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Crucifixion As Theophany
Crucifixion As Theophany
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Armin F. Bergmeier
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DOI: 10.1353/jla.2014.0005
Access provided by University of California @ Irvine (22 May 2015 04:13 GMT)
Armin F. Bergmeier
1
Belting and Belting-Ihm 1966; Kartsonis, 1986, 40–67.
2
For what little we know about the life of Anastasius of Sinai, see Flusin 1991, 390–96; Haldon
1992, 113–15.
3
Edited Greek text at Guillou 1955. French translation at Coune 1962. Reprinted at Feraudy
1978, 126–45.
Journal of Late Antiquity 7.1 (Spring): 65–85 © 2014 Johns Hopkins University Press 65
66 Journal of Late Antiquity
earlier centuries. This article explores the changed understanding of the cru-
cifi xion of Christ as a quasi-theophanic event at the beginning of the eighth
century. Anastasius’ text and the image in the Roman church give written and
visual evidence of this transformation.
In his Sermon on the Transfiguration, which Anastasius gave on this feast
day sometime at the end of the seventh century, he focuses on theophanies
and instances of divine vision. This is not surprising given that the transfigu-
ration can be regarded as the epitome of any Christian theophany. According
to the Gospel narrative (Mt 17.1–9; Mk 9.2–6; Lk 9.28–36), while staying in
Galilee Jesus took three of his apostles to the top of a mountain, unnamed
in the scriptures but at a later stage associated with Mount Tabor.4 On that
mountain Christ revealed his divinity to Peter, John, and James, while the
prophets Moses and Elijah appeared in the sky. The manuscript tradition of
the sermon suggests that Anastasius actually delivered the sermon on this
very holy mountain. Although Guillou proposed the Sinai as the location for
the sermon’s recital instead,5 Ševčenko has argued that it was indeed given on
Mount Tabor.6 Modern scholarship tends to agree that Anastasius was not as
closely affiliated with Sinai as previously assumed.7
Anastasius begins his discourse by conflating Mount Tabor and the Old
Testament narrative of the vision of Jacob: “How awesome is this place”
Gen. 28.17).8 Anastasius puts himself in Jacob’s place and describes a ladder
that reaches to the mountaintop. While Jacob’s ladder ends in the sky at the
gates of Heaven, Anastasius places the gates of Heaven at the top of Mount
Tabor. Throughout the sermon the Sinaite keeps adding references to scrip-
tural theophanies and invents visionary experiences of the protagonists of the
transfiguration. He uses the account of the theophany at Sinai (Ex. 19.16–20)
as a model for his description of the events on Mount Tabor adding smoke
and earthquakes,9 which are not mentioned in the Gospel accounts.
Anastasius formulates a typological genealogy that starts with the events
on Mount Sinai prefiguring those on Mount Tabor, which in turn prefigure
the Second Coming of Christ and the Kingdom of God.10 Moses, who had
been able to see only God’s back when he had received the law on Sinai, finally
4
The fi rst known writer to identify Mount Tabor as the site of the transfiguration was Cyril of
Jerusalem in the Catechetical Orations (Cat. 12.16 at PG 33: 744).
5
Guillou 1955, 233.
6
Ševčenko 1966, 260–61, n. 23.
7
E.g. Haldon 1992, 114.
8
῾Ως φοβερὸς ὁ τόπος οὗτος. Cf. Guillou 1955, 237, ll. 4 and 8.
9
Guillou 1955, 251, ll. 13–16.
10
Guillou 1955, 238 and 241.
BERGMEIER ^ The Crucifi xion as Theophany 67
saw God’s fullness on Tabor.11 Anastasius reports that Peter, on the other
hand, not only saw the transfigured Christ, but also had a vision of Heaven,
where he saw an array of typical theophanic imagery, among other things
torches, fountains of light, thrones, and crowns.12 Anastasius concludes the
visionary accounts with a description of the Second Coming of Christ as seen
by all the apostles explaining that this vision was the reason for their falling
to the ground facedown.13 In this sermon we witness the fusion of the trans-
figurational with theophanic narratives from the Old Testament as well as
with theophanies still to come. This is not surprising given the centrality of
the only theophany of Christ reported in the Gospels. What is surprising is
that Anastasius also interweaves the crucifi xion of Christ with the theophanic
imagery of his speech. In the fi rst part of the sermon, Anastasius not only
states that the Second Coming and the kingdom of heaven has been prefigured
at the transfiguration, but wedged between these two statements he mentions
that the crucifi xion has been announced on this same occasion.14 The cru-
cifi xion is thus imbued with theophanic imagery alluding to the parousia, a
phenomenon we shall also witness on the apse wall of Santa Maria Antiqua.
But not only does Anastasius mention the crucifi xion in an otherwise
theophanic context, he also interprets the transfiguration as the typological
model for the crucifi xion:
Today on Mount Tabor, the mystery of the cross, which gives life through
death, was sketched out. Just as he was crucified between two living beings
on Golgotha, he was standing divinely between Moses and Elijah.15
Clearly, the crucifi xion and transfiguration are strongly intertwined here.
Anastasius claims that the events of the crucifixion “have been sketched out”
(διεγράφη) on Mount Tabor. The use of the Greek word διαγράφω conveys
a sense of prefiguration as well as a graphic component, indicating Anas-
tasius’ visual approach to his topic. It is paralleled by other equally graphic
11
Guilliou 1955, 247, l. 11–248, l. 3.
12
Guillou 1955, 244, l. 9–245, l. 13.
13
Guillou 1955, 252, ll. 3–9.
14
Guillou 1955, 238, ll. 7–10: ὧδε τῆς βασιλείας προετυπώθη τὰ σύμβολα, ὧδε τὸ τῆς σταυρώσεως
προεμηνύθη μυστήριον, ὧδε ἡ τῆς βασιλείας ἀπεκαλύφθη εὐπρέπεια, ὧδε ἡ τῆς δευτέρας παρουσίας
τῆς ἐνδοξοτέρας Χριστοῦ ἐφανερώθη κατάβασις. “Thus the symbols of the [heavenly] kingdom were
prefigured beforehand, the mystery of the crucifi xion was announced beforehand, the beauty of the
kingdom was revealed, and the coming of a more glorious second appearance of Christ was made
manifest.” Here and elsewhere, all translations are my own unless otherwise noted.
15
Guillou 1955, 239, ll. 19–20: σήμερον ἐν Θαβωρίῳ τῶ ὄρει τὸ διὰ θανάτου ζωοποιὸν τοῦ
σταυροῦ διεγράφη μυστήριον· ὡς ἐν Κρανίῳ ἐν μέσῳ δύο ζῴων σταυροπρεπῶς, οὕτως ἐν μέσῳ Μωυσῇ
καὶ Ἠλία θεοπρεπῶς ἱστάμενος.
68 Journal of Late Antiquity
16
Guilliou 1955, 251, ll. 12–16.
17
For a list of exegetical texts on Hab. 3.2 see Bucur 2010, 44.
18
Aug. Civ. Dei 18.32 (CCSL 48: 623).
19
Jer. Comm. in Abacuc, 2.3 (PL 25: 1309).
20
Eus. Dem. Ev. 6.15 (PG 22: 444).
BERGMEIER ^ The Crucifi xion as Theophany 69
listeners about the spiritual link between both events. In this passage Anas-
tasius tries to convince his audience that both the transfiguration and the
crucifi xion show the Son of God in his divine appearance. The crucifi xion is
perceived to be quasi-theophanic.
In the preceding centuries, the crucifi xion had often been considered a
shameful death. Pope Leo the Great (440–461) explains that, in order to take
away the “scandal of the cross,” Christ showed himself in his divine appear-
ance during the transfiguration.21 Images of the cross itself do survive in many
places as a sign for the epiphany of Christ, as for example at the Mauso-
leum of Galla Placidia (Fig. 1), Sant’Apollinare in Classe in Ravenna (Fig. 2),
and Santa Maria della Croce in Casaranello. 22 Nevertheless, depictions of
21
Leo Mag. Sermo 51.2.3 (PL 54: 310): In qua transfiguratione illud quidem principaliter age-
batur, ut de cordibus discipulorum crucis scandalum tolleretur.
22
Stars encircling the cross in these mosaics indicate that the cross represents the theophanic
apparition of the sign of Christ in the sky.
70 Journal of Late Antiquity
the crucifi xion from Late Antiquity are relatively rare. When Christ’s death
on the cross was represented, it usually formed part of a narrative cycle, as
on the doors of Santa Sabina (Fig. 3) and on a panel of an ivory casket now
in the British Museum. Often it is even absent from surviving Christological
cycles. It is not depicted on the Brescia Casket or in the Christological cycle
of Sant’Apollinare Nuovo in Ravenna. Kartsonis has argued that when the
crucifi xion is depicted, “the image of the crucified Christ most likely refers
primarily to the historical event depicted, and only secondarily to the univer-
sality of salvation.”23
Anastasius’ sermon, however, indicates that, by the end of the seventh
century, the character of the crucifi xion had changed to incorporate universal
meaning to be compared with the transfiguration. It was no longer a “mere”
narrative image. This transition might not be quite as surprising given the
23
Kartsonis 1986, 34.
BERGMEIER ^ The Crucifi xion as Theophany 71
Fig. 3: Crucifi xion panel from the wooden door of Santa Sabina, Rome (Photo: Author).
24
Frenschkowski 1997, 199–210; Mitchell 2004, 190.
72 Journal of Late Antiquity
Fig. 4: Apse wall of Santa Maria Antiqua, Rome, drawing after Wilpert (1916).
there was a frieze, hardly any traces of which survive. Grüneisen proposed a
procession of lambs on this frieze, but this has to be revised.25 Folgerø suggests
instead a sequence of open graves out of which the dead arise.26 From there
the crucifi xion scene is articulated into three horizontal zones stacked one
atop the other. The lowest one is populated by a large group of worshippers.
The middle zone bears an inscription over a purple background, the extant
part of which lists passages from the Old Testament referring to Christ’s vic-
tory on the cross and to salvation.27 The topmost zone is populated by a group
of worshipping angels clad in purple and white garments. The head of Christ
is framed by four Seraphim, two on each side. Spanning the two upper zones
are the apostle John to the right of the cross and Mary on the opposite side.
The head of John is preserved, but the reconstruction of Mary remains hypo-
thetical in Grüneisen’s reconstruction.
The collocation of Christ between John and Mary, which was to become
widespread in the Middle Ages, might lead one to speculate that Anasta-
sius might have been referring to this visual formula rather than to Christ
between the two thieves when he compared the crucifi xion with the trans-
figuration. In fact, at the time Anastasius was writing, the thieves were
already receding into the background of images while Mary and John were
emerging into the foreground. This is not yet noticeable in the famous cru-
cifi xion scene of the Rabbula codex, 28 but can be found in the roughly con-
temporary image on the Sancta Sanctorum reliquary (Fig. 6). Here Mary
and John are positioned prominently between Christ and the thieves. In the
crucifi xion icon from Sinai (eighth century?), 29 the thieves are reduced in
size and pushed into the background. In the contemporary fresco in Santa
Maria Antiqua’s Theodotus Chapel (mid–eighth century)30 they are left out
entirely (Fig. 7). 31 These contemporary developments allow an interpretation
of the two ζῴα in Anastasius’ sermon as Mary and John, even if the exegeti-
cal tradition points to the two thieves. Regardless of which pair of “living
beings” Anastasius intended, the position of the crucifi xion surrounded by
angels and other worshippers above the crown of an apse wall is unusual
and demands further explanation.
25
Grüneisen 1911, 148.
26
Folgerø 2009.
27
A transcription of the text can be found in Rushforth 1902, 60.
28
Cecchelli, Furlani, and Salmi 1959, fol. 13r.
29
Image in: Weitzmann 1976, no. B36.
30
Belting 1987, 58, shows that this image was conceived as a cult image. For information on the
patronage see Lucey 2007.
31
For a comprehensive study of the development of the iconography of the crucifi xion see Wessel
1966; cf. Wessel 1960.
BERGMEIER ^ The Crucifi xion as Theophany 75
Fig. 6: Crucifi xion, Sancta Sanctorum reliquary, Vatican Museums (Photo: Author).
Rushforth, who was the fi rst modern scholar to describe the newfound
mosaics at any length, briefly hinted that the composition resembles images of
the worship of the lamb.32 Nordhagen returned to this idea sixty years later
and compared the fresco to depictions of the Adoration of the Lamb from
medieval manuscripts.33 He attributes the substitution of the central lamb
with the crucified Christ to the Quinisext Council of 692 AD, which banned
the representation of the lamb.34 More recently, Nilgen has refuted arguments
for the influence of the 82nd canon of the Quinisext Council by arguing that
the lamb is too closely linked to prophecies from the Book of Revelation,
which was not canonical at the time in the Greek Church.35 Furthermore,
most apse walls or triumphal arches do not even show the lamb. The earliest
known apse wall decoration is the one that is now the triumphal arch of S.
Paolo fuori le mura (Fig. 8). Here, a bust of Christ is placed in the center of the
composition, framed by two angels, the four celestial beings, and the twenty
four elders. The apse wall of SS. Cosma e Damiano actually features a lamb,
flanked by seven candelabras, four angels flanking, and the tetramorph. As at
S. Paolo fuori le mura, there are two groups of elders, but these are now for
the most part lost due to a seventeenth-century restoration (Fig. 9).
32
Rushforth 1902, 61.
33
Nordhagen 1967.
34
Nordhagen 1967, 390.
35
Nilgen 2004, 132. On the influence of the 82nd canon of the Quinisext Council, see Vogt
1988.
Fig. 7: Crucifi xion, Theodotus chapel, Santa Maria Antiqua, drawing after Grü-
neisen (1911).
Fig. 8: San Paolo fuori le mura, Rome, triumphal arch (Photo: Author).
Nilgen rightly places Santa Maria Antiqua in the tradition of these earlier
programs, but she unconvincingly interprets the crucifixion in Santa Maria Anti-
qua as a narrative image in the tradition of Christological cycles and at the same
time as a universal image representing the liturgy.36 She thereby undermines the
very achievement of the Santa Maria Antiqua crucifixion scene, which clearly
does not belong to a narrative cycle. In fact, the scene in Santa Maria Antiqua
stands on its own by showing a crucifixion that is interwoven with theophanic
imagery. Nilgen’s interpretation of the fresco as an image of the liturgy is based
solely on the fact that the angels and crowds represented are shown venerating
a central representation of Christ. The evidence for this is at best inconclusive.
So what is represented above the apse of Santa Maria Antiqua?
We can safely agree that in Santa Maria Antiqua, and also in earlier sur-
viving decorations in S. Paolo fuori le mura and SS. Cosma e Damiano, the
central image is the object of adoration. The twenty four elders are offering
their crowns to Christ or the lamb respectively. These groups find their equiv-
alent in the worshipping ranks of angels and humans surrounding the cruci-
fi xion.37 The celestial beings or Cherubim, ubiquitous in late antique apse and
cupola decorations, are replaced with Seraphim.38 Nonetheless, the references
to the earlier images are striking enough to propose an analogous interpreta-
tion. Furthermore, the proximity of the churches of SS. Cosma e Damiano
and Santa Maria Antiqua makes a comparison particularly valid.
The apse mosaic of SS. Cosma e Damiano shows the image of a theoph-
any (Fig. 10). The well-known iconography of the so-called traditio legis is
enhanced by the depiction of Saints Cosmas and Damian, Saint Theodore, and
Pope Felix IV (526–530), who commissioned the church. The standard traditio
legis iconography consists of Christ handing over a scroll to Peter on his left
while raising his right arm in a gesture of speech. To Christ’s right we usu-
ally find Paul. Beneath this scene there is a procession of twelve lambs facing
towards a central lamb standing on a mountain. Wisskirchen and Heid have
demonstrated that the procession of lambs is a visual abbreviation of Isaiah’s
prophecy of the Pilgrimage of the Nations (Is. 2.2–4), in which the lambs repre-
sent the nations going to Mount Zion.39 The central theme of the traditio legis
left unconsidered by Wisskirchen and Heid is the visualization of the second
half of Isaiah’s prophecy.40 Here Isaiah predicts that the law shall go out from
Zion and the Word of the Lord from Jerusalem. The new law and the logos
36
cf. Nilgen 2004, 131.
37
So far no conclusive evidence has been produced as to which ranks of angels are depicted in purple
and white garments. It is likely that the angels clad in purple are higher-ranking than those in white.
38
On the interchangeability of Cherubim and Seraphim, see Iacobini 2000, 142–70.
39
Wisskirchen and Heid 1991.
40
Bergmeier 2014.
BERGMEIER ^ The Crucifi xion as Theophany 79
Fig. 10: SS. Cosma e Damiano, apse mosaic, drawing after Wilpert (1916).
41
These strong links between the apse conch and the wall give evidence to the fact that both
levels of the decoration are in fact contemporary.
80 Journal of Late Antiquity
Fig. 11: Traditio Legis, Baptistery, Naples, cupola mosaic (Photo: Author).
vision and in Revelation, Seraphim are represented. The latter are attendants
of the throne vision in Isaiah 6. The Elders have been replaced by multitudes
of angels, which frame the focus of the composition. Angels have been some
of the most common attendants of manifestations of the divine since Late
Antiquity. Not only are divine figures in images often framed by angels—
Mary and Christ in the mosaic frieze of Sant’Apollinare Nuovo (Fig. 12),
Christ in the apse of San Vitale, Mary in the famous icon at Sinai42 —but
also narrative accounts of theophanies and visions of heaven often include
attendant angels.43
John Rufus (born c. 450) recounts the vision of John the Eunuch in his
Life of Peter the Iberian:
. . . everything full of light and the perturbation of confusion and trembling
and commotion, angels immediately preceding and the fi rst orders of the
heavenly hosts, angels, archangels, powers, dominions, glories. . . . 44
42
Weitzmann 1976, no. B.3.
43
Peers 2001, 126–56.
44
John Rufus, Vita Petri Iberi 61 (Horn and Phenix 2008, 88–89).
BERGMEIER ^ The Crucifi xion as Theophany 81
Fig. 12: Enthroned Christ, Sant’Apollinare Nuovo, Ravenna, nave mosaic (Photo:
Author).
45
Guillou 1955, 252, ll. 5–6; cf. ll. 2–3.
Fig. 13: Ascension/theophany, Rabbula Codex, Biblioteca Medicea Laurenziana,
Ms. Plut. I, 56, fol. 13v (by permission of MiBACT, reproduction forbidden without
permission).
BERGMEIER ^ The Crucifi xion as Theophany 83
angels move towards the parousia of Christ, while two other angels hold
Christ’s mandorla.
In John VII’s apse decoration the central image might not appear to be a
theophany at first glance. A close reading of Anastasius’ Sermon on the Trans-
figuration has however revealed that the crucifi xion enjoyed an expanded
range of signification in narrative images from the end of Late Antiquity.
Anastasius, as well as the fresco in Santa Maria Antiqua, shows us that by
around the year 700 the image of Christ’s death was imbued with greater uni-
versal meaning. In fact, the crucifi xion could be perceived as being equal to a
theophany, as a quasi-theophanic moment. Belting calls the image a “histori-
cal crucifi xion taking on the guise of a heavenly Maiestas.”46 In fact, it seems
to have been just the other way around—a theophanic vision of Christ took
on the guise of the crucifi xion. Thus, the apse wall of Santa Maria Antiqua
continues the late antique tradition of depicting divine visions in this highly
charged architectural focal point. The image John VII commissioned for the
church on the Roman Forum was a vision of the heavenly kingdom, a theoph-
any expressed through an image of the crucifi xion.
Ludwig-Maximilians-Universität, Munich
armin.bergmeier@gmail.com
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