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Ecological Compensation and Environmental Impact Assessment in Spain
Ecological Compensation and Environmental Impact Assessment in Spain
Ecological Compensation and Environmental Impact Assessment in Spain
a r t i c l e i n f o a b s t r a c t
Article history: To achieve meaningful sustainable development, Environmental Impact Assessment (EIA) should avoid the
Received 18 June 2009 net losses in the environment resource base. But EIA practice does not always avoid the losses caused by the
Received in revised form 27 October 2009 implementation of the projects under EIA regulation. Some environmental impacts are, simply, admitted,
Accepted 11 November 2009
even without enforcing any form of compensation. When applied, compensation is sometimes just a
Available online 1 December 2009
monetary payment to offset the environmental loss.
Keywords:
This paper looks for evidence on the role that compensation is given at present in EIA practice in Spain, and
EIA for some of its conceptual and regulatory roots. Specifically, it explores how compensation is addressed in
Sustainability 1302 records of decision (RODs) on those projects subject to the Spanish EIA regulation published during the
Records of decision years 2006 and 2007, to know how far Spain is from preserving the environmental resource base managed
through this particular aspect of EIA practice.
As a result, it is concluded that the practice of ecological compensation in EIA in Spain is much lower than it
could be expected in a theoretical sustainability context committed to avoid net losses in the environment
resource base, mainly due to an EIA practice focused on on-site mitigation that allows these net losses.
© 2009 Elsevier Inc. All rights reserved.
0195-9255/$ – see front matter © 2009 Elsevier Inc. All rights reserved.
doi:10.1016/j.eiar.2009.11.001
358 A. Villarroya, J. Puig / Environmental Impact Assessment Review 30 (2010) 357–362
2. The role of compensation practice in EIA 3. A review on the Spanish regulation regarding compensation
Environmental compensation has been put forward as a tool to Regulation is an important formal step to integrate and attain
prevent the net loss of environmental values within EIA frameworks. ecological compensation in the decision-making process of projects
Since the 1970s, many countries have given a growing role to with environmental side effects. In the European Union, compensation
environmental compensation in decision-making processes on land measures have their regulatory basis mainly in three Directives: the
use (i.e. Rundcrantz and Skärbäck, 2003; Wilding and Raemaekers, Environmental Impact Assessment Directive 85/337/EEC and 97/11/EC
2000a,b). It has been linked to the concept of natural capital, and (European Union, 1985 and 1997), the Birds Directive, 79/409/EEC
proposed as a means to achieve sustainability. But it remains discussed (European Union, 1979) and the Habitats Directive, 92/43/EEC (European
to what extent the erosion of environmental values may possibly be Union, 1992) (Rundcrantz and Skärbäck, 2003). Special pre-eminence is
restored or reversed by environmental compensation (Cowell, 1997). given in the EU to the integrity of the Natura 2000 network, in order to
Moreover, the very meanings of “natural capital” and “environmental preserve its overall coherence as a network of protected land.
compensation”, and their efficiency in protecting environmental values The EU Member States, such as Spain, have to comply with the EU
or the environmental resource base, are still open to discussion, either Directives in their own national regulations, and they retain the right to
within EIA procedures (Hayes and Morrison-Saunders, 2007) or in other lay down stricter rules regarding scope and procedure when assessing
decision-making contexts. What is the meaning of “environmental” environmental effects. In Spain, two main regulatory levels can be
compensation? To what extent is it possible to distinguish “natural” found: national regulation, which has a general scope and applies to the
values from the “human-made” or cultural ones in each environment? Is whole of the national territory, and “autonomous” regulation, which
it “natural capital” a good tool to take care of environmental values? applies to just one of the 17 “autonomous regions” into which the
How can we maintain natural capital if environments are repositories of country is divided, and usually includes rules complementary to the
plural and incommensurable values (Cowell, 1997)? national ones, which are frequently stricter.
Some clarifying conceptualizations on how to understand and make Spanish national regulations do comply with the EU Directives. But,
good use of compensation practices in EIA contexts have been developed. regarding compensation, they do not go much further. No reference can
For instance, it has been argued that sound compensation practice should be found, for example, on how to define the extent of the areas where
adhere to the mitigation sequence of avoid, minimize, rectify, reduce and compensation should be applied, or the detailed circumstances under
then utilize offsets or compensation as a last resort, assuming that the which compensation measures should be carried out. Nothing concrete
acceptability and manageability of impacts have to be considered before is said on how to integrate environmental compensation in the decision-
offsets are brought into the equation. Complementarily, a hierarchy of making processes, or on how to monitor compensation work and its
approaches has been identified within the concept of compensation efficiency, etc.
itself, where the preferred order of methods would be restoration, The term “compensation” does appear in regulations derived from
creation, enhancement and preservation. Even the net environmental EU Directives on Environmental Impact Assessment (EIA), nature
gain, through compensation, of every implemented project has been put conservation and other similar fields. EIA regulation establishes that
forward as a goal for EIA practice. Multiple other issues involved in the Environmental Impact Statements (EIS) must include the preven-
compensation practice might be brought to discussion, as the concept of tion, mitigation and/or compensation measures to be carried out when a
“like for like” compensation, the difficulties in the valuation of lost project is finally implemented (Ministerio de Obras Públicas y
biodiversity, the time lags between project impact and offset deliverance, Urbanismo, 1988; Ministerio de Medio Ambiente, 2008). But not even
and the gap between the real and intended environmental outcomes a definition for “compensation” is provided in any of these laws.
resulting from practice, among others (Hayes and Morrison-Saunders, The autonomous regulation, on the other hand, has to comply with the
2007). The scope for potential research in compensation is very broad. national one. But in some of the regions, stricter regulations can be found.
The avoidance of net losses in the environment resource base seems They are in force only in the autonomous region that promulgates each
inescapable to achieve meaningful sustainability in EIA contexts. regulation. Some of the 17 so-called “autonomous regions” in Spain have
Environmental compensation should offset the environmental impact passed regulatory provisions to foster the practice of compensation. Law
of human developments by avoiding a net loss in the environment 7/2007 in the autonomous region of Andalucía (Comunidad Autónoma de
resource base, and not by paying for its depletion. We use the term Andalucía, 2007), i.e., empowers the competent authority to enforce
“ecological compensation” rather than “environmental compensation” compensation when the damage caused to the natural values cannot be
to stress this option, as the latter is used sometimes to refer to situations reversed in the affected place. It also allows the developer to pay a fine,
when the depletion of the environment resource base has been which will be used for carrying out compensating measures. In the region
compensated through payments. Ecological compensation has been of Aragón, Order of 4th April 2006 establishes the obligation to implement
defined as the substitution of ecological functions or qualities that are measures to compensate for environmental damage in potential wind
impaired by development (Cuperus et al., 1996 in Cuperus et al., 1999). farm areas that are ecologically sensitive. Law 11/2006 in the Balearic
By using this term we intend to reject the idea that “natural capital” can Islands (Comunidad Autónoma de las Illes Balears, 2006) forces
be paid for in compensation for its loss, or be readily substituted by developers to carry out ecological compensation, both in protected and
“human-made capital” during a sustainable EIA practice. in non-protected areas. Autonomous law in the region of Extremadura
As Rundcrantz and Skärbäck (2003) have stated, the term ‘ecological establishes the duty to compensate for measures taken to prevent bird
compensation’ is not used in the same way in all countries. In this paper, nesting on power line infrastructures (Consejería de Economía y Trabajo
ecological compensation will be understood as the set of measures de Extremadura, 2004). In the autonomous region of Navarra a reduction
carried out to substitute the habitats, ecological values and functions that in forested land must be compensated by a reforestation area equivalent
remain definitively damaged or lost, even after the measures to reverse to the one lost (Comunidad Foral de Navarra, 1990).
the damage caused by a given infrastructure have been implemented. Other autonomous laws indicate the contents on compensation
Compensation may range from the ecological improvement of damaged measures that must be specified in the EIS, such as maps (Departamento
areas to the creation of entirely new habitats, generally the same as or at de Ordenación del Territorio y Medio Ambiente del País Vasco, 2003), or
least similar to the lost ones. Following Cuperus et al. (2002), we the budget and implementation schedule to be followed (Presidència de
distinguish between mitigation (those measures minimizing, rectifying la Generalitat de Catalunya, 1988; Comunidad Autónoma de Madrid,
and reducing adverse impacts, and so tied to the infrastructure causing 2002). The design of compensation measures in the Environmental
them) and compensation (the replacement of natural habitat that takes Statement in the region of Aragón (Comunidad Autónoma de Aragón,
place generally elsewhere) as separate terms. 2006) must include the indicators to monitor their implementation and
A. Villarroya, J. Puig / Environmental Impact Assessment Review 30 (2010) 357–362 359
Fig. 3. Results of the review of road projects RODs. 28% of reviewed RODs (52 out of 187)
Fig. 1. Results of the review of the RODs. 22% of the RODs (290 out of 1302) mention just mention environmental compensation, while an extra 13% more (24 out of 187) also
but not describe compensation measures, while an extra 9% more (117 out of 1302) describe compensation measures (adding up to a total of 76 records out of 187, a 41% of the
describe them. total RODs).
360
Table 1
Compensation measures for road projects as described in the reviewed RODs.
Competent authority Roads Natural feature to provide compensation for Compensation measures in the ROD
Central Government A-11 motorway, Aranda del Duero west bypass — Valladolid — Woodland and shrubland — Replacement of woodland and shrubland removed by the road construction
A-66 motorway, Benavente — Zamora — Mediterranean temporary ponds habitat — Replacement of an area equivalent to 100% of the damaged Mediterranean
(Habitat Type no. 3170, Council Directive 92/43/EEC) temporary ponds habitat area
— ES0000207 SPA (Special Protection Area) — Replacement of an extension equivalent to 50% of the SPA damaged area.
A-32 motorway, Linares — Albacete — Montagu's harrier (Circus pygargus) — Payments to keep temporarily unharvested some selected Montagu's harrier
breeding areas of cereal crops.
A-8 motorway, Unquera — Llanes — ES1200034 “Purón river” SCI (Site of Community Interest) — Improvement of a 5 km-long stretch of riparian vegetation alongside Purón river.
— “Sierra plana de la Borbolla” SCI — Promote a fern restoration programme in “Sierra Plana de la Borbolla” SCI.
— “Ribadesella-Tina Mayor” SCI, and ES0000319 SPA — Develop an exotic species eradication programme, focused
(Special Protection Area) mainly in Eucalyptus globulus.
N-232 road, Agoncillo — Logroño — Riverbank — Riverbank improvement, from the river crossing point by the road, to the
confluence with the Ebro river.
N-435 bypass, Beas — Trigueros — Green corridor — Improvement of the nearby green corridor already built on a former railway.
mitigation. Data from road and railway RODs, which are projects with national regulations), and in other areas where compensation is
self-evident and unavoidable residual impacts, stress that the lack of optional from a regulatory point of view (so revealing potential
reference to compensation practice in these RODs is not due to a deficiencies in the underlying policy towards natural environments).
sustainable implementation of these projects, but to an understanding To make EIA in Spain a better tool towards sustainability such
of EIA that allows a net loss of the environment resource base. practice should change, making of compensation a necessary (even
The proportion of projects belonging to each of the three categories though it is not sufficient) condition to be integrated within every
above mentioned (‘No CM’, ‘Unspecified CM’, and ‘Specific CM’) varies project approved through any EIA procedure generating impacts that
from one autonomous region to another. Unexpectedly, this variation is cannot be completely reversed on-site. If this change should be
not always in keeping with the degree of development of the regulatory promoted through changes in the Spanish and EU EIA regulations and
framework regarding compensation practice in every region. Law 6/ policies, is an interesting subject for debate and further research.
2002 in the autonomous region of Canarias (Comunidad Autónoma de The practice of ecological compensation in EIA in Spain is not
Canarias, 2002) is a demanding one as compared to other regulations. registered in the RODs as a consistent aspect of EIA decision making.
But only one of the ten RODs reviewed for this region mentions The term “compensation” is used sometimes to refer to mitigation
environmental compensation, and it does not describe the specific measures. On occasion, the measures are described more as sugges-
measures to be implemented. This does not seem a demanding tions than as mandatory conditions attached to the project approval
approach to compensation practice, particularly if we remember that decision. The description of the compensation measures to be
alternatively almost 100% of the RODs make provisions for mitigation. implemented is rarely found in the RODs as mitigation measures
It has been noticed also that there is no homogeneity or are, endangering a sound public participation in EIA procedures. The
standardization in the way environmental compensation is dealt with way compensation is implemented varies from one region to the
in the RODs. Given a year, type of project and region, some RODs have other, and also within the same region, as similar impacts are
been found that describe compensation measures specifically, while compensated to different degrees.
others belonging to the same year, type of project and region and that All these data suggest that the way compensation measures are
should seemingly make provisions for compensation, for no apparent addressed in the RODs is not standardized. Although this seems a
reason, do not even mention this practice. secondary question compared to the low rate of compensation
practice, it demands also attention. A guidance document on how to
4.2. Compensation measures in road projects deal with compensation in EIA, focused on the consistent selection of
compensation measures for any project undergoing EIA could be
Compensation practices regarding road projects were studied helpful in this context.
intentionally in more detail to identify future areas of research on
compensation within EIA. Specifically, the 24 RODs on road projects Acknowledgements
describing to any extent the compensation measures to be imple-
mented were reviewed. The specific measures are shown in Table 1, as We want to thank Prof. Jesper Persson for comments on earlier
they appear in the RODs. This table also indicates the kind of natural drafts of this paper. The corresponding author is supported by a
features to provide compensation for, as specified in each ROD. doctoral fellowship provided by the Department of Science, Technol-
An initial review of the cases summarized in the table shows that ogy and Universities of the Government of the Autonomous region of
the terms “compensatory” and “compensation” are used occasionally Aragón.
in the RODs in a confusing way, even to refer to measures that should
rather be labelled as “mitigating” or “mitigation”.
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Ana Villarroya (Department of Zoology and Ecology, University of Navarra) is developing
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her PhD on Environmental Impact Assessment in the University of Navarra (Pamplona,
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Spain). She got her Biology degree in 2007 (University of Navarra). She focuses her
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Ministerio de Medio Ambiente, 2008. Real Decreto Legislativo 1/2008, de 11 de enero, por the UC Berkeley (2002–2003) and in the University of Manchester (2004), he has been
el que se aprueba el texto refundido de la Ley de Evaluación de Impacto Ambiental de doing research, among other topics, on roads and wildlife since 1998.
proyectos. http://www.boe.es/boe/dias/2008/01/26/pdfs/A04986-05000.pdf (01/05/
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