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Schwab2015 PDF
com/nan
ISSN: 1743-5390 (print), 1743-5404 (electronic)
REVIEW ARTICLE
Abstract Keywords
Uptake, transport and toxicity of engineered nanomaterials (ENMs) into plant cells are complex Engineered nanomaterials, excretion,
processes that are currently still not well understood. Parts of this problem are the multifaceted internalization, nanoparticles, plant
plant anatomy, and analytical challenges to visualize and quantify ENMs in plants. We critically physiology
reviewed the currently known ENM uptake, translocation, and accumulation processes in
plants. A vast number of studies showed uptake, clogging, or translocation in the apoplast of History
plants, most notably of nanoparticles with diameters much larger than the commonly assumed
size exclusion limit of the cell walls of 5–20 nm. Plants that tended to translocate less ENMs Received 16 November 2014
were those with low transpiration, drought-tolerance, tough cell wall architecture, and tall Revised 31 March 2015
growth. In the absence of toxicity, accumulation was often linearly proportional to exposure Accepted 28 April 2015
concentration. Further important factors strongly affecting ENM internalization are the cell wall Published online 11 June 2015
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Introduction in the process, have led plant biologists to rethink the role of
(nano)particles as sorbents and/or sources of heavy metals,
Naturally occurring nanoparticles (NPs), in enormous quantities
pesticides and essential nutrients to plants and phytoplankton
and varieties, are distributed throughout the atmosphere, oceans,
(Baken et al., 2014; Santner et al., 2012; Schwab et al., 2013;
soil systems, terrestrial freshwater systems and in/on most living
Van Moorleghem et al., 2013).
organisms (Colvin, 2003; Hochella et al., 2008; Wiesner et al.,
Two decades ago, research on the uptake of ENMs by plants
2009). Concern over the possible environmental and toxicological
was motivated primarily by interest in their capability as vehicles
impacts of increasingly manufactured and used engineered
for gene transfer (Fisk & Dandekar, 1993; Torney et al., 2007;
nanomaterials (ENMs) has stimulated research on the potential
Wang et al., 1988). Over the last decade (Figure 1), scientists
for plant (cell) uptake, accumulation and transformation of ENMs
have begun to consider plant–ENM bioaccumulation and trans-
– Materials that several decades ago might have been simply
formation as processes affecting the environmental fate of ENMs.
described as dissolved by virtue of their ability to pass through a
Their ecotoxicity, and their behavior in ecosystems include
0.45 micron membrane (Dietz & Herth, 2011; Scheringer, 2008;
propagation within food webs (Al-Salim et al., 2011; Klaine
USEPA, 1996; von Moos et al., 2014). Plant–ENM interactions,
et al., 2008; Navarro et al., 2008; Zhu et al., 2008). The
frequency of publications addressing nanoparticle uptake by
plants jumped over the last 5 years to 440 peer reviewed original
Correspondence: Mark R. Wiesner, Department of Civil and publications per year in 2013 (Figure 1).
Environmental Engineering, Duke University, 121 Hudson Hall, Both terrestrial and aquatic plants, including phytoplankton,
Durham, NC 27708, USA. Tel: +1 919 660 5292. E-mail:
are expected to be exposed to ENMs from ENM-containing
wiesner@duke.edu
2 F. Schwab et al. Nanotoxicology, Early Online: 1–22
Figure 1. Number of peer reviewed research articles or book chapters, Central, not recently systematically addressed topics are the actual
and citations on the topic of uptake of nanoparticles in plants. Number of barriers, pathways and transport processes that NPs face in plants.
citations: Analyzed using Web of Science and the search ‘‘topic ¼ (plant* What kind of chemical and physiological barriers of plant cells do
OR phytoplankton) AND (uptake OR internali*) AND nano*)’’. Number NPs have to cross before they reach the cytoplasm? How (fast) do
of publications: Counted by manual exhaustive research in the peer- – particularly non-dissolving – nanoparticles translocate within
reviewed literature.
plants? Which anatomical features of plants favor uptake? Where
in plants will NPs accumulate? And do plants, at all, excrete
sewage sludges (predicted annual input 1.01–2380 lg insoluble NPs again? Dietz and Herth provided an initial overview
ENMs kg1 year1 sludge treated soil, where land application is for several hypothetic pathways for NPs into plants in 2011.
allowed), supposedly quickly increasing levels of novel nano- Recent studies have begun to reveal which of these processes are
formulations of pesticides or fertilizers (Gardea-Torresdey et al., significant. New or scarcely described sites of uptake, transport,
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2014), wastewater treatment effluent (0.001–15 ng L1 year1) accumulation and excretion have been studied, such as plant-
and atmospheric sources from factory or laboratory exhaust associated microorganisms (mycorrhiza), mucilage, the cuticle,
including contaminated rainfall (551 lg m3 year1; Gottschalk non-endocytic uptake across cell membrane, necrotic tissue, root
et al., 2009; Hendren et al., 2011). In soil, the exposure concen- hairs and trichomes. Other topics continue to cause confusion,
trations are predicted to be five orders of magnitude higher than such as the actual size and morphology of ‘‘pores across the cell
those in water, and aerial exposure is expected to be much lower. wall’’, and several other types of ‘‘pores’’ or ‘‘channels’’. The
Still, determining which compartment is relevant for plant NP goal of this review is therefore to (a) provide an update on
uptake is challenging due to the different mobility of the NPs, e.g. pathways for NPs into plants; (b) systematically describe, for the
in the absence or presence of natural organic matter (Ek et al., first time, the micro-architecture of these and all other major
2004; Zhao et al., 2012b). In addition, the ability of different plants pathways for NPs in plants, including uptake, translocation and
to take up NPs is currently unpredictable (Dietz & Herth, 2011). excretion, with special attention to less explored, but potentially
In the water compartment, at least for types of ENMs well- relevant pathways (termed here ‘‘loopholes’’); (c) mathematically
dispersible in water (Wilkinson et al., 1997), NP-plant accumu- describe uptake processes based on the gained knowledge on NP
lation is well documented (Colman et al., 2014; Glenn et al., transport within plants; and (d) identify priorities for research on
2012). Depending on the background particles, ENMs agglom- NP–plant interactions.
erate more or less rapidly (Therezien et al., 2014). Agglomerated
ENMs can again re-suspend due to many natural processes, e.g. Cell-level nanoparticle interactions
turbulence in rivers (Gottschalk & Nowack, 2011), or suspension
by natural organic matter (Hyung et al., 2006; Schwyzer et al., Plants and phytoplankton exhibit specific barriers against
2012, 2013). Submerged hydrophytes, as compared to terrestrial intruders and ENMs (Figure 2; Fahn, 1982; McNear, 2013).
plants, must exhibit much faster mass transfer rates to acquire The thickness and architecture of the barriers varies with species,
enough CO2 and other dissolved gases from the water tissues and environmental conditions, e.g. in drought-tolerant
(Sculthorpe, 1967). These mass transfer rates are enabled by an plants, where the cell wall, cuticle and the Casparian strip are
underdeveloped or absent epidermis and/or protective lipophilic tighter to minimize water loss (Fahn, 1982), and the xylem (refer
cuticle (Sculthorpe, 1967). Consequently, well-dispersed ENMs the ‘‘Vasculature’’ section) is strongly sectored (Choat et al.,
can interact directly with the cellulose cell wall. This can facilitate 2008). The plant itself, by depositing cell materials, can create
uptake. additional barriers. For instance, cell wall thickenings such as
In the terrestrial compartment, ENM accumulation in plants is papilla, or callose, suberin and lignin deposits represent plant
favored due to exposure concentrations in the lg-mg kg1 range responses to the mechanical intrusion of pathogens (Figure 2A;
(Gardea-Torresdey et al., 2014; Gottschalk & Nowack, 2011). Basavaraju et al., 2009; Carpita & Gibeaut, 1993; Voigt, 2014).
The mobility of the NPs, and uptake into plants was found to be The following subsections describe all cell-level pathways and
low (Gardea-Torresdey et al., 2003). Eight different ENMs in a barriers for NPs in detail.
system resembling a sandy groundwater aquifer were transported
maximally 14 m (organic NPs), and 2.4 m, respectively (inorganic Symbiotic bacteria and mycorrhizae
NPs; Lecoanet et al., 2004). Nanoparticle mobility in soil was Nearly all pathogenic and symbiotic relationships in roots are
found to be even lower (Darlington et al., 2009). Keeping in mind initiated in the extending cell wall region of elongation
DOI: 10.3109/17435390.2015.1048326 Mechanisms of internalization and excretion of engineered nanomaterials in plants 3
Figure 2. (A) Possible subcellular uptake or
accumulation pathways of insoluble nano-
particles (NPs) across the particle barriers of
plant and phytoplankton cells. Pathways are
listed from top to bottom based on number of
observations, and likeliness to occur. (1–5):
Nanoparticle transport to, and through the
cell surface by (1) passively diffusing through
permeable regions of the cuticle (polar paths)
and cell wall pores; (2) facilitated transport
depending on surface properties; (3) facili-
tated transport by natural organic matter
(humic acids, root exudates, etc.); (4) ubi-
quitous interactions with microorganisms; (5)
and facilitated transport by soil, (suspended)
sediment or airborne particles. (a–d):
Nanoparticle cell membrane penetration (a)
via receptor binding (red) and subsequent
clathrin-mediated fluid-phase endocytosis
(FPE) into small, clathrin-coated vesicles
(von Moos et al., 2014), mainly in the case of
positively charged NPs; (b) via unspecific
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(Hawes et al., 2000), where they strongly interact with mucilage (e.g. Rhizobium leguminosarum). They erode few lm sized holes
and exudates of the plant (refer the ‘‘Mucilage and exudates’’ in the root hair cell wall (Mateos et al., 2001) to induce bacteria-
section). Microorganisms living associated with plants create a containing nodules (McNear, 2013). These nodules can alleviate
variety of symbiotic microenvironments (Larran et al., 2007; heavy metal accumulation in symbiotic legume hosts (soybean,
McNear, 2013) and soil aggregates (Oades, 1993) or biominer- cadmium 22% reduced as compared to control without nodules).
alized products (Aznar et al., 2014; Emerson et al., 1999). A possible mechanism is that the nodules supply the plant with Fe
Symbiotic microenvironments can affect metal and metal (oxide) for defense reactions (Guo & Chi, 2014). In non-legumes, the
NP mobility and uptake in plants. For instance, arbuscular presence of the same or comparable bacteria can lead to an
mycorrhizal fungi known to confer heavy metal resistance to increase of heavy metal uptake (ryegrass, Lolium multiflorum,
plants significantly increased the soil porosity near nano-Ag and increase of cadmium 12% (Guo & Chi, 2014); barley, Hordeum
nano-FeO exposed roots, and reduced the uptake of nano-Ag for vulgare, increase of 14% (Belimov & Dietz, 2000)), probably
clover (Trifolium repens, Feng et al., 2013). Another example is because such bacteria perforate the cell wall, but cannot establish
the root bacterium Pseudomonas chlororaphis O6 that signifi- a symbiosis. Data on the effect of rhizobia to NP uptake are
cantly affected the levels of bioavailable metal nutrients in nano- almost non-existent.
CuO and nano-ZnO exposed mung bean (Phaseolus vulgaris, Ubiquitous mycorrhizal fungi can form symbiotic partnerships
Dimkpa et al., 2015). Below, symbiotic bacteria- and fungi-based with all higher plants (McNear, 2013; Raven, 2003) except for
microenvironments are discussed in detail. ferns and a few exotic plant divisions (Figure 3). Fungi symbionts
Virtually all food crops heavily depend on microorganisms, play a major role in soil mineral weathering (Bonneville et al.,
most obvious in soybean (Glycine max, colonized by rhizobia; 2009; Oades, 1993), since they increase the effective plant root
Guo & Chi, 2014), a key ingredient in many livestock diets. surface by up to 10- fold (McNear, 2013). These factors combine
Rhizobia, symbionts of legumes (Fabaceae) are N-fixing bacteria to enhance plant uptake of water, nutrients (Duran et al., 2013;
4 F. Schwab et al. Nanotoxicology, Early Online: 1–22
Sattelmacher & Horst, 2007), certain (heavy) metals (Arias et al., cell wall in true grasses (refer the ‘‘The cell wall and pectins’’
2010; Duran et al., 2013; Sattelmacher & Horst, 2007), and likely section) (Carpita & Gibeaut, 1993; Ma & Yamaji, 2006) may be a
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ENMs by several fold. Mycorrhizae can also protect roots from disadvantage when it comes to establishing beneficial interactions
abiotic stress such as heavy metals, e.g. due to elevated levels of with microorganisms.
glutathione in hyphae, and other not fully understood mechanisms
(Feng et al., 2013; Schützendübel & Polle, 2002). To induce
Mucilage and exudates
symbiosis, fungi either form mantles around the root tip and
elongation zone infiltrating the apoplast (ectomycorrhiza), or Mucilage and exudates (M/E) are excreted into the rhizosphere
punctually penetrate specific cell walls by arbuscules (Figure 3). via the root cap (border cells) and root hairs of most plants
In endomycorrhiza, this establishes direct contact of the hyphae (Driouich et al., 2013; Hawes et al., 2000; McNear, 2013;
with the cell membrane (McNear, 2013). One pioneering 24-h Walker et al., 2003; Zhang et al., 2011), thereby consuming 5–
study measured QD fungi–plant transport in annual bluegrass 21% of all photosynthetically fixed carbon (Walker et al., 2003).
(Poa annua), inoculated with endomycorrhizal fungi. Nutrients Further sites of M/E production that can interact with NPs are
bound to QDs (CdSe/ZnS–CO¼O–glycine (), or –arginine (+), seed cell envelopes (Yang et al., 2012), and the cell surface or
515 nm and 530 nm dimers, respectively) facilitated plant QD debris of some phytoplankton species (Figures 2 and 5; Baldi
uptake via mycorrhiza (Whiteside et al., 2009). Other authors et al., 1997; Bar-Zeev et al., 2015; Tufekci et al., 2010;
showed uptake reduction: unlike bulk Ag, nano-Ag at concentra- Vymazal, 1995). Insoluble, high molecular weight mucilage
tions between 0.01 and 1 mg kg1 soil enhanced the colonization (Driouich et al., 2013; McNear, 2013; Walker et al., 2003) and
rates and effectiveness of the arbuscular fungi Glomus caledo- soluble, low molecular weight exudates (McNear, 2013; Walker
nium. This alleviated soluble or nanoparticulate Ag uptake et al., 2003) are highly responsive sensing, protecting and
in long-term exposed white clover (Trifolium repens ; Feng sometimes, lytic agents on the outermost cell surface. They are
et al., 2013). therefore the first barriers for NPs (Figure 2A and Supplementary
As a whole, symbiotic microorganisms consistently enhanced Information (SI) for details on M/E composition and function).
accumulation of heavy metals (Cd, Cr, Zn), non-metals (P, Se) or Mucilage and exudates actively protect the plant cells against
NPs (QDs) for true grasses (Poaceae; Belimov & Dietz, 2000; environmental stress such as mechanical friction and toxic metals.
Duran et al., 2013; Guo & Chi, 2014; Whiteside et al., 2009) and They also increase bioavailability of nutrients, and interact with
non-legume dicots (Arias et al., 2010), but reduced heavy metal symbiotic microorganisms (Driouich et al., 2013; Horst et al.,
(Cd, Zn, Ni), nano-Ag, and nano-FeO uptake for legumes (Feng 1982; Hawes et al., 2000; McKenzie et al., 2013; McNear, 2013;
et al., 2013; Guo & Chi, 2014). This is especially remarkable Vervaeke et al., 2004). As discussed in detail below in this
given that the monocot family of the true grasses was – with few section, the mainly protective function of the M/E extends to
exceptions (Koelmel et al., 2013; Lin & Xing, 2007) – normally (nano)particles depending on NP solubility, size and surface
more resistant to heavy metal (oxide) and lipid-based NP uptake coating. Nanoparticles accumulate and dynamically interact with
and toxicity than dicots (Judy et al., 2012; Ma et al., 2010b; M/E of the outer mucilaginous plant surface (Burkhardt et al.,
Nadiminti et al., 2013; Wang et al., 1988). Only in protoplasts 2012; Cherchi et al., 2011; Driouich et al., 2013; Ma et al.,
(plant cells with the cell wall removed) both legume and true 2011; Yang et al., 2012; Zhang et al., 2011, 2012b), and of
grass cells behaved similarly (Shen et al., 2010). Symbionts must phytoplankton (Miao et al., 2009; Nielsen et al., 2008; Verneuil
partially dissolve or perforate the cuticle and cell walls (Mateos et al., 2014). Little is known about the role of M/E in NP uptake
et al., 2001; McNear, 2013). The robust micro-architecture of the of plant parts other than roots, except for one report of nano-Pb
DOI: 10.3109/17435390.2015.1048326 Mechanisms of internalization and excretion of engineered nanomaterials in plants 5
accumulated in necrotic tissue of leaves (Uzu et al., 2010), likely of nano-Ag 520 nm as observed by TEM coupled with energy
captured in mucilage of the lysed cells. dispersive X-ray spectroscopy (TEM-EDS), accumulated in the
Nanoparticles in terrestrial plants frequently accumulated and cell walls of root cap cells, despite the presence of mucilage
aggregated primarily near the roots, the root tips, specifically the (Geisler-Lee et al., 2013). It is not known to which extent NPs in
root cap (border cells) or M/E on the root cap and hairs (Al-Salim the apoplast (refer the ‘‘Apoplastic versus symplastic transport’’
et al., 2011; Aubert et al., 2012; Geisler-Lee et al., 2013; Glenn section) of root cap cells are immobilized there while the root
et al., 2012; Kurepa et al., 2010; Lee et al., 2013; Nair et al., is growing, and to which extent they actively diffuse through
2011; Navarro et al., 2012; Zhang et al., 2011, 2012b; Zhao the mucilage into the cell walls. In one case, dye-labeled 55 nm
et al., 2012b; Zhu et al., 2008). Root absorption has been shown nano-TiO2 were more concentrated in the cortex than in the
to be reversible: The fraction of negatively, neutrally and root caps suggesting extensive diffusion through the mucilage
positively charged nano-Au (charge determined by surface (Kurepa et al., 2010). However, these results have to be
stabilizers) removable from the root surface (¼surface-adsorbed) interpreted with caution. The dye used to label nano-TiO2
varied between 14 and 90% of the total root concentration across (Alizarin Red S) loses its red color at a pH56.5, and the acidic
rice (Oryza sativa), perennial ryegrass (Lolium perenne L.), radish environment of root tips can quench this color. Further observa-
(Raphanus sativus) and pumpkin (Cucurbita mixta) (Zhu et al., tions indicating that NPs may pass mucilage size-selectively were
2012). For cucumber (Cucumis sativus L.), only 7.5–8.9% of 80 nm NPs that were, unlike 20 nm NPs in the same experiment,
supposedly positively charged nano-141CeO2 adhered to the root absent in the apoplast of root caps (Geisler-Lee et al., 2013).
after five washes using deionized water (Zhang et al., 2011). Similar results were obtained by Zhang et al. (2012b). Size
Nano-Ag was found accumulated in the mucilage and border cells exclusion either occurred during translocation through the muci-
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of thale cress (Arabidopsis thaliana). The resulting brown lage, or the cell wall.
discoloration of the root cap – typical for nano-Ag exposure – Possible NP specific cell surface and mucilage binding
is usually visible by the naked eye (Geisler-Lee et al., 2013; mechanisms – besides the weak van der Waals forces – include
Thuesombat et al., 2014). This discoloration consists of precipi- hydrogen bonds (Schwab et al., 2011), or the above-mentioned
tates on the root cap, and root hair tips: exclusively in the electrostatic attraction of positively charged NPs and negatively
NP-exposed plants, a scattering signal was found in confocal dark- charged (because acidic) mucilage (Zhang et al., 2011; Zhu
field microscopy, being specific for electron dense particulate et al., 2012). Neutrally and negatively charged NPs accumulating
matter (Geisler-Lee et al., 2013). Nano-CeO2 also accumulated in on the root surface show that additional mechanisms overriding
the mucilage, based on transmission electron microscopy (TEM) the electrostatic repulsion can apply (Zhao et al., 2012b). In this
observations of massive numbers of NPs immobilized in gel-like case, NPs must form stronger bonds with the plant surface such as
electron-transparent matter on the outermost root cap layer the mentioned hydrogen bonds (Schwab et al., 2011), or covalent
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(Zhang et al., 2011). bonds. Another possibility for NPs to override the electrostatic
Mucilage and exudates of plants or microorganisms acidify the repulsion is sorption hysteresis (trapping) by irreversibly diffusing
environment of the rhizosphere (Ma et al., 2011; Schaller et al., into micro-pores of the mucilage polymers. ‘‘Trapping’’ mech-
2013), which promotes dissolution of NPs (Lv et al., 2015; Ma anisms known for bacteria can include recognition by extracel-
et al., 2011; Parsons et al., 2010; Vannini et al., 2014; lular desoxyribonucleic acid (exDNA) (Driouich et al., 2013). To
Zhang et al., 2012b), even some that are normally insoluble quantify such binding mechanisms, exact knowledge of both the
(Battke et al., 2008; Schwabe et al., 2015; Zhang et al., 2012b). M/E, and NP surface properties, including stabilizing agents, is
Nano-Au, for example, seems to dissolve in the rhizosphere, essential.
although it is unclear which exudates would be enough aggressive Phytoplankton and NPs agglomerate extensively, which can be
to protonate and oxidize gold (Taylor et al., 2014). And, Ce3+ the result of excess mucilage production in response to NP
from nano-CeO2 contributed significantly to the uptake of total exposure (Cherchi et al., 2011; Kadar et al., 2012; Nielsen et al.,
Ce in pumpkin (Cucurbita maxima), wheat (Triticum aestivum) 2008; Verneuil et al., 2014). Disintegrated plankton colonies can
and sunflower (Helianthus anuus, Schwabe et al., 2015). Soluble produce gel-like transparent polysaccharide exopolymer particles
NPs that translocate from root to shoots therefore often have a (TEP) that are known to promote particle aggregate formation in
smaller diameter than before dosing in the stock suspension, and salt- and freshwater environments (Bar-Zeev et al., 2015). Another
can dissolve completely before uptake in extreme cases possible cause of excessive mucilage production by specific
(Badireddy et al., 2014; Lv et al., 2015; Vannini et al., 2014; dinoflagellate and diatom species are viruses (Baldi et al.,
Zhang et al., 2012b). 1997). Similar to root tip mucilage, phytoplankton mucilage
Accumulation of NPs on the root surface (mucilage) can consisted of polysaccharides and alcohols released upon cell lysis.
coincide with reduced root–shoot translocation which was often It was resistant to mechanic stress (e.g. attack by pathogens) and
associated with a positive NP surface charge (Zhu et al., 2012). chemically inert (Baldi et al., 1997; Tufekci et al., 2010).
For example, positively charged nano-Au consistently accumu- Phytoplankton mucilage can externally complex NPs, similar as
lated to a greater extent on the negatively charged root surface it complexes toxic heavy metals: extensive accumulation of NPs
than was negatively charged nano-Au (Zhu et al., 2012). was seen in polyphenolic mucilage of the brown algae Fucus
Negatively charged nano-Au, or QDs in turn exhibited higher serratus (Nielsen et al., 2008). Likewise, Anabaena variabilis
translocation rates because of less association with negatively responded to prolonged nano-TiO2 aggregate exposure by increas-
charged plant surfaces (refer the ‘‘Endocytosis’’ section ; Wang ing its mucilage layer thickness (Cherchi et al., 2011). Isochrysis
et al., 2014; Zhu et al., 2012). Nevertheless, some NPs such as galbana secreted an extracellular matrix to bind zero-valent nano-
super paramagnetic iron oxide nanoparticles (SPIONs) do trans- iron (nZVI) (Kadar et al., 2012). Washing experiments on nano-
locate from roots to shoots regardless of charge (Ghafariyan Ag adsorbed to the green alga Chlamydomonas reinhardtii
et al., 2013). Further, negatively charged NPs such as Alizarin demonstrated that up to 97.6% of the nano-Ag was bound to the
Red S labeled nano-TiO2 can strongly accumulate in the thick outer surface of the cell (Piccapietra et al., 2012). Electron
mucilage sheath of seeds (Kurepa et al., 2010; Yang et al., 2012). microscopy images of the same algal species confirmed similar
Portion of the NPs coming in contact with roots traverses the behavior for nano-TiO2: the bulk of NPs adhered to the outer algal
mucilage, particularly if the surface charge is negative as surface (Quigg et al., 2013). Own work has shown that the
discussed above, or if the NPs are relatively small. Large numbers phytoplankton in agglomerates with MWCNTs remains viable
6 F. Schwab et al. Nanotoxicology, Early Online: 1–22
(Schwab et al., 2011), and no uptake occurred (Schwab et al., solutes (Figure 5; Schreiber, 2005; Schreiber et al., 2006).
2013). Thinned, permeable regions of the cuticle exist in various plant
Clearly, mucilage in direct contact with exposed water or soil tissues possessing secretory/uptake functions, such as trichomes,
accumulates large fractions of NPs, which tends to reduce root– mucilage-covered root hairs and tips, and hydathodes (refer the
shoot translocation and uptake into cells. If washing procedures ‘‘Plant loopholes’’ section; Fahn, 1982). Further permeable
were used, roots, shoots and phytoplankton cells all showed high regions of either the cell wall or the cuticle are present near
extracellular, adsorbed NP concentrations. The mucilage has a cell junctions, as shown using secondary ion mass spectroscopy
rather general protective effect against NP translocation across a imaging for 1 nm [Mo6Br14]2 clusters (refer the ‘‘The cell wall
wide variety of terrestrial plants, and NP sizes and coatings. The and pectins’’ section; Aubert et al., 2012). By comparing the rate
protective effect appears to extend especially, but with exceptions, constants of 15N and 13C uptake, a pore size of cuticular leaf
against small (Zhang et al., 2011), and positively charged NPs tissues (i.e. tissues bare of stomata) for polar solutes of 2.0–2.4 nm
(Zhang et al., 2011; Zhu et al., 2012). was calculated (Eichert & Goldbach, 2008). In the presence of the
naturally cuticle-free stomata, the pore size jumped to 4100 nm,
underscoring the importance of the cuticle for repellency of polar
Cuticle
solutes (Eichert & Goldbach, 2008). Remarkably, neither the
All regions of the plant exposed to air, and most of the root thickness of the cuticle nor the amount of wax correlates with the
rhizodermis except for the developing root tips and mucilage, are water permeability (Albersheim, 2011). Instead, plants exhibiting
covered by a lipophilic cuticle (Figures 2 and 5, exceptions are increased cutin synthesis (wax inducer 1, WIN1 overexpression)
listed in the ‘‘Uptake across the cell membrane’’ section) showed increased drought tolerance. This illustrates that the
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(Albersheim, 2011; McNear, 2013; Schreiber, 2005). The cuticle micro-architecture of the cuticle plays an important role in
protects the plant from uncontrolled water loss, and efficiently determining water (im)permeability (Albersheim, 2011), consist-
protects the plant against attachment of pathogens, particles and ent with the notion of polar paths. Charged NPs (i.e. the vast
dirt (Neinhuis & Barthlott, 1997; Schreiber, 2005). The hydro- majority of ENMs) might enter or be excreted through polar
phobicity and chemical inertness of the cuticle presents a paths, e.g. in lettuce, fruits and berry cultivars possessing many
repellent barrier for polar compounds either entering, or leaving trichomes.
the plant-unlike the sticky hydrophilic, reactive mucilage As mentioned earlier, in submerged aquatic plants, the
(Albersheim, 2011; Schreiber, 2005). The cuticle is the first cuticular waxes on the leaves are absent, and the cuticle is
barrier for NP uptake in all regions of the plant bare of symbionts much thinner to facilitate nutrient uptake into the leaves (Glenn
or mucilage, i.e. most of the root periderm, and all the aerial parts et al., 2012; Ma & Lin, 2013). Indeed, some submerged plant and
(Figure 1). All kinds of NPs, such as negatively charged phytoplankton species easily accumulate NP concentrations in the
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mesoporous silica nanoparticles (MSNs, 20 nm) (Hussain et al., g kg1 range, corresponding to 2 orders of magnitude accumu-
2013), or neutrally charged lipid-based liquid crystalline NPs lation as compared to the water column (Colman et al., 2014).
(150-300 nm) (Nadiminti et al., 2013), were reported to accumu- Further research should focus on visualizing NP uptake in shoot
late above the anticlinal cell walls on or in the cuticle. In one case, tissues of submerged aquatic species to elucidate why and where
nano-TiO2 was shown to produce holes in the cuticle (Larue this accumulation occurred. Unbranched roots in submerged
et al., 2014b). More direct observations of NP uptake across the plants often serve primarily as anchors (Fahn, 1982). Leaves of
cuticle are not available. submerged plants are excellent models to quantify the perme-
Actual uptake of NPs through the cuticle would be striking in ability of the cell wall as they are directly exposed to suspended
view of its robustness. Epicuticular waxes can additionally NPs (Glenn et al., 2012).
infiltrate the simple layer of cutin in cuticles. These waxes form
crystals of a wide variety of size and shape on the cuticle surface
The cell wall and pectins
serving to increase roughness for higher repellency (in extraor-
dinary cases called the lotus-effect) (Albersheim, 2011; Nadiminti The cellulose cell wall – the NP barrier most plants share – is a
et al., 2013; Neinhuis & Barthlott, 1997). Being the main barrier fiber-reinforced composite material with a similar architecture in
for pesticides, the cuticle’s permeability for organic molecules has all plants: a cellulose–hemicellulose network resisting tension,
been extensively studied. Its permeability for molecules increases and a coextensive pectin network to resist compression and shear
with the substance’s lipophilicity and diffusion coefficient forces (Figure 2; Albersheim, 2011; Vymazal, 1995). Pectic
(Schreiber, 2005; Wild et al., 2005), and can be artificially polysaccharide exudates from the cell wall form the middle
increased by classical surfactants solubilizing epicuticular waxes lamella, which connects cells and merges with the cuticle (refer
(Hu et al., 2010; Nadiminti et al., 2013; Schreiber, 2005). the ‘‘Cuticle’’ section). The cell wall is normally a few hundred
Lipophilic molecules accumulate in the cuticle above anticlinal nanometers up to several mm in fairly homogeneous thickness
cell walls, and then translocate along pectins (middle lamellae) (Figure 2A). Exceptions are the endo- and epidermis (Figure 3;
through the apoplast (refer the ‘‘Apoplastic versus symplastic Fahn, 1982; Sattelmacher & Horst, 2007) and aged secondary cell
transport’’ section). walls. The latter can reach up to several microns in thickness in
Like for pesticides, the permeability of the cuticle for NPs can the xylem. The other extreme are developing primary cell walls of
be enhanced by surfactants (Hu et al., 2010; Nadiminti et al., specific meristematic cells, or root hairs, which can be 5100 nm
2013). Adding a surfactant enabled uptake of quantum dots (QDs, thin (Albersheim, 2011; Fahn, 1982; Galway, 2006). This may
4–7 nm) in maize (Hu et al., 2010). Dicot (or eudicot) cuticles explain, besides the mucilage, the accumulation of a broad range
were more permeable than those of monocots for lipid-based of NPs (CNTs, fullerenes, nano-TiO2, nano-CeO2, nano-141CeO2,
nanostructured liquid crystalline NPs, which were used as nano-Ag and nano-Au) in the thin-walled root cap border cells
surfactant replacement to alter the wax morphology. The more (Geisler-Lee et al., 2013; Liu et al., 2010; Wild & Jones, 2009;
robust cuticle was ascribed to the greater anatomical punch Zhang et al., 2011; Zhai et al., 2014).
strength and fracture toughness of the tested true grass species In the endo- and epi-dermis (Figure 3), suberin can reinforce
(Nadiminti et al., 2013). the cell walls – and potentially block NP transport – to an extent
For hydrophilic compounds, special polar paths in the cuticle varying by 42 orders of magnitude in different species (Fahn,
were postulated, i.e. regions permeable to water and other polar 1982; Sattelmacher & Horst, 2007). Similar to suberin, elevated
DOI: 10.3109/17435390.2015.1048326 Mechanisms of internalization and excretion of engineered nanomaterials in plants 7
contents of compounds such as CaCO3, MgCO3 or SiO2 can As the pectins limit the porosity of the cell wall (Carpita &
infiltrate and reinforce the cell wall (Vymazal, 1995). Silicon, for Gibeaut, 1993; Fahn, 1982), their decomposition is the key target
instance, accumulates in the cell wall of many higher plants (e.g. of many symbionts and pathogens. Similarly, the degradation of
in rice) as amorphous silica (SiO2-nH2O), where it tightens the pectins by nZVI-induced OH radicals was demonstrated (Kim
cell wall to improve resistance to pathogens and physical stress et al., 2014), an effect that will have to be studied for further OH
(Albersheim, 2011; Bauer et al., 2011; Ma & Yamaji, 2006; radical producing NPs. Less branched pectins (homogalactur-
Richmond & Sussman, 2003; Wu et al., 2013). Notably, Si can onans) are present near adhered and separated cell walls
also accumulate in the cytoplasm and can immobilize heavy (Willats et al., 2001), and higher permeability in these regions
metals by adsorption to colloidal SiO2 (SiO2-nH2O, in plants was indeed documented, e.g. for 81Br and 89Mo+ of 51 nm
known as phytoliths), demonstrating an interesting beneficial [Mo6Br14]2 clusters (Aubert et al., 2012). A different micro-
effect of natural NPs (Bauer et al., 2011; Wu et al., 2013; Zhang architecture of the cell wall is, besides of the dissimilarities in
et al., 2008). Accumulation in the cell wall is not limited to cuticular waxes mentioned in the ‘‘Cuticle’’ section, another
nutrients: cell walls were repeatedly found to function as potential explanation for the different uptake and toxicity of NPs
detoxification or storage compartment for heavy metals, e.g. by in dicots and monocots (especially true grasses; Judy et al., 2012;
partially Si-mediated binding of Mn, Zn or Al to the cell wall Ma et al., 2010b, 2013; Sun et al., 2014). Pectin polymer
(Sattelmacher & Horst, 2007), or by sequestration of heavy metals networks in true grasses and many other monocots (Type I walls)
in iron plaque on the root cell wall (Hansel et al., 2001). are more firmly cross-linked to the cellulose than those of dicots
Nanoparticles can accumulate in cell walls as well (Sarret et al., (Type II walls; Carpita & Gibeaut, 1993). Further, the Si content
2013). reinforcing the cell wall is elevated in true grasses (Ma & Yamaji,
Nanotoxicology Downloaded from informahealthcare.com by Nyu Medical Center on 06/11/15
NP uptake across the cell wall was mostly dependent on the size 2006; Wu et al., 2013). On a macroscopic scale, monocot leaves
of the particles, and the pores of the cell wall (Albersheim, 2011; with parallel veins – especially the graminoid (grass) species – are
Asli & Neumann, 2009; Carpita et al., 1979; Frame et al., 2000; generally most resistant to tearing, i.e. they have a 3.6–4.2 times
Glenn et al., 2012; Judy et al., 2012). Compared to other cell-level higher strength per density than the leaves of other plants (Onoda
NP barriers, the size of pores across the cell walls is fairly constant, et al., 2011). For all these reasons, and in view of the frequent
although the porosity significantly depends on the measurement strong NP accumulation in this plant group, NPs may penetrate
technique (the same is true for longitudinal channels in the cell the cell wall easier in dicots than in monocots.
walls which are discussed in the ‘‘Apoplastic versus symplastic The pore size in the pectin network (middle lamellae; Wild
transport’’ section). One of the most frequently (indirectly) cited et al., 2005) was determined to range from 0.6 to 4.8 nm
40-years-old study on pore sizes based on light microscopy of (Eichert et al., 2008). This size range and the lipophilicity favor
differently cultured plant cells (Carpita et al., 1979). The pore accumulation for small neutrally or nearly neutrally charged NPs.
For personal use only.
(Etxeberria et al., 2006). The most likely endocytic pathway for pumps or channels in the cell membrane) is extremely unlikely
these positively charged NPs is receptor-mediated clathrin- (Hu et al., 2010; Schaller et al., 2013; Wang et al., 2011a).
dependent fluid-phase endocytosis (CFPE, Figure 2A-a; Indeed, no research found any protein channel including
Etxeberria et al., 2006; Moscatelli et al., 2007; Šamaj, 2012). aquaporins to be the main pathway for insoluble NP uptake.
Receptor-mediated CFPE is the most common endocytosis mech- Upon exposure to NPs, aquaporin was sometimes up-
anism. It occurs via small clathrin-coated vesicles of 70-120 nm (Khodakovskaya et al., 2012) and sometimes down-regulated
in diameter (Šamaj, 2012), and is therefore limited to NPs smaller (Lu et al., 2010; Taylor et al., 2014). The change of aquaporin
than this size. expression may be a response to the reduced water flow through
Nanoparticle endocytosis can also be clathrin-independent the plant when NPs clog the apoplast (Asli & Neumann, 2009;
(Etxeberria et al., 2006; Moscatelli et al., 2007; Onelli et al., Lu et al., 2010; Ranathunge et al., 2005).
2008; Šamaj, 2012). Neutrally charged polyethylene glycol coated Large MWCNTs can mechanically penetrate the cell wall and
QDs 20 nm in diameter sequestered in spherical organelles in the the cell membrane of wheat roots without ever being completely
cytoplasm 4120 nm. According to the authors, this indicates internalized (Figure 2A; Wild & Jones, 2009). Multi-walled
an alternative non-specific clathrin-independent FPE route (Figure CNTs5100 nm can skip endosomal processing and directly enter
2A-b; Etxeberria et al., 2006; Šamaj, 2012). Oxidized SWCNTs, Madagascar rosy periwinkle (Catharanthus roseus) protoplasts
5500 nm in length, traversed Nicotiana tabacum (cultivated (Serag et al., 2011). Surface-dependent NP uptake mechanisms
tobacco) plant cell membranes. Again, unspecific FPE was have been tested on mammalian cells but not on plant cells. For
discussed as a possible mechanism, as nanotube uptake was example, NP surface ligands can interact with the cell membrane.
significantly decreased upon treatment with known FPE inhibitors A recently discovered, for plants yet unexplored mechanism based
Nanotoxicology Downloaded from informahealthcare.com by Nyu Medical Center on 06/11/15
(Figure 2A-b; Liu et al., 2009). Endocytosis-like vesicles formed on the ligand–membrane interaction is snorkeling (Figure 2A;
after prolonged exposure of Arabidopsis protoplasts to SWCNT Van Lehn et al., 2013; Verma et al., 2008). Due to the similar
(Shen et al., 2010). Clathrin-independent FPE of solutes does not thickness and lipid bilayer structure of cell membranes in animals
require binding of a specific ligand to a cell membrane localized and plant cells, snorkeling is also a potential way through the cell
receptor, occurs in larger vesicles and is in line with macro- or membrane in plants. Mechanisms such as snorkeling demonstrate
micro-pinocytosis (Šamaj, 2012). Macropinocytosis however was that there is still plenty of room for new discoveries in plant cell
to date reported to occur, together with pathways like the alveolar membrane uptake.
pathway, CLIC/GEEC pathway and phagocytosis, exclusively in
animal cells (2001; Šamaj, 2012, Sánchez-Serrano). Cell-level imaging of nanoparticle interactions
Fluid-phase endocytosis was also found in uptake experiments
While TEM is of invaluable help to visualize NP uptake in plants,
in protoplasts with nano-Au of opposite charge (Onelli et al.,
For personal use only.
Figure 4. Illustration of the possible nanoparticle (NP) pathway from cell to cell through plasmodesmata. CR: central rod. D: desmotubule. ER:
endoplasmatic reticulum. Adapted from Roberts & Oparka (2003) and Zhai et al. (2014).
as well (Figure 5; Dietz & Herth, 2011). Nanoparticle uptake due light scattering, or fluorescent NPs are, e.g. hyperspectral imaging
to wounding was reported, e.g. on cut edges of plants (Al-Salim (Badireddy et al., 2012), and emerging fluorescence techniques
For personal use only.
et al., 2011), but without information on the relative contribution such as spectral unmixing (Wang et al., 2014), single-molecule
(e.g. by grazing or mechanical ruptures) to total plant NP uptake. microscopy, and fluorescence correlation spectroscopy (Jares-
Fluorescence time series of root cross-sections exposed to 4–7 nm Erijman & Jovin, 2003; Michalet et al., 2005). Alternatively,
fluorescent QDs showed, after 12 h of exposure, high uptake in QDs emitting in the near-infrared region 4700 nm, such as InAs
one of 11 xylem vessels (Hu et al., 2010), suggesting a (900–1300 nm) can be used for uptake studies, provided they are
connection to a lesion in the root. In leaves foliarly exposed to not phytotoxic (Michalet et al., 2005).
nano-Pb, the NPs accumulated in necrotic tissue (Uzu et al.,
2010). Plants recognize wounded regions within seconds to Lateral root – ruptured epidermis
minutes (Łukaszuk & Ciereszko, 2012), then block plasmodes-
Controlled forms of wounding occur when roots lose trichomes
mata of adjacent cells by callose in less than 10 min (Egeria
(refer the ‘‘Trichomes – defensive appendages’’ section), and
densa) to hours (Lee & Lu, 2011; Roberts & Oparka, 2003), and
grow new lateral roots (Fahn, 1982). The young lateral root tip, in
deposit lignin and suberin to fortify the cell wall within hours
gymnosperms and angiosperms starting in the pericycle
(Denness et al., 2011). In line with this, most NPs accumulated in
(Figure 3), penetrates the cortex and eventually rips the (previ-
the first few centimeters of a cut stem: roses (Rosa hybrida)
ously died) root endo- and epidermis including the Casparian
dipped into 50 mg L1 nano-Ag suspensions accumulated low
strip, resulting in a wound around its base (Fahn, 1982). The
mg kg1 concentrations of Ag in leaf tissue, and 90% of the Ag
wound, as described above, is quickly sealed by the mucilage of
was found in the cut stem (3–5 mg kg1 dry weight, 60% in the
ripped cells and repaired. Still, this crevice is an hotbed for certain
first 2 cm; Lu et al., 2010). Taking into account a typical dry
bacteria (Huang, 1986). Nanoparticles possibly accumulate in this
weight–fresh weight conversion factor of 10, the concentration
region as well (Dietz & Herth, 2011; Zhai et al., 2014; Zhang
in the stems was 51% of the NP suspension, showing that the
et al., 2012a; Zhao et al., 2012a). So far, this has been indirectly
translocation through the stem vasculature (apoplast) was very
confirmed in two cases (Lv et al., 2015; Ranathunge et al.,
limited. Other authors found similar results for QD fluorescence
2005). Other results showed absence of NPs near the base of
in the vasculature of cut chrysanthemum (Chrysanthemum spp.)
emerging lateral roots (Geisler-Lee et al., 2013).
under the caveat of false negatives due to fluorescence phyto-
quenching (Al-Salim et al., 2011).
Root hairs – water and nutrient transporters
Several of the above and following statements base on
(confocal) fluorescence light microscopy, mainly of fluorescent The mucilage-covered root hairs are present in the zone of root
QDs. Notably, fluorescence imaging without cross-verification maturation above the root tip and cope with most of the mass
and images of unexposed controls is challenging to interpret. In transfer, i.e. water and nutrient uptake in roots (Figure 5; Fahn,
plants and phytoplankton, many artifacts, for instance, the above- 1982; Zhu et al., 2012). Root hairs emerge from single
mentioned fluorescence quenching (phyto-quenching) (Al-Salim specialized epidermal cells (¼trichoblasts) of the parent root,
et al., 2011), were demonstrated (Al-Salim et al., 2011; Navarro which are not directly connected to the vascular system (Fahn,
et al., 2012; Shukla et al., 2005; Wang et al., 2013d). False 1982; Navarro et al., 2012). The root hairs’ cuticle and cell wall
positives also occur, e.g. due to the bright autofluorescence are thinner and more permeable than those of normal cells (refer
especially of chloroplasts and cell walls (Kole et al., 2013; Wang the ‘‘Cuticle’’ section; Galway, 2006), and their cell walls are not
et al., 2014; Yamaji & Ma, 2014). Useful techniques to identify reinforced by Si (Ma & Yamaji, 2006). In line with this,
10 F. Schwab et al. Nanotoxicology, Early Online: 1–22
comparisons of different plant species showed strongest nano-Au plants are different from those at low concentrations. Adverse
accumulation in radish (6–10 nm NPs), and Carolina mosquito effects or accumulation can occur at both high and low
fern (Azolla caroliniana, 4 and 18 nm NPs). This was ascribed in concentrations (Feng et al., 2013; Zhai et al., 2014). As the
all cases to the root hairs of these species (Glenn et al., 2012; Zhu root elongates, the root hairs fall off and the trichoblasts dies
et al., 2012). Further, QDs (Al-Salim et al., 2011; Navarro et al., (Fahn, 1982; Galway, 2006), leaving lysed cells, i.e. pathways for
2012) and CNTs (Canas et al., 2008; Miralles et al., 2012b) NPs. Another pathway is created when bacteria perforate the root
accumulated on root hairs. Frequently, less or no root hairs grew hair cell walls to establish symbiotic connections (refer the
in plants exposed to NPs (Aubert et al., 2012; Dietz & Herth, ‘‘Symbiotic bacteria and mycorrhizae’’ section; Mateos et al.,
2011; Wang et al., 2011b; Yin et al., 2011). This toxic effect is 2001).
likely associated with the fact that large fractions of NPs can get
stuck to root hairs (Al-Salim et al., 2011; Canas et al., 2008;
Hydathodes – water safety valves
Miralles et al., 2012b; Navarro et al., 2012). The lost root hairs
demonstrate why we also must measure NP uptake at low effect Hydathodes, small cavities at the leaf tip lacking cover by a
concentrations: at toxic concentrations, the uptake mechanisms of cuticle (Figure 5), allow excretion (¼guttation) of excess water
DOI: 10.3109/17435390.2015.1048326 Mechanisms of internalization and excretion of engineered nanomaterials in plants 11
across the leaves of herbaceous plants such as Brassica (mustard as well block the stomata from inside, or clog the vasculature,
family), Poaceae (true grasses), Crassulaceae (stonecrop family), leading to decreased water fluxes (Lu et al., 2010). Mysteriously,
and Saxifragaceae (saxifrage family; Huang, 1986). Guttation is accumulation of black particles (MWCNTs?) in stomata was seen
important for leaves as their cell walls, unlike those of roots, are by light microscopy after root NP exposure (Smirnova et al.,
not saturated with water. Non-volatile substances can therefore 2011). However, the primary effect to be anticipated is cell wall
not be discharged to the apoplast for excretion (Sattelmacher & pore, channel, or vasculature clogging by NPs, since NP exposure
Horst, 2007). Hydathodes are an entrance pathway for pathogenic often affects water fluxes in cut and intact plants (Asli &
bacteria. Uptake or excretion of NPs may occur across the Neumann, 2009; Farmer, 1993; Hirano et al., 1995; Sattelmacher
hydathodes (Hong et al., 2014) especially after a guttation period & Horst, 2007; Zhai et al., 2014).
when the water droplet is sucked back into the plant (Huang, Interestingly, several mosses bare of stomata such as
1986). Indeed, accumulation of insoluble NPs near hydathodes Hylocomium splendens (no roots, no stomata) or Sphagnum spp.
was found in cucumbers, where radioactive 141Ce, from largely (pseudostomata only) were more vulnerable to dust than those
insoluble nano-141CeO2, was detected in leaf tips and serrations at possessing stomata (Farmer, 1993). The presence of stomata
the end of the vascular bundle (Zhang et al., 2011). Similarly, therefore does not necessarily increase vulnerability to particles in
nano-SiO2 accumulated in ionic form, and was excreted as a salt different plant species. Consequently, NP stomatal uptake,
near the tips of the leaves (Schaller et al., 2013). hydathode and trichome uptake all have to be considered for the
total foliar NP uptake.
Stomata – gas transporters
Lenticels – gas safety valves
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cucumber fruits (Servin et al., 2013). The contribution of Oparka, 2003). The plasmodesmata have, due to the size of the
trichomes to total NP accumulation is not known. microchannales, a basal size exclusion limit (SEL) in mature
Although trichomes may also, due to their permeability, take tissues of 3–4 nm, or 580–900 Da (Dietz & Herth, 2011;
up NPs (Navarro et al., 2008), no studies have verified this up to Roberts & Oparka, 2003; White et al., 1994). Molecules larger
date. The role of trichomes on NP uptake likely depends on their than the basal SEL, such as RNA, proteins, transcription factors
wax content and number. On the one hand, non-waxy intact or and plant viruses, undergo conformational changes in the
broken trichomes are an avenue for microbial phytopathogens, plasmodesmal channel (Roberts & Oparka, 2003; White et al.,
e.g. in fluffy young leaves of tomato and lettuce (Huang, 1986), 1994). Given the inability of most NPs to undergo conformational
and this may extend to NPs. Especially leaves with few or non- changes, this means that plasmodesmata, under normal circum-
waxy trichomes, such as trees and shrubs in temperate forests, and stances, do not transport NPs 43–4 nm (Dietz & Herth, 2011).
submerged plants, become hydrated easily, leading to facilitated Only solutes smaller than the basal SEL, such as sugars, amino
attachment of bacteria and particles on the leaf surface (Neinhuis acids and ions, directly diffuse through the microchannels in
& Barthlott, 1997). Trichomes can also be, together with lesions plasmodesmata. Plasmodesmata in mature cells are 20–40 nm
(wounds), the main sites of foliar uptake of pesticides (Buick in diameter in the neck region of the cytoplasmic sleeve, and
et al., 1993). On the other hand, for the majority of NPs being 50–60 nm in diameter at the widest midpoint (Figure 4; Lin et al.,
less lipophilic, the trichomes are likely more important for the 2009; Robards, 1975). Wider diameters of 5200 nm were
lotus-effect. Plant surfaces covered with numerous waxy trich- observed occasionally (Robards, 1975).
omes are extremely water-repellent, and therefore (nano)particle-
repellent, due to their high roughness and lipophilicity (marsh and
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Indirectly observed NP transport macroporous conduits, the pits of gymnosperms (termed torus-
margo pits) possess a larger pore size (refer the ‘‘Pit membranes’’
Supplemental Table S1 shows representative studies that
section; Choat et al., 2008; Liese & Johann, 1954). Transport in
observed, by indirect or direct evidence, NP transport through
the gymnosperm xylem is exclusively regulated by these larger
plasmodesmata. The most frequently mentioned NPs in associ-
torus-margo pits in the xylem, and primary pit fields in the
ation with the plasmodesmata pathway in plants were fullerenes,
phloem (difference is marked by an asterisk in Figure 5). The
nanoparticulate silver, copper oxide, (C-coated) iron oxide,
extent of vascular translocation of NPs can be considered as a
cerium dioxide, titanium dioxide, zinc oxide and gold. It is
function of water flux in the plant. The flux again strongly
important to keep in mind that nano-Ag, nano-CuO, nano-ZnO
depends on drought tolerance and plant architecture (Birbaum
and, to a lesser extent, nano-CeO2 and C-coated nano-FexOy can
et al., 2010; Choat et al., 2008; Ma et al., 2013; Raven &
partially dissolve during the experiment, which can be promoted
Handley, 1987; Rico et al., 2013; Schwabe et al., 2013;
by the acidic environment of the rhizosphere (refer the ‘‘Mucilage
Thuesombat et al., 2014; Wang et al., 2012a, 2014). Drought-
and exudates’’ section). The initial size of these particles therefore
tolerant plants possess a strongly sectored xylem (Choat et al.,
does not correlate with the size of the plasmodesmata.
2008), and tighter subcellular barriers (refer the ‘‘Cell-level
Transport through plasmodesmata was proposed based on the
nanoparticle interactions’’ section; Fahn, 1982). In line with this,
size of the investigated NPs, (Ghafariyan et al., 2013), radial NP
the vast majority of drought-tolerant plants was more resistant to
transport in plants (Corredor et al., 2009), root–shoot transloca-
NP uptake than less drought-tolerant plants (Birbaum et al.,
tion (Lin et al., 2009), accumulation of the metal present in the
2010; Ma et al., 2013; Rico et al., 2013; Schwabe et al., 2013;
NP in different plant parts (Nekrasova et al., 2011), NP presence
Thuesombat et al., 2014; Wang et al., 2012a, 2014).
Nanotoxicology Downloaded from informahealthcare.com by Nyu Medical Center on 06/11/15
Yamaji & Ma, 2014). Additional leaking occurs in young roots as described in the previous sections and Figure 5 (Geisler-Lee
where the Casparian strip is absent (Sattelmacher & Horst, 2007; et al., 2013; Sattelmacher & Horst, 2007). The apoplast also
Zhang et al., 2011). These findings relativize the effectiveness of serves as a storage to certain minerals (Si, Fe, Ca; Sattelmacher &
the Casparian strip as a barrier for NP uptake, and underscore the Horst, 2007) and can accumulate NPs (Ma et al., 2011; Zhang
importance of other NP barriers located in the rhizosphere such as et al., 2012b). Longitudinal channels in the cell walls of
microorganisms, mucilage, the cuticle, the cell wall and root diameters of 530 nm (anticlinal cell walls), and 540 nm (epider-
hairs. mal cell walls) were directly observed using TEM as early as 1964
to facilitate the axial apoplastic NP transport (Chen et al., 2010;
Pit membranes Gaff et al., 1964). The symplastic pathway (Figures 4 and 5), on
the other hand, is relevant for the distribution of photosynthates
Many observations of root–leaf NP translocation and of NPs in
produced in mature leaves across the plant, and for long distance
the vasculature (Cifuentes et al., 2010; Corredor et al., 2009;
transport in some mosses and macroalgae (Lee & Lu, 2011;
Jansen et al., 2009; Lin et al., 2009; Sun et al., 2014; Zhai et al.,
Raven, 2003). Symplastic transport requires the NPs to cross the
2014; Zhao et al., 2014; Zhu et al., 2008) show that NPs can
cell membrane via fluid-phase endocytic, or non-endocytic
translocate through pit membranes (Figure 5). Electron micros-
pathways (refer the ‘‘Uptake across the cell membrane’’ section)
copy showed that the microfibril-layered membranes of pits of
and move from cell to cell through plasmodesmata (refer the
different species are variable in thickness (70–1892 nm), average
‘‘Plasmodesmata’’ section), sieve plates or primary pit fields as
pore diameter (10–225 nm, all data from angiosperms) and
mentioned above (Lee & Lu, 2011; Zangi & Filella, 2012). The
architecture (Jansen et al., 2009). Plants possessing wide pores
apoplastic pathway, i.e. the passage outside of cell membranes, is
Nanotoxicology Downloaded from informahealthcare.com by Nyu Medical Center on 06/11/15
in the pit membranes are conifers (up to 200 lm; Liese & Johann,
therefore considered to be the uptake pathway of lowest resistance
1954), ferns and vessel-less angiosperms (Choat et al., 2008).
(Raven, 2003; Sattelmacher & Horst, 2007).
The average pit membrane porosity determined using particle
The available literature provides no definite answer whether
suspensions was 10–200 lm for gymnosperms (conifers; Liese &
NPs prefer transport through the apoplast or symplast. However,
Johann, 1954), and only55 nm for angiosperms. The variability in
to date, most data support transport through the apoplast. First,
angiosperms is high, and pit membrane porosities of 5–100 nm
despite all efforts to visualize symplastic NP translocation in plant
(max. 420 nm) have been measured (Choat et al., 2004, 2008;
cells, the currently largest directly observed insoluble NPs clearly
Jansen et al., 2009).
blocking plasmodesmata had a diameter of only 15 nm (Figure
To move from the root to the leaves, water – and NPs moving
4; refer the ‘‘Plasmodesmata’’ section; Zhai et al., 2014). Nano-
along with water – must cross many thousands of pits before they
TiO2 and China ink particles commonly used to block the water
reach the leaves (Choat et al., 2008). Macroporous pit membranes
flux in the apoplast have a much larger diameter of 30–50 nm
For personal use only.
reduced the uptake of QDs (Hu et al., 2010), and as outlined (soil pore) water C(pore) water (mg L1) is below the toxic
above, NPs were found to move along with the transpiratory water concentration for the plant, the NPs are not degraded by the
(Al-Salim et al., 2011; Asli & Neumann, 2009; Cifuentes et al., plant and the size of the NPs is considerably smaller than the
2010; Corredor et al., 2009; Ghafariyan et al., 2013; Hu et al., channels in the cell wall (536–50 nm), the uptake rate of NPs by
2010; Huang et al., 2011; Zhai et al., 2014). Transpiration is plants dCplant/dt (mg kg1 d1) can be expressed like the first-
proportional to the mass transport of water into the plant, and order uptake rate of chemicals (Burken & Schnoor, 1997; Nowack
roughly proportional to the area of leaves in the plants (Ma et al., et al., 2006) using Equation (1).
2013; Thuesombat et al., 2014; Wang et al., 2014). Uptake rates
dCplant =dt ¼ T TSCF CðporeÞwater ð1Þ
for insoluble NPs into plants are currently not directly available.
For soluble NPs such as QDs, nano-Ag, nano-ZnO, nano-SiO2, 1 1
where, T (L kg d ) is the water turnover (terrestrial plants:
nano-Pd, nano-Rh and nano-Pt, uptake and effects have often been transpiration) per plant weight. The dimensionless transpiration
shown, or suspected, to be governed by the uptake of dissolved stream concentration factor (TSCF) is an efficiency of uptake, that
ions (refer the ‘‘Mucilage and exudates’’ section; Battke et al., is, a ratio of the concentration of NPs in soil pore water to that in
2008; Colman et al., 2014; Ek et al., 2004; Handy et al., 2008b; sap or xylem. It is a function of the specific NP barriers in the
Lv et al., 2015; Petersen et al., 2014; Schaller et al., 2013; apoplastic (vasculature) system such as species-specific plant
Vannini et al., 2014; Wang et al., 2013b,d), especially for nano- architecture and porosity, and based on the literature reviewed,
ZnO, which dissolves within minutes (Jiang & Hsu-Kim, 2014; NP characteristics such as size, surface (including aggregation
Petersen et al., 2014). Removal, uptake or excretion of soluble rate) and shape. Although this model is in good agreement with
NPs from various plant-containing systems followed first-order the linear increase of tissue concentration with exposure concen-
Nanotoxicology Downloaded from informahealthcare.com by Nyu Medical Center on 06/11/15
kinetics (Colman et al., 2014; Wang et al., 2013d). Explanations tration measured by Lee et al. (2008) in a range covering three
on the basic reaction kinetics are provided in the ‘‘Details on orders of magnitude (R2 of 0.96–0.98), it does not fit that well in
uptake/elimination rate equations’’ section in Supplementary all cases. Plotting this model (Supplemental Figure S1) using
Information, and in Supplemental Equations (S1)–(S3). A back- recent data on rice and nano-CeO2 (Rico et al., 2013) showed that
of-the-envelope calculation (uptake concentration divided by Equation (1) applies up to an exposure concentration of
duration of exposure) of the uptake rates into roots using selected 250 mg L1 and resulted in a value for T TSCF of
literature data resulted in values ranging from 1.00 to 0.039 L kg1 d1 (R2 ¼ 0.76, T was not available). However, the
0.57 mg kg1 d1 for nano-Ag in a size range of 20–150 nm R2 increased to 0.99 and the value for T TSCF changed to
(rice) (Thuesombat et al., 2014), to 6.0 and 164 mg kg1 d1 for 0.028 L kg1 d1 if the regression was not forced through zero,
4 nm QD long term uptake in poplar for negatively and positively indicating that a different process, e.g. increasing occlusion of the
charged NPs, respectively (Wang et al., 2014). These values for vascular system, occurred in parallel. At 500 mg L1, severe
For personal use only.
soluble NPs have to be interpreted with due caution because effects were observed in the plant and the uptake rates, as
disentangling the uptake of soluble NPs from the uptake of their expected, increased no longer linearly with the concentration.
ionic counterparts is extremely difficult (Colman et al., 2014; Equation (1) and first-order uptake kinetics are only valid if NPs
Larue et al., 2014a; Petersen et al., 2014). actually translocate in the plant. If NP uptake is dominated by
Uptake rates for insoluble NPs, and into shoots, are sometimes adsorption on the plant surface, e.g. in leaves and in drought-
several orders of magnitude lower, e.g. 3.8, 3.7 and 0.83 lg kg1 tolerant tall plants, the process is limited by the total plant surface
d1 for 15, 25 and 50 nm nano-Au, respectively (poplar; Zhai and can be expected to follow classical sorption isotherms under
et al., 2014). Schwabe et al. (2013) reported 0 (zero) and equilibrium conditions, and second order, or pseudo-second order
2.2 mg kg1 d1 for 17–100 nm nano-CeO2 in wheat and pumpkin reaction kinetics (Supplemental Equation (S3) and the ‘‘Details
(Cucurbita maxima), respectively. In rice, concentrations corres- on uptake/elimination rate equations’’ section in Supplementary
ponding to nano-CeO2 uptake rates between 3.7 and 10 mg kg1 Information; Schwab et al., 2014; Zhang et al., 2012a).
d1 were measured in an exposure concentration range of 62.5–
500 mg L1 (Rico et al., 2013). Nano-CeO2 uptake rates started
to level off at 10 mg kg1 d1. Concentrations corresponding to Conclusions and gap analysis
fairly high uptake rates for 25 nm nano-CeO2 were also found for Although the uptake of NPs in plants received a lot of attention in
tomatoes (7.1 mg kg1 d1; Wang et al., 2012a). Again, these the last 5 years, there is still relatively little solid information on
calculated uptake rates are rough estimates, and placeholders until the pathways of NPs into plants. Nevertheless, the new results on
the results of more systematic experiments are available. uptake and excretion barriers, pathways and processes outlined in
Unlike the symplastic pathway, the apoplastic pathway is non- the previous sections show that invaluable knowledge was gained
selective, because it does not require endocytosis or passage in the qualitative description of NP uptake in plants. While the
through plasmodesmata. Instead, the apoplast is continuous with following gap analysis is far from totally comprehensive, some
the medium in which the plant grows (Sattelmacher & Horst, urgent scientific challenges were included which must be
2007). There is general consent that water (Sattelmacher & Horst, addressed along with typical issues on NP uptake and transloca-
2007), many nutrients (Lecoanet et al., 2004; Sattelmacher & tion in plants.
Horst, 2007) and non-essential metal complexes (Nowack et al.,
2006; Sattelmacher & Horst, 2007) preferentially translocate
Understudied or overlooked uptake prcesses
along the apoplast. The relationship of the bioavailable chemical
concentration in (soil pore) water and uptake rate in plants It is obvious from the above discussion of NP uptake processes
(through the apoplast) is linear across a wide range of plants, that much research is needed on the pathways of NPs into plants.
chemicals and environmental conditions (Burken & Schnoor, To know where in the plant NPs will accumulate, and which plant
1997; Nowack et al., 2006). A similar linear relationship was species are most exposed, it is essential to find out the major
shown for NPs translocating on the same pathway (Lee et al., pathways NPs use to enter and leave the plants, and how these
2008). From a sorption standpoint, NP uptake can be considered pathways differ in different plants. The size of the pathway is
as linear partitioning of a sorbate (NP) into a non-selective thereby not proportional to its importance: the tiny, invisible root
sorptive phase (apoplast) that is continuously depleted (transpir- hairs, for instance or mycorrhiza and rhizobia, have received
ation). In cases where the bioavailable NP concentration in almost no attention despite their pivotal role for the water and
16 F. Schwab et al. Nanotoxicology, Early Online: 1–22
nutrient uptake into most plants. An important next task is Wanted reporting data
therefore to scrutinize all possible pathways regardless of size or
Specifically for plant uptake studies, the usefulness and compar-
topicality for NP uptake. Further, current research indicates that
ability of experimental results can be invaluably enhanced if along
the most size limiting of the subcellular barriers is the cell wall. It
with the gained knowledge, these few more parameters are
is important to realize that NPs pass the cell wall more easily than
reported:
previously thought. Due to this, the size exclusion limits of the
Plant genus and species (Latin).
cell walls in roots and the apoplast, responsible for root–shoot
Shape and primary NP size with standard deviation, optimally
translocation, are to date one of the major factors of uncertainty
accompanied by a histogram and with the hydrodynamic
for NP translocation. Its interspecies variability is 42 orders of
diameter in pore water or growth medium.
magnitude based on the variability of deposited suberin, or the
Chemical composition of the coating and the surfactant, and
variability of the pit pore size. Tests aiming at quantifying uptake
surface charge of the NPs, optimally measured in hydroponic
using different NPs sizes, coatings and plant species, should not
suspension or pore water.
only focus on quantification of NP uptake, but also on analysis of
Numerical values (averages and 95% confidence intervals,
apoplast micro-architecture, and cell wall components such as
with SI units) of all measured tissue and exposure concentra-
pectins, suberin, lignin and Si. Such experiments, on a broad
tions, weights of plant parts, root surfaces, transpiration or
range of species, supported by micro- or nano-analytical
water consumption of the plant. If a soluble NP is tested:
techniques such as l-XRF or TEM-EDS, will shed light on NP
solubility of the NPs, optimally in growth medium in the
uptake. Knowledge gained on the NP uptake processes in plants
presence of plants.
opens new fields for the application of nanotechnology in
Nanotoxicology Downloaded from informahealthcare.com by Nyu Medical Center on 06/11/15
citrus fruits, wheat, rice, millet and soybean), root tubers (e.g. a potential to improve efficiency in agriculture, e.g. by nano-
potatoes, cassava) and leaves (e.g. spinach, herbs, lettuce). fertilizers, nano-pesticides, nanoparticulate seed coatings or by
new methods to reduce the heavy metal burden of edible parts in
Uptake and translocation rates (in soil) food crops.
A lot of studies are currently devoted to disentangling ion uptake
Validated analytics and visualization
from soluble NP uptake. This basic information on NP uptake is
needed, but not sufficient to allow for risk assessment of NPs in It is challenging to validate analytical quantification methods
plants. What is also needed is the uptake kinetics that NP obey when certified standard reference materials are missing.
when passing the apoplastic or the symplastic pathway. Such a Affordable international standard reference materials (soil, sedi-
rate law will make the data of different studies comparable to each ment, water, plant tissue such as flour and leaves), and isotop-
other. In the ‘‘Vascular and non-vascular transport processes’’ ically labeled standards are needed at least for the most relevant
section, we described a rate law for NPs adapted from well- insoluble ENMs such as nano-Au, nano-TiO2, nano-CeO2,
established models for apoplastic transport of metal complexes Fullerenes, CNTs and graphene. Further, validated washing
and pesticides. The rate law was applicable to NP uptake kinetics procedures are needed for the individual NPs to allow reliable
of recent studies. Experimental data for different species, differentiation between adsorbed (surface bound) and absorbed
exposure times and concentrations will improve the robustness (internalized) NPs in plant tissue. Finally, visualization techniques
of this, and many other models. Such studies are particularly require the same rigorous quality control as classical analytical
useful for risk assessment if they are conducted in soil and at low, techniques. False positives or negatives can arise from techniques
environmentally relevant exposure concentrations. Nanoparticle relying on identifying an analyte (the NP) in a complex matrix
uptake differs significantly in non-soil and soil systems, and can based on a single criterion (wavelength range, electron-
be higher at chronically than at acutely toxic concentrations. opaqueness). Most of these problems can be solved by additional
control experiments, and by identifying the investigated NPs by a
Defense mechanisms second or third specific characteristic. Another option is to cross-
validate the result by one of the emerging visualization techniques
Given all the NPs in environment, the many exposure routes and
possessing spectral, and/or three-dimensional resolution.
the considerable potential of NPs to accumulate in plants, there
Characterizing NP uptake at non-toxic, environmentally relevant
are not very many examples of toxicity (Gardea-Torresdey et al.,
conditions will push the limits of these analytical tools. Doing so
2014; Jackson et al., 2013; Ma et al., 2010a; Miralles et al.,
is essential to forecast NPs accumulation in plants, the implica-
2012a). Hormesis was observed in the presence of NPs, i.e.
tions for food webs and eventually, to perform realistic assess-
stimulation due to activation of repair mechanisms at low doses
ments of the risks of nanotechnology for today and the future.
(Calabrese, 2005). For instance, growth and transpiration
increased at low doses of nano-Ag (Wang et al., 2013a). This
lack of toxicity despite uptake indicates that plants have evolved Declaration of interest
defense mechanisms to handle natural occurring NPs a long time Fabienne Schwab was supported by a fellowship of the Swiss National
before they were exposed to engineered NPs. Research on such Science Foundation (PBEZP3-140058). The material is based upon work
defense mechanisms is still in its infancy. supported by the US National Science Foundation (NSF) and the
DOI: 10.3109/17435390.2015.1048326 Mechanisms of internalization and excretion of engineered nanomaterials in plants 17
Environmental Protection Agency (EPA) under NSF Cooperative Brandenberger C, Clift MJD, Gehr P, Muhlfeld C, Rothen-Rutishauser B,
Agreement EF-0830093, Center for the Environmental Implications of Stone V, et al. 2010. Intracellular imaging of nanoparticles: is it an
NanoTechnology (CEINT) and TINE. In addition, this research was elemental mistake to believe what you see? Part Fibre Technol 7:15.
funded by the NSF (CMMI-1057906) and a subcontract between Rice Buick RD, Buchan GD, Field RJ. 1993. The role of surface-tension of
University and the University of Iowa, W. M. Keck Phytotechnologies spreading droplets in absorption of a herbicide formulation via leaf
Laboratory. Any opinions, findings, conclusions or recommendations stomata. Pestic Sci 38:227–35.
expressed in this material are those of the author(s) and do not necessarily Burken JG, Schnoor JL. 1997. Uptake and metabolism of atrazine by
reflect the views of the NSF or the EPA. This work has not been subjected poplar trees. Environ Sci Technol 31:1399–406.
to EPA review and no official endorsement should be inferred. The Burkhardt J, Basi S, Pariyar S, Hunsche M. 2012. Stomatal penetration by
authors report no other conflicts of interest and are responsible for the aqueous solutions – an update involving leaf surface particles. New
content and writing of the article. Phytol 196:774–87.
Burkhardt J, Kaiser H, Kappen L, Goldbach HE. 2001. The possible role
of aerosols on stomatal conductivity for water vapour. Basic Appl Ecol
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