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Scale-Dependent Rotating BTZ Black Hole
Scale-Dependent Rotating BTZ Black Hole
C (2018) 78:1022
https://doi.org/10.1140/epjc/s10052-018-6488-3
Abstract This work presents a generalization of the rotat- dicted Hawking radiation [3,4]. BHs are thus excellent
ing black hole in two plus one dimensions, in the light of laboratories to investigate and understand several aspects
scale-dependent gravitational couplings. In particular, the of general relativity at the transition between a classical
gravitational coupling κ0 and the cosmological term Λ0 are and quantum regime [5].
not forced to be constants anymore. Instead, κ and Λ are • 2 + 1 dimensions: It can be expected that the features of
allowed to change along the radial scale r . The effective Ein- a successful solution of the problem of quantum gravity
stein field equations of this problem are solved by assum- are universal for gravitational theories of different dimen-
ing static rotational symmetry and by maintaining the usual sionality. Since gravity in 2 + 1 dimensions is mathemat-
structure of the line element. For this generalized solution, ically less involved than in 3 + 1 dimensions, this lower
the asymptotic behavior, the horizon structure, and the ther- dimensional theory is a good toy model if one aims to
modynamic properties are analyzed. understand the underlying mechanisms of full quantum
gravity in 3 + 1 dimensions. Apart from this motiva-
tion by quantum gravity, the study of gravity in 2 + 1
1 Introduction dimensions is of interest because of its deep connection
to Chern-Simons theory [6,7] and because of its appli-
To formulate a consistent and predictive quantum theory of cations in the context of the AdS/CFT correspondence
gravity (QG) is one of the mayor challenges for the commu- [8–12]. Within this lower dimensional gravitation theory
nity seeking a unified description of the known fundamen- the black hole solution found by Bañados, Teitelboim,
tal interactions. Currently, at least 16 major approaches to and Zanelli (BTZ) [13,14] plays a crucial role.
quantum gravity have been proposed in the literature (see [1] • Scale dependence (SD): Before actually attacking the
and references therein), but none of these approaches have whole problem of QG with all its different, and up to now
reached the goal in a completely satisfactory way. limited, realizations, one can begin with a more modest
In this paper we contribute to the topic of quantum gravity approach and concentrate on generic common features,
by studying black hole solutions of effective scale–dependent which are expected from such a theory. One feature which
gravity in 2+1 dimensions. We thus, combine three different is shared by most of the candidate theories for quan-
aspects, namely, scale dependence, gravity in 2 + 1 dimen- tum gravity (actually by most quantum field theories)
sions and black holes. Each of those aspects hast a motivation is that they predict a scale dependence of the coupling
of its own, but all of those aspects have an important moti- constants in the corresponding effective action. Luckily
vation from the perspective of quantum gravity: there is a well defined formalism which allows to deduce
background solutions from a given effective action. We
• Black holes (BHs): will follow those techniques which have been previously
Black Holes are objects of paramount importance in grav- probed with a variety of problems [15–30]. In this paper
itational theories [2]. They allow to study gravitational we aim to study the dominant effects such a scale depen-
systems at the transition between a quantum and a classi- dence could have on the BTZ black hole in the Einstein
cal regime as for example through the the famously pre- Hilbert truncation of the effective action of gravity in
2+1 dimensions. By using a well defined method which is
a e-mail: arrincon@uc.cl based on the variational principle one can explore leading
b e-mail: bkoch@fis.puc.cl local effects of quantum gravity on a rotationally sym-
δL M
Tμν ≡ Tμν
M
= −2 + L M gμν . (3)
δg μν
Δ= 1− J0
. (8)
M0 0
2 Classical BTZ solution with J0 = 0
The positive root r0+ is the black hole’s outer horizon. One
This section reminds of some key features of the classi- can express the lapse function in terms of the event horizons
cal BTZ black hole solution [13,14], such as line element,
event horizons, and thermodynamics. Besides, the contribu- 1 2 + 2
− 2
f 0 (r ) = r − (r 0 ) r 2
− (r 0 ) . (9)
tion of angular momentum will be considered focussing on 20 r 2
the extremal black hole case. The minimal coupling between
gravity and matter is described by the the Einstein Hilbert It is important to note that, the parameters must satisfy
action
M0 > 0, ∧ |J0 | ≤ M0 0 , (10)
√ 1
I0 [gμν ] = d3 x −g R − 2Λ0 +L M , (1)
2κ0 in order to get physical solutions. When the classical angular
where gμν is the metric field, R is the Ricci scalar, κ0 ≡ momentum takes a maximum value given by
8π G 0 is the gravitational coupling, Λ0 is the cosmological
constant, L M is the matter Lagrangian, and g is the determi- J0max = M0 0 , (11)
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Eur. Phys. J. C (2018) 78:1022 Page 3 of 10 1022
the solution is called an extremal black hole. Regarding black The above equations of motion are consistently comple-
hole thermodynamics, the Bekenstein-Hawking entropy is mented by the Bianchi identity, reflecting invariance under
given by coordinate transformations
A H (r0+ ) ∇ μ G μν = 0. (20)
S0 (r0+ ) = . (12)
4G 0
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1022 Page 4 of 10 Eur. Phys. J. C (2018) 78:1022
4.1 Solution
Based on the ansatz (22) one finds that the equations (16) are
solved by
G0
G(r ) = , (23)
1 + r
4G 0 J0
N (r ) = − Y (r ), (24)
r2
r2 16G 20 J02
f (r ) = − 8M0 G 0 Y (r ) + + Y (r )2 , (25)
20 r2
r + 3r 2 − 8G 0 20 M0 Y (r ) 4G 20 J02 Fig. 2 Radial dependence of the lapse function f (r ) for 0 = 5, G 0 =
Λ(r ) = − − (Y (r ) )2 1, M0 = 1, and J0 = 1. The different curves correspond to the classical
0 r (1 + r )
2 r2 case = 0 solid black line, = 0.05 dashed orange line, = 0.2
4G 0 (M0 r + 2M0 r 2 − 4G 0 J02 Y (r )) dotted blue line, and = 1 dot-dashed red line
+ Y (r ) ,
r 2 (1 + r )
(26) Moreover, when {, M0 } → {0, −1/8G 0 } the appropriate
vacuum of the theory is Ad S3 which is invariant under per-
where
turbations due to the running of the couplings controlled
1 by . Further asymptotic corrections can be seen from (47).
Y (r ) ≡ 1 − 2r + 2(r ) ln 1 +
2
. (27)
r Since corrections due to quantum scale dependence should
be small, it is useful to expand the solutions around ≈ 0
This solution involves five constants of integration, which are
labeled {G 0 , J0 , M0 , Λ0 = −1/20 , and }. Their naming
G(r ) = G 0 1 − r + O( 2 ) , (36)
and physical meaning is given from their interpretation in
two complementary limits. First, the constant J0 → 0 does N (r ) = N0 (r ) 1 − 2r + O( 2 ) (37)
not appear in the scale dependent but non-rotating case [19].
Thus, one imposes that for J0 → 0 the solution (23) reduces 4G 20 J02
f (r ) = f 0 (r ) + 16 G 0 M0 − r + O( 2 ), (38)
to the solution reported in [19], namely r2
G0 Λ(r ) = Λ0 1 + 2r + O( 2 ) . (39)
lim G(r ) = , (28)
J0 →0 1 + r
lim N (r ) = 0, (29) Making this expansion one assumes that the dimensionfull
J0 →0 quantity is much smaller than any other dimensionfull
r2 quantity, such as r , G 0 , J0 , or Λ0 . In order to get an intuition
lim f (r ) = − 8M0 G 0 Y (r ) + , (30)
J0 →0 20 on the radial dependence of the lapse function f (r ) and the
r + 3r 2 + 8G 0 20 M0 Y (r ) corresponding asymptotic behavior one can also refer to a
lim Λ(r ) = − graphical analysis, which is done in Fig. 2 which shows the
J0 →0 20 r (1 + r )
lapse function f (r ) for different values of in comparison
4G 0 (M0 r + 2M0 r 2 ) to the classical BTZ solution.
+ Y (r ) . (31)
r 2 (1 + r ) One observes that the lapse function f (r ) presents two
real valued horizons after the inclusion of non-zero angular
The second limit is the rotating classical solution (referring momentum, just like the classical case. However, the loca-
to constant couplings as in (5)), which is obtained when the tion of those two horizons changes due to the inclusion of
running paramter is taken to be zero, scale dependence. Thus, for non vanishing J0 , there are two
horizons independent of the presence (
= 0) or absence
lim G(r ) = G 0 , (32)
→0 ( = 0) of scale dependence. One remembers that for van-
4G 0 J0 ishing angular momentum, there is only a single horizon for
lim N (r ) = N0 (r ) ≡ − , (33) the BTZ black hole which also gets shifted to lower values
→0 r2
r2 16G 20 J02 if one allows for scale dependence > 0 [19]. In the scale
lim f (r ) = f 0 (r ) ≡ −8M0 G 0 + + , (34) dependent case there does not exist any finite value for
→0 0
2 r2
which the black hole becomes extremal. This will be dis-
lim Λ(r ) = Λ0 . (35) cussed in more detail in Sect. 6. However, if one considers
→0
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Eur. Phys. J. C (2018) 78:1022 Page 5 of 10 1022
the limit → ∞, the lapse function approaches that of an r H ≈ r0 1 − r0 + O( 2 ) , (41)
extremal black hole.
It is important to note that, some relevant quantities, such where one indeed observes the expected deviation of the hori-
as the black hole radius r H , depend on the scale dependence zon with respect the classical case. One notes that in the
parameter . However, the asymptotic space-time for r → ∞ scale–dependent scenario the event horizon decreases when
does not show this dependence. This important fact will be > 0 or increases when < 0. This feature reveals that the
discussed in more detail in Sect. 5. black hole thermodynamics is directly affected.
For the inner horizon and for large values of M0 , the lapse
4.2 Horizon structure function takes an simplified form, which allows to express
the horizon as
The appearance of horizons is the defining criterium justify-
ing that solution can be called black hole solution. The event 2G 0 2G 0
rH =
0
J0 1 − 2 J0 + O( ) ,
2
(42)
horizons are defined by f (r H ) = 0, which can be written as M0 M0
the solutions of the equation
where one recovers the classical horizon in the limit → 0.
1 M0
Y (r H ) = 1 ± Δ 2
rH (40)
4 G 0 J02
5 Invariants and asymptotic space-times
where Δ remains the same definition given in Eq. (8) Unfor- This section discusses different asymptotic limits. In partic-
tunately, this condition has no closed analytical solution for ular, we will focus on the asymptotic line element and the
the scale–dependent lapse function (25). Therefore, one has behavior of the the Ricci scalar R.
to restrict to a numerical analysis of the black hole horizons
and of the related subjects. Figure 3 shows the dependence 5.1 Asymptotic line element
of the horizons r H on the classical mass parameter M0 .
One observes that for vanishing angular momentum J0 = 5.1.1 Behaviuor when r → 0
0 there is only one real valued horizon with and without
scale dependence . For finite angular momentum J0
= 0 When we are close to the horizon, the lapse and shift functions
there appears a second inner horizon. In all studied cases, the suffer deviations respect the classical solution. In order to
effect of the scale dependence > 0 was to reduce the outer emphasize that, we expand our result around r up to first
horizon radius with respect to the non-scale dependent case order to get
= 0. Even though the analytical solution for the horizon
is not obtained, one still can analyze the lapse function in a ds02+ = − f 0+ dt 2 + f 0−1
+ dr + r [N0+ dt + dφ] ,
2 2 2
(43)
regime when the correction is small. The event horizon, up
to leading order, is with
f 0+ (r ) = − 8M0 G 0 1 − 2r
16G 20 J02 (44)
+ 1 − 4r + O(r 2 ),
r2
N0+ (r ) = N0 (r ) 1 − 2r + O(r 2 ) , (45)
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1022 Page 6 of 10 Eur. Phys. J. C (2018) 78:1022
where the aforementioned functions are shown below 5.2.1 Behaviuor when r → 0
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Eur. Phys. J. C (2018) 78:1022 Page 7 of 10 1022
√
Please, note that this formula coincides with the classical h
expression, if one replaces G 0 by G(r H ) in Eq. (13). As it S= d D−1
r , (57)
4G(r )
can be seen from (55), the Hawking temperature vanishes
for Δ = 0. The extremal black hole is given when M0 0 , where h i j is the induced metric at the horizon r = r H .
which is the same extremality condition as in the classical For the present circularly symmetric solution the aforemen-
case (11). Figure 4 shows the temperature which takes into tioned integral is straightforward. The induced line element
account the running coupling effect in comparison to the for constant t and r slices is simply ds = r dθ and moreover
“classical” temperature, as a function of the parameter M0 . G H = G(r H ) is constant along the horizon. Therefore, the
We notes that indeed the curves with (
= 0) and without entropy for the solution (25) is
scale dependence ( = 0) coincide at the same minimal mass
M0 = J0 /0 . A H (r H )
Since scale dependence is motivated by quantum correc- S= = S0 (r H )(1 + r H ). (58)
4G(r H )
tions and since those corrections are typically small, it can be
expected that the integration constant , which parametrizes Figure 5 shows the entropy for our BTZ rotating scale–
the scale dependence, is small. Under this assumption one dependent black hole as a function of M0 . We observe that
can expand for r 1 to get the well-known Hawking tem- when J0 = 0 both, the classical entropy ( = 0) and the
perature (at leading order) i.e. scale–dependent entropy (
= 0) tend to zero for M0 →
0, whereas for J0
= 0 both, the classical and the scale–
dependent solution, present a cut-off for the critical mass
TH (r H
0
) = T0 (r0+ )1 + 4r0+ + O( 2 ) (56) M0 = J0 /0 . An analytic expression can be can be obtained
in certain limit. By considering small values of it is possible
to expand this expression
where r0+ is the classical horizon r H which is a solution of
(5) evaluated when r is close to zero. We wish to remark
that this approximation is used because we always assume a
0
S(r H ) = S0 (r H
0
) 1 + r H
0
+ O( 3 ) . (59)
weak coupling . Besides, the classical Hawking temperature
T0 (r0+ ) is computed following the usual procedure for the Thus, the quantum effect increases the entropy respect the
lapse function (5) when r is small. classical solution.
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1022 Page 8 of 10 Eur. Phys. J. C (2018) 78:1022
7 Discussion tion are very similar. One notes that the Bekenstein-Hawking
entropy is increased by the scale dependence
= 0 and that
Effective quantum corrections can be systematically intro- for large values of M0 the solutions with and without angu-
duced to the BTZ black hole by assuming a scale–dependent lar momentum match for a given value of , but they differ
framework. This implies non-trivial deviations from classi- for different values of . Throughout the numeric analysis
cal black hole solutions. In this work, one of the integration we also have used a relatively “small” value of , a choice
constants () of the generalized field equations is used as a which can be motivated by the assumption of relatively weak
control parameter, which allows to regulate the strength of quantum effects provoking scale dependence at the level of
scale dependence, such that for → 0, the well-know classi- the effective action (15). Lets mention in this context that the
cal BTZ background is recovered. This article discusses the integration constant can be made dimensionless for exam-
BTZ black hole taking into account angular momentum in ple by defining = ¯ M0 , in which case the graphical and
the context of scale dependent couplings. A solution of the analytical results with respect to ¯ would have to be rescaled
corresponding field equations is presented and compared it correspondingly.
with three different known cases: the classical case ( = 0) Finally, lets comment on the ansatz (22). This type of
without angular momentum, the classical case ( = 0) with ansatz also works for the spherically symmetric case. How-
angular momentum, and the scale dependent case (
= 0) ever, inspired by the ideas presented by Jacobson [53] it was
without angular momentum. possible to show that, for spherically symmetric static black
The new scale–dependent solution has some interesting holes, this type of ansatz is actually a consequence of a simple
features, for instance the lapse function increases rapidly Null Energy Condition (NEC) [19–21].
when r → ∞ (which is present in the classical case) but This condition allows the avoidance of pathologies such
now the effect is deeper, see Fig. 2 and compare the black as tachyons, instabilities, and ghosts [54–56]. Further, the
curve ( = 0) with red curve ( = 1). By comparing Eq. NEC plays a crucial role in the Penrose singularity theorem
(5) with Eq. (47) and with Eq. 44, we observe the deviation [57]. However, a straight forward implementation of a gen-
given by the scale–dependent framework respect to the clas- eralized NEC to the rotating BH was not achieved, since the
sical solution. It is remarkable that when we are close to the appearance of angular momentum reduces the symmetry of
origin the lapse function suffers a shift, while when we are the problem. One would first have to generalize the argu-
far from the origin it shows a decrease by a factor of 1/r . ments given in [53] to the rotational symmetry, before one
In both cases the solution is affected. can try to build an argument deriving the ansatz (22), as a
Furthermore, according to Fig, 3, the outer horizons consequence of some kind of NEC. Thus, at this point the
decrease when increases. The effect of the scale depen- use of the ansatz (22) is well justified, since it agrees with the
dent approach is thus that it produces smaller horizons, when NEC for vanishing rotation and since it further implements
compared to the usual case. Interestingly this decrease does the structure of the line element for the case of the classical
not come with a change of the critical mass, where the two (not scale-dependent) counterpart.
outer horizons merge.
An analysis of the Ricci scalar reveals that a singular-
ity appears at r → 0 which is absent in the corresponding
classical BTZ solution. Indeed, the BTZ black hole has a 8 Conclusion
constant scalar, according to Eq. (51), whereas in the scale
dependent case (
= 0) the singularity at r = 0 is always In this work we have studied the scale dependence of the
present according with Eq. (52). This is a consequence of the rotating BTZ black hole assuming a finite cosmological term
scale–dependent scenario. in the action. After presenting the models and the classical
Regarding the Hawking temperature, it is interesting that black hole solutions, we have allowed for a scale dependence
the scale dependent formula and the corresponding clas- of the cosmological “constant” as well as the gravitational
sical counterpart, coincide, under the replacement G 0 → coupling, and we have solved the corresponding general-
G(r H ) = G 0 /(1 + r H ) (23). It is further remarkable ized field equations with static circular symmetry. We have
that the extreme black hole condition is also maintained compared the classical solutions distinguishing two differ-
and, therefore, the Hawking temperature is equal to zero ent cases, i.e. with and without angular momentum, with the
when M0min = J0 /0 , independent of the strength of scale corresponding scale dependent solution for same values of
dependence . Moreover, we note that in presence of scale– angular momentum. In addition, the horizon structure, the
dependent couplings the temperature is lowered with respect asymptotic spacetime and the thermodynamics were ana-
to the classic BTZ solution for large values of M0 . Whereas lyzed. In particular, the analysis of the Hawking temperature
when M0 is close to zero (for J0 = 0) and when M0 is close to allowed to find a extremal black hole which coincides with
M0min (for J0
= 0), the classical and the scale dependent solu- the classical counterpart.
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Eur. Phys. J. C (2018) 78:1022 Page 9 of 10 1022
Acknowledgements We wish to thank Prof. Maximo Bañados for 21. Á. Rincón, E. Contreras, P. Bargueño, B. Koch, G. Pan-
some illuminating comments. The author A.R. was supported by the otopoulos , A. Hernández-Arboleda, Eur. Phys. J. C 77, no.
CONICYT-PCHA/ Doctorado Nacional/2015-21151658. The author 7, 494 (2017) https://doi.org/10.1140/epjc/s10052-017-5045-9.
B.K. was supported by the Fondecyt 1161150 and Fondecyt 1181694. arXiv:1704.04845 [hep-th]
22. Á. Rincón , B. Koch, J. Phys. Conf. Ser. 1043, no.
Open Access This article is distributed under the terms of the Creative 1, 012015 (2018). https://doi.org/10.1088/1742-6596/1043/1/
Commons Attribution 4.0 International License (http://creativecomm 012015. arXiv:1705.02729 [hep-th]
ons.org/licenses/by/4.0/), which permits unrestricted use, distribution, 23. E. Contreras, Á. Rincón, B. Koch , P. Bargueño, Int. J. Mod.
and reproduction in any medium, provided you give appropriate credit Phys. D 27, no. 03, 1850032 (2017) https://doi.org/10.1142/
to the original author(s) and the source, provide a link to the Creative S0218271818500323. arXiv:1711.08400 [gr-qc]
Commons license, and indicate if changes were made. 24. A. Hernández-Arboleda, Á. Rincón, B. Koch, E. Contreras , P.
Funded by SCOAP3 . Bargueño, arXiv:1802.05288 [gr-qc]
25. E. Contreras, Á. Rincón, B. Koch , P. Bargueño, Eur.
Phys. J. C 78, no. 3, 246 (2018) https://doi.org/10.1140/epjc/
s10052-018-5709-0. arXiv:1803.03255 [gr-qc]
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