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Journal of Biomechanics 70 (2018) 67–76

Contents lists available at ScienceDirect

Journal of Biomechanics
journal homepage: www.elsevier.com/locate/jbiomech
www.JBiomech.com

How do we stand? Variations during repeated standing phases of


asymptomatic subjects and low back pain patients
Hendrik Schmidt a,⇑, Maxim Bashkuev a, Jeronimo Weerts a, Friedmar Graichen a, Joern Altenscheidt b,
Christoph Maier b, Sandra Reitmaier a
a
Julius Wolff Institut, Charité – Universitätsmedizin Berlin, Germany
b
Department of Pain Management, BG-University Hospital Bergmannsheil, Bochum, Germany

a r t i c l e i n f o a b s t r a c t

Article history: An irreproducible standing posture can lead to mis-interpretation of radiological measurements, wrong
Accepted 13 June 2017 diagnoses and possibly unnecessary treatment. This study aimed to evaluate the differences in lumbar
lordosis and sacrum orientation in six repetitive upright standing postures of 353 asymptomatic subjects
(including 332 non-athletes and 21 athletes – soccer players) and 83 low back pain (LBP) patients using a
Keywords: non-invasive back-shape measurement device.
Human posture In the standing position, all investigated cohorts displayed a large inter-subject variability in sacrum
Standing
orientation (40°) and lumbar lordosis (53°). In the asymptomatic cohort (non-athletes), 51% of the
Lumbar lordosis
Sacrum orientation
subjects showed variations in lumbar lordosis of 10–20% in six repeated standing phases and 29% showed
Age variations of even more than 20%. In the sacrum orientation, 53% of all asymptomatic subjects revealed
Gender variations of >20% and 31% of even more than 30%.
MiSpEx It can be concluded that standing is highly individual and poorly reproducible. The reproducibility was
independent of age, gender, body height and weight. LBP patients and athletes showed a similar variabil-
ity as the asymptomatic cohort. The number of standing phases performed showed no positive effect on
the reproducibility. Therefore, the variability in standing is not predictable but random, and thus does not
reflect an individual specific behavioral pattern which can be reduced, for example, by repeated standing
phases.
Ó 2017 Elsevier Ltd. All rights reserved.

1. Introduction extended knees and parallel shoulder girdle and pelvis (Stagnara
et al., 1982). Despite these instructions, variations in the adopted
The degree and progression of spinal disorders is frequently posture cannot be avoided. Just a slight pelvic rotation combined
evaluated in full-length sagittal-plane radiographs of the spine with hip extension was found to markedly shift the anterior-
and pelvis in an upright standing position. For standardized cap- superior corner of the sacrum, causing a change in the horizontal
ture of the current state of alignment (Amonoo-Kuofi, 1992; distance of the plumb line to the S1 vertebra (Gelb et al., 1995;
Hammerberg and Wood, 2003) and for a more precise assignment Jackson and McManus, 1994).
of patients to appropriate treatments (Lin et al., 1992; Tuzun et al., To provide adequate visualization of the spine, the typical diag-
1999), different anatomical parameters have been identified: e.g., nostic lateral radiograph is often taken with the subject’s arms
pelvic incidence, pelvic tilt (Hansson et al., 1985; Schwab et al., flexed forward (Gelb et al., 1995; Vedantam et al., 1998). The effect
2006), vertical plumb line (Gelb et al., 1995; Jackson and of different arm positions on the segmental and global changes in
McManus, 1994; La Grone, 1988), lumbar lordosis (Pellet et al., the sagittal alignment of the spine associated with two standing
2011; Troke et al., 2005; Van Herp et al., 2000) and sacrum orien- radiographic positions (arms forward-flexed to 45° vs. fists-on-
tation (Peleg et al., 2007a; Peleg et al., 2007b). During radiographic clavicles) was examined in asymptomatic subjects (Aota et al.,
examination, patients are requested to stand relaxed with 2009) and in patients with adolescent idiopathic scoliosis (Faro
et al., 2004). It was attempted to define the most functional stand-
ing position for the evaluation of an accurate sagittal balance. Aota
⇑ Corresponding author at: Julius Wolff Institut, Charité – Universitätsmedizin et al. (2009) showed that fists-on-clavicles caused less negative
Berlin, Augustenburger Platz 1, 13353 Berlin, Germany. Fax: +49 2093 46001. shift in plumb line and less compensatory posterior rotation of
E-mail address: hendrik.schmidt@charite.de (H. Schmidt).

http://dx.doi.org/10.1016/j.jbiomech.2017.06.016
0021-9290/Ó 2017 Elsevier Ltd. All rights reserved.
68 H. Schmidt et al. / Journal of Biomechanics 70 (2018) 67–76

the pelvis, and therefore appeared more appropriate for defining a 2.4. LBP patients
patient’s functional balance. However, in patients with a previous
This group includes data from 83 patients with chronic LBP of >12 months dura-
spinal fusion, Vedantam et al. (1998) recommended positioning tion (range: >12 month to >20 years). Patients with paresis, for example, after
the arms at 30° for a lateral radiograph to prevent a negative shift nerve-root compression, other acute serious conditions (e.g., tumor, infection, com-
in the plumb line and to gain a more functional position. pression fracture, heart insufficiency) and prior fusion surgery of more than two
Currently, it has not been investigated how sagittal alignment segments were excluded.
parameters can change under repetitive upright standing posi-
tions. Therefore, the reproducibility of lumbar lordosis and sacrum 2.5. Measurement system
orientation among six repetitive upright standing postures of 353
asymptomatic subjects (including 332 non-athletes and 21 ath- The Epionics SPINE system (Epionics Medical GmbH, Potsdam, Germany) was
used to assess lumbar spinal shape as well as sacrum orientation and rotation in
letes) and 83 low back pain (LBP) patients was evaluated. We pos- the sagittal plane (Fig. 1). The system involves two flexible sensor strips, each con-
tulated the following hypotheses: sisting of twelve 2.5-cm-long segments based on differential strain-gauge elements
which provide a sensitive measure of the curvature in each segment. During a mea-
1. The variability in lumbar lordosis and sacrum orientation in surement, the sensor strips are inserted into two hollow plasters attached to the
back paravertebrally, 7.5 cm away from the spinal column on each side.
repetitive upright standing postures decreases with the number
The lower end of each strip was aligned with the spina iliaca posterior superior,
of standing phases. After an initial adaptation-phase it was which was approximately in line with the first sacral vertebra. A tri-axial
expected that subjects will get more and more familiar with accelerometer was located at this end, allowing the system to assess sacrum orien-
the test set-up and, therefore, the variability will decrease in tation. This acceleration sensor determined the spatial orientation of the sensor rel-
repeated standing phases. ative to the vertical direction of the earth’s gravitational field. The sensor strips
were connected to a storage unit (size: 12.5 cm  5.5 cm; mass: 80 g) that collected
2. Age and gender significantly affect the variation in lumbar lor- data with a frequency of 50 Hz. The sensor strips of the system exhibit high accu-
dosis and sacrum orientation. Own previous findings indicated racy and repeatability (interclass correlation coefficient, ICC > 0.98) with test–retest
a significant correlation between gender/age and lumbar lordo- reliability ICCs of >0.98. Previous studies confirmed the suitability of the system for
sis/sacrum orientation (Dreischarf et al., 2014; Pries et al., assessing lumbar and pelvic motion (Consmuller et al., 2012a,b; Pries et al., 2015b;
Rohlmann et al., 2014; Taylor et al., 2010).
2015a).
3. LBP patients show a significantly greater variability in lumbar
lordosis and sacrum orientation than asymptomatic subjects 2.6. Measurement protocol
due to pain-related functional adaptation and/or pain and
All study participants were equipped with the Epionics SPINE system and per-
movement avoidance behavior.
formed a standardized choreography consisting of (1st standing) flexion, (2nd stand-
4. Athletes with a higher and more uniform fitness level stand ing) extension, (3rd standing) left and (4th standing) right lateral bending as well as
more reproducible than non-athletes. The authors assumed that (5th standing) left and (6th standing) right axial rotation (Fig. 1). Each exercise was
neuromotoric and muscular adaptations support athletes to repeated three times before going to the next exercise. Before each exercise, the
subjects were explicitly requested to stand in a relaxed upright position with
have a more stable and reproducible posture in comparison to
extended knees for 2 s. In these 2 s, the lumbar lordosis and sacrum orientation
the general population and especially to patients. were recorded in a frequency of 50 Hz and subsequently the mean value of both
was calculated.
2. Methods
2.7. Data analysis
2.1. Ethics
The lumbar angle was individually calculated by summing all Epionics’ seg-
The Ethics Committee of the Charité – Universitätsmedizin Berlin for asymp-
ments that were lordotically curved in the individual volunteer, as shown by the
tomatic subjects (registry numbers: EA4/011/10, EA1/162/13) and the Ruhr Univer-
transition from lordosis to kyphosis (change of sign) during standing, accounting
sity Bochum for LBP patients (registry numbers: 4385-2012 (06.07.2012); 4427-12
for differences in subjects’ anthropometrics. The corresponding data from the left
(20.08.2012); 5233-15 (26.03.2015)) approved this study. All participants were
and right sensors were averaged. Sacrum orientation was determined from the ori-
informed about the study’s procedure and signed a written consent giving their per-
entation of the accelerometer (Pries et al., 2015a). All data were processed using in-
mission to conduct measurements.
house developed MATLAB routines (MATLAB R2009b, MathWorks, Inc., Natick, MA,
US).
2.2. Asymptomatic subjects – non-athletes

This group includes data from 332 subjects (187 females; 145 males) from a 2.8. Statistics
previously published cohort on the measurement of lumbar spinal posture and
motion (Consmuller et al., 2012a). These subjects did not experience pain in the The Kolmogorov-Smirnov-Lilliefors test was applied to evaluate the normal dis-
lower back or pelvis in the 6 months prior to the measurements and never under- tribution for each investigated group. To detect the presence of outliers, the Grubb’s
went spinal or pelvic surgery. More details are provided in Table 1. test was performed. Levene’s test was used to test for variance homogeneity. For
normally distributed data and variance homogeneity, Student’s t-test was applied
to access gender-specific differences and a one-way analysis of variance (ANOVA)
2.3. Athletes - soccer players followed by post hoc Scheffé’s test to analyze differences between cohorts. The sub-
jects were later grouped based on the variability in the sacrum orientation and lum-
This group includes data obtained from 21 men without pain in the lower back bar lordosis during different standing phases. Due to small size of the individual
or pelvis in the 6 months prior to the measurements and who had no history of sub-groups, the non-parametric Friedman test was performed to assess the differ-
spinal or pelvic surgery. They were recruited from a professional soccer team and ences between repeated measurements in the subgroups, followed by post hoc
regularly performed seven training sessions for 90 min per day (10.5 h/week). Nemenyi test. Additionally, a regression analyses was applied and the coefficient

Table 1
Data for asymptomatic subjects (non-athletes, soccer players) and low back pain (LBP) patients. Median and ranges are given for age, body height, body weight and body mass
index (BMI).

Study groups Number women/men Age (yrs.) Body height (cm) Body weight (kg) BMI (kg/m2)
Asymptomatic subjects (non-athletes) w: 187 36 (20–75) 168 (148–184) 61 (45–88) 22.0 (16.7–26.9)
m: 145 39 (20–74) 180 (159–206) 76 (55–98) 23.4 (17.9–26.9)
Soccer players m: 21 23 (19–28) 181 (163–193) 79 (63.3–111) 23.8 (21.4–26.5)
LBP patients w: 45 57 (24–84) 167 (152–189) 75 (52–120) 26.5 (19.8–44.1)
m: 38 54.5 (25–80) 181.5 (164–199) 93 (74–150) 30.0 (21.2–42.4)
H. Schmidt et al. / Journal of Biomechanics 70 (2018) 67–76 69

Fig. 1. The Epionics SPINE system affixed to a volunteer’s back in standing. The system consists of two flexible sensor strips utilizing strain-gauge sensors, tri-axial
accelerometers and a storage unit. Demonstration of the assessment of the total lordosis angle, which is the sum of all lordotically curved segments during standing (average
lordosis range highlighted in green: S1–S6) as well as the orientation of the sacrum given by ‘a’, with respect to the vertical direction. The measurement protocol consisted of
six standing phases and six exercises. Each exercise was repeated three times before going to the next exercise. Standing was recorded before the first flexion and after each
exercise. (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)

of determination (R2) was calculated. p-values of <0.05 were considered statistically sacrum orientation (11.6° vs. 13.3°, p = 0.51). After adjusting the
significant. The statistical analyzes were performed with R 3.2.5 (R-Core-Team,
data for age and gender, the difference in the lumbar lordosis
2016).
remained significant only between asymptomatic subjects and
soccer players (p = 0.034). The sacrum orientation in asymptomatic
3. Results subjects was still significantly different from both soccer players
(p = 0.002) and LBP patients (p = 0.017).
In the standing position, all investigated cohorts displayed a In six repeated standing phases, 51% of all asymptomatic women
large inter-subject variability in sacrum orientation and lumbar and men showed on average variations in lumbar lordosis between
lordosis (Fig. 2). As an example, for asymptomatic subjects, the 10% and 20%; 20% between 20% and 30% and 6% between 30% and
sacrum orientation ranged between 1.2° and 38.5° while the lum- 40% (Figs. 3, 4). In the sacrum orientation, 42% of all asymptomatic
bar lordosis varied between 7.7° and 59.5°. The lumbar lordosis in women and 29% of all asymptomatic men revealed variations of
LBP patients did not differ significantly from asymptomatic sub- 10%-20%. Interestingly, 18% of all asymptomatic men showed vari-
jects (p = 0.29); however, the sacrum orientation was significantly ations in sacrum orientation >40%. For variations of 10–20%, sacrum
smaller (11.6°, p < 0.001). Moreover, both lumbar lordosis and orientation and lumbar lordosis did not show significant differ-
sacrum orientation significantly differed between asymptomatic ences between repeated measurements (① and ② in Fig. 3;
subjects and soccer players. While the lumbar lordosis of soccer p = 0.34). For variabilities >50%, the variations in sacrum orientation
players was larger (39.1°; range: 21.7–59.5°; p < 0.001), the sacrum decreased significantly with the number of repetitions (③ in Fig. 3,
orientation was smaller (13.3°; range: 1.9–26.8°; p = 0.003). A sig- p = 0.003 between the first and the last standing phases). Similarly,
nificant difference was detected between LBP patients and soccer high variability in the lordosis demonstrated no significant changes
players in lumbar lordosis (30.1° vs. 39.1°, p < 0.001), but not in between the repeated measurements (④ in Fig. 3; p = 0.34).
70 H. Schmidt et al. / Journal of Biomechanics 70 (2018) 67–76

Fig. 2. Box plots for sacrum orientation and lumbar lordosis. The upper diagram represents the entire cohorts, the lower diagram summarizes age- and gender-adjusted data.
Box plots are based on the median of all six standing phases. Dashed lines indicate statistical significances.

The percentages of subjects of different variability levels did not the most reproducible posture and allows the best possible over-
substantially change between men and women or between asymp- view of the spinal shape. Furthermore, standing often forms the
tomatic subjects and LBP patients (Fig. 4). However, soccer players basis (as an anatomical reference frame) for motion analyzes in
displayed a more uniform distribution in sacrum orientation and laboratory setup. However, numerous relaxed positions are possi-
lumbar lordosis, with up to 40% variability. ble, and thus inconsistent postures may be taken. Therefore, it is
In the absolute values, the majority of study participants difficult to ensure a reproducible state in this posture. This work,
showed variations of 2–10° (Fig. 5). However, 2% of the asymp- exploiting data collected in earlier studies, was designed to evalu-
tomatic subjects, 5% of LBP patients and 10% of the soccer players ate the variations in sacrum orientation and lumbar lordosis in six
displayed variations of >12°, mostly in sacrum orientation. Maxi- repetitive upright standing postures of different cohorts: 332
mum values of 16.3° in sacrum orientation and 19.9° in lumbar lor- asymptomatic non-athletes (general population), 21 asymptomatic
dosis were found for asymptomatic subjects, 13.8° and 23.8°, soccer players and 83 LBP patients. It was demonstrated that
respectively, for LBP patients and 10.6° and 14.4°, respectively, sacrum orientation and lumbar lordosis in the standing position
for soccer players. are highly variable (individual). For asymptomatic non-athletes,
Body height, body weight and age displayed no effect on the the lordosis angle varied between 7.7° and 59.5° and the sacrum
variability in sacrum orientation and lumbar lordosis (R2 < 0.033; orientation between 1.2° and 38.5°. Previous studies have also
Fig. 6). Similar trends could be observed for LBP patients and soccer indicated a large degree of normal variability in the sagittal align-
players (R2 < 0.04) as well as separately for gender sub-cohorts ment of the spine in young, healthy subjects (Stagnara et al., 1982),
(R2 < 0.04). Moreover, the time of the day showed also no effect middle- and older-aged patients (Gelb et al., 1995) and patients
on the variability of both parameters in all three cohorts with back pain (Jackson and McManus, 1994; Kumar et al.,
(R2 < 0.012). 2001). It is therefore unreasonable to expect one ‘‘normal lordosis”
or ‘‘normal sacrum orientation” of subjects/patients in the standing
position.
4. Discussion The results further demonstrated a high variability in lumbar
lordosis and sacrum orientation between six repeated standing
An irreproducible standing posture can lead to false radiological phases. In the sacrum orientation, for example, 53% of all asymp-
measurements, incorrect diagnoses and possibly unnecessary tomatic subjects displayed variations of >20%, 31% of >30% and
treatment. For X-ray examination, physicians usually instruct the 18% of >40%. In absolute values, 2% of the asymptomatic subjects,
patient to stand in a relaxed position, as this is assumed to be 5% of the LBP patients and 10% of the soccer players showed vari-
H. Schmidt et al. / Journal of Biomechanics 70 (2018) 67–76 71

Fig. 3. Number of asymptomatic subjects classified into groups of different variability ranges in sacrum orientation and lumbar lordosis in six repeated standing phases.
Diagrams ①–④ show the relative variations of sacrum orientation and lumbar lordosis of six individuals for all standing phases: ① and ② 10–20%, ③ >50% and ④ 40–50%.
The bars represent the entire cohort. The dashed lines indicate significant differences.

ations of >12°. Maximum variations of 16.3° in the sacrum orienta- standing phases. The authors hypothesized that the greatest varia-
tion for asymptomatic subjects and 23.8° for LBP patients were tions in lumbar lordosis and sacrum orientation occur between the
found. Several studies have indicated that the sagittal alignment first and second standing phase. They assumed that the first mea-
can be accurately measured and that the measurements were surement provokes the subjects to think too much about what they
repeatable when the same subject was examined at two different are requested to do and thus take an unusual posture. After the
points in time (Jackson and Hales, 2000; Jackson et al., 1998). This first flexibility measurement (three times flexion), the subject
cannot be supported by the present findings. At this point it should should be standing more relaxed, and therefore, the variability
be mentioned that the measurement device was fixed at the sub- should diminish with increased standing phases, which was, how-
ject’s back once and not removed and reattached during the mea- ever, not supported by the results.
suring session. This prevents additional measurement inaccuracies Contrary to our second hypothesis, no influence of gender and
(variations in lumbar lordosis and sacrum orientations between age on the variability in standing was found. LBP patients did not
different standing phases) due to an imprecise reattachment of show a greater variability of different standing postures, which dis-
the device. agrees with our third hypothesis. Therefore, it is important to
Contrary to our first hypothesis, the variability in lumbar lordo- understand that the variability in standing is not predictable but
sis and sacrum orientation did not decrease with the number of random, and thus does not reflect an individual specific behavioral
72 H. Schmidt et al. / Journal of Biomechanics 70 (2018) 67–76

Fig. 4. Relative number of subjects (with respect to the cohort size) classified into groups of different variability ranges in sacrum orientation and lumbar lordosis in six
repeated standing phases.

pattern which can be reduced, for example, by repeated standing day variations) in spinal stiffness. A simple flexibility test by mon-
phases. itoring temporal changes in the fingertip-to-floor distance could
The fourth hypothesis that regularly trained subjects improve potentially indicate the trunk ‘‘stiffness/flexibility” and temporal
the reproducibility of standing postures was also not supported variations therein with the maximum stiffness occurring early in
by the present findings. The authors assumed that their muscular the morning after rising (Gifford, 1987). Maximum flexibility
adaptations support them to have a more stable and therefore a occurs late in the evening before going to bed (Adams and Dolan,
more reproducible posture in comparison to the general popula- 1996). A similar response is seen in the lumbar flexion with the
tion and especially to patients. maximum stiffness early in the morning and the maximum flexi-
The present results showed no effect of the time of the day on bility late in the afternoon (Gifford, 1987; Manire et al., 2010). This
the variability in lumbar lordosis and sacrum orientation in all corroborates findings of Adams et al. (1987) who showed that the
three cohorts. This is in contrast to previous measurements on range of trunk flexion increased by about 5° during the day. These
spinal flexibility which clearly showed diurnal variations (intra- previous findings would suggest that also the variability in
H. Schmidt et al. / Journal of Biomechanics 70 (2018) 67–76 73

Fig. 5. Classification of subjects into groups of different variability ranges in sacrum orientation and lumbar lordosis in six repeated standing phases. In contrast to Fig. 5,
absolute values are given on the horizontal axis.

repeated standing phases is time dependent, which was however to naturally relaxed standing. Koreska et al. (1978) implemented
not the case in the current analyses. the ‘‘Throne” to reproduce the positioning of the patients. How-
Given the high impact of a reproducible posture, practical rec- ever, this device merely enabled the patient to be imaged in a sit-
ommendations for patient positioning during X-ray radiography ting position, whereas the standardized method for curvature
have been given by different authors. Dewi et al. (2010) suggested measurement using X-ray requires standing. Other researchers
a balancing plate, BalancAid, which consists of a square board with showed that the arm position is not only important in having an
a cylindrical disc at the center point attached at the center of the optimal vertebral visibility in X-ray radiographs but also plays an
bottom. This design should realize a forced balance in the sagittal important role in the generation of a reliable three-dimensional
and frontal planes. The balancing effect from the device forces representation of the spine (Hayashi et al., 2009; Schmidt and
the subject to stand balanced and directs the posture in a specific Gassel, 1994; Vialle et al., 2005).
upright position. The authors showed a greater reproducibility Given that from one standing posture to the next standing pos-
when using BalancAid compared to standing on the ground by ture, the study participants performed different exercises (e.g.,
grasping a supporting bar. However, it has to be noted that the flexion or extension), it is likely that some of the observed variabil-
position during standing on such an apparatus is not comparable ity was due to differences in exposures. Such results would high-
74 H. Schmidt et al. / Journal of Biomechanics 70 (2018) 67–76

Fig. 6. Scatter plot with variability in sacrum orientation and lumbar lordosis vs. body height, body weight and age. The median of all six standing phases are shown. The plots
are presented for the asymptomatic cohort, except for the influence of the body weight (second line), where the results of the LBP patients are also shown because they cover
a greater body-weight range.

light the need for the development of protocols capable of making Stokes et al., 1987). In our own validation studies, we could addi-
standing posture more reproducible. The present results showed a tionally show that the correlation between the back and spinal
tendency towards larger variability in lumbar lordosis after 3 times shape is poor in overweight and obese persons, which limits this
flexion (1st exercise) and smaller variability after 3 times exten- study to normal-weight subjects (BMI < 27.0 kg/m2). Therefore, to
sion (2nd exercise). Although these differences were not signifi- ensure a strong correlation between back shape and underlying
cant, the present results support the development of spinal structures, only subjects with a BMI < 27.0 kg/m2 were
standardized protocols; the including exercises, however, have to included in the asymptomatic cohort. For the LBP patients’ cohort,
be investigated in future studies. this criterion could not be fulfilled and therefore, the lumbar lordo-
In accordance with other non-invasive measurement tools, Epi- sis measured with Epionics cannot be directly transferred to the
onics SPINE has certain limitations. First, it should be noted that actual shape of the spine. However, since the study focused not
the Epionics SPINE system measures the back shape and not on the validity of the spinal shape measurements, but on the vari-
directly the curvature of the lumbar spine and the orientation of ability in posture between repetitive measurements, the authors
the sacrum. Recent studies have found a significant correlation assumed this a minor limitation. Moreover, the acceleration sen-
between lumbar lordosis assessed via the back shape and deter- sors estimate the sacrum orientation from the spina iliaca posterior
mined radiologically only for subjects with a body mass index superior. This procedure is in accordance with other non-invasive
(BMI) < 27.0 kg/m2 (Adams et al., 1986; Guermazi et al., 2006; measurement approaches (Granata and Sanford, 2000; Maduri
H. Schmidt et al. / Journal of Biomechanics 70 (2018) 67–76 75

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