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Clinical Research

Tooth Survival after Surgical or Nonsurgical


Endodontic Retreatment: Long-term Follow-up of
a Randomized Clinical Trial
Andreas Riis, DDS,* Silvio Taschieri, DDS, PhD,†‡§ Massimo Del Fabbro, DDS, PhD,†§
and Thomas Kvist, DDS, PhD*

Abstract
Introduction: The aim of the study was to determine
long-term tooth survival after endodontic retreatment
and whether the presence of intraradicular posts influ-
T he aim of root canal
treatment is to cure or
prevent periapical disease
Significance
Longevity is a key consideration in endodontic re-
treatment. This clinical study examined long-term
ences the outcome. Methods: Ninety-five teeth were in order to promote long-
tooth survival in a randomized setup (surgical vs.
randomly assigned to surgical or nonsurgical endodontic term tooth survival. Cohort
nonsurgical) and revealed valuable information on
retreatment. Forty-seven teeth in 45 patients were studies, conducted mainly
10-year survival rates and on why retreated teeth
treated by conventional endodontic surgery and 48 in specialist and university
may be extracted.
teeth (47 patients) by nonsurgical retreatment, including settings, have reported
the removal of intraradicular posts in 37 (77%). The high efficacy (1, 2).
outcome was tooth survival; follow-up continued until However, cross-sectional studies of endodontic outcomes in general practice continue
the tooth had been extracted, at least 10 years had to show a high prevalence of root-filled teeth with posttreatment disease (3).
elapsed since retreatment, the patient declined further In cases of posttreatment disease, tooth-preserving treatment options include sur-
follow-up, or the patient died. The Fisher exact test gical and nonsurgical endodontic retreatment. Favorable treatment outcomes, at least in
was used to analyze differences between the groups. the short-term, have been reported for both methods (4, 5). However, the method of
Results: The median follow-up time was 10.1 years choice for comparing 2 or more treatment methods is the randomized controlled trial
(range, 0.0–15.6 years). The overall survival rate was (RCT). A recent Cochrane review of endodontic retreatment (6) identified only 2 RCTs
76%, with no significant differences in long-term tooth comparing surgical and nonsurgical retreatment (7, 8).
survival between retreatment methods or the presence In a study by Kvist and Reit (8), 95 root-filled incisors and canines with posttreat-
of an intraradicular post. The reasons for tooth extrac- ment disease were randomly assigned to surgical or nonsurgical intervention with
tion were related to the retreatment method. Vertical follow-up at 6, 12, 24, and 48 months. At the final follow-up assessment, attrition
root fractures were significantly more frequent in the was low (4.2%), and the survival rates were comparable (89% and 93% in the surgical
nonsurgical group when retreatment included post and nonsurgical groups, respectively). There was no statistically significant difference in
removal (P = .036). Conclusions: There was no signif- periapical healing between surgical and nonsurgical retreatment.
icant difference in long-term tooth survival after surgical Both available RCTs were undertaken before the introduction of modern techno-
or nonsurgical retreatment. The presence of intraradicu- logical advances in clinical endodontic practice. The treatment methods were mainly
lar posts did not affect long-term tooth survival, but for traditional without the use of operating microscopes, ultrasonics, nickel-titanium end-
teeth with posts, those retreated nonsurgically were odontic instruments, and bioceramic filling materials. However, the long-term out-
more frequently extracted because of vertical root frac- comes are still of interest, partially because of the shortage of RCTs with long-term
tures than those retreated surgically (P = .036). The ma- observation periods. Considering the extensive effort and cost involved in endodontic
jor limitations of the study were a smaller sample size retreatment, longevity is a key consideration.
and the use of outmoded retreatment techniques. (J En- As a possible consequence of the outdated methods, Kvist and Reit (8) found
dod 2018;44:1480–1486) that in the surgical group 4 cases, which had been classified as healed after
12 months, subsequently exhibited recurrence of the apical radiolucency or pre-
Key Words sented with clinical symptoms. Hypothetically, this sequence of events may jeopardize
Endodontic retreatment, long-term tooth survival, posts long-term tooth survival because root-filled teeth with posttreatment disease are at
higher risk of extraction (9).

From the *Department of Endodontology, Institute of Odontology, Sahlgrenska Academy, University of Gothenburg, Gothenburg, Sweden; †Department of Biomed-
ical, Surgical and Dental Sciences, Universita degli Studi di Milano, Milan, Italy; ‡Faculty of Dental Surgery, IM Sechenov First Moscow State Medical University, Moscow,
Russia; and §IRCCS Istituto Ortopedico Galeazzi, Milan, Italy
Address requests for reprints to Dr Andreas Riis, Department of Endodontology, Institute of Odontology, Sahlgrenska Academy, University of Gothenburg, Box 7163,
SE 402 33 G€oteborg, Sweden. E-mail address: andreas.riis@vgregion.se
0099-2399/$ - see front matter
Copyright ª 2018 American Association of Endodontists.
https://doi.org/10.1016/j.joen.2018.06.019

1480 Riis et al. JOE — Volume 44, Number 10, October 2018
Clinical Research
Intraradicular posts may also negatively affect long-term tooth sur- TABLE 1. Characteristics of Patients and Teeth in the Surgical (S) and
vival (10). The presence of posts in teeth with root fillings of poor qual- Nonsurgical (NS) Retreatment Groups
ity has been found to increase the risk of posttreatment disease (11). S NS
Moreover, post removal before retreatment in order to allow access
to the root canal system is considered a risk factor for inducing vertical Patients* n = 45 n = 47
root fractures (12–15). In the study by Kvist and Reit (8), 80% of the Sex, n (%)
included teeth had been restored with an intraradicular post. In the Male 16 (36) 22 (47)
long-term, this could lead to a systematic difference in tooth survival be- Female 29 (64) 25 (53)
Age (years)
tween the 2 retreatment methods because of a higher incidence of ver- Mean 53 52
tical root fractures in the nonsurgical retreatment group. The aim of the Range 28–75 17–74
present study was to compare long-term tooth survival after surgical or Teeth, n (%) n = 47 n = 48
nonsurgical endodontic retreatment and to investigate whether the 11, 21 10 (21) 17 (35)
12, 22 26 (55) 24 (50)
presence of intraradicular posts influenced the outcome. 13, 23 4 (9) 2 (4)
33, 43 7 (15) 5 (10)
Materials and Methods Restoration, n (%)
Crown with post 39 (83) 37 (77)
The methodology of the study design was presented in detail in the Crown without post 3 (6) 0 (0)
original study (8). A brief summary is provided here. Age of root filling, n (%)
#4 years 5 (11) 4 (8)
>4 years 42 (89) 44 (92)
Ethical Approval
The study was approved by the Committee for Research on Human *Three teeth were eligible in 1 patient, and 2 teeth were eligible in 3 patients.

Subjects at the University of Gothenburg, Gothenburg, Sweden (Dnr:


234-89). which had to be removed to access the root canal. A systematic
approach was used for the post removal procedure, initially using a
Patients and Teeth post extractor (Sj€odings, Kista, Sweden) supplemented if necessary
The subjects included 92 patients referred to the University of by the use of ultrasonics, burs, or a combination of these. In a clinical
Gothenburg for endodontic retreatment because of posttreatment dis- protocol, the type of post, the methods used for each post removal, and
ease. Patients fulfilling the following inclusion criteria were consecu- the time required for post removal were documented.
tively enrolled: The tooth was isolated by a rubber dam, and the operation field
was disinfected by consecutive application of 30% hydrogen peroxide
1. Single-rooted maxillary and mandibular incisors and canines in and 10% iodine tincture. Existing root filling material was removed me-
which apical radiolucency was clearly visible on x-rays chanically using Gates/Glidden drills and stainless steel hand files up to
2. Root canal treatment performed more than 4 years earlier or the an apical size of at least ISO 50, if possible to within 0.5–1 mm of the
presence of clinical signs and symptoms radiographic apex. Chloroform was used as a supplement only when
3. No apical-marginal communication was observed necessary. Buffered 0.5% sodium hypochlorite was used as an irrigant.
4. Randomization of retreatment options was considered to be medi- An interappointment dressing of calcium hydroxide paste was placed
cally as well as economically feasible with a Lentulo spiral. After 2 weeks, the root canals were reentered
5. Patient consent was obtained and filled with gutta-percha softened in 5% rosin chloroform using
In all, 95 teeth were randomized (16) according to 3 factors (ie, the cold lateral condensation technique. When indicated, space for a
the size of the periapical lesion, the apical position of the root filling, and post was prepared directly after the root filling procedure. After retreat-
the technical quality of the root filling) for either surgical or nonsurgical ment procedures, all teeth were referred back to the general dentist for
retreatment. The characteristics of the 2 treatment groups after the restoration of the tooth, including a new intraradicular post if indicated.
randomization process are presented in Table 1. Figure 1 shows a
flow diagram of the study based on the Consolidated Standards Of Re- Follow-up
porting Trials. Intraradicular posts were present in 39 teeth (83%) in
Clinical and radiographic follow-up examinations were scheduled af-
the surgical group and 37 (77%) in the nonsurgical group.
ter 6, 12, 24, and 48 months and annually thereafter until the tooth had
been extracted, at least 10 years had elapsed since retreatment, the patient
Treatment Procedures declined further follow-up, or the patient died. In case of extraction, the
All treatments were performed through the years 1989 to 1992 by reason for extraction was retrieved from the patient’s records.
a single operator at the Department of Endodontology, Institute of
Odontology, University of Gothenburg.
Outcome
Surgical Retreatment. The root apex was exposed by the conven-
The outcome was tooth survival defined as the tooth being in situ
tional surgical technique. After removal of the periapical granuloma, the
at follow-up examinations.
root apex was resected approximately 2 mm. When possible, the root
canal was instrumented using Hedstrom files (up to ISO 40) and filled
with gutta-percha as described by Reit and Hirsh (17). In the remaining Statistical Analysis
cases, a small round bur was used to prepare a retrograde cavity of 2– The Fisher exact test was used to analyze differences between
3 mm that was subsequently filled with gutta-percha, softened either in groups. The tests were 2-tailed, and the level of significance was set
chloroform or by heating over an open flame. at 5% (P < .05).
Nonsurgical Retreatment. Thirty-seven (77%) of the 48 teeth in Kaplan-Meier curves were calculated for each time series (surgical
this group had been restored with a crown and an intraradicular post, and nonsurgical groups) using IBM SPSS 24.0 (IBM Corp, Armonk, NY)

JOE — Volume 44, Number 10, October 2018 Tooth Survival after Endodontic Retreatment 1481
Clinical Research

Figure 1. A flow diagram of the study setup according to the Consolidated Standards Of Reporting Trials guidelines.

for analysis. The cumulative tooth survival in the 2 groups was compared 0.6–12.5 years after retreatment). In all cases, the retreated tooth had
using the Fisher exact test at intervals of 24 months up to 120 months. been in situ at the last follow-up assessment before death (Fig. 3).

Results Tooth Survival with Respect to the Retreatment Method


Post Removal Procedures Forty-seven teeth (49%) were surgically retreated and 48 teeth
A post was present in 37 of 48 (77%) teeth in the nonsurgical re- (51%) nonsurgically retreated. The mean follow-up time was 8.7 and
treatment group. Figure 2 depicts the post removal workflow. The over- 9.0 years, respectively. Twelve teeth (26%) in the surgical group and
all mean removal time was 20 minutes (range, 8–55 minutes). One 11 teeth (23%) in the nonsurgical group were extracted. The difference
tooth (2.7%) fractured during this procedure. All intraradicular posts was not statistically significant (P = .181). The comparison between
were metallic, and most had been customized to the individual root ca- groups is presented in Figure 4 as a Kaplan-Meier analysis. No signifi-
nal. Thirty-four teeth (92%) received a new intraradicular post after cant difference between groups was found at any postoperative time in-
nonsurgical retreatment. terval although the difference was borderline at 24 months (P = .053).

Tooth Survival Tooth Survival with Respect to the Presence of a Post


The median follow-up time was 10.1 years (range, 0.0–15.6 years). Before retreatment, posts were present in 76 teeth (80%). The
At the end of the study, 72 teeth (76%) survived. The median survival time mean follow-up time for these teeth was 9.2 years. The remaining 19
of the 23 teeth that had been extracted was 7.1 years (range, 0.0– teeth without posts (20%) had a mean follow-up time of 7.7 years. At
15.4 years). Twelve patients died during the follow-up period (range, the end of the study, 20 teeth with preoperative posts (26%) and 3 teeth

1482 Riis et al. JOE — Volume 44, Number 10, October 2018
Clinical Research
Total number of posts: 37 Root fracture during post (P = .062). When the reason for extraction of teeth with posts was eval-
removal procedure, 1 case uated (Table 3), “vertical root fracture” was significantly more
frequently recorded in nonsurgically retreated teeth (P = .036), and
“failure to heal” was significantly more frequent in surgically retreated
Removal of crown or bridge Hold for post extractor not
available. Post removed by
teeth (P = .004).
ultrasonic alone, 1 case;
Preparation of the post with 43min
high-speed
Discussion
This prospective randomized study showed that after a median
Threading of post for
adaptation of post-extractor, 2 follow-up time of 10.1 years, the overall survival rate of retreated inci-
cases; mean removal time: 22
Post-extractor: 27 cases sors and canines was 76%. The analysis did not reveal any systematic
minutes
difference in survival rates between teeth retreated surgically or nonsur-
Post-extractor, 25 cases; gically (74% and 77%, respectively). Kaplan-Meier analysis showed a
mean removal time: 14 minutes
trend toward a better outcome for the surgical approach in the first
Supplementary actions: eight cases
years after retreatment, but over time this trend tended to reverse. How-
ever, the difference was not significant up to 10 years and beyond
Post extractor
(Fig. 4). Unfortunately, the low number of cases at the final follow-up
Post extractor did not
loosen the post.
caused fracture of Post extractor precluded more precise estimation of the actual tooth survival in rela-
the post. caused fracture of
Ultrasonics was added
Ultrasonics was the post.
tion to the type of retreatment.
after which the extractor
loosened the post,
used to remove the A bur was used to There are few studies on long-term tooth survival after endodontic
post, 2 cases; mean remove the post,
5 cases; mean removal
removal time: 28 1 case; 45min
retreatment procedures (6). However, our results corresponded well
time: 31 minutes
minutes with the pooled weighted success rate for secondary root canal treat-
ments reported in a systematic review by Ng et al (4) (77.2%) and in
Figure 2. Workflow for the post removal procedure before nonsurgical end- reviews of survival after endodontic surgery by Torabinejad et al (18)
odontic retreatment. and Chercoles-Ruiz et al (19), reporting respective survival rates of
88% at 4 to 6 years and 59.1%–93% after 1 to 10 years. The long-
term survival rate in the present study was also similar to that of a retro-
spective 10-year follow-up including both surgical and nonsurgical pro-
without posts (16%) had been extracted. The difference was not signif-
cedures from our specialist endodontic clinic (81.5%) reported by
icant (P = .162).
Landys Boren et al (20).
Follow-up rates and continuity are important aspects of long-term
Reasons for Extractions studies. In the present study, 11 (12%) of the patients died before and 1
The specific reasons for most of the extractions of teeth during the patient after 10 years of follow-up. In all cases, the treated tooth had
follow-up period could be identified from the patients’ records been in situ at the last follow-up visit. As shown in Figure 3, follow-
(Table 2). In the surgical retreatment group, 7 (58.3%) teeth were ex- up was less than 10 years in 15 patients (16%) but less than 7 years
tracted because of “failure to heal,” whereas none (0%) of the teeth in in only 5 (5%). De Chevigny et al (21) assessed the outcome 4 to 6 years
the nonsurgical group was extracted for this reason. The difference be- after nonsurgical retreatment, reporting 93% functional teeth although
tween groups was significant (P = .003). In the nonsurgical group “ver- a very large proportion of cases (nearly 70%) were lost to follow-up.
tical root fracture” was stated as the reason for extraction in 6 (54.5%) Barone et al (22) prospectively assessed the 4- to 10-year outcomes
of the teeth, whereas the corresponding number in the surgical group of endodontic surgery of 261 treated teeth in a pooled sample; 96
was 2 (16.7%). The difference was not statistically significant (37%) were lost to follow-up and 31 were extracted. Of the remaining

Figure 3. Survival time; each bar represents 1 patient, and the y-axis depicts years of survival.

JOE — Volume 44, Number 10, October 2018 Tooth Survival after Endodontic Retreatment 1483
Clinical Research

Figure 4. The Kaplan-Meier curve.

134 teeth examined for outcome, 126 teeth (94%) were functional. Un- developments may also be of such magnitude that their advantage is
fortunately, the high attrition rates in these studies detract from the val- beyond every reasonable doubt. Indeed, this holds true for endodon-
idity of the results. tic retreatment techniques, with enhanced visualization through the
As an outcome measure, healing of apical periodontitis is a major use of operating microscopes or loupes, rotary endodontic instru-
objective in root canal treatment. However, many recent studies have ments for nonsurgical retreatment, and microsurgery with ultrasonic
focused instead on tooth survival (2, 20, 23, 24), probably because preparation and mineral trioxide aggregate retrograde fillings for sur-
many teeth remain asymptomatic despite signs of posttreatment gical retreatment.
disease (25). The outcome measure “tooth survival” is sometimes Several studies have reported a significantly higher success rate us-
used also when data are extracted from insurance records, and, conse- ing endodontic microsurgery (27, 28). This is of relevance to the
quently, no clinical information is available (23). The term “functional present study, which reports a high rate of “failure to heal” as a
retention” has been suggested to be used if clinical examination reveals reason for tooth extraction in the surgical retreatment group
an asymptomatic tooth in function regardless of any radiographic (Tables 2 and 3). However, in accordance with the trend found in
finding of persistent apical pathology (26). the present study, some studies using up-to-date technologies have
A major disadvantage of clinical research with long-term follow- also reported some reversal of healing in the long-term (29–31).
up times is that the treatment methods under evaluation may become Therefore, it is important that long-term follow-up is included in the de-
outdated before long-term results are available. Paradoxically, new signs of future studies comparing surgical and nonsurgical endodontic
methods may have been implemented in the absence of any long- procedures.
term evaluations, and, conversely, the available long-term studies However, extending the follow-up period increases the risk that
are regarded as obsolete because of “old-fashioned” methods. With factors other than the retreatment procedure will determine tooth sur-
such rapid technological developments in modern medicine and vival. In the present study, 4 teeth (2 in each retreatment group) were
dentistry, there is a risk that methods and materials may be intro- extracted as part of a subsequent, general treatment plan executed by
duced, applied, and then superseded so quickly that long-term eval- the patient’s general dentist (Table 2). Likewise, we cannot rule out
uations become problematic. However, some technological that a tooth that according to the patient’s record was extracted for

TABLE 2. Reason for Extraction with Respect to Retreatment Method


Surgical (n = 12) Nonsurgical (n = 11) Total (n = 23)
Reason for extraction n (%) n (%) n (%) P value
Vertical root fracture 2 (16.7) 6 (54.4) 8 (34.8) .062
Failure to heal 7 (58.3) 0 (.0) 7 (30.4) .003
Intentional in general 2 (16.7) 2 (18.2) 4 (17.4) .410
treatment plan
Unknown 1 (8.3) 3 (27.3) 4 (17.4) .224
Bold typeface highlights statistical significance (P < .05).

1484 Riis et al. JOE — Volume 44, Number 10, October 2018
Clinical Research
TABLE 3. Reason for Extraction in Teeth with an Intraradicular Post
Surgical (n = 11) Nonsurgical (n = 9) Total (n = 20)
Reason for extraction n (%) n (%) n (%) P value
Vertical root fracture 1 (9.1) 5 (55.6) 6 (30.0) .036
Failure to heal 7 (63.6) 0 (0.0) 7 (35.0) .004
Intentional in general 2 (18.2) 1 (11.1) 3 (15.0) .434
treatment plan
Unknown 1 (9.1) 3 (33.3) 4 (20.0) .191
Bold typeface highlights statistical significance (P < .05).

another reason could not also have had a vertical root fracture or that a Acknowledgments
tooth with a (minor) vertical root fracture would stay asymptomatic and
The authors would like to thank Professor Shimon Friedman,
thereby survive for a longer period.
The presence of intraradicular posts in root-filled teeth may DMD, Faculty of Dentistry, University of Toronto, Canada, for his
valuable critique and support in finalizing the manuscript. The au-
also influence long-term tooth survival (32, 33). Although the
thors deny any conflicts of interest related to this study.
results of the present study did not reveal a significant difference
(P = .162) in survival rates between teeth with or without posts,
the relatively large numeric difference in the extraction rate (26% References
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1486 Riis et al. JOE — Volume 44, Number 10, October 2018

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