Time-Space Modeling of Journey-Time Exposure To Traffic-Related Air Pollution Using GIS

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ARTICLE IN PRESS

Environmental Research 97 (2005) 10–25


www.elsevier.com/locate/envres

Time–space modeling of journey-time exposure to


traffic-related air pollution using GIS
John Gulliver and David J. Briggs
Small Area Health Statistics Unit, Department of Epidemiology and Public Health, Imperial College London, London W2 1PG, UK
Received 10 September 2003; received in revised form 5 April 2004; accepted 4 May 2004
Available online 17 June 2004

Abstract

Journey-time exposures represent an important, though as yet little-studied, component of human exposure to traffic-related air
pollution, potentially with important health effects. Methods for assessing journey-time exposures, either as part of epidemiological
studies or for policy assessment, are, however, poorly developed. This paper describes the development and testing of a GIS-based
system for modeling human journey-time exposures to traffic-related air pollution: STEMS (Space–Time Exposure Modeling
System). The model integrates data on source activity, pollutant dispersion, and travel behavior to derive individual- or group-level
exposure measures to atmospheric pollution. The model, which is designed to simulate exposures of people as they move through a
changing air pollution field, was developed, validated, and trialed in Northampton, UK. The system currently uses ArcInfo to
couple four separate submodels: a source activity/emission model (SATURN), a proprietary atmospheric dispersion model (ADMS-
Urban), an empirically derived background air pollution model, and a purposely designed time–activity-based exposure model
(TOTEM). This paper describes the structure of the modeling system; presents results of field calibration, validation, and sensitivity
analysis; and illustrates the use of the model to analyze journey-time exposures of schoolchildren.
r 2004 Elsevier Inc. All rights reserved.

1. Introduction USA, the National Human Activity Pattern Survey


(NHAPS) reported an average of 1.3 h per day spent ‘‘in
Although most people spend a relatively small a vehicle’’ (Klepeis et al., 2001). In Germany, average
amount of their time traveling, journey-time exposures daily traveling times are estimated at 1.7 h for adults and
make up a disproportionately large proportion of total 1.4 h for children (Seifert et al., 2000). There is also some
personal exposures to ambient (and especially traffic- evidence that time spent traveling has increased in recent
related) air pollution. As a consequence, they have years. Using data from the BBC time–activity survey,
potentially important implications for health. conducted in 1976, for example, Francis (1986) reported
Reliable data on travel behavior are sparse, but over average traveling times of 1.0 h/day for the population
much of the western world at least the available statistics as a whole in the UK, but with a marked gender
are remarkably consistent. In the UK, for example, the difference (average of 0.5 h for females; 1.5 h for males).
UK2000 time use survey (National Statistics, 2003) By comparison with the UK2000 time use survey, this
reported an average of about 1.25 h per day traveling suggests an increase of ca. 25% in time spent traveling
(slightly higher at weekends), while a detailed time– since the mid-1970s (though care is inevitably needed
activity survey in Northampton (Briggs et al., 2003) gave because of differences in survey design).
average daily traveling times of 1.2 h for adults, 1.3 h for By their very nature, many of these journeys take
college students, and 1.0 h for schoolchildren. In the place at times of relatively high air pollution—during
periods of peak traffic flow. In the UK, for example,
Corresponding author. Fax: +44-20-7594-3193. 12% of adults were found to be traveling at 0800 and
E-mail address: j.gulliver@imperial.ac.uk (J. Gulliver). 1600 h, compared to 9% at 1200, 7% at 2000, and 2% at

0013-9351/$ - see front matter r 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.envres.2004.05.002
ARTICLE IN PRESS
J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25 11

2400 h (National Statistics, 2003). For schoolchildren, al., 1997; Chandrasekaran et al., 1996) or tunnel and
travel times necessarily focus in the periods immediately turnpike workers (Tollerud et al., 1983). Svartengren et
prior to and after the school day; in Northampton, some al. (2000), however, showed increased risks of early
30% of children were traveling during the hours asthmatic response among asthmatics traveling through
0800–0900 and 1600–1700, compared to 5–10% between road tunnels in Stockholm. As a major—and perhaps
the hours of 1700 and 2200 and almost none for the rest the most variable—contributor to total exposure, it may
of the day (Briggs et al., 2003). Most journeys also take thus be expected that journey-time exposure plays a
place in relatively polluted microenvironments, either significant part in the associations between air pollution
within road vehicles or by cycle or foot close to busy and health that have been reported.
streets. The potential for exposure to traffic-related In the light of these potential health risks, there is
pollution is therefore high (Jo and Choi, 1996; Ott et al., clearly a need for improved information on levels of
1994; Dor et al., 1995; Leung and Harrison, 1999; van journey-time exposure as a basis for both epidemiolo-
Wijnen et al., 1995). gical studies and health risk assessment. This same
The implications of these journey-time exposures for information is also needed to support air pollution
human health are clearly considerable. Many recent policy and traffic management. In recognition of its
studies have demonstrated associations between traffic- importance in relation to urban air pollution, for
related air pollution and adverse effects of exposure to example, policies are increasingly being focused on
traffic-related air pollution in a wide variety of situa- controls on road traffic (e.g., by road pricing, exclusion
tions. Children living close to busy main roads, for of vehicles from city centers). In many cases, also, local
example, have variously been shown to have reduced authorities are being given greater responsibility to
lung function (Brunekreef et al., 1997), increased risk of identify air pollution hot spots and take action necessary
wheeze (Venn et al., 2001), and increased rates of to ensure that air quality standards and targets are met.
hospitalization for asthma (Livingstone et al., 1996; Effective development and implementation of these
English et al., 1999). In a large Dutch cohort study, measures requires reliable information on their potential
Hoek et al. (2002) reported increased risk of cardiopul- effects on air pollution and human exposure. Given that
monary mortality among people living near a main some of the main effects of any intervention are likely to
road. More generally, a number of time-series studies be experienced during traveling, this information needs
have shown increased risks of acute respiratory and to include assessment of journey-time exposures.
cardiovascular illness under conditions of increased Modeling journey-time exposures to traffic-related
short-term exposures to particulate pollution (Schwartz, pollution nevertheless poses severe challenges, for the
1999; Metzger et al., 2004). In several cases, extremely exposure process is both spatially complex and tempo-
short timescales of response have been detected. Using a rally dynamic. Most exposure models to date have
case-crossover design, for example, Peters et al. (2001) essentially been compartment models, which derive
found elevated risks of myocardial infarction associated estimates of exposure from the integration of data on
with raised PM2.5 concentrations both concurrently and time spent in any microenvironment and the estimated
during the previous 24 h. Peters et al. (1999) report pollutant concentration of that environment (e.g., Ott,
increased heart rate associated with an air pollution 1983–1984; Noy et al., 1986; Law et al., 1997;
episode characterized by increased total suspended Dimitroulopoulou et al., 2001). As such, they take little
particulate, CO and SO2 concentrations, while Pope et direct account of journey-time exposures and model
al. (1999) found increases in both mean heart rate and these only in terms of average ambient concentrations
several different measures of heart rate variability (adjusted if appropriate by travel mode). The advent of
during a high-particulate pollution episode. Chamber GIS provides the potential to make these models more
studies have also demonstrated health effects from explicitly spatial, and several systems have been devel-
short-term exposures (over periods of an hour or less) oped for modeling exposures in stationary microenvir-
to particulate air pollution (American Thoracic Society, onments (e.g., residence, place of work) (Clench-Aas et
1996). Though not derived solely from road traffic, a al., 1999; Jensen, 1998). As yet, however, little attempt
large proportion of fine particles (and the other has been made to develop more dynamic models that
pollutants implicated in these associations) typically can simulate patterns of exposure as people move
come from transport sources. These studies thus imply through the changing pollution field. This paper reports
that even very short periods of exposure to traffic- on work carried out to develop a GIS-based dynamic
related pollution may have detectable health conse- exposure model that can model journey-time exposures
quences among vulnerable populations. (as well as exposures in stationary environments)—
Few studies have explicitly examined the effects of STEMS (Space–Time Exposure Modeling System). It
journey-time exposures, and those that have done so describes the methodology developed for PM10, presents
have tended to focus on occupationally exposed groups results from the field testing and validation of the model,
such as traffic police (Atimtay et al., 2000; Bolognesi et and summarizes results of sensitivity analyses.
ARTICLE IN PRESS
12 J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25

2. Structure and development of STEMS nanoparticles) are those of greatest concern (Schwartz
and Neas, 2000; Seaton et al., 1995), others have failed
The general structure of STEMS and the information to implicate specific size fractions (Harrison and Yin,
used to develop and validate the model are illustrated in 2000; Lipfert et al., 2000). Government policy in the UK
Fig. 1. As this shows, the approach involves the linkage is also currently still framed in terms of PM10, with the
within a GIS (ArcInfo/ArcView) of four main sub- consequence that this is the pollutant for which most
models: a traffic model, an air pollution dispersion monitoring is carried out and that for which data were
model, a ‘‘background’’ pollution model, and a time–- available in the study area. The dispersion model used
activity-based exposure model. Map, graphical, and (ADMS-Urban) has also not yet been fully validated for
statistical outputs can be derived at each point in the PM2.5 or other fractions. For these reasons, the focus
modeling—for example, to show traffic patterns, pollu- here is on PM10. Monitoring of personal exposures to
tant concentrations, time–activity patterns, and expo- PM10, PM2.5, and PM1 both in-car and while walking
sure profiles. The general structure shown in Fig. 1 can, was, however, undertaken as part of this study, and the
in principle, be populated with different submodels: in results show close correlations between exposures to the
this study, however, the SATURN vehicle assignment different fractions (Gulliver and Briggs, 2004). With
(van Vliet, 1982) model was used to model traffic flows; suitable validation, therefore, the approach could
ADMS-Urban (CERC, 1999) was used to model equally well be applied to other particle fractions. It
pollutant dispersion; an empirical model (BACKGA- might also be noted that in many ways modeling
MON) was generated to model background pollutant particulate pollutants poses more severe challenges than
concentrations; and a purposely designed model modeling gaseous pollutants, due to the effects of
(TOTEM) was used to simulate time–activity patterns secondary particulate formation, the relatively long
and exposures. Modeling can also be undertaken for a residence times, and the complex depositional processes
wide range of pollutants, including CO, NOx, and involved. Testing for particulates is thus likely to
particulates. provide a comparatively rigorous assessment of the
The emphasis in this paper is on particulates. The model; equivalent or better performance may be
question of which particle size category should be the expected for other pollutants.
focus of attention has been the subject of considerable Modeling was informed and calibrated both by data
debate. Although several studies have suggested that derived from previous, published research and by
finer particulate fractions (e.g., PM2.5, ultrafine or field monitoring of traffic flows, ambient pollutant

STEMS VALIDATION /
DATA INPUTS CALIBRATION
Road
Traffic counts
network
Traffic model Turning
Origin-
(SATURN) movement
Destination
matrices
surveys

Emissions

Meteorology
Wind speed Dispersion model
Wind direction (ADMS)
Cloud cover Regression Fixed site
modelling monitoring
Rural Background
monitoring modelling
Sulphate (BACKGAMON)

Hourly pollution map

Time activity
Place of Exposure model Personal
residence Time- (TOTEM) monitoring
activity patterns

Exposure profile

Fig. 1. The structure of STEMS.


ARTICLE IN PRESS
J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25 13

concentrations, time–activity patterns, and personal and 3. Traffic modeling (SATURN)


microenvironmental monitoring. Field studies and
model development were undertaken in the ‘‘northern The SATURN model is a widely used and well-tested
corridor’’ of Northampton, UK. Northampton is a model, which predicts traffic flows, speed, queuing
provincial town, lying about 80 km north-northeast of times, and emissions for road segments (van Vliet,
London, and close to the M1 motorway. The total 1982). The model is calibrated for a series of locations
population is about 180,000, and the main industries using traffic counts and data on turning movements and
are retailing, finance, and logistics. The study area flows and traffic behavior on each road segment
covered about 8 km2, stretching along one of the main imputed on the basis of flow dynamic equations.
commuter routes (the A508) to the north of the town Calibration of the SATURN model was carried out
center (Fig. 2). using data on traffic flows obtained from previous
As a basis for modeling, a GIS was initially built for surveys undertaken by the local authority or its
the study area, in ArcInfo and ArcView. The following contractors, covering the whole of Northampton,
data sets were obtained and integrated on a common, together with purpose-designed traffic counts, using
1:10,000 base map: pneumatic pressure loops, and manual surveys of
turning movements and link times in the study area, in
 road network, derived from 1:10,000 scale Cities
1997. To provide a broader context for the analysis,
Revealed aerial photography (accuracy 0.5 m);
modeling was carried out for two areas: the core study
 walkways (pavement centerlines and off-road paths),
area, where detailed data were derived for a relatively
derived from Cities Revealed aerial photography
fine segmentation of the roads (Fig. 2), and the whole of
(accuracy 0.5 m);
Northampton, for which only the most important road
 altitude, from the OS Land-form Panorama digital
links were modeled. Roads not included in the two
terrain model (vertical resolution, 0.5 m; spatial
networks were considered to have flows too small
resolution, 50 m);
significantly to affect pollution levels and exposures
 land cover (including residential land, commercial
and were assigned a zero traffic flow. In each case,
land, industry, open space), based on an interpreta-
modeling was carried out for each road segment under
tion of 1:10,000 scale Cities Revealed digital aerial
current flow conditions. The results obtained included
photography (accuracy 0.5 m);
mean traffic speed, queuing time, queue length, traffic
 hourly traffic flows and composition, by road
composition, and PM10 emissions.
segment, derived from the traffic modeling (see
To restrict the amount of modeling necessary, and in
below).
recognition of the uncertainties inherent in the traffic

Fig. 2. The study area showing modeled daily traffic flows.


ARTICLE IN PRESS
14 J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25

4000 2.00
SATURN modelled
Monitored 1.80
3500
Weighting factor 1.60

Traffic flow (vehicles/hour)


3000
1.40

Weighting factor
2500
1.20

2000 1.00

0.80
1500
0.60
1000
0.40
500
0.20

0 0.00
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Hour

Fig. 3. Monitored and modelled traffic flows (main through-route) and derived hourly weighting factors.

data, SATURN modeling was carried out to produce 4. Pollution modeling and mapping
average flow data both for six ‘‘traffic periods’’
(representing periods of relatively uniform flow condi- While local road traffic may account for a large
tions) within each day and for the 24 h average flow. proportion of the air pollution in any urban area, it is
Results of all modeling were exported into the GIS and not the only source of relevance. Industrial and domestic
attached to the base road network. sources may also be important, and a substantial
The SATURN model has been extensively validated proportion of atmospheric pollution is of far-traveled
since its initial development (van Vliet, 1982) and is origin or a product of secondary reactions during
now widely used as a basis for urban traffic planning dispersion. The proportions of these various compo-
both in the UK and elsewhere in Europe. Detailed nents vary considerably, depending on the pollutant of
validation of the model as part of this study interest. For CO, for example, the large majority may
was therefore not considered necessary. To provide usually be considered to be local and traffic-related,
specific validation, and also to derive hourly estimates of since road traffic typically accounts for about 90% of
traffic flows, however, a further series of traffic counts urban CO concentrations (Quality of Urban Air Review
was made in the study area, using pneumatic pressure Group, 1996). For NOx, also, local traffic-related
loops at a site close to the fixed-site air pollution sources may predominate. For particulates, however,
monitor, on the major through road in the center of the nontraffic, secondary, and nonlocal sources may all be
study area (Fig. 2), during June and September 1999 substantial. Nationally, road traffic accounts for only
(670 h). about 20% of total particulate emissions (DEFRA,
Comparison of these measured flows with those 2004). Where source apportionment has been carried
derived from SATURN showed generally good agree- out, secondary and far-traveled particles—albeit them-
ment, though with a tendency for the model to selves partly derived from traffic sources—typically
overestimate traffic volumes during the night and make up two-thirds or more of monitored concentra-
morning (Fig. 3). The results also showed some tions (Quality of Urban Air Review Group, 1996;
variation from hour-to-hour within each of the modeled Monn, 2000). In this case, even if the interest is
traffic periods. To provide hourly flows on each road primarily on the local traffic-related component, it is
link, therefore, the count data from the main through- important to take account of these other contributions,
route in the study area were used to redistribute the both to set the results in context and to enable validation
modeled daily flows from SATURN, as follows: of the modeling (since monitoring provides data only on
the total concentration and does not readily discriminate
Vi between the various source contributions). As a result,
F ij ¼ S j P24 ; ð1Þ
i¼1 V i
two methods of exposure modeling are combined in
STEMS. A proprietary dispersion model (ADMS-
where Fij is the derived traffic flow in hour i on road link Urban) is used to simulate the local, traffic-related
j, Sj is the modeled daily traffic flow in vehicles per day pollutants; an empirically derived model is also used to
(from SATURN) on road link j, and Vi is the monitored estimate the far-traveled and secondary contributions to
vehicle count for hour i. particulate concentrations.
ARTICLE IN PRESS
J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25 15

4.1. Local traffic-related sources (ADMS-Urban) for 1999 were taken from the Design Manual for Roads
and Bridges (Department of Transport, 1994). Again,
Local traffic-related contributions are modeled using the effects of changing these model constants were
Version 1.53 of the ADMS-Urban model in this study, assessed as part of the sensitivity analysis discussed
though other line- or point-source emission models below.
could be used where appropriate. ADMS (Atmospheric
Dispersion Modeling System) is a semi-Gaussian (non- 4.2. Incorporating secondary and far-traveled
Gaussian in the vertical profile in convective conditions) particulates
dispersion model, derived from the Design Manual for
Roads and Bridges (DMRB) model previously devel- As noted previously, secondary and far-traveled
oped for use in highway planning (Department of components are likely to make an important contribu-
Transport, 1994). Improvements include the inclusion of tion to total particulate concentrations, neither of which
more advanced methods for modeling the near-surface is adequately estimated by source–receptor models such
layer and more powerful techniques for parameterizing as ADMS. One possibility would be to use broader scale
meteorological conditions (CERC, 1999). The model is models, such as the US-EPA’s urban Airshed model
designed to run in conjunction with the ArcView GIS (US-EPA, 1990) to assess these contributions. However,
and includes an interpolation package for generating the data needed to run these models may not be readily
high-resolution maps of pollutant surfaces. It can be available, and to date the reliability of these models in
used to model line, point, and area sources, for a range the UK context has not been firmly established. As a
of pollutants including PM10 (models are not yet result, more empirical methods must be used.
available for finer particulate fractions), for a grid of The search for such methods has been the focus of
up to 32  32 receptor points simultaneously. (More much attention in recent years, and several approaches
recent releases of the model greatly relax this limitation have been suggested. One is to use data from rural
on the number of receptors.) The ‘‘intelligent gridding’’ background monitoring sites in the surrounding area to
option allows output to be extended to several thousand represent regional particulate concentrations. Where
data points, depending on the complexity of the multiple sites exist, these might be averaged, or pollution
pollution surface. surfaces constructed by interpolation—e.g., using kri-
In this study, only the line option was used, because ging techniques (Liu and Rossini, 1996). In the UK,
local industrial sources are considered to be negligible. unfortunately, rural PM monitoring sites are sparse, and
For line sources, input data requirements include road none are available sufficiently close to Northampton to
network geometry, traffic flows and composition, wind provide a sound basis for estimation: the nearest
speed and wind direction, air temperature (optional) running at the time of this study was at Rochester in
plus one of the following: the reciprocal of the Kent, some 130 km to the south, and this regularly
Monin–Obukhov length; the surface sensible heat flux; shows particulate concentrations higher than those
or cloud cover, time of day, and time of year. For reported in Northampton, perhaps because of influences
modeling of baseline conditions (i.e., for development of from London and the European continent, or from
STEMS), wind speed, wind direction, and air tempera- the sea.
ture were obtained from a local weather station located A second option would be to derive local estimates of
within the center of the study area. Cloud cover was the contribution from secondary and far-traveled
used rather than the Monin–Obukhov length, since it sources by differencing, i.e., by subtracting the modeled
was not possible locally to collect the data required for concentrations of primary particles from the monitored
the calculation of Monin–Obukhov length. Cloud cover concentrations at urban monitoring sites within the
was obtained from the nearest Meteorological Site study area and then using the resulting difference as a
(Wittering, Cambridgeshire), some 60 km to the east. measure of background particle concentrations. Again,
A sensitivity analysis was performed to compare the if several such sites are available, interpolation methods
effects of using data gathered both within the study area can be used to derive a pollution surface. One weakness
and from the Meteorological Site at Wittering (see with this method is that it assumes that the local traffic-
below). related contribution is modeled without error. In the
For modeling of baseline conditions, ADMS was run study area used here, also, it was not considered
without the terrain option (i.e., for a supposedly flat appropriate since only one fixed monitoring site was
surface). Based on building height measurements in the available, and data from this were needed for validation.
study area, and by reference to charts provided in the On the basis that much of the far-traveled particulate
ADMS manual (CERC, 1999), the surface roughness component is in the form of sulfates and nitrates, the
factor was set to 0.5 m to represent a low-rise urban Quality of Urban Air Review Group (1996) have
area. Data on traffic flows were obtained from outputs proposed using sulfate and nitrate monitored at rural
from the SATURN model, and default emissions factors sites as a basis for estimating regional particulate
ARTICLE IN PRESS
16 J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25

concentrations. Again, this was not feasible here because varies by space and time, but the background compo-
of the lack of suitable sites measuring nitrates. Stedman nent is assumed to vary only with time.
et al. (1998, 2001) have, however, proposed a variation The outdoor pollution model was developed by
on this approach, using monitored urban NOx instead regressing local modeled PM10 from ADMS and
of nitrate concentrations. Reported correlations be- modeled sulfate against monitored hourly PM10 con-
tween monitored and modeled daily concentrations centrations from a fixed-site monitor positioned at a
using this method are high (r2 ¼ 0:6720:85), and the busy roadside location at Kinsgthorpe, in the center of
method appears to be widely applicable, at least within a the study area (Fig. 2). The model was built using a
UK context. random selection of 70% (2651 h) of the available
A variation on this approach was therefore applied monitoring data (n ¼ 3908), and retaining the remaining
here. Regression analysis was used to examine relation- 30% for validation. This gave the following relation-
ships between PM10 concentrations measured by a ship:
mobile laboratory in the study area, modeled concen-
Monitored PM10 ¼ 0:628nModeled PM10
trations from ADMS-Urban, and sulfate concentrations
at the nearest rural site (at Stoke Ferry in Norfolk, some þ 7:019nHourly Sulfate þ 12:138
95 km east of the study area). Unfortunately, hourly ð2Þ
sulfate values are not reported. Instead, they had to be
derived from the daily average values, using a mathe- with r2 ¼ 0:32 (Po 0:0001), SEE=7.85 mg/m3.
matical smoothing technique. Daily values of sulfate In this approach, the local model is assumed to
were initially attributed to each hour within the same represent both primary exhaust emissions and noncom-
day. A simple exponential smoothing model was then bustion particles from traffic. Though not specifically
applied, in SPSS, with linear trend and seasonal modeled, this latter component may be expected to
variation. The level of linear trend and seasonal correlate with the local, primary traffic component since
variation are controlled by values of alpha (a) and it is likely to be derived to a large extent from
gamma (g), respectively, on a continuous scale ranging recirculation of dust by road vehicles and tire wear; it
from 0 to 1. Alpha (a) controls the relative weight given has, in any case, been shown to contribute only a small
to recent observations, as opposed to the overall series proportion (o3%) of the total PM10 mass in urban
mean. When a equals 1 the most recent event is used areas (Harrison et al., 1997). The sulfate component
exclusively, whereas when a equals zero older observa- is taken to represent far-traveled and secondary
tions count just as heavily as recent ones. Gamma (g) contributions.
controls the relative weight given to more recent
observations in estimating the present series trend. 4.4. Validation
Therefore, values close to 0 imply that trend and
seasonal variation are a function of short time periods Validation of the ambient pollution model was carried
(e.g., a few hours), while values close to 1 suggest that out with reference to a range of performance measures,
trend and seasonal effects operate over long time- including the coefficient of determination (r2), factor of
periods (e.g., several days). Initially, a Grid Search two (Fa2) analysis, fractional bias (FB), and normalized
function, in SPSS, was used to observe the effects of mean squared error (NMSE). These measures form part
using different values of a and g. The best-fitting model of a ‘‘tool kit’’ that is increasingly being seen as a
gave a ¼ 0:1 and g ¼ 0:1, reflecting the circumstance standard for assessing the performance of atmospheric
that levels of sulfate at any hour are influenced by levels models (Owen et al., 1999; Kukkonen et al., 2001a, b).
found within a number of hours either side, up to 1 or 2 This has been formalized as the ‘‘Model Validation Kit’’
days. These constants were therefore applied to model and is part of the BOOT package, developed by Hanna
hourly concentrations on the basis of daily values at et al. (1999).
Stoke Ferry for the period July 1999 to March 2000. Validation was performed by applying Eq. (2) to the
30% (n ¼ 1257) of data from the fixed site monitoring
station at Kingsthorpe, not used in model development.
4.3. Ambient air pollution model This gave r2 ¼ 0:36 (Po 0:005), SEE=7.56 mg/m3, 92%
of the observed concentrations within a factor of 2 (i.e.,
The ambient air pollution model used in STEMS thus between half and twice the modeled concentrations),
comprises two components: (1) local, primary sources and almost zero FB.
modeled in ADMS-Urban, and (2) modeled hourly As markers for model performance and further testing
sulfate using daily sulfate from the nearest rural of ADMS, CO and NOx were also modeled at the
monitoring station to represent the background (i.e., Kingsthorpe site, for the same period as PM10. For
secondary/far-traveled) component. For hourly esti- these pollutants, a greater proportion of the total comes
mates, therefore, the contribution from local sources from local sources, although there is still a regional
ARTICLE IN PRESS
J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25 17

Table 1 not available to verify this. Modeling of the ‘‘back-


Comparison of performance measures for the combined local plus ground’’ component also represents a potentially
background for different pollutants: validation against monitored important source of error, both because of its essentially
concentrations (n ¼ 1257 h)
empirical nature and the lack of detailed (hourly) data
PM10 NOx CO from rural areas; the poorer FB and NMSE values for
CO, for example, can probably be explained by the use
r2 0.36 0.43 0.41 of a fixed background concentration, which fails to
Fa2 (%) 92 71 75
FB 0.002 0.04 0.43 reflect periods of regionally high CO pollution.
NMSE 0.14 0.43 0.72 In the case of PM10, however, some further insight
into model performance can be obtained. For this
purpose, data from a temporary rural monitoring site
contribution for both pollutants, which can be repre- (Guilsborough), located some 12 km NW of the study
sented by background (i.e., rural) monitoring sites. In area, were obtained and compared with monitored
the case of CO, no suitable rural site is available. The curbside concentrations in the study area. On average,
report on Airborne Particulate Matter in the UK rural concentrations were ca. 80% of curbside concen-
(Quality of Urban Air Review Group, 1996), however, trations, implying that the large majority of PM10
suggests that there is a stable, continuous background concentrations in Northampton are of far-travelled or
CO concentration in the North Atlantic of about secondary origin. Systematic hour-to-hour variations in
0.15 ppm. This value was therefore added as a constant the far-travelled component were evident, peaking
to the modeled CO. For NOx, the average hourly value between midnight and 0500, when rural concentrations
was derived by adding the average monitored concen- were on average 10% higher than curbside, and reaching
trations from the two nearest rural sites (Wicken Fen, a minimum between 1200 and 1800, when rural
Cambridgeshire, about 80 km to the east of the study concentrations were only 55–65% of curbside (i.e., local
area, and Harwell, 75 km to the south-southwest). sources contributed 35–45% of the urban concentra-
Results for all three pollutants (PM10, CO and NOx) tion). These values are broadly in accord with the
are shown in Table 1. In general, performance of the proportions implied by Eq. (2): for the 3908 h of
model is seen to be consistent with r2 ¼ 0:36 for PM10, modelled data, the local contribution averaged 28%.
0.41 for CO and 0.43 for NOx. Fa2 values are 92%,
75%, and 71%, respectively. The FB for PM10 is
0.002, indicating an almost negligible underprediction 5. Exposure modeling (TOTEM)
compared to monitored concentrations; for CO,
FB=0.43 and for NOx FB=0.04. NMSE is 0.14 for Modeling of exposures to traffic-related pollution is
PM10, compared with values of 0.72 and 0.43 for CO carried out using a purposely designed raster-based
and NOx, respectively. These results are generally program. This operates in the ArcInfo NETWORK
modest. Nevertheless, the performance of the model in environment, using GRID generalized polygon net-
this study is consistent with that reported for ADMS works as a base map for cropping line sources. It
and other models under field conditions from other provides space- and time-integrated assessments of
studies. Owen et al. (1999), for example, obtained an exposures for individuals, based on their time–activity
average FB of 0.36 and an NMSE value of 1.92 for within the modeled pollution field. Time–activity
ADMS. Kukkonen et al. (2001a) reported FB in the patterns are simulated for individuals over an appro-
range 0.28 to 0.18 for NO, NO2, and O3 for OPSM priate period (e.g., week, day, or part day), based on
(which uses the same dispersion model as ADMS), and results from time–activity surveys. Exposures are then
NMSE in the range 0.04–0.32. Carruthers et al. (2000) estimated for each location, at each time interval, by
quote an NMSE of 0.34 for modeling PM10 alongside cross-reference to the pollution map for that time
the M4 motorway at Harwell, UK. period. Exposures are given by the concentration at
Sources of error in the ambient air pollution model each site, adjusted according to the exposure micro-
cannot be identified with confidence. One of the most environment; i.e.,
important, however, is clearly the use of average hourly
E ijk ¼ C ij  W k ; ð3Þ
traffic flows for modeling the local contributions, rather
than real-time data. This fails to reflect short-term where Eijk is the exposure of an individual during time i,
variations in flows, notably associated with temporary at location j, in exposure environment k; Cij is pollutant
periods of congestion. It may be, therefore, that better concentration during time i at location j; and Wk is the
results would be obtained for monitoring sites in less weighting factor for exposure environment k, relative to
heavily trafficked locations, where the effects of local, ambient.
short-term variations in traffic flow are likely to be Exposure profiles are thus constructed as individuals
muted. Unfortunately, suitable monitoring data were move through, or reside in, the changing pollution field
ARTICLE IN PRESS
18 J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25

T5
T4

T3

T3 –T5
T3

T2
Time (T)

T1
Y

T1 –T3
X

20 T1 T2 T3 T4 T5

18

16
Exposure

14

12

10
Time

Fig. 4. Exposure modeling using TOTEM.

(Fig. 4). Time-weighted summation and averaging of 2002), most of these have made comparisons only
these values across the journey (or other exposure between in-vehicle concentrations and those measured
period) provides measures of the cumulative and mean at nearby fixed sites.
exposure. To derive weighting factors for in-vehicle exposures,
therefore, a field campaign was undertaken in the study
5.1. Journey-time exposures area. Concentrations were determined both in-car and
walking, using (OSIRIS) portable monitors. A total of
For walking or cycling, it may be assumed that 72 paired trips were monitored during 1999 and 2000,
exposures correspond to those modeled for the ambient using two separate routes within the study area and
environment along the selected route (though internal three different time periods during the day. In each case,
doses are likely to be higher because of increased journeys were started simultaneously, by car and on
inhalation rates). For these travel modes, therefore, foot. Two trips were completed on the same route within
values of Wk can be set to 1.0. To determine exposures each hour. These were later combined to make a single
within vehicles, however, relevant values for the journey exposure for each hour. Thus, a total of 72 pairs
weighting factor, Wk, need to be imputed. Information of in-car and walking observations were reduced to 36
on air pollution in transport microenvironments from pairs of measurements (Fig. 5). The relationship
which to derive these weights is scarce. While a number between in-car and walking exposures was,
of studies have been carried out (Akbar and Ashmore,
1996; Gee and Raper, 1999; Praml and Schierl, 2000; In  car ¼ 13:21 þ 0:82 Walking ðr2 ¼ 0:82; Po 0:005Þ:
Zagury et al., 2000; Adams et al., 2001; Chan et al., ð4Þ
ARTICLE IN PRESS
J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25 19

The ratio of exposures in-car to walking implied by exposures. The routes taken during walking, however,
this association is notably lower than those reported for may diverge from the roadside; in these cases, roadside
PM10 in previous studies (e.g., Cortese and Spengler, and walking exposures must be modeled separately and
1976; Chan and Wu, 1993). The differences are perhaps the former converted to in-car exposures using Eq. (4).
largely because, as noted, these previous studies have
usually compared exposures in-car with concentrations 5.2. Validation
at fixed-site monitors, rather than with individuals
walking along the same route. Attempts were made to Validation of the journey-time exposure model was
improve on this relationship, by incorporating addi- undertaken by comparing modeled exposures while
tional variables, such as wind speed or wind direction walking with monitored exposures for each of the
(relative to road-line direction), but these did not add routes used to derive the in-car versus walking
significantly to the level of explanation. exposures. (Note that these data have not been used to
Eq. (4) defines the relationship between exposures derive the model for walking exposures.) For the 36
measured at the roadside and those experienced in-car. journeys for which data are available, the relationship
For roadways, ADMS provides estimates of roadside between monitored and modeled exposure while walk-
exposures, since turbulent wake effects prevent model- ing is
ing of concentrations on the road centerline. Conse-
quently Eq. (4) is used to adjust the equivalent ambient Monitored exposure ðwalkÞ
exposures modeled at the roadside in STEMS to in-car ¼ 2:48nModeled exposure ðwalkÞ  18:78 ð5Þ
with r2 ¼ 0:54 (Po 0:01) and 64% of observations
120 within a factor of 2. As Fig. 6 shows, the model tends
to be somewhat nonlinear, and to overestimate expo-
y=x
100 sures compared to monitored levels.
Performance of the model in this case is similar to that
achieved by using the local monitoring station
80
(r2 ¼ 0:54, 67% within a factor of 2). It should,
however, be noted that the routes used for validation
In-car

60 were deliberately selected to be close to the monitoring


station. For this reason performance of the fixed-site
40 monitoring station is likely to be relatively good; for
y = 0.82x + 13.21 routes further away from the monitoring site, it might be
2
R = 0.82
20
expected that STEMS would outperform the monitored
data.
Similar validation for the in-car exposures on the
0 basis of the available data are not merited, because the
0 20 40 60 80 100 120
personal monitoring data were used to derive the in-car
Walk
weighting factor. Further field investigation, using
Fig. 5. Monitored personal exposures: walking and in-car, along purposely instrumented vehicles, is being undertaken
paired routes. to provide validation.

110 110
100 100
y=x y=x
90 90
80 80
Monitored walk

Monitored walk

70 70
60 60
50 50
40 40
30 30
20 y = 2.48x - 18.78 20 y = 1.76x - 8.63
10 R2 =0.54 10 R2 = 0.54

0 0
0 10 20 30 40 50 60 70 80 90 100 110 0 10 20 30 40 50 60 70 80 90 100 110
Modelled walk Fixed-site monitor

Fig. 6. Validation of the exposure model: personal monitoring compared to modeled exposures (left) and concentrations at the local fixed site
monitoring station (right).
ARTICLE IN PRESS
20 J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25

6. Sensitivity analysis showing that the effects varied depending on weather


conditions. Under stable conditions, choice of data
Sensitivity analyses were conducted to explore the source had little effect on modeled outcomes; under
robustness of STEMS to various data constraints and turbulent conditions, however, differences in modeled
model assumptions. Inter alia, these explored model concentrations varied up to fourfold, depending on the
sensitivity to variations in the traffic flow predictions, specific data combination used. In general, a better fit to
vehicle speed, meteorological data used for dispersion monitored concentrations was obtained using cloud
modeling, surface roughness, and terrain. cover data (from Wittering) and other meteorological
Results are summarized in Table 2. As can be seen, parameters from local sites.
modeled exposures are relatively insensitive to varia-
tions in many of these factors. Changes in the traffic
volumes (e.g., 10% increase and reduction in average 7. Illustrative application: modeling journey-time
flow), for example, result in subproportional (ca. exposures of schoolchildren
71.4%) variations in exposures. This is because locally
derived emissions contribute only a relatively small As an illustration of the application of STEMS, the
percentage to total PM10 concentrations in this area. model was applied to estimate journey-time exposures
Except in areas close to emission sources (e.g., on over 5 days for 50 children living and walking to school
curbsides or in-vehicle) short-term variations in traffic in the study area in Northampton. Children were
flow thus have only a small effect on exposure. Changes selected from a sample of some 1000 children, aged
in traffic speed (by up to 33% from the assumed average between 9 and 13, for whom 24-h time–activity diaries
speed) also produce only relatively small variations in were obtained in the study area (Briggs et al., 2003).
modeled exposures (1.03% to +2.14%). Reducing the Details of travel routes were not provided (though start
surface roughness component in ADMS to 0.25 gave a and end times of journeys to and from school and mode
1.02% increase in average exposures, while increasing it of travel were), but were simulated by identifying the
to 1.0 m gave a 1.3% reduction. shortest walking route between the place of residence
The model is, however, considerably more sensitive to and the school, using the PATH function in ArcInfo.
changes in location of the meteorological sites. This is an The selected routes covered 30% of the length of the
important issue, since it is often difficult to obtain available walking routes in the study area. All children
meteorological data from local sites. The model was were modeled as walking at a speed of 5 km/h within the
therefore tested with data gathered both within the same exposure hours (0800–0900 and 1500–1600); these
study area and from the nearest national meteorological represent the hours with the highest modeled pollution
site, at Wittering, some 60 km to the east. Results concentrations across the whole study period. The 5-day
showed that the model was differentially susceptible to period covered (in November 1999) was selected to
these meteorological inputs. Average exposures were represent a period of varied, but typical weather for the
8% lower using data from the more distant Wittering study area. Only weekdays were modeled.
site, compared with local meteorological data. The Fig. 7 shows the distribution of modeled exposures
standard deviation of the percentage differences, across derived from STEMS for two different exposure
the 792 h modeled, was however relatively high (11%), measures: (1) journey-time exposures, and (2) an

Table 2
Sensitivity of modeled exposures to changes in model parameters (n ¼ 792 h)

Parameter (and baseline value) Test Mean percentage Median percentage SD. of % difference
difference difference

Meteorology (local) Equivalent variables 8.10 4.94 11.33


from Wittering
(Cambs.)
Surface roughness (0.5 m) 1.0 m 1.30 0.39 2.52
0.25 m 1.02 0.23 2.16
Vehicle speed +10 km/h 1.03 0.71 1.02
+5 km/h 0.56 0.39 0.57
5 km/h 0.92 0.57 1.02
10 km/h 2.14 1.37 2.27
Traffic flows +10% 1.41 1.04 1.26
10% 1.44 1.04 1.28
Terrain (not included) Included 2.18 0.27 7.15
ARTICLE IN PRESS
J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25 21

Local-modelled journey-time exposures by day [n=50] Local-modelled integrated (jourmey + home + school) exposures by
day [n=50]
20 20

PM10 (ug /m3) exposure


PM10 (ug /m3) exposure
15 15

10 10

5 5

0 0
8 15 8 15 8 15 8 15 8 15 8 15 8 15 8 15 8 15 8 15
12t 15th 16th 17th 18th 12t 15th 16th 17th 18th
(a) Date & hour (b)

Modelled total journey-time exposures by day [n=50] Modelled total integrated (jourmey + home + school) exposures by day
[n=50]
35 35
PM10 (ug /m3) exposure

PM10 (ug /m3) exposure


30 30

25 25

20 20

15 15

10 10
8 15 8 15 8 15 8 15 8 15 8 15 8 15 8 15 8 15 8 15
12t 15th 16th 17th 18th 12t 15th 16th 17th 18th
(c) Date & hour (d) Date & hour

Fig. 7. Comparisons of exposure distributions for 50 children during walk to school: (a) local-modeled journey-time exposure; (b) local-modeled
integrated (time-weighted average of home, journey, and school) exposure; (c) modeled total journey-time exposure; (d) modeled total integrated
(time-weighted average of home, journey, and school) exposure.

integrated exposure measure, representing the time- modeled exposures were, on average, more than
weighted average exposure for the hour containing the 25–35% higher than on the other 3 days. Again, these
journey, covering time spent at home, traveling, and at may underestimate actual variations to some extent,
school. Figs. 7a and b show these two measures for the because of the attenuated estimates of locally derived
local-modeled (i.e., ADMS-Urban) PM10 (mg/m3) com- exposure.
ponent. Substantial variations in journey-time exposures The traditional approach to assessing exposures to
are evident across this sample of 50 children within any traffic-related pollution has been to model or measure
day, with interquartile ranges typically of about 3–4 mg/ concentrations either at home (e.g., Hoek et al., 2001)
m3 and a range from ca. 1 to over 10 (and in some cases or, in the case of children, at school (e.g., Brunekreef et
over 15) mg/m3. Choice of route thus has a considerable al., 1997). It is therefore informative to ask whether
effect on journey-time exposure. For the integrated using the STEMS method leads to significantly different
exposure over the hour (i.e., home, traveling and estimates of exposure from these more traditional
school), the variations are less, largely because the at- approaches. Average total exposures across the 50
school exposures are common to all children attending children modeled here vary little between the different
the same school. Day-to-day variations in both cases are methods: 17.471.2 mg/m3 for estimates based on the
also relatively small. It should be noted, however, that home, 17.671.1 mg/m3 for the average of home plus
these are derived only from variations in meteorology, school, and 18.871.5 mg/m3 for the time-weighted
since traffic flows used in the local pollution model relate integrated exposure (home+school+journey). Fig. 8,
only to long-term hourly averages. The ranges shown in however, shows estimates of the average exposure over
Fig. 7b thus probably underestimate the level of true both hours for all 5 days for the 50 children. It is
day-to-day variation in exposure. apparent that correlations between the different mea-
Figs. 7c and d show modeled total exposures (i.e., sures are quite strong, though the home+school
local plus far-traveled/secondary, by applying Eq. (2)) exposure clearly provides a better estimate of the total
for the journey-time exposure and integrated exposure (integrated) exposure over the journey hour. Even this,
measures, respectively. Absolute variations between however, tends to underestimate exposures slightly (and
individuals are the same as for the locally derived quite markedly in the case of a few individuals).
component (Figs. 7a and b), reflecting the circumstance
that, on any day, all individuals receive the same from
the secondary and far-traveled components. Marked 8. Conclusions
variations occur from day-to-day, however, as a result
of regional-scale pollution events. The scale of these The Space–Time Exposure Modeling System de-
day-to-day variations are notable; on 15th and 16th scribed here illustrates the capability of using GIS to
ARTICLE IN PRESS
22 J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25

22 temporal and spatial interactions that characterize


21
exposure and health responses in the real world. More
powerful epidemiological methods are therefore vital if
Integrated exposure(ug/m3)

20 the health risks from air pollution are to be better


understood and quantified. Case-control, case-cross-
19
over, panel, and cohort studies all offer great advantages
18
R2 = 0.63
in this respect, but if these are to provide adequate
statistical power they need methods of assessing
17
exposures in both time and space, across a large number
16 of individuals: despite their focus on individual level
health outcomes, for example, most case-control, case-
15
15 16 17 18 19 20 21 22 crossover and cohort studies still use ecological mea-
(a) Home exposure (ug/m3) sures of exposure. Kunzli and Tager (2000) and Oglesby
et al. (2000) both highlight the need for improved
exposure estimates, which take account of local spatial
22 and temporal variability, and time–activity patterns, in
this context. Nevertheless, in order to apply the STEMS
21
approach more widely, a number of limitations need to
Integrated exposure(ug/m3)

20 be overcome.
One of these relates to the transition from individual
19 level estimates to the modeling of group level exposure
18 R2 = 0.88
profiles. To achieve this requires either data on time–-
activity patterns for a large and representative sample of
17 individuals or ways of predicting these behaviors (e.g.,
using more refined versions of the origin–destination
16
matrices employed by traffic modelers). Time–activity
15 data might be obtained in a variety of ways: for
15 16 17 18 19 20 21 22
(b) Home + school exposure (ug/m3)
example, by carrying out detailed time–activity surveys
in the study area, by extrapolation of data from other
Fig. 8. Correlations between modeled integrated (time-weighted (e.g., national) time–activity surveys, or, for specific
average of home, journey, and school) exposures and: (a) modeled population subgroups such as schoolchildren, on the
exposure at place of residence; (b) modeled exposures at home+-
basis of routine activity patterns (e.g., school locations
school.
and timing of the school day).
As presented here, STEMS offers the means to model
develop more dynamic and more realistic models of journey-time exposure profiles (and derive associated
exposure to air pollution. This approach to modeling statistical measures). In principle, however, the model
certainly has potential application in a number of can readily be extended to other microenvironments and
situations, including both planning and policy and other averaging times. Given relevant time–activity data
environmental epidemiology. As the example applica- and weighting factors, for example, 24-h exposure
tion presented here shows, policy assessments based profiles can be derived for modeled individuals. Since
simply on predicted ambient pollution levels are likely to this implies modeling exposures in stationary indoor
be misleading. More dynamic models are essential if the environments, the main need in this context is to link the
impacts of policy or other interventions are to be models presented here to more detailed models of
properly evaluated. The approaches used here offer the indoor air pollution (e.g., taking account of air exchange
opportunity for modeling different traffic management rates and indoor sources). As with all modeling,
plans, emission technologies, fuel pricing strategies, and however, increased sophistication comes at the cost of
transport policies. As such, the approach provides a increasing data demands. In many cases, these will be
potentially powerful addition to the armory of techni- limiting.
ques used for transport management, environmental The STEMS approach can also be used to model a
impact assessment, and policy analysis. wide range of pollutants, including those of greatest
Similar scope exists in relation to environmental concern for health, such as PM2.5. Further calibration
epidemiology. To date, most epidemiological research and validation of ADMS-Urban is, however, necessary
into air pollution and health has relied on the use of before modeling of fine particles can be treated as
either ecological or time series designs. Neither of these reliable. Since ADMS-Urban includes both point- and
is likely to generate the level of understanding required, area-source modules, other emission sources can like-
because neither adequately accounts for the complex wise be modeled, including industrial point sources.
ARTICLE IN PRESS
J. Gulliver, D.J. Briggs / Environmental Research 97 (2005) 10–25 23

From the sensitivity studies undertaken here, the funded project, VPEMS (Grant GR/N36233/01), and an
model has been shown to be reasonably robust to minor EU 5th Framework funded project, HEARTS (Grant
differences in data inputs or model assumptions, yet to QLK4-CT-2001-00492). We gratefully acknowledge
provide adequate sensitivity to detect exposure differ- these sources of funding and the contributions of
ences due to effects of traffic volume, weather condi- colleagues from these projects who have been involved
tions, human behavior and geographical location. The in the work. We are also grateful for the comments of
main sensitivity, however, is to meteorological inputs. the anonymous referee(s), which helped to clarify both
All dispersion models are especially susceptible to these, in our own minds and in this paper the findings from
and when modeling short-term exposures they become this research.
especially important. Lack of reliable, local monitoring
sites is likely to be a limiting factor in many cases. When
the focus—as here—is on morning peak-hour exposures, References
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