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Høsøien et al: Therapeutic ultrasound and sinusitis

Similar effect of therapeutic ultrasound


and antibiotics for acute bacterial rhinosinusitis:
a randomised trial
Eli Høsøien1, Anne B Lund2 and Ottar Vasseljen3
1
Physiotherapy Private Practice, Røros, 2Røros Medical Centre, 3Norwegian University of Science and Technology
Norway

Question: Is there any difference between the effect of therapeutic ultrasound and antibiotics (amoxicillin) on pain and
congestion for acute bacterial rhinosinusitis in the short-term? Is there any difference in patient satisfaction, preferred future
intervention, side-effects and relapses in the long-term? Design: A randomised trial with concealed allocation and intention-
to-treat analysis. Participants: 48 patients (6 dropouts) with clinically diagnosed acute bacterial rhinosinusitis in primary care.
Intervention: The experimental group received 4 consecutive days of ultrasound and the control group received a 10-day
course of antibiotics. Outcome measures: Pain and congestion around the nose and in the forehead and teeth were measured
on a 0–10 numeric rating scale at baseline, Day 4, and Day 21. Satisfaction, preferred future intervention, side-effects, and
relapses were measured one year later. Results: By Day 4, pain around the nose had decreased by 1.5 points out of 10 (95%
CI 0.6 to 2.5) more in the experimental group than the control group. There were no other differences in decrease in pain
and congestion between the groups at Day 4 or 21. At one year follow-up, the experimental group were more likely to prefer
ultrasound than the control group were to prefer antibiotics to manage a future episode (RR 2.75, 95% CI 1.19 to 7.91). There
were no other differences between the groups in terms of satisfaction with intervention, number of side-effects, or number of
relapses. Conclusion: The results of this study suggest that therapeutic ultrasound is a viable alternative to antibiotics in the
management of acute bacterial rhinosinusitis. Trial registration: NCT00934830. [Høsøien E, Lund AB, Vasseljen O (2010)
Similar effect of therapeutic ultrasound and antibiotics for acute bacterial rhinosinusitis: a randomised trial. Journal
of Physiotherapy 56: 27–32]
Key words: Acute sinusitis, Rhinosinusitis, Therapeutic ultrasound, Antibiotics, Intervention, Physiotherapy,
Randomized trial

Introduction for antibiotic prescription for acute bacterial rhinosinusitis


(Ahovuo-Saloranta et al 2008, Lindbaek 2004, Rosenfeld
Sinusitis is frequently encountered in general practice. The et al 2007a). Current guidelines recommend delaying
one-year incidence in primary care in Norway has been antibiotic prescription for up to 7 days in patients without
reported to be approximately 3.5 per 100 adults (Lindbaek severe illness (Rosenfeld et al 2007a). Although reviews
2004). In the United States, sinusitis is reported to affect 1 report superior effect of antibiotics compared with placebo
in 7 adults each year (Rosenfeld et al 2007a), and sinusitis after seven days (Lindbaek 2004, Rosenfeld et al 2007a),
accounts for 15–21% of antibiotic prescriptions for adult others claim that antibiotics are not justified even after 7–10
outpatients (Ahovuo-Saloranta et al 2008). The term days (Williamson et al 2007, Young et al 2008). However,
rhinosinusitis is often used and acute rhinosinusitis may be physicians often feel pressured by patients to prescribe
classified further into acute bacterial rhinosinusitis and viral antibiotics (Varonen et al 2004). Perhaps it is not surprising
rhinosinusitis based on symptoms (Rosenfeld et al 2007a). therefore that the practice of prescribing antibiotics for
Antibiotics should only be prescribed for acute bacterial common infectious diseases, including sinusitis, has not
rhinosinusitis. changed significantly in spite of new recommendations and
efforts to implement them (Ferech et al 2006, Neumark et
Distinguishing viral from bacterial infections is particularly al 2009, Varonen et al 2007).
challenging in the acute stages (Lindbaek 2007). Diagnosis
in primary care is normally based on symptoms such as The continuing debate and controversy about prescribing
facial and tooth pain, pain when bending forward, and antibiotics for acute bacterial rhinosinusitis, and the
purulent nasal discharge (Lindbaek and Hjortdahl 2002, resistance to change in practice, motivate a search for
Meltzer et al 2004). Antibiotics have been the most common alternative interventions. Rapid reduction of the symptoms
intervention for both acute and chronic sinusitis, and when of acute bacterial rhinosinusitis with therapeutic ultrasound
antibiotics are prescribed for acute bacterial rhinosinusitis, has been observed in the clinic. However, no controlled
amoxicillin has been recommended as the first choice studies have been conducted. The purpose of this study
(Rosenfeld et al 2007a). Frequent prescription of antibiotics was to compare the effect of antibiotics with therapeutic
can lead to an increase in antibiotic resistance (Ahovuo- ultrasound in patients with clinically diagnosed acute
Saloranta et al 2008, Ferech et al 2006) and current bacterial rhinosinusitis in primary care. The specific
guidelines provide more conservative recommendations research questions were:

Journal of Physiotherapy 2010 Vol. 56 – © Australian Physiotherapy Association 2010 27


Research

1. Is there any difference in the effect of therapeutic


ultrasound and antibiotics (amoxicillin) on pain and
congestion for acute bacterial rhinosinusitis in the
short-term?
2. Is there any difference in patient satisfaction, preferred
future intervention, side-effects and relapses in the
long-term?
If therapeutic ultrasound gives symptomatic relief
equivalent to amoxicillin, it may serve as an alternative to
antibiotics.

Method
Design
A randomised trial was conducted in a primary care setting
in Norway. Participants were recruited from consecutive Figure 1. Ultrasound was applied to the shaded areas of
patients coming to a single general practice with sinusitis- the sinuses with small, circular movements continuously
like symptoms, where they were diagnosed by a physician for 10 minutes.
(AL). After collection of baseline measures, the participants
were randomly allocated to an experimental or a control group received a 10-day course of antibiotics. The outcomes
group. The allocation sequence was computer generated were all self-reports by the participants who along with the
in random permutated blocks of 6 or 8 and was concealed therapists were not blind to group allocation. However, the
from the recruiter and participants in sealed envelopes person analysing the data was blind to group allocation.
which were opened by a nurse. The experimental group Pain and congestion were measured at baseline, Day 4, and
received four consecutive days of ultrasound and the control Day 21. Day 4 coincided with the last day of ultrasound,

Eligible patients with acute bacterial


rhinosinusitis (n = 48)

Measured pain and congestion


Day 1 Randomised (n = 48)
(n = 24) (n = 24)

Lost to follow-up
Experimental group Control group
• pneumonia Lost to follow-up
• 10 min ultrasound • Antibiotics
(n = 1) • none
• 1/day x 4 days • 3/day x 10 days

Measured pain and congestion


Day 4
(n = 23) (n = 24)

Lost to follow-up
Control group Lost to follow-up
• did not return
• Antibiotics • none
questionnaire (n = 2)
• 3/day x 10 days

Measured pain and congestion


Day 21
(n = 21) (n = 24)

Lost to follow-up
Lost to follow-up
• did not return
• none
questionnaire (n = 3)

Measured satisfaction, side-effects, relapses, preferred future intervention


One year
(n = 21) (n = 21)

Figure 2. Design and flow of participants through the trial.

28 Journal of Physiotherapy 2010 Vol. 56 – © Australian Physiotherapy Association 2010


Høsøien et al: Therapeutic ultrasound and sinusitis

Table 1. Baseline characteristics of participants, therapists and centres.

Characteristic Randomised Lost to follow-up


(n = 48) (n = 6)
Exp Con Exp Con
(n = 24) (n = 24) (n = 3) (n = 3)
Participants
Age (yr), mean (SD) 42 (15) 47 (14) 36 (6) 60 (15)
Gender, n females (%) 17 (71) 17 (71) 3 (100) 2 (67)
Smokers, n (%) 5 (21) 7/23 (30) 1 (33) 2 (67)
Duration of current symptoms, n (%)
> 7 days 20 (83) 17 (71) 2 (67) 3 (100)
> 30 days 4 (17) 2/23 (9) 1 (33) 1 (33)
First episode of sinusitis, n (%) 3 (13) 4 (17) 0 (0) 0 (0)
More than one episode per year, n (%) 7 (29) 9/23 (39) 1 (33) 1 (33)
Previous intervention, n (%)
Antibiotics 21 (88) 20 (87) 3 (100) 3 (100)
Acupuncture 4 (18) 2 (13) 2 (67) 0 (0)
Homeopathy 3 (14) 5 (29) 1 (33) 0 (0)
Nasal spray 20 (87) 15 (79) 3 (100) 2 (67)
Saline nasal irrigation 14 (67) 6 (33) 1 (33) 1 (33)
WBC count (%), mean (range)
Lymphocytes* 25 (14-34) 23 (9–37) 30 (25–33) 19 (9–25)
Granulocytes (neutrophils)** 70 (59-83) 72 (58–88) 65 (60–72) 76 (68–88)
Therapists, n participants (%)
Physiotherapist 24 (100) 0 (0) 3 (100) 0 (0)
General practitioner 0 (0) 24 (100) 0 (0) 3 (100)
Centres, n participants (%)
Physiotherapy private practice 24 (100) 0 (0) 3 (100) 0 (0)
General medical practice 0 (0) 24 (100) 0 (0) 3 (100)
Exp = experimental group (ultrasound), Con = control group (antibiotics), WBC = White blood cell, * = High values suggest viral infection
(normal reference range for adults is 21–43), ** = High values suggest bacterial infection (normal reference range for adults is 47–75)

while Day 21 was 11 days after the end of the course of Outcome measures
antibiotics. Satisfaction with the intervention, preferred Pain and congestion around the nose and in the forehead
future intervention, side-effects and relapses were measured and teeth were measured on a numeric rating scale, where
one year later. 0 represented no pain/congestion and 10 represented the
Participants worst pain/congestion possible. Pain around the nose was
considered the primary outcome.
Patients with sinusitis-like symptoms were included if they
were over 15 years old and had one of the following: pain Satisfaction with intervention (Y/N), preferred intervention
when bending forward, headache, or pain in the teeth. to manage a future episode (same as allocated/opposite of
They must also have had purulent nasal secretion; ‘double allocated), number of side-effects, and number of relapses
worsening’, ie, worsening of symptoms within 10 days after were measured using a postal questionnaire.
initial improvement (Lindbaek and Hjortdahl 2002, Meltzer
et al 2004, Rosenfeld et al 2007a); and a bacterial infection Data analysis
as indicated by an increased number of granulocytes A change in pain of 2 points on an 11-point numeric rating
(neutrophils) relative to lymphocytes on white blood cell scale has been shown to represent a clinically important
count. They were excluded if they had had antibiotics or difference (Farrar et al 2003). To have 80% power to detect
allergy medication within the last three weeks, were allergic a between-group difference in pain around the forehead of
to antibiotics, or were pregnant. 2 points on an 11-point numeric rating scale, with alpha at
0.05 and assuming a SD of 2 points, 17 participants were
Intervention needed in each group. Considering the uncertainty of the
The experimental group received therapeutic ultrasounda at SD, to increase the likelihood of normally distributed data,
1.0 W/cm2 in continuous mode for 10 minutes each day for and to account for drop-outs, it was decided to recruit 48
four days. The transducer was moved constantly in small participants.
circular movements on both sides of the nose and over the
forehead, ie, over the sinuses (Figure 1). The same machine All participants with follow-up data were analysed
was used to deliver all ultrasound. according to their group allocation, ie, using an intention-
to-treat principle. Due to a low drop-out rate of 6% in the
The control group was prescribed antibiotics – 500 mg of short-term and 12% in the long-term, no attempt was made
amoxicillin three times a day for 10 days. to impute missing data. Between-group effects for pain

Journal of Physiotherapy 2010 Vol. 56 – © Australian Physiotherapy Association 2010 29


Research

and congestion by Days 4 and 21 were reported as mean


Day 21 minus Day 1 (95% CI) difference while satisfaction with intervention,
Exp minus Con preferred future intervention, side-effects and relapses at

(–0.4 to 2.0)

(–0.4 to 2.0)
(–1.7 to 0.7)

(–1.5 to 1.0)
(–2.4 to 1.1)
one year follow-up were reported as relative risk (95% CI).

–0.5

–0.3
–0.6
Difference between groups

0.8

0.8
Results
Flow of participants, therapists, and centres
through the trial
Forty-eight patients with acute bacterial rhinosinusitis
Day 4 minus Day 1

participated in the trial; 24 were allocated to the experimental


Exp minus Con

(–2.5 to–0.6)

(–3.3 to 0.3)
(–1.3 to 0.9)

(–1.9 to 0.4)

(–1.6 to 1.0)
group to receive ultrasound and 24 to the control group to
receive antibiotics. In the short-term, there were 3 dropouts
–0.2

–0.3
–0.7
–1.5

–1.5

so that 94% of data was collected and in the long-term


there were 6 dropouts so that 88% of data was collected.
Figure 2 shows the flow of participants through the trial
and reasons for dropping out. The baseline characteristics
of the participants are presented in Table 1. The groups
Day 21 minus Day 1

were similar in age, gender, smoking habits, duration of


(2.0)

(2.7)

–4.3
–4.4
–3.4

–2.8

–4.7
(1.8)

(1.9)

(1.4)
Con

current symptoms, previous episodes of sinusitis, and


previous intervention except that the experimental group
had more experience with nasal irrigation than the control
Difference within groups

group. Three out of four participants (77%) reported having


(3.2)

(2.3)
–3.9

–3.9
(2.4)
–3.6

–4.6
–3.4
(2.1)

(2.1)
Exp

symptoms for more than 7 days and 41 participants (85%)


Exp = experimental group (ultrasound), Con = control group (antibiotic), shaded row = primary outcome, NRS = numeric rating scale

had had sinusitis previously. White blood cell counts at


Table 2. Mean (SD) of groups, mean (SD) difference within groups, and mean (95% CI) difference between groups.

baseline showed an increase in granulocytes indicative of


bacterial infection.
Day 4 minus Day 1

(3.3)
–2.5

–3.0
–2.8
(1.5)
(1.6)

(1.7)

(1.7)
–1.5
–1.8
Con

One general practitioner in general practice recruited all the


participants and prescribed the antibiotics for the control
group. One physiotherapist in a private physiotherapy
practice delivered all ultrasound interventions (Table 1).
(2.2)

(2.5)
(2.3)
(2.7)
–3.3

–3.5

–3.3
–2.8

–3.0
(1.6)
Exp

Compliance with trial method


All participants in the experimental group completed the
four sessions of ultrasound. Compliance with taking the
(n = 21) (n = 24)

(0.5)
(0.9)
(0.9)

(0.8)
(1.0)

antibiotics was not formally assessed, but there were no


Con

0.2
0.5
0.8

0.5
1.5

reports of interruption. The side-effects reported by the


Day 21

experimental group were nausea/stomach pain (n= 1) and


headache (n = 2), and by the control group were nausea/
(2.0)
(1.8)

(1.3)
(1.6)

(1.7)
Exp

stomach pain (n = 1), fungal infection (n = 1), headache (n =


0.8
0.6
1.2

1.6
1.1

1) and allergy (n = 1).


Effect of intervention
(n = 23) (n = 24)

Group data for pain and congestion in the short-term is


(1.9)

(1.8)

(1.9)
(1.7)
(2.1)
Con

2.3

2.3
3.0
2.4

1.5

presented in Table 2 and satisfaction, preferred future


Groups
Day 4

intervention, side-effects, and relapses in the long-term are


presented in Table 3.
(2.0)
(1.5)

(1.2)
(1.3)

(1.7)
Exp

2.6
1.9

1.0
1.7

1.7

By Day 4, pain and congestion had decreased markedly in


both groups. Pain around the nose had decreased by 1.5
points out of 10 (95% CI 0.6 to 2.5) more in the experimental
group than in the control group. There was also a trend for
(n = 24)

pain in the teeth to decrease more in the experimental group


(2.3)

(2.0)

(3.0)

(1.5)
(1.7)
Con

4.2

5.8
4.9

3.0

5.1

than the control group (mean difference –1.5 points out of


Day 1

10, 95% CI –3.3 to 0.3). There were no other differences in


decrease in pain and congestion between the groups.
(n = 24)

(2.2)

(2.3)

(2.5)
(3.4)

(2.1)
Exp

5.2
4.2

6.3
4.8
5.0

By Day 21, pain and congestion had decreased to low


levels in both groups. However, there were no differences
in decrease in pain and congestion between the groups in
any area.
NRS (0 to 10)

NRS (0 to 10)
Forehead

Forehead
Congestion

At one year follow-up, there were no differences between


Outcome

the groups in terms of satisfaction with intervention (RR


Teeth
Nose

Nose

0.77, 95% CI 0.50 to 1.04), number of side-effects (RR 0.71,


Pain

95% CI 0.20 to 2.56), or number of relapses (RR 1.83, 95%

30 Journal of Physiotherapy 2010 Vol. 56 – © Australian Physiotherapy Association 2010


Høsøien et al: Therapeutic ultrasound and sinusitis

Table 3. Number of participants (%) in each group* for satisfaction, side-effects, relapse, and preferred future intervention,
and relative risk (95 % CI) between groups at one year.

Outcome Groups Relative risk


between groups
Exp Con Exp relative
(n = 21) (n = 21) to Con
Satisfaction with intervention, n yes (%) 11/18 (61) 18/19 (95) 0.77
(0.50 to 1.04)
Preferred future intervention, n same as allocated (%) 12/16 (63) 3/11 (17) 2.75
(1.19 to 7.91)
Side-effects of intervention, n (%) 3/21 (14) 4/20 (20) 0.71
(0.20 to 2.56)
Relapse, n (%) 11/21 (52) 6/21 (29) 1.83
(0.87 to 4.12)
* = excluding participants who answered ‘uncertain’, Exp = experimental group (ultrasound), Con = control group (antibiotics)

CI 0.87 to 4.12). However, the experimental group were not been documented (Gwaltney et al 2004). Information
more likely to prefer ultrasound than the control group were on the clinical course of untreated sinusitis comes from
to prefer antibiotics for a future episode (RR 2.75, 95% CI patients receiving a placebo in randomised trials for acute
1.19 to 7.91). bacterial rhinosinusitis, but there are conflicting results.
Lindbæk et al (1996) reported a significantly faster and
Discussion superior effect of amoxicillin compared to placebo within
30 days of symptom onset. However, Rosenfeld et al (2007b)
Despite rapid and clinically significant reductions in facial reported improvement after seven days with and without
pain and congestion in both groups, there was little or no antimicrobial intervention and Bucher et al (2003) reported
difference between the effect of therapeutic ultrasound no advantage of antibiotics over placebo. Since no placebo
and antibiotics on pain and congestion in acute bacterial group was included in our study, we cannot distinguish
rhinosinusitis in the short-term, although a trend for a faster the effect of intervention from placebo. However, there is
effect for ultrasound was indicated by a larger decrease in some evidence for a superior effect of antibiotic compared
pain around the nose by Day 4. The experimental group to placebo within a window 7–12 days after initiating
were more likely to prefer ultrasound than the control intervention (Haye et al 1998, Rosenfeld et al 2007b).
group were to prefer antibiotics as an intervention for a
future episode of sinusitis, possibly reflecting a concern for The mechanism for a beneficial effect of ultrasound is
antibiotic resistance. Few side-effects were reported. Four unknown. Clinically, coloured and purulent discharge is
days were required to administer the ultrasound as opposed regularly observed during or immediately after intervention.
to 10 days for the course of antibiotics. Delivery of the Ultrasound works by transporting mechanical energy
ultrasound necessitated four visits to a professional whereas through local vibration of tissue particles (Leighton 2007).
prescription of the antibiotics only needed one attendance. Perhaps mechanical vibration detaches purulent matter
The direct costs are probably only marginally different. from the walls of the sinuses, independent of a viral or
bacterial cause, relieving the pressure and thus easing the
There are a number of potential causes of sinusitis (such pain. Bartley and Young (2009) point to enhanced bacterial
as bacteria, viruses, fungi, parasites, allergies) and there is death from low frequency, high intensity ultrasound in
lack of consensus on diagnostic criteria and classification laboratory settings. When bacteria density reaches a critical
(Benninger et al 2003). Distinguishing between viral and level they organize within ‘slimy’ biofilms for protection,
bacterial infection in the clinic is difficult (Hickner et a potential reason for the ineffectiveness of antibiotics.
al 2001, Young et al 2008) and we cannot rule out that Bartley and Young hypothesise that ultrasound may break
participants with viral infections or other causes of sinusitis down biofilms and that this could either kill or reduce
were included in our sample. However, symptom duration the viability of bacteria directly or make bacteria more
for most participants of above seven days suggests a accessible to antibiotic intervention by increasing cell
bacterial infection (Rosenfeld et al 2007a) and an increase of membrane permeability.
granulocytes (neutrophils) rather than lymphocytes favours
a bacterial rather than a viral infection (Table 1). This is, There is growing concern about resistance and overutilisation
however, only an indication and not conclusive evidence of of antibiotics for sinusitis-like symptoms in primary care.
a bacterial origin for acute bacterial rhinosinusitis. Imaging, By confirming that there is no difference between the effect
laboratory tests or bacterial culture are not recommended for of therapeutic ultrasound compared with antibiotics, except
routine use in primary care (Hickner et al 2001, Rosenfeld for a faster benefit in terms of pain around the nose, this
et al 2007a). The primary care clinician is thus left to base study provides evidence that ultrasound can be used as an
the diagnosis of acute bacterial rhinosinusitis on signs and alternative intervention to antibiotics for acute sinusitis.
symptoms seen in the clinic in line with the procedures Furthermore, therapeutic ultrasound had no serious side-
used in this study. effects. However, it should be kept in mind that both
interventions may have a marginal impact on the natural
We cannot say whether the rapid reduction of symptoms course of the disease. The combined effect of ultrasound
observed in both groups reflects an effect of intervention, and antibiotics for sinusitis should be investigated. n
placebo, or natural history. Natural history of sinusitis has

Journal of Physiotherapy 2010 Vol. 56 – © Australian Physiotherapy Association 2010 31


Research

Footnote: aSonopuls 492, Enraf-Nonius BV, PO Box 12080, Hickner JM, Bartlett JG, Besser RE, Gonzales R, Hoffman JR,
3004, The Netherlands. Sande MA (2001) Principles of appropriate antibiotic use for
acute rhinosinusitis in adults: background. Annals of Internal
Ethics: The study was approved by the Regional Committee Medicine 134: 498–505.
for Medical and Health Research Ethics in Trondheim, Leighton TG (2007) What is ultrasound? Progress in Biophysics
Norway (2004). Written consent was obtained from all and Molecular Biology 93: 3–83.
participants before the study began. Lindbaek M (2004) Acute sinusitis: guide to selection of
antibacterial therapy. Drugs 64: 805–819.
Competing interests: None declared. Lindbaek M (2007) Acute sinusitis––to treat or not to treat?
JAMA 298: 2543–2544.
Support: Sør-Trøndelag chapter of the Norwegian
Physiotherapist Association for financial support. Lindbaek M, Hjortdahl P (2002) The clinical diagnosis of acute
purulent sinusitis in general practice––a review. British
Acknowledgements: Røros Medical Centre for assistance Journal of General Practice 52: 491–495.
in patient recruitment. Lindbaek M, Hjortdahl P, Johnsen UL (1996) Randomised,
double blind, placebo controlled trial of penicillin V and
Correspondence: Dr Ottar Vasseljen, Department of amoxycillin in treatment of acute sinus infections in adults.
Public Health and General Practice, Faculty of Medicine, British Medical Journal 313: 325–329.
Norwegian University of Science and Technology, Norway. Meltzer EO, Hamilos DL, Hadley JA, Lanza DC, Marple BF,
Email: ottar.vasseljen@ntnu.no Nicklas RA, et al (2004) Rhinosinusitis: establishing definitions
for clinical research and patient care. Otolaryngology–Head
and Neck Surgery 131: S1–S62.
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32 Journal of Physiotherapy 2010 Vol. 56 – © Australian Physiotherapy Association 2010

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