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Consensus Development Conference On Antipsychotic Drugs and Obesity and Diabetes
Consensus Development Conference On Antipsychotic Drugs and Obesity and Diabetes
C O N S E N S U S S T A T E M E N T
A
ntipsychotic medications are an im- Janssen, Lilly, and Pfizer pharmaceutical engaged, fulfilling community life and be-
portant component in the medical companies. In addition, before the con- ing severely disabled.
management of many psychotic ference, the consensus panel was given The first-generation antipsychotics
conditions. With the introduction of the copies of most of the known peer- (FGAs) are still widely available and are
second-generation antipsychotics (SGAs) reviewed, English language clinical stud- effective at treating positive symptoms of
over the last decade, the use of these med- ies published in this area, as well as psychosis, such as hallucinations and de-
ications has soared. Although the SGAs additional articles from animal studies; lusions. FGAs do not, however, ade-
have many notable benefits compared other papers and abstracts were reviewed quately alleviate many other common and
with their earlier counterparts, their use at the conference. important aspects of psychotic illness,
has been associated with reports of dra- With this information, the panel de- such as negative symptoms (e.g., with-
matic weight gain, diabetes (even acute veloped a consensus position on the fol- drawal, apathy, poverty of speech), cog-
metabolic decompensation, e.g., diabetic lowing questions: nitive impairment, and affective
ketoacidosis [DKA]), and an atherogenic symptoms. In addition, all FGAs can pro-
lipid profile (increased LDL cholesterol 1. What is the current use of antipsy- duce significant extrapyramidal side ef-
and triglyceride levels and decreased HDL chotic drugs? fects at clinically effective doses. These
cholesterol). 2. What is the prevalence of obesity, pre- side effects, which include dystonic reac-
Because of the close associations be- diabetes, and type 2 diabetes in the tions, drug-induced parkinsonism, aka-
tween obesity, diabetes, and dyslipidemia populations in which the SGAs are thisia, and tardive dyskinesia, can make
and cardiovascular disease (CVD), there used? treatment intolerable for some people,
is heightened interest in the relationship 3. What is the relationship between the leading to subjective distress, diminished
between the SGAs and the development use of these drugs and the incidence of function, stigma, and nonadherence.
of these major CVD risk factors. To gain a obesity or diabetes? The effort to find more effective med-
better understanding of this relationship, ications with fewer and less-severe side
4. Given the above risks, how should pa-
the American Diabetes Association, the effects led to the development of the
tients be monitored for the develop-
American Psychiatric Association, the SGAs, often referred to as the “atypical
ment of significant weight gain,
American Association of Clinical Endocri- antipsychotics.” SGAs have fewer or no
dyslipedemia, and diabetes, and how
nologists, and the North American Asso- extrapyramidal side effects at clinically ef-
should they be treated if diabetes de-
ciation for the Study of Obesity convened fective doses. Many of these newer medi-
velops?
a consensus development conference cations are also more effective than the
19 –21 November 2003 on the subject of 5. What research is needed to better un- older agents at treating the negative, cog-
antipsychotic drugs and diabetes. An derstand the relationship between nitive, and affective symptoms of psy-
eight-member panel heard presentations these drugs and significant weight chotic illnesses.
from 14 experts drawn from the areas of gain, dyslipedemia, and diabetes? The six currently available SGAs vary
psychiatry, obesity, and diabetes. Presen- in their efficacy, formulation, biochemis-
tations were also made by a representative 1. WHAT IS THE CURRENT try, receptor binding, and side effect pro-
from the U.S. Food and Drug Administra- USE OF ANTIPSYCHOTIC files. One of them, clozapine, is clearly the
tion (FDA) and by representatives from DRUGS? — Antipsychotic medica- most effective antipsychotic. However,
the AstraZeneca, Bristol-Myers Squibb, tions (Table 1) are the mainstay of treat- clozapine is only indicated after other
● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● medications have failed or in patients at
From the American Diabetes Association, the American Psychiatric Association, the American Association of high risk for suicidal behavior, largely be-
Clinical Endocrinologists, and the North American Association for the Study of Obesity. cause it can cause agranulocystosis.
Address correspondence to Nathanial G. Clark, MD, American Diabetes Association, 1701 N. Beauregard In general, SGAs are better tolerated
St., Alexandria, VA 22311. E-mail: nclark@diabetes.org.
Abbreviations: CVD, cardiovascular disease; DKA, diabetic ketoacidosis; FDA, Food and Drug Admin-
and more effective than the FGAs. Aside
istration; FGAs, first-generation antipsychotics; SGAs, second-generation antipsychotics. from clozapine, they have become the
© 2004 by the American Diabetes Association. first-line agents for their indicated use and
is fat. Data derived from a canine model betes, such as ICD-9 codes and data on Risk-benefit assessment
indicated that certain SGAs increase total prescriptions for diabetes medications. In Despite the adverse effects cited above, a
visceral fat mass and intrahepatic lipid addition, several cross-sectional studies number of factors should be considered
content. of patients taking different SGAs, “switch when choosing among the antipsychotic
The mechanism(s) responsible for studies” of patients changed from one medications. These include the nature of
weight gain associated with SGA therapy medication to another, and one prospec- the patient’s psychiatric condition, spe-
are unknown. Weight gain occurs when tive randomized controlled trial evaluat- cific target signs and symptoms, past his-
more energy is ingested than is expended. ing SGA therapy on parameters of insulin tory of drug response (both therapeutic
Therefore, weight gain is due to increased sensitivity and glycemic control have and adverse), patient preference, history
energy intake, decreased energy expendi- been conducted. Despite limitations in of treatment adherence, medication effec-
ture, or both. Even a small, chronic im- study design, the data consistently show tiveness, psychiatric and medical comor-
balance between energy intake and an increased risk for diabetes in patients bidities, availability of appropriate
expenditure can lead to large changes in treated with clozapine or olanzapine formulations (e.g., fast-dissolving oral,
body weight over time. For example, in- compared with patients not receiving short- or long-acting intramuscular),
gestion of ⬃500 kcal/day more than is treatment with FGAs or with other SGAs. need for special monitoring, and cost of
expended can account for the largest av- The risk in patients taking risperidone and access to medications. Nonetheless,
erage weight gain reported with SGA ther- and quetiapine is less clear; some studies the risks of obesity, diabetes, and dyslip-
apy (4.5 kg at 10 weeks). This amount of show an increased risk for diabetes, while idemia have considerable clinical implica-
daily increase in energy intake represents others do not. The two most recently tions in this patient population and
the calories in a normal-size candy bar approved SGAs, aripiprazole and ziprasi- should also influence drug choice.
plus a soda or in an ice cream dessert. done, have relatively limited epidemio- Even for those medications associated
Hunger and satiety may be altered in peo- logical data, but available clinical trial with an increased risk of metabolic side
ple taking SGAs because of the known experience with these drugs has not effects, the benefit to specific patients
binding affinities of these drugs to seroto- shown an increased risk for diabetes (Ta- could outweigh the potential risks. For
nin, norepinephrine, dopamine, and par- ble 2). example, clozapine has unique benefits
ticularly histamine-H1 receptors. All of One possible mechanism for hyper- for treatment-refractory patients and
these receptors have been implicated in glycemia is impairment of insulin action those at significant risk for suicidal behav-
the control of body weight. (i.e., insulin resistance). Drug-induced ior. Since treatment response in many
Weight gain and changes in body insulin resistance may occur because of psychiatric conditions is heterogeneous
composition may account for many of the weight gain or a change in body fat distri- and unpredictable, physicians and pa-
purported metabolic complications asso- bution or by a direct effect on insulin- tients can benefit from the availability of a
ciated with SGA therapy, e.g., insulin re- sensitive target tissues. Patients treated broad array of different therapeutic
sistance, pre-diabetes, diabetes, and with olanzapine and clozapine have agents.
dyslipidemia. A possible direct effect of higher fasting and postprandial insulin
SGAs on -cell function and insulin ac- levels than patients treated with FGAs,
tion in liver and muscle tissue could also even after adjusting for body weight. To 4. GIVEN THE ABOVE
be involved, as discussed below. date, studies in humans have not shown RISKS, HOW SHOULD
adverse effects of any antipsychotic med- PATIENTS BE MONITORED
Diabetes ication on -cell function, but this issue FOR THE DEVELOPMENT OF
Numerous case reports have documented has not been adequately studied in indi- SIGNIFICANT WEIGHT
the onset or exacerbation of diabetes, in- viduals with psychiatric illnesses. GAIN, DYSLIPIDEMIA, AND
cluding the occurrence of hyperglycemic DIABETES, AND HOW
crises, following initiation of therapy with Dyslipidemia SHOULD THEY BE TREATED
many of the SGAs. An additional related consequence of IF DIABETES DEVELOPS? —
Several of these events occurred SGA use is their effect on serum lipids. Given the serious health risks, patients
within a few weeks of initiating drug treat- Although the data are limited, the avail- taking SGAs should receive appropriate
ment. In some, but not all cases, hyper- able evidence suggests that changes in se- baseline screening and ongoing monitor-
glycemia promptly resolved after the rum lipids are concordant with changes in ing. Clinicians who prescribe SGAs for
medication was discontinued. Several re- body weight. Clozapine and olanzapine, patients with psychiatric illnesses should
ports documented recurrent hyperglyce- which produce the greatest weight gain, have the capability of determining a pa-
mia after another challenge with the same are associated with the greatest increases tient’s height and weight (BMI) and waist
drug. Additional cases of diabetes or hy- in total cholesterol, LDL cholesterol, and circumference. These values should be re-
perglycemia have been reported through triglycerides and with decreased HDL corded and tracked for the duration of
MedWatch into the FDA’s Adverse Event cholesterol. Aripiprazole and ziprasi- treatment. Clinicians should also encour-
Reporting System. done, which are associated with the least age patients to monitor and chart their
Large retrospective cohort studies amount of weight gain, do not seem to be own weight. It is particularly important to
have been reported that estimate the prev- associated with a worsening of serum lip- monitor any alteration in weight follow-
alence of diabetes in patients using SGAs. ids. Risperidone and quetiapine appear to ing a medication change. The patients’
These reports relied on a variety of meth- have intermediate effects on lipids (Table psychiatric illness should not discourage
ods for determining the diagnosis of dia- 2). clinicians from addressing the metabolic
complications for which these patients are or obese, particularly if they are starting and escalation strategy. Particular consid-
at increased risk. treatment with an SGA that is associated eration should be given before discon-
with significant weight gain. Referral to a tinuing clozapine because of the potential
Baseline monitoring health care professional or program with for serious psychiatric sequelae.
The panel recommends that baseline expertise in weight management may also Fasting plasma glucose, lipid levels,
screening measures be obtained before, or be appropriate. and blood pressure should also be as-
as soon as clinically feasible after, the ini- Health professionals, patients, family sessed 3 months after initiation of anti-
tiation of any antipsychotic medication members, and caregivers should be aware psychotic medications. Thereafter, blood
(Table 3). These include of the signs and symptoms of diabetes and pressure and plasma glucose values
especially those associated with the acute should be obtained annually or more fre-
● Personal and family history of obesity decompensation of diabetes such as DKA quently in those who have a higher base-
diabetes, dyslipidemia, hypertension, (Table 4). The latter is a life-threatening line risk for the development of diabetes
or cardiovascular disease condition and always requires immediate or hypertension. In those with a normal
● Weight and height (so that BMI can be treatment. Patients, family members, and
lipid profile, repeat testing should be per-
calculated) caregivers also need to know that treat-
●
formed at 5-year intervals or more fre-
Waist circumference (at the level of the ment with some SGAs may be associated
quently if clinically indicated.
umbilicus) with significant weight gain and a height-
● Blood pressure ened risk of developing diabetes and dys- Although limited data are available in
● Fasting plasma glucose lipidemia. For patients with, or at higher children and adolescents regarding the
● Fasting lipid profile risk for, diabetes and in those treated with risks of diabetes when SGAs are given,
other medications that may increase these these patients should have their height, in
risks (e.g., valproate, lithium, Depo- addition to weight, measured at regular
These assessments can determine if the intervals and their BMI calculated. BMI
Provera), it may be preferable to initiate
patient is overweight (BMI 25.0 –29.9) or percentile adjusted for age and sex should
treatment with an SGA that appears to
obese (BMI ⱖ30), has pre-diabetes (fast- be used to determine if excessive weight
have a lower propensity for weight gain
ing plasma glucose 100 –125 mg/dl) or gain has occurred, and if present, a
and glucose intolerance (Table 2). Poten-
diabetes (fasting plasma glucose ⱖ126 change in therapy should be considered.
tial for weight gain should also be consid-
mg/dl), hypertension (blood pressure
ered in the choice of other psychiatric and For people who develop worsening
⬎140/90 mmHg), or dyslipidemia. If any
nonpsychiatric medications. glycemia or dyslipidemia while on anti-
of these conditions are identified, appro-
psychotic therapy, the panel recommends
priate treatment should be initiated. Psy-
chiatrists should not hesitate to refer the considering switching to an SGA that has
Follow-up monitoring
patient to the appropriate health care not been associated with significant
The patient’s weight should be reassessed
professional or specialist knowledgeable weight gain or diabetes (Table 2). All pa-
at 4, 8, and 12 weeks after initiating or
about these disorders. tients with diabetes should be referred to
changing SGA therapy and quarterly
The panel recommends that nutrition thereafter at the time of routine visits (Ta- an American Diabetes Association–
and physical activity counseling be pro- ble 3). If a patient gains ⱖ5% of his or her recognized diabetes self-management ed-
vided for all patients who are overweight initial weight at any time during therapy, ucation program, if available. Referral to a
one should consider switching the SGA. clinician with experience treating people
In such a situation, the panel recom- with diabetes is recommended. These pa-
Table 4—DKA clinical presentation
mends cross-titration to be the safest ap- tients should carry diabetes identifica-
Rapid onset of: proach; abrupt discontinuation of an tion.
● Polyuria, polydipsia antipsychotic drug should generally be Immediate care or consultation is re-
● Weight loss avoided. When switching from one anti- quired for patients with symptomatic or
● Nausea, vomiting psychotic drug to another, it is preferable severe hyperglycemia (glucose values
● Dehydration to discontinue the current medication in a ⱖ300 mg/dl), symptomatic hypoglyce-
● Rapid respiration gradual fashion. The profile of the subse- mia, or glucose levels ⱕ60 mg/dl, even in
● Clouding of sensorium, even coma quent drug will determine the initial dose the absence of symptoms. The presence of
symptoms of DKA (Table 4), requires im- search studies should focus on the follow- whether the disorders of body weight
mediate evaluation and treatment. ing: and glucose and lipid metabolism are
Blood pressure, lipid, and glycemic due to central nervous system or pe-
goals of therapy for people with diabetes ● Baseline body composition in un- ripheral tissue actions of the SGAs.
apply equally to those who also have psy- treated patients with psychiatric disor- Valuable information on the direct ef-
chiatric disorders. However, all goals ders and changes that occur during fects of SGAs on different body tissue
need to be individualized. The benefits treatment with SGAs need to be better compartments might be obtained from
and risks of different therapeutic agents characterized. This would include mea- studies in appropriate animal models.
used in the treatment of diabetes and its sures of fat versus fat-free mass and vis- ● Studies of the genetic markers that are
comorbidities should be considered in ceral and subcutaneous adipose stores, associated with, and may be causally
the context of the patient’s psychiatric using valid methods to measure body related to, the metabolic disturbances
condition and treatment. fat (e.g., magnetic resonance imaging,
occurring in treated patients with psy-
In summary, the panel recommends computed tomography, dual-energy X-
chiatric disorders (e.g., 5-HT2C, hista-
the following: ray absorptiometry).
● The contribution of altered neuroendo- mine-H1 receptor alleles) are needed.
● Consideration of metabolic risks when crine function (e.g., hypothalmic-
starting SGAs pituitary-adrenal axis activation) to
● Patient, family, and care giver educa- alterations in body composition and SUMMARY — The SGAs are of great
tion abnormalities in glucose and lipid me- benefit to a wide variety of people with
● Baseline screening tabolism needs further study to distin- psychiatric disorders. As with all drugs,
● Regular monitoring guish the acute effects of stress from the SGAs are associated with undesirable side
● Referral to specialized services, when underlying disease process. effects. One constellation of adverse ef-
appropriate ● Studies are needed that examine glu- fects is an increased risk for obesity, dia-
cose and lipid metabolism as they relate betes, and dyslipidemia. The etiology of
5. WHAT RESEARCH IS to alterations in insulin sensitivity in the increased risk for metabolic abnor-
NEEDED TO BETTER peripheral and hepatic tissues (e.g., eu-
malities is uncertain, but their prevalence
UNDERSTAND THE glycemic-hyperinsulinemic clamp with
seems correlated to an increase in body
RELATIONSHIP BETWEEN labeled glucose infusions), alterations
THESE DRUGS AND in -cell function (hyperglycemic weight often seen in patients taking an
SIGNIFICANT WEIGHT clamp or frequently sampled intrave- SGA. Direct drug effects on -cell func-
GAIN, DYSLIPIDEMIA, AND nous glucose tolerance test), and alter- tion and insulin action could also be in-
DIABETES? — Evidence for weight ations in lipid metabolism (using tracer volved, since there is insufficient
gain and abnormalities of glucose and infusions). information to rule out this possibility. In
lipid metabolism in patients taking SGAs ● Large prospective studies should be the general population, being overweight
is in part derived from case-control stud- conducted to identify baseline and or obese also carries a much higher risk of
ies, pharmacovigilance (e.g., through early treatment factors that predict the diabetes and dyslipidemia.
MedWatch), and database reviews. Many later occurrence of abnormalities in These three adverse conditions are
of these studies suffer from their retro- body weight and composition and dis- closely linked, and their prevalence ap-
spective nature, heterogeneity of method- orders of glucose and lipid metabolism pears to differ depending on the SGA
ology, selection or ascertainment bias, during treatment with these drugs. used. Clozapine and olanzapine are asso-
and absence of appropriate or well- ● Additional studies are needed to iden- ciated with the greatest weight gain and
characterized control subjects. Compari- tify whether there are baseline charac- highest occurrence of diabetes and dys-
son studies among SGAs are also limited teristics that predict acute, life- lipidemia. Risperidone and quetiapine
by relatively short periods of study, by threatening complications (e.g., DKA, appear to have intermediate effects. Arip-
failure to control for a possible treatment pancreatitis). iprozole and ziprasidone are associated
sequence bias in “switchover” studies, ● Additional data are needed to deter- with little or no significant weight gain,
and by not always using clinically equiv- mine whether the risks of therapy are diabetes, or dyslipidemia, although they
alent dosages of the medications. increased in certain ethnic groups (e.g., have not been used as extensively as the
Trials with SGAs should be random- African Americans).
●
other agents.
ized and controlled, preferably using Studies determining the effect of SGAs
The choice of SGA for a specific pa-
drug-naı̈ve subjects. Weight gain and in various psychiatric disorders are
measures of glucose and lipid metabolism needed to clarify the disease-related tient depends on many factors. The like-
should be thoroughly evaluated. Study risk for the development of weight gain lihood of developing severe metabolic
subjects should be well-characterized in and metabolic disturbances. disease should also be an important con-
terms of their baseline risk factors for di- ● Alterations in energy intake and expen- sideration. When prescribing an SGA, a
abetes, obesity, and lipid disorders and diture as contributors to weight gain in commitment to baseline screening and
their degree of baseline impairment in in- the psychiatric population and how follow-up monitoring is essential in order
sulin sensitivity and -cell function. The these processes are altered by treatment to mitigate the likelihood of developing
duration of exposure to the various SGAs with SGAs should be studied. CVD, diabetes, or other diabetes compli-
should be carefully controlled. Future re- ● Studies are needed to determine cations.