during tra-
study. Data were collected immediately prior to cheal suctioning (time-2) was 3.94 (S.D. = 3.32).
suctioning (time-1), immediately after suctioning For those who reported having pain ≥ 1 (73%), the
(time-2) and 10 min later (time-3) (see Fig. 1). For most frequent scores were 5 (21%) and 10 (12%).
those whose heart rate (HR) and blood pressure Sixty-four percent had moderate (NRS = 5—6) or
(BP) were being continuously monitored, HR and severe (NRS = 7—10) pain according to previously
BP data were obtained at time-2. Data regarding published criteria (Serlin et al., 1995) (see Fig. 2).
medications administered 1 h pre- and during the Results from repeated measures ANOVA indicated
procedure were obtained from patients’ medical that patient pain intensity differed significantly
records. across the 3-time periods (F = 279.37, p < .0005).
Pain intensity was greater during the tracheal suc-
tioning procedure (M = 3.96, S.D. = 3.3) than prior to
Data analysis
Descriptive statistics were used for sample demo-
graphics, pain intensity, pain quality, pain related
behaviours, physiological measures, and pharmaco-
logical interventions. A repeated measures analysis
of variance (ANOVA), with Huynh-Feldt correc-
tion, was conducted to assess whether there were
differences between mean pain intensity scores
across the 3-time periods of the tracheal suction-
ing procedure. Repeated measures ANOVA were
also performed to evaluate the interaction of pain
intensity with diagnostic groups, gender, physio-
logic responses, and pharmacologic interventions.
The extremely large sample size justifies using the Figure 2 Pain intensity during tracheal suctioning.
Pain related to tracheal suctioning in awake acutely and critically ill adults 23

Table 1 Pain intensity across the 3-time periods of Table 2 Pain intensity across the 3-time periods of
TS by diagnosis TS by ethnicity
Diagnosis Frequency (n = 707) Mean (S.D.) Period White (n = 592) Non-white (n = 132)
Medical *
345 mean (S.D.) mean (S.D.)
Prior to TS 2.04 (2.91) Prior to TS 2.1 (2.7) 2.4 (3.2)
During TS 3.33 (3.30) During TS 3.8 (3.2) 4.7 (3.6)
After TS 1.72 (2.63) After TS 1.9 (2.6) 2.4 (3.1)
Surgical* 334 TS: tracheal suctioning; S.D.: standard deviation.
Prior to TS 2.25 (2.68)
During TS 4.58 (3.21)
After TS 2.14 (2.58) ‘‘fearful-frightening’’ (23%), ‘‘bad’’ (21%), and
Trauma/burn 28 ‘‘awful’’ (21%). The same pain quality terms were
Prior to TS 2.00 (2.42) used most frequently at time-1 but at lower
During TS 4.36 (3.38) percentages. Only the terms ‘‘sharp’’ and ‘‘fearful-
After TS 2.46 (2.74) frightening’’ increased by more than 10% from
TS: tracheal suctioning; S.D.: standard deviation.
time-1 to time-2 (see Table 3).
* Mean difference is significant, p = .005.

Other responses to tracheal suctioning


tracheal suctioning (M = 2.14, S.D. = 2.8) and after Physiologic responses
the procedure (M = 1.98, S.D. = 2.7). HR and BP were measured in the 3-time periods as
Significant differences in pain intensity among physiologic responses to tracheal suctioning. There
diagnostic groups were also found (F = 5.45, were significant differences over the 3-time peri-
p = .004). A post hoc Scheffe comparison showed ods in HR, (F = 117.71, p < .0005); systolic BP (SBP),
that surgical patients reported significantly higher (F = 103.06, p < .0005); and diastolic BP (DBP),
tracheal suctioning pain intensity scores than did (F = 43.73, p < .0005). Simple contrasts showed that
medical patients (p = .005) (see Table 1). For all HR, SBP, and DBP at time-2 were significantly higher
three diagnostic groups, pain increased between
time-1 and time-2 and then decreased from time-
2 to time-3. There was an interaction between Table 3 Words used to describe the quality of pain
diagnostic group and time using the Huynh-Feldt at time-1 and time-2
correction (F = 92.24, p < .0005). The increase in
Word Prior to tracheal During tracheal
pain at time-2 was greater for both surgical and
suctioning suctioning
trauma groups than it was for the medical group.
(Time-1) (%) (Time-2) (%)
Small but significant inverse associations
Tender 23 29
between patient pain intensity and age were found
Sharp* 14 26
at the 3-time periods of tracheal suctioning: prior,
Aching 26 24
r = −.17, p < .0005; during, r = −.21, p < .0005; and Tiring-exhaustive 16 23
after procedure, r = −.19, p < .0005. Older patients Fearful- 12 23
reported less pain than younger patients at each frightening*
of the 3-time periods. When differences in patient Bad 15 21
pain intensity according to gender was evaluated, Awful 12 21
a repeated measures ANOVA showed that the Stabbing 7 16
change in pain intensity over time did not depend Throbbing 12 15
on gender, (F = .17, p = .81), and the main effect Hot-burning 9 15
of gender on pain intensity was not statistically Heavy 10 14
Sickening 7 14
significant, (F = .48, p = .49). On average across
Stinging 7 13
the 3-time periods non-white patients reported
Dull 12 11
significantly higher pain intensity scores than white Shooting 5 11
patients (F = 5.12, p = .024) (see Table 2). Gnawing 11 10
Cramping 8 10
Pain quality Punishing-cruel 5 9
Splitting 4 8
Terms most frequently used by patients for
Numb 4 5
suctioning pain were ‘‘tender’’ (29%), ‘‘sharp’’
* Increased by more than 10% from time-1 to time-2.
(26%), ‘‘aching’’ (24%), ‘‘tiring-exhaustive’’ (23%),
24 C.M. Arroyo-Novoa et al.

Table 4 Blood pressure and heart rate prior to, during, and after tracheal suctioning
Period Heart rate (n = 719) Systolic BP (n = 694) Diastolic BP (n = 688)
mean (S.D.) (mmHg) mean (S.D.) (mmHg) mean (S.D.) (mmHg)
Prior to TS 94 (17) 126 (23) 65 (14)
During TS 100 (18) 135 (26) 70 (24)
After TS 94 (18) 126 (23) 64 (14)
S.D.: standard deviation; BP: blood pressure; TS: tracheal suctioning.

than at time-1 or time-3 (see Table 4). Mean 10.3 mg (S.D. = 9.1, median = 7.8 mg). The effect of
DBP was significantly higher in patients who had opioids on pain intensity across the 3-time peri-
moderate-to-severe (5—10) pain (DBP = 72) than in ods was evaluated using repeated measures ANOVA.
those who had no or mild (0—4) pain (DBP = 68) Results indicated that both those who received
(p = .02). opioids pre- or during the procedure and those
who did not receive any opioids had increased
Changes in observed pain behaviours pain during tracheal suctioning. The pattern of
A 10% change in the frequency of observed change was not different between the two groups
pain behaviours between time-1 and time-2 was (F = 1.34, p = .26). Interestingly those patients in the
selected to evaluate behavioural responses. Those medicated group reported higher mean pain inten-
observed behaviours that increased by 10% or more sity scores across the 3-time periods than those
were ‘‘grimace’’, ‘‘clenched fists’’, ‘‘rigid’’, and who were not medicated (F = 11.87, p = .001). Also,
‘‘wince’’. Two behaviours ‘‘no movement’’ and those who received opioids reported a higher mean
‘‘no facial responses’’ decreased by 10% or more pain intensity score (M = 4.13, S.D. = 3.2) prior to
(see Table 5). tracheal suctioning than those who did not receive
it (M = 2.07, S.D. = 2.8) (p < .0005).
Pharmacologic interventions

A total of 39 out of 755 (5%) patients received med- Discussion


ications (opioids, sedatives, and/or nonsteroidal
anti-inflammatories) within 1 h prior to tracheal This is the first report to examine the multiple
suctioning, and seven patients received them for dimensions of pain associated with tracheal suc-
the procedure. Opioids were the type of medica- tioning and factors that influenced the patient’s
tion administered most frequently prior to (n = 24) pain. Tracheal suctioning has been reported as
and during (n = 5) tracheal suctioning. Opioids a painful experience by acutely and critically ill
were administered to 6% of surgical patients, 3% patients (Bergbom-Engberg and Haljamae, 1989;
of trauma/burn patients, and in 1% of medical Hallenberg et al., 1990; Puntillo, 1994). More
patients. The mean dose administered to these recently, two studies demonstrated significantly
few patients, in equivalent doses of morphine, was higher behavioural pain scale scores during tracheal
suctioning when compared to rest and non-painful
procedures (Aissaoui et al., 2005; Payen et al.,
Table 5 Percent of patients with a change in 2001). We found the overall pain intensity dur-
observed pain behaviour of 10% or more from time-1 ing tracheal suctioning to be mild. However, 64%
to time-2 of patients who did report having pain (≥1) had
Pain behaviour Prior to tracheal During tracheal pain that was moderate-to-severe in intensity. In
suctioning suctioning addition, surgical patients reported higher pain
(Time-1) (%) (Time-2) (%) intensity scores compared to medical patients.
Grimace* 11 52 The cough provoked by suctioning may produce
Clenched fists* 5 24 pressure on thoracic, abdominal or other incisions
Rigid* 3 23 (Puntillo, 1994) leading to higher pain scores in sur-
Wince* 5 22 gical patients. Previously 45 post-cardiac surgical
No movement† 60 19 patients reported a pain intensity of 4.9 during tra-
No facial 38 4 cheal suctioning (Puntillo, 1994), which was a score
response† similar to our surgical group. From these findings it
* Increased from time-1 to time-2. appears that interventions for tracheal suctioning
† Decreased from time-1 to time-2. pain have not been instituted since pain in surgi-
Pain related to tracheal suctioning in awake acutely and critically ill adults 25

cal patients undergoing tracheal suctioning has not Changes in behavioural and physiological (BP and
decreased over time. HR) responses can be utilized to assess pain in
Younger patients reported higher pain scores, patients who cannot self-report. We saw statisti-
but there were no significant differences based on cally significantly higher increases in HR, SBP, and
gender. These age and gender results were con- DBP during tracheal suctioning than prior to suc-
sistent with the report of procedural pain during tioning; however, the changes were not clinically
wound care (Stotts et al., 2004). Age differences significant. It may be that methods of measuring
in postoperative pain intensity were not found in HR, SBP and DBP are not sensitive enough to capture
a study that compared pain intensity scales in the response to acute pain.
younger and older surgical patients (Gagliese et al., Increases in certain behaviours occurred dur-
2005). Yet, while they reported that pain intensity ing the procedure: grimace, clenched fists, rigid,
did not differ by age on four of the pain five scales wince, increase in movement, and increased facial
evaluated, older patients reported lower scores responses. These findings were similar in a study of
on the MPQ and self-administered fewer morphine critically ill sedated patients on mechanical venti-
doses. Until more evidence related to age and gen- lation (Payen et al., 2001). Behavioural responses
der differences are found, greater attention must increased during painful procedures (tracheal suc-
be given by health care providers to pain intensity tioning or mobilization) as measured by the
during tracheal suctioning of all patients regardless Behavioural Pain Scale. Furthermore, their patients
of age and gender. who underwent these procedures developed statis-
Non-white patients reported significantly higher tically significant (albeit, not clinically significant)
pain intensity than whites. Previously, whites, increases in HR and BP, whereas patients who
African-American and Hispanics were interviewed underwent non-painful procedures (compression
during a phone survey about their chronic pain stockings application or central venous catheter
(Portenoy et al., 2004). White subjects in that study dressing change) did not have changes in hemody-
also reported less pain than those in each of the namics when compared with data at rest. Gray et
other ethnic groups. Since our sample consisted pri- al. (1990) also found significant changes in phys-
marily of whites, further research is needed with iological parameters (i.e., HR, BP, and respiratory
a larger sample of other ethnic groups to better rate) after tracheal suctioning. However, many fac-
understand the contribution of ethnicity to a pain tors besides pain can cause changes in physiological
experience. parameters such as cough, discomfort, hypox-
The first three of the most frequently selected aemia, or anxiety. Further research is needed to
pain quality terms (i.e., tender, sharp, and aching) understand the changes in physiological parameters
to describe tracheal suctioning correspond to the from pain during tracheal suctioning while control-
sensory dimension of pain (Melzack, 1987). The ling for competing factors. Attention to changes
selection of the word ‘‘sharp’’ increased over 10% in behavioural responses and physiological parame-
from time-1 to time-2. The ‘‘sharp’’ feeling may ters could help health care providers to assess pain
be due to mechanical stimulation resulting from or discomfort in sedated patients or those who are
tracheal suctioning and increased activation of A otherwise unable to report their experiences during
delta fibers which contributes to the perception procedures.
of incisive sensations (Puntillo et al., 2001). The Only 3% of the patients received opioids prior
other term that increased by more than 10% was to or during the tracheal suctioning procedure. In
‘‘fearful-frightening’’ which can correspond to the fact, only 5% of the patients received any medica-
affective dimension of pain (Melzack, 1987). Our tions including analgesics, sedative, or nonsteroidal
findings about the qualitative nature of tracheal anti-inflammatories prior to tracheal suctioning.
suctioning pain confirm previous descriptions that Consistent with these findings, Puntillo (1994)
tracheal suctioning pain is ‘‘tender’’, ‘‘sharp’’, found that 40 of 45 ICU surgical patients did not
and ‘‘tiring-exhausting’’ (Puntillo, 1994). However, receive analgesics for at least 2 h prior to tra-
our patients did not include the pain descrip- cheal suctioning. Our patients who received opioids
tions ‘‘heavy’’ and ‘‘stabbing’’ noted in the earlier had significantly higher pain intensity during suc-
study. These terms can be useful to describe and tioning than those who did not receive them, but
assess pain quality during tracheal suctioning and they also reported higher pain intensity at time-
give direction to interventions to decrease the 1. It may be that those patients with higher pain
sensory, affective, or both components of pain dur- intensity scores prior to the procedure needed
ing suctioning. Such interventions could include more opioids in general since they had higher
pre-procedural teaching, medication, and use of background pain. Attention should be focused on
distraction. a patient’s present pain when a possibly painful
26 C.M. Arroyo-Novoa et al.

procedure is planned. Otherwise, there exists the Individualized pain management must be per-
potential to create an exponential increase in pain formed by healthcare providers in order to
that could have been prevented or minimized by respond to patients’ needs. Future research
analgesics. should be focused on sedated and unconscious
Decisions not to administer analgesics prior to critically ill patients undergoing tracheal suction-
tracheal suctioning may be due to desensitization ing in order to explore their behavioural and
of health care providers to common procedures. physiological responses to this procedure since
Or, because of the short duration of the proce- it is known to cause pain in patients who
dure, pre-medication may not be seen as necessary are able to self-report. Finally, interventional
by providers (Puntillo et al., 2001). Another rea- studies are needed to determine the best phar-
son could be that providers underestimate pain macologic and/or non-pharmacologic strategies
intensity during tracheal suctioning. Although 27% for improving the pain associated with tracheal
of our sample did not report pain during tra- suctioning.
cheal suctioning, 64% reported moderate-to-severe
pain intensity. These findings suggest that pre-
medication should be individualized according to Acknowledgment
the needs of the patients. Further attention is
required in terms of under-medication of ICU We gratefully acknowledge the expert assistance of
patients undergoing procedures such as tracheal Dr. Steven Paul, biostatistician, University of Cali-
suctioning. fornia, San Francisco, School of Nursing.

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