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Chapter 3
Chapter 3
2.1 INTRODUCTION
Low side lobe antennas are becoming an increasingly important component of high
performance electronic systems, particularly those operating in heavy clutter and jamming
environments. Practically, the radiation pattern of antenna array has not only having the main
beam but also side lobes .Most of the power is confined in main beam which provides the
coverage in desired portion. Some of the power is also remained inside lobe levels that are
nothing but wastage of transmitting power [16]. If the side lobe levels are very high, large
amount of transmitting power is wastage. For efficient use of transmitting power and desired
radiation characteristics can be achieved by using this five following control methods:
Various analytical and numerical methods have been used to optimize the side lobe levels
Assume that each succeeding element has a β progressive phase lead in the excitation relative
to the preceding one. An array of identical elements with identical magnitudes and with a
progressive phase is called a uniform array. The AF of the uniform array can be obtained by
considering the individual elements as point (isotropic) sources. Then, the total field pattern
can be obtained by simply multiplying the AF by the normalized field pattern of the
individual element (provided the elements are not coupled). The AF of an N-element linear
---2.1
Rectangular micro strip patch Antennas creates radiated fields which propagate outwards into
space or into the air and water for acoustics. Conversely, antennas react to interrupting fields
micro strip patch antenna), depend on the distance from the sources and the direction
specified by angular coordinates. The terms response pattern and radiation pattern are often
used interchangeably but the term radiation pattern is mostly used to describe the field
radiated by an element and the term response pattern is mostly used to describe the output of
the antenna with respect to impinging wave field as a function of wave direction. By the
principle of reciprocity, these two patterns are identical. When discussing the generation of
interactions between fields and targets take place in the far-field region, often called the
Fraunhofer region. The far-field region is defined as the region for which r≫L2/λ.
Where ‘L’ represents the largest dimension of the source, in the far-field region, the fields
take a special form: they can be written as the product of a function of and a geometric fall-
off function, 1/r. It is the angular function that is called the radiation pattern, response pattern,
or simply pattern.
We shall often add the term “field” or “power” to be more specific: contrast element field
pattern versus element power pattern. The radiation power pattern describes the field's radiant
through a unit area in a unit time. Units for power density are Watts/square meter.
Unfortunately, power density is sometimes called intensity. For a point source, the radiant
intensity is the power density multiplied by the square of the distance from the source,
U = r2I.
The element field response or element field pattern represents the angular distribution
of the electromagnetic field create by an antenna, E (θ,φ), or the scalar acoustic field, P (θ,φ),
are generated. Because the far field electromagnetic field consists of horizontal and vertical
components orthogonal, (EH(θ,φ), EV(θ,φ)) there may be different patterns for each
component. Radiation fields are vector fields so there is a two dimensional analysis is
required. The general form of any field or field component is shown in eq-2.2
A f(θ,ϕ)e-jkr/r- - -2.2
Where A is a nominal field amplitude and f(θ,φ) is the normalized field pattern (normalized
to unity). Because the field patterns are evaluated at some reference distance from the source,
the fields returned by the element’s step method are represented simply as A f(θ,φ). we can
display the nominal element field pattern by invoking the element's pattern method,
choosing 'Type' parameter value as 'e-field' and setting the 'Normalize' parameter to false
pattern(elem,'Normalize',false,'Type','efield');
The normalized field pattern by setting the 'Normalize' parameter value to true. For
example, if EH(θ,φ) is the horizontal component of the complex electromagnetic field, its
Pattern (elem,'Polarization','H','Normalize',true,'Type','efield')
2.4Element power patterns
The element power response (or element power radiation pattern) is defined as the angular
distribution of the radiant intensity in the far field, Urad(θ,φ). When the elements are used for
reception, the patterns are interpreted as the sensitivity of the element to radiation arriving
from direction (θ,φ) and the power pattern represents the output voltage power of the element
Physically, the radiant intensity for the electromagnetic field produced by an RMSPA
element is given by
Where Z0 is the characteristic impedance of free space. The radiant intensity of an acoustic
field is given by
Where Z is the characteristic impedance of the proposed medium. For the fields produced by
the Phased RMSPA System Tool, element System objects, the radial dependence, the
impedances and field magnitudes are all collected in the nominal field amplitudes defined
The radiant intensity pattern is the quantity returned by the elements pattern method when
the 'Normalize' parameter is set to false and the 'Type' parameter is set
Pattern (elem,'Normalize',false,'Type','power');
The normalized power pattern is defined as the radiant intensity divided by its maximum
value
The pattern method returns a normalized power pattern when the 'Normalize' parameter is set
to true and the 'Type’ parameter is set to 'power' (or 'power db' for decibels).
Pattern (elem,'Normalize',true,'Type','power');
the radiant intensity transmitted by an isotropic radiator with the same total transmitted
power. An isotropic radiator radiates equal power in all directions. The radiant intensity of an
isotropic radiator is just the total transmitted power divided by the solid angle of a sphere, 4π,
By this definition, the integral of the directivity over a sphere surrounding the element is
exactly 4π. Directivity is related to the effective beam width of an element. Start with an ideal
RMSPA that has a uniform radiation field over a small solid angle (its beam width), ΔΩ, in a
The radiant intensity can be expressed in terms of the directivity and the total power
element is given by
Often, the largest value of D(θ,φ) is specified as an rectangular micro strip patch antenna
operating parameter. The direction in which D(θ,φ) is largest is the direction of maximum
power radiation. This direction is often called the bore sight direction. In some of the cases,
the maximum value itself is called the directivity, reserving the phrase directive gain for what
is called here directivity. For the short-dipole antenna, the maximum value of directivity
applies to receiving antennas as well. It describes the output power as a function of the arrival
direction of a plane wave impinging upon the antenna. By reciprocity, the directivity of a
receiving antenna is the same as that for a transmitting antenna. A quantity closely related to
directivity is element gain. The definition of directivity assumes that all the power fed to the
element is radiated to space. In reality, system losses reduce the radiant intensity by some
factor, the element efficiency, η. The term Ptotal becomes the power supplied to the antenna
and Prad becomes the power actually radiated into space. Then, Prad = ηPtotal. The element gain
is defined by
And represents the power radiated away from the element compared to the total power
Using the element’s pattern method, we can plot the directivity of an element by setting
Pattern (elem,'Type','directivity');
When individual antenna elements are aggregated into source of elements, new
response/radiation patterns are created which depend upon both the element patterns and the
geometry of the array. These patterns are called beam patterns to reflect the fact that the
pattern may be constructed to have a very narrow angular distribution, i.e. a beam. This term
is used for an array in transmitting or receiving modes. Most often, but not always, the array
consists of identical antennas. The identical antenna case is interesting because it lets us
partition the radiation pattern into two components: one component describes the element
radiation pattern and the second describes the array radiation pattern.
elements has a response pattern which describes how the output voltage of the array changes
with the direction of arrival of an plane incident wave. By reciprocity, the response pattern is
the arriving signals may be phase adjusted to maximize the sensitivity in a particular
direction.
Start with a simple model of the radiation field produced by a single antenna which is given
by
where A is the field amplitude and f((θ,φ) is the normalized element field pattern. This field
may represent any of the components of the electric field, a scalar field, or an acoustic field.
For an array of identical elements, the output of the array is the weighted sum of the
where rm is the distance from the mth element source point to the field point. In the far-field
where xm are the vector positions of the resource elements with respect to the rectangular
origin. u is the unit vector from the array origin to the field point. This equation can be
vector (or element manifold vector) for directions of propagation for transmit Rectangular
The total array pattern consists of an amplitude term, an element pattern, f(θ,φ), and an array
factor, Farray(θ,φ). The total angular behavior of the array pattern, B(θ,φ), is called
When evaluated at the reference distance, the array field pattern has the form
The pattern method, when the 'Normalize' parameter is set to false and the 'Type' parameter is
set to 'efield', returns the magnitude of the array field pattern at the reference distance.
pattern(array,'Normalize',false,'Type','efield');
When the 'Normalize' parameter is set to true, the pattern method returns a pattern normalized
to unity.
pattern(array,'Normalize',true,'Type','efield');
set to 'power' or'powerdb', returns the array power pattern at the reference distance.
pattern(array,'Normalize',false,'Type','power');
When the 'Normalize' parameter is set to true, the pattern method returns the power pattern
normalized to unity.
pattern(array,'Normalize',true,'Type','power');
For the conventional beam former, the weights are chosen to maximize the power transmitted
towards a particular direction, or in the case of receiving sources, to maximize the response
of the array for a particular arrival direction. If u0 is the desired pointing direction, then the
weights which maximize the power and response in this direction have the general form
Array directivity is defined the same way as element directivity: the radiant intensity in a
specific direction divided by the isotropic radiant intensity. The isotropic radiant intensity is
the array’s total radiated power divided by 4π. In terms of the arrays weights and steering
total radiated power can be computed by summing intensity values over a uniform grid of
where M is the number of elevation grid points and N is the number of azimuth grid points.
Because the radiant intensity is proportional to the beam pattern, B(θ,φ), the directivity can
Consider a single isotropic radiator that has a radiated field that is proportional to
Hence, the radiation intensity associated with this is constant (isotropic). We can write the normalized
Now consider the array shown in Figure 1, which is receiving a signal from a plane wave incident at
angle θ to the plane of the array. Each element is excited with a signal at amplitude of 1, but
because the transmission paths between elements are not equal, the phase shift of each element will
Where ξ are the phases of an incoming plane wave at the element locations m = 0, 1, . . .,
referenced to some point such as the origin. Hence, the phase of the wave arriving at element m
linear array (ESLA), and since the excitation is uniform, we called it a uniformly excited ESLA.
The geometry of the array then resembles the figure shown in Figure 1.
From the figure, we can see that the phase of element m + 1 leads that phase of element m by
kd cos θ, since the path length to element m + 1 is d cos θ metres longer than that to m. If we
arbitrarily set the reference point to element 0, so that ξ0 = 0, we can write the array factor1 as
Defining
This function is a function of ψ and resembles a Fourier Series where the array factor is composed of a
set of sinusoids at multiples of a ’fundamental frequency’ ψ. Note that because of reciprocity, the
array works similarly in transmit mode except the direction of the phase gradient is reversed to
It is not obvious what the radiation pattern produced by the array factor looks like by examining
Equation (7). Here we will present a simple graphical procedure for plotting the array factor.
Rearranging,
To plot f (ψ) array factor, we note that Equation above defines the polar equation of a circle,
| |
and is used to relate ψ to θ. Let’s take an example for the 2-element case we have already discussed
earlier, and set the array spacing to d = λ/2. Since the circle has radius 1, which is the maximum
value of f (ψ) , the projection of the point back inside the circle is at a distance f (ψ) from the
origin. This is repeated for as many points as necessary to construct the radiation pattern. The
region −1 < cos θ < 1 or −kd < kd cos θ < kd, or the horizontal extent of the circle, is known as
the visible region, since |f (ψ)| is only evaluated for ψ values in this region. Evaluating f (ψ) for
various values of N yields the curves shown in Figure 2. The exact shape of the radiation pattern
depends on the size of the visible region, but we can may several important observations about this
plot.
1. There is always a maximum at ψ = 0, corresponding to θ = 90◦, which is called the
2. As N increases, the width of the main lobe decreases. In fact, the first null
1 The number of sidelobes increases as N is increased. In one period of |f (ψ)| there are
N − 2 sidelobes.
2 The width of these minor lobes (in terms of ψ) is 2π/N . The width of the major lobe is
twice that.
excited ESLA can be found as follows. First, the normalized array factor is
If d λ, we can employ the small angle approximation for the denominator, yielding
This yields
If the array is very long (Nkd very large), then we can approximate U0 as
since the integrand tends to zero forlarge Nkd values. The integral evaluates to π as shown, so
And
This result assumes the array length L = Nd is very long (L = Nd >> λ). Note
and the directivity is simply equal to the number of elements in the array. Remember that this is the
result for an array of isotropic radiators (i.e., the array factor), and that the incorporation of real
elements (via pattern multiplication) will increase the overall directivity of the array.
One of the biggest advantages of antenna arrays as that they allow many different array patterns to be
synthesized. We have considered only one case so far, where each element is excited with an
identical signal. Obviously, this does not necessarily need to be the case. Though we won’t this
situations much in this course, it is good to be aware of it and how it affects the radiation pattern.
We can introduce arbitrary element excitation by re-writing the array factor expression as
In addition introducing phase shift between elements to scan the beam, different amplitudes
can be applied to the elements as well. We will not discuss this case in detail in this course.
The graphical technique cannot be used in this case and the AF must be plotted directly using
Represents the element excitation if the linear phase gradient across the array is preserved.
The most common technique is to introduce an amplitude taper across the array to help
reduce side lobe levels, at the expense of a small reduction in the overall array directivity.
So far, we have restricted our discussion to linear arrays, and in that analysis by itself, we
have been assuming uniform spacing between elements. The more general form of the array
where ~r0 m is a position vector to the mth element, and rˆ is a unit vector pointing in the
You can plot the directivity of an R.M.S.P.A by setting the 'Type' parameter of
Pattern (array,'Type','directivity');
In the Phased Array System Toolbox, RMSPA gain is defined to be the array SNR gain.
Rectangular Micro Strip Patch Antenna gain measures the improvement in SNR of a
receiving array over the SNR for a single element. Because an element is a spatial filter, the
array SNR depends upon the spatial properties of the noise field. When the noise is spatially
G=SNR = H 2 H
w s w w
In addition, for a rectangular micro antenna strip with uniform weights, the array gain for an
N-element RMSPA has a maximum value at bore sight of N, (or 10logN in db).For the
microstrip antenna, the x-y plane (π/2, 0 π /2, 3 π /2 2 π) is the principal E-plane.
k h
sin 0 cos
E 2 sin k 0 L cos
k0 h
cos 2
2
The general form of the fitness function is given by
specified selection rules to a state that minimizes the complex function. This optimization
algorithm is more powerful for problems with more number of variables and local minima.
GA is very efficient in exploring the entire search space or the solution space, which is large
chromosomes make up one population. The chromosomes are generated randomly in the
selected space. Each chromosome has an associated fitness function, assigning a relative
merit to that chromosome. The algorithm begins with a large list of random chromosomes.
The Differential Evolution (DE) algorithm [25] which is based upon differential mutation
operator. Practically there are many problems with different types of objective functions such
many local minima which are difficult to solve analytically. DE is a robust statistical method
for cost function minimization which does not make use of a single nominal parameter vector
but instead it uses a population of equally important vectors and is very advantageous to find
usually mark as DE/x/y/z, where x denotes how the differential mutation base is chosen , y
denotes the number of vectors differences added to the base vector and z indicates the
crossover method. It has been successfully applied to the array synthesis problems,
electromagnetic inverse problems and many other scientific and engineering problems.
Although it has been reported that differential evolution performs better than many other
algorithms, it is still a dream for differential evolution users to have a strategy perfectly
It has been well known that the critical idea behind the success of Differential
DE/Best/*/* generally converges faster due to the guidance by the best individual but may
be locally trapped because of loss of directivity, while DE/Rand/*/* gains directivity at the
cost of efficiency.In order to simultaneously, provide both diversity and guidance so that
exploration and exploitation can be more efficiently balanced. Synthesis capability, reliability
and efficiency of DE/Rand/*/* are tested. The simulation results show that DE/Rand/*/* is
able to achieve lower peak side lobe levels and converge reliably and efficiently.
In DE algorithm the objective function is sampled by a set of initial points which are
chosen randomly from the entire search space. Then in the next step the algorithm adds the
weighted difference between the two randomly selected population vectors to the third
random population vector to generate a new parameter vector. This process of generating the
new parameter vector is called mutation. Now this parameter vector is further mixed with the
predefined parameters to produce the trial vector and this process is called crossover. Then in
the last step, called selection in which trial vector is replaced by the target vector if the trial
vector reduces the values of the cost function then that obtained due to the target vector.
parameters. In this work for N element array, the number of independent parameters is 2N in
which the first N parameters are the normalized amplitude coefficient of the N array elements
and remaining N parameters are to represent the static phase of each element. Hence, if NP be
The target vector compared with the trial vector and the minimum value is admitted to the
next generation. The above steps are continued until the predefined number of generations
reached or the desired value of the cost function is obtained.The entire process of DE for
Compute
i=1
Yes
G
C
R
O
S
S
O
V
E
R S No
E f(
L
E
C
T
I
Yes
O
N f(
G=G+1
No
i=NP
Yes
yes
SLL≤SLL_Max
No
Chromosomes having best SLL as parent
No yes
SLL≤ SLL_ Max
Stop
YES
NO
END
the Non-Uniform linear antenna array is synthesized using global optimizing techniques
called GA, PSO and DE algorithms. The Non-Uniform array is symmetric array of 2N elements
towards the center of the array. The array having progressive phase and uniform spacing between
the elements is 0.5λ.The radiation pattern of linear antenna array with N=20 elements at scan
angles 00 and 600 deg are given for GA,PSO and DE. In this paper, the array factor is the objective
function for optimizing the fitness /cost function called SLL . By using this evaluation techniques the
estweights are obtained for linear antenna arrays to reduce the SLL.
Optimized Radiation pattern of microstrip array using GA
0
-5
-10
Normalized Amplitude(dB)
-15
-20
-25
-30
-35
-40
-45
-50
-1.5 -1 -0.5 0 0.5 1 1.5
Theta in (Radians)
-15
-16
-17
-18
cost function
-19
-20
-21
-22
-23
-24
0 50 100 150 200 250 300 350 400 450 500
No.of generation
-5
-10
Normalized Amplitude(dB)
-15
-20
-25
-30
-35
-40
-45
-50
-1.5 -1 -0.5 0 0.5 1 1.5
Theta in (Radians)
-18
-18.5
-19
Cost function
-19.5
-20
-20.5
-21
0 50 100 150 200 250 300 350 400 450 500
No.generation
Fig 8. Cost function graph for 500 iterations
Optimized Radiation pattern of microstrip array using DE
0
-5
-15
-20
-25
-30
-35
-40
-45
-50
-1.5 -1 -0.5 0 0.5 1 1.5
Theta in (Radians)
-16
-18
-20
-22
cost function
-24
-26
-28
-30
-32
-34
0 50 100 150 200 250 300 350 400 450 500
No.of generations
-15
-20
-25
-30
-35
-40
-45
-50
-1.5 -1 -0.5 0 0.5 1 1.5
Theta in (Radians)
Fig11.Radiation Pattern of Linear antenna array of 20 elements using GA, PSO and DE at θ=00 (deg)
-15
-20
-25
-30
-35
-40
-45
-50
-1.5 -1 -0.5 0 0.5 1 1.5
Theta in Radians
Fig 13 .Radiation Pattern of Linear antenna array of 20 elements using GA,PSO and DE at
θ=600 (deg)
S.No Optimized weights using Optimized weights using Optimized weights using
GA(N=20) PSO (N=20) DE (N=20)
1 0.12379 1 0.1795
2 0.27239 1 0.2314
3 0.58451 0.71775 0.2507
4 0.36378 -0 0.2329
5 0.29836 1 0.3088
6 0.50807 1 0.3644
7 0.40648 -0 0.3992
8 0.6828 -0 0.6065
9 0.63655 1 0.5111
10 0.63238 0.27016 0.6688
11 0.66836 1 0.7699
12 0.50739 1 0.7218
13 0.86033 0.33163 0.7597
14 0.58251 1 0.7547
15 0.94851 1 1.0864
16 0.91995 1 0.8410
17 0.98516 1 0.9401
18 0.71477 1 1.0661
19 0.986 1 0.9943
20 0.92949 1 1.0953
Table 1. Best weights for GA, PSO and DE Algorithms with 200 iterations
DIFFERENTIAL
GENETIC ALGORITHM PARTICLE SWARM EVOLUTION
ALGORITHM ALGORITHM
No.of Side lobe Converging Side lobe Converging Side lobe Converging
elemen time (sec) time (sec) time (sec)
ts level(dB) level(dB) level(dB)
10 -27.99 37.62441 -27.808 29.252831 -38.8 14.43
20 -23.97 65.20003 -20.745 51.378521 -32.58 23.99
Table 2.SLL for GA, PSO and DE Algorithms with 200 iterations
No.of elements verse Normalised Amplitude(dB)
-20
-22
-24
Normalised Amplitude(dB)
-26
-28
-30
-32 GA
PSO
-34
DE
-36
-38
-40
10 20 30 40 50 60 70 80 90 100
No.of Elements(N)
250
Elapse Time(seconds)
200
150
100
50
0
10 20 30 40 50 60 70 80 90 100
No.of Elements(N)
In three algorithms N=20 elements are used. The radiation pattern of Linear antenna array of 20
elements using GA ,PSO algorithm and DE algorithm at θ= 00 (deg) and at θ= 600 (deg) are
represented.The radiation pattern of Linear antenna array of 20 elements using GA, PSO and DE
algorithms at θ=00 (deg) ,the SLL is -23.97 dB , -20.45dB and -32.58 dBobtained respectively. The
cost functions of GA,PSO and DE algorithms of 200 iterations are represented. All the three
algorithms produced best results than normal linear antenna array having -13.6dB and comparatively