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Molecular and Cellular Endocrinology 304 (2009) 30–42

Contents lists available at ScienceDirect

Molecular and Cellular Endocrinology


journal homepage: www.elsevier.com/locate/mce

Review

Soy, phytoestrogens and metabolism: A review


Christopher R. Cederroth, Serge Nef ∗
Department of Genetic Medicine and Development, University of Geneva Medical School, 1211 Geneva 4, Switzerland

a r t i c l e i n f o a b s t r a c t

Article history: Of any plant, soy contains the largest concentration of isoflavones, a class of phytoestrogens. Phytoestro-
Received 14 January 2009 gens are structurally similar to estradiol and mimic its effects. Soy and phytoestrogens receive increasing
Accepted 24 February 2009 attention due to the health benefits associated with their consumption. Here we review the data collected
on the effects of soy and phytoestrogens on glucose and lipid metabolism and their possible mechanisms
Keywords: of action. Overall, there is a suggestive body of evidence that soy and dietary phytoestrogens favorably
Dietary soy
alter glycemic control, improve weight and fat loss, lower triglycerides, low density lipoprotein (LDL)
Phytoestrogens
cholesterol and total cholesterol. However, these results must be interpreted with care, and additional
Isoflavones
Genistein
evidence is needed before a firm conclusion can be drawn. In particular, since not all activities related
Endocrine disruptor to soy can be assigned to the estrogenic-like activity, further studies are needed to identify firstly which
Obesity soy constituent(s) improve metabolic parameters when ingested and secondly, which are the mecha-
Glycemia nisms whereby dietary soy improves metabolic-related conditions like obesity and diabetes. Finally, the
potential detrimental effects of soy and phytoestrogens are briefly discussed.
© 2009 Elsevier Ireland Ltd. All rights reserved.

Contents

1. Metabolic diseases and therapeutic alternatives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30


2. Soybean composition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
3. Absorption and metabolism of isoflavones . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
4. Soy consumption and phytoestrogen levels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
5. Phytoestrogens: complex hormetic compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
6. Role of estrogens in metabolism. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
7. Effects of soy protein and phytoestrogens on human metabolism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
8. Actions of soy on metabolism in rodents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
9. Central actions of phytoestrogens . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
10. Potentially adverse effects in consuming soy and soy-derived phytoestrogens . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
11. Summary and conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40

1. Metabolic diseases and therapeutic alternatives to surpass malnutrition and infectious diseases as the most sig-
nificant contributor to worldwide morbidity. In western societies,
Obesity and its related disorders, such as type 2 diabetes, car- for the first time in modern history, life expectancy of newborns is
diovascular diseases (CVD), high blood pressure, dyslipidemia [high declining as a result of these metabolic disorders (Olshansky et al.,
levels of circulating triacylglycerols and low density lipoprotein 2005). The rapid increase in obesity suggests that life-style factors
(LDL) cholesterol, and low levels of high density lipoprotein (HDL) such as high-calorie diets, physical inactivity and potentially envi-
cholesterol], have recently become a major health problem reaching ronmental endocrine disruption, rather than genetics, are the most
pandemic proportions (Engelgau et al., 2004). These diseases, com- plausible causes.
monly referred to as the Metabolic Syndrome (MS), are beginning Although the source of metabolic disorders is often the diet
itself, nutrition can also form part of the solution, in fact provid-
ing health benefits. Usually dietary intervention to control excess
∗ Corresponding author. body weight, hyperglycemia and dyslipidemia has included low
E-mail address: Serge.Nef@medecine.unige.ch (S. Nef). energy and low fat diets, but these are of limited efficacy due to

0303-7207/$ – see front matter © 2009 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.mce.2009.02.027
C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42 31

the strict and long-term commitment required. However, long term 2. Soybean composition
health benefits can be gained from dietary proteins and bioac-
tive non-nutrients, called phytochemicals, which could be either Soybean (Glycine max) is composed of macronutriments such
incorporated into the diet or be part of the food itself. These phyto- as lipids, carbohydrates and proteins. Soybean lipids, which are
chemicals are biologically active plant-derived compounds, which deprived of cholesterol, contain about 15% of saturated fat, 61% of
structurally and functionally mimic estrogens (Dixon, 2004). Phy- polyunsaturated fat, and 24% of monounsaturated fat (USDA, 1979).
toestrogens are found in numerous fruits and vegetables and are Carbohydrates make up about 30% of the seed, with 15% being solu-
categorized into three classes, namely the isoflavones, lignans and ble carbohydrates (sucrose, raffinose, stachyose) and 15% insoluble
coumestans. While phytoestrogens are ubiquitous within the plant carbohydrates (dietary fiber). The protein content of soybean varies
kingdom, isoflavones are mainly found in the soybean—the most from 36% to 46% depending on the variety (Garcia et al., 1997;
important dietary source of phytoestrogens for humans, cattle and Grieshop and Fahey, 2001; Grieshop et al., 2003). Storage proteins
rodents. Isoflavones have a non-steroidal structure but possess a are predominant, such as the 7S globulin (␤-conglycinin) and 11S
phenolic ring that enables them to bind the estrogen receptor (ER) globulin (glycinin), which represent about 80% of total protein con-
and act either as estrogen agonists or antagonists (Makela et al., tent, as well as less abundant storage proteins such as 2S, 9S, and
1994, 1995). 15S globulins (Garcia et al., 1997). Interestingly, ␤-conglycinin but
The fact that isoflavones have been shown to exert estrogenic not glycinin is capable of improving serum lipid profiles in mice and
effects raises the possibility that this class of phytochemicals humans, in the absence of phytoestrogens (Moriyama et al., 2004;
may affect glucose and lipid metabolism. In fact, estradiol itself Kohno et al., 2006).
is a well known modulator of glucose homeostasis, which also Soybean also contains micronutriments, which include
affects obesity development. For instance, postmenopausal women isoflavones, phytate, soyaponins, phytosterol, vitamins and
develop visceral obesity and insulin resistance and are at an minerals. Although beneficial effects of micronutriments such as
increased risk of diabetes but estrogen replacement therapy nor- saponins and phytosterols on cholesterol levels and absorption
malizes these abnormalities (Ahmed-Sorour and Bailey, 1980; have been reported (Oakenfull, 2001; Lukaczer et al., 2006), there
Bailey and Ahmed-Sorour, 1980; Gambacciani et al., 1997). From is an increasing body of literature suggesting that isoflavones may
genetic studies in rodents, it has been shown that these effects additionally have a beneficial role in lipid and glucose metabolism.
are mediated by estrogen receptors (see below). This has caused Soybeans are the most abundant source of isoflavones in food.
researchers to focus on the identification of Selective Estro- Studies have shown that there is a large variability in isoflavone
gen Receptor Modulators (SERMs) that could be of potential content and composition in soybeans. This is function of the
therapeutic interest for the treatment of metabolic disorders, variety of soy grown, as well as environmental conditions (Wang
without having negative effects. Studies in humans and rodents and Murphy, 1994; Caldwell et al., 2005). Abiotic and biotic stresses
support the hypothesis that soy proteins or soy-derived phytoe- such as variation in temperature, drought or nutritional status,
strogens may be beneficial for the prevention of obesity and pest attack or light conditions may modify isoflavone content
diabetes (Bhathena and Velasquez, 2002; Velasquez and Bhathena, and composition. As a consequence, total isoflavone content may
2007). vary up to 3-fold with growth of the same soy cultivar in different
The complex interactions between soy proteins and isoflavones geographical areas and years (Wang and Murphy, 1994).
are fairly well understood. To understand these intricate relation-
ships, one must assess the biological activity of soy components,
3. Absorption and metabolism of isoflavones
both in isolation and in combination. So far, few studies have
shown that pure soy-proteins or soy proteins isolate (SPI) alone
The metabolism of isoflavones is rather complex. The two major
(in absence of isoflavones) can provide beneficial metabolic effects
isoflavones, genistein and daidzein, are present in soy as ␤-D-
(Velasquez and Bhathena, 2007). The majority of the studies using
glycosides, namely genistin and daizin (Fig. 1). These glycoside
SPI remain difficult to interpret because of the lack of clarity con-
forms are biologically inactive (Setchell, 1998). Once ingested,
cerning the presence or absence of isoflavones in the diet. On
isoflavone glycosides are hydrolyzed by bacterial ␤-glucosidases
the other hand, soy-derived phytoestrogens have received more
in the intestinal wall, resulting in the conversion to their corre-
attention mainly due to their benefits in decreasing age related
sponding bioactive aglycones (genistein and daidzein). Only the
diseases (e.g. osteoporosis, cardiovascular disease), or hormono-
aglycone forms are absorbed by the intestinal tract and are there-
dependent cancers (e.g. prostate) (Setchell, 1998; Tham et al.,
fore biologically active. Daidzein can be further metabolized to
1998; Sacks et al., 2006). Concerning metabolism, the American
equol and O-demethyangolensin, and genistein to p-ethyl phenol.
Food and Drug Administration (FDA) authorized in 1999 the label-
In fact, genistein, daidzein, equol and O-demethyangolensin are the
ing of health claims on food containing soy proteins, referring to
major isoflavones detected in the blood and urine of humans and
the beneficial role of soy protein in reducing the risk of coro-
animals (Setchell, 1998). In rodents, equol is the major circulat-
nary heart disease (CHD). The beneficial effects on metabolism
ing metabolite among isoflavones representing up to 70–90% of
in humans have been hotly debated, but studies in rodents may
all circulating isoflavones. While all rodents are equol producers,
help in identifying the biologically relevant soy components and
only 30% of humans are able to metabolize daidzein into equol
the intimate mechanisms involved. The purpose of this review is
(Atkinson et al., 2005). It remains unclear whether the effectiveness
to examine the evidence regarding the use of soy and phytoestro-
of dietary phytoestrogens in reducing the risks of obesity, diabetes,
gens in the prevention of obesity and diabetes mellitus in animals
and cardiovascular disease in humans correlates with the ability of
and humans. We also discuss the mechanisms by which soy and
individuals to metabolize daidzein into equol. However, it is a likely
dietary phytoestrogens may affect glucose and lipid metabolism
source of variability and therefore should be taken into account
and improve the control of body weight and glucose homeosta-
when performing clinical trials with soy or dietary phytoestrogens.
sis. To provide context and the requisite background information,
we begin with a brief overview about soybeans, the nutritional
composition of soy. We also present scientific evidence both in 4. Soy consumption and phytoestrogen levels
humans and rodents supporting or refuting the potential ben-
eficial effects of soy and phytoestrogens on glucose and lipid In soybean, isoflavones are tightly associated with proteins.
metabolism. As mentioned, the abundance of isoflavones varies according
32 C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42

Fig. 1. The molecular structure of isoflavones resembles that of 17␤-estradiol. Isoflavones are found in vegetables and fruits in a biologically inactive glycoside form (genistin,
daidzin and glycitin). After ingestion, ␤-glucosidases from the intestine cleave the glucosyl residue and generate biologically active aglycones (genistein, daidzein and glycitein).
Daidzein can be further metabolized into equol.

to soy variety and culture conditions, but is also dependent dose, intestinal transit time and the chemical composition of the
on the way soybeans have been processed. Indeed, isoflavones dietary isoflavones.
can be dissociated from soy-proteins using alcohol extraction
which significantly diminishes the amount of bound-isoflavones 5. Phytoestrogens: complex hormetic compounds
(Bhathena and Velasquez, 2002). This explains the substantial vari-
ability of phytoestrogen content found in soy products [0.1–5 mg In plants, the synthesis of phytoestrogens, such as soy
isoflavones/g of soy protein in mature and roasted soybeans, isoflavones, generally coincides with environmental stresses such
0.3 mg/g soy protein in green soybeans and tempeh, 0.1–2 mg/g as pest infection, drought or lack of nutrients (Howitz and Sinclair,
soy protein in tofu and some soy milk preparations (Bhathena and 2008). Recently it has been suggested that stress-induced plant
Velasquez, 2002)]. compounds upregulate stress resistance pathways in animals. This
Numerous studies have included the investigation of the plasma phenomenon, called xenohormesis, proposes that chemical clues
concentration of phytoestrogens and their metabolites in humans from autotrophs (e.g. plants) provide an advance warning about
and animals consuming a diet with or without soy (Adlercreutz the deterioration of the environment, allowing heterotrophs (e.g.
et al., 1993a; Morton et al., 1994; Coward et al., 1996). In humans mammals) to mount a preemptive defense response while condi-
consuming soy-free diets, plasma concentration of isoflavones is tions are still favorable (Howitz and Sinclair, 2008). This theory has
usually in the nanomolar range ≤40 nM (Morton et al., 1994; van been recently adopted to explain the health benefits provided by
Erp-Baart et al., 2003). In contrast, acute ingestion of dietary soy stress-induced phytochemicals such as polyphenols, a group which
leads to a rapid increase in the plasma concentration of isoflavones includes stilbenes (e.g. resveratrol found in red wine and peanuts),
up to the micromolar range (Adlercreutz et al., 1993b; Xu et al., catechins (e.g. epigallocatechin-3-gallate or EGCG found in green
1994; King and Bursill, 1998; Watanabe et al., 1998). Pharmacoki- tea), anthocyanidins, and most relevant to this review, isoflavones.
netic studies confirm that healthy adults absorb isoflavones rapidly Similarly, we believe that the isoflavones genistein and daidzein
and efficiently (Setchell et al., 2001). The fates of daidzein, genis- mediate most of their biological effects through the modulation of
tein and their respective ␤-glycosides are similar. The average time key mammalian enzymes and receptors of stress-response path-
taken after ingesting the aglycones to reach peak plasma concentra- ways or estrogen-dependent pathways, rather than through their
tions is 4–7 h, which is delayed to 8–11 hours for the corresponding well known antioxidant (Vedavanam et al., 1999) or tyrosine kinase
␤-glycosides. This suggests that the rate-limiting step for absorp- inhibitory properties (Akiyama et al., 1987). The affinity of phy-
tion is the initial hydrolysis of the glycosidic moiety. The half-life toestrogens for estrogen receptors results in effects on a large
for daidzein and genistein was reported to be 9.3 and 7.1 h respec- number of estrogen-regulated systems, including the cardiovascu-
tively, indicating that isoflavones or their metabolites are rapidly lar, metabolic, reproductive, skeletal and central nervous systems.
excreted. Finally, factors that might influence isoflavone bioavail- A significant characteristic of isoflavones is their capacity to bind
ability include intestinal microflora, food matrix, the administered both to estrogen receptors (ERs) ␣ and ␤ (Kuiper et al., 1997, 1998),
C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42 33

Table 1
Relative binding affinity (RBA) and relative transactivation activity (RTA) of various estrogenic compounds, isoflavones and endocrine disruptors in comparison with 17␤-
estradiol.

Compound Relative binding affinity Relative transactivation

ER␣ ER␤ ER␣ ER␤

17␤-estradiol 100 100 100 100


Diethylstilbestrol (DES) 236 221 117 69
Tamoxifen 4 3 6 2
Coumestrol 20 140 102 98

Isoflavones Genistein 4 87 198 182


Daidzein 0.1 0.5 97 80
Formononetin <0.01 <0.01 6 2
Biochanin A <0.01 <0.01 36 53
Ipriflavone <0.01 <0.01 11 3

Endocrine disruptors Bisphenol A 0.01 0.01 50 41


o,p -DDT 0.01 0.02 54 10
Nonylphenol 0.05 0.09 62 34
Methoxychlor <0.01 <0.01 9 2

The RBA of each competitor was calculated as the E2:competitor concentration ratio required to reduce the specific radioligand binding by 50% (ratio of IC50 values). The RBA
value for E2 was arbitrarily set at 100. The RTA of each compound was calculated as the ratio of the luciferase reporter gene induction value, at a concentration of 1 ␮M of
the relevant compound, relative to the luciferase reporter gene induction value using 17␤ estradiol at 1 ␮M. The transactivation activity of 17␤ estradiol was arbitrarily set at
100. Data adapted from Kuiper et al. (1998).

with preferential binding of genistein to ER␤ (Table 1). Specific (Nemoto et al., 2000). The function of ER␤ is less clear—to date no
binding affinity to ERs enables isoflavones to elicit both estrogenic overt metabolic phenotype has been described in mice lacking this
and antiestrogenic effects depending on the tissue, as well as on receptor (␤ERKO), under normal dietary conditions (Ohlsson et al.,
isoflavone and endogenous estradiol levels. For instance, in var- 2000). Recently, it was found that, when challenged with a high fat
ious cell lines, in the presence of physiological levels (1 nM) of diet, ␤ERKO mice increase their weight and adiposiy to a greater
estradiol (E2), genistein acts as an anti-estrogen whereas at lev- extend than do wild-type mice (Foryst-Ludwig et al., 2008).
els of E2 found in postmenopausal women (0.01 nM), genistein Estrogens have also been shown to modulate glucose
shows additive agonistic effects (Hwang et al., 2006). Genistein metabolism in rodents. For instance in models of type 2 diabetes,
also has ER-mediated biphasic effects in intestinal cell prolifera- ovariectomy induces hyperglycemia, whereas in males, estrogen
tion (Chen and Donovan, 2004). Thus, isoflavones, as stress-induced perfusion reverses diabetes (Louet et al., 2004). Similarly, mice lack-
phytochemicals, may provide health benefits through their selec- ing either functional ER␣ or aromatase display glucose intolerance
tive estrogen receptor modulator (SERM) activities. and insulin resistance (Heine et al., 2000; Jones et al., 2000; Takeda
et al., 2003). Indeed, ER␣ and ER␤ are both expressed in muscle
6. Role of estrogens in metabolism cells and are known to modulate the expression of the glucose
transporter 4 (Glut4), a key molecule for the import of glucose in
Studies in humans and rodents have shown that ERs are impor- cells (Barros et al., 2006). The endocrine pancreatic function is also
tant mediators of the action of estrogen on lipid and glucose directly modulated by estrogen levels. In rats, circulating insulin
metabolism. Estrogens have been reported to affect adiposity either levels have been shown to vary during the estrous cycle (Bailey
directly, by modulating lipogenesis, lipolysis or adipogenesis, or and Matty, 1972). Estrogens and endocrine disruptors such as
indirectly, by modulating appetite or energy expenditure (Cooke Bisphenol-A (BPA) have been reported to modulate insulin content
and Naaz, 2004). As mentioned above, the concept of estrogens in ␤-cells via ER␣, but not via ER␤ (Alonso-Magdalena et al., 2008).
modulating metabolic features derived originally from the obser- These molecules also protect ␤-cells from oxidative stress, apopto-
vation that postmenopausal women develop visceral obesity and sis, and streptozotocin-induced injuries in both genders, through
insulin resistance as a result of low levels of estrogens. Interest- ER␣ (Le May et al., 2006). In addition, several studies reported that
ingly, hormonal replacement therapy normalizes these symptoms estrogens increase glucose-stimulated insulin secretion in isolated
(Ahmed-Sorour and Bailey, 1980; Bailey and Ahmed-Sorour, 1980). islets (Nadal et al., 1998; Adachi et al., 2005; Alonso-Magdalena et
Estrogens also play an important role in glucose homeostasis, and al., 2006, 2008; Le May et al., 2006; Martensson et al., 2008).
are known to modulate insulin sensitivity (Godsland, 2005). Vari- Finally, estrogens have been reported to modulate energy home-
ations in human glucose homeostasis are observed during the ostasis indirectly, through the central nervous system (CNS) and
menstrual cycle, and diabetes becomes more resistant to treatment the hypothalamus. By sensing endocrine and metabolic signals, the
during the luteal phase (Case and Reid, 2001). Relevant genetic hypothalamus engages distinct effector pathways, which result in
evidence that estrogen modifies metabolism can also be found behavioral, endocrine and metabolic changes, to maintain energy
in humans: individuals with mutations in the aromatase gene, an homeostasis. Several hormones are capable of influencing energy
enzyme that converts androgens into estrogens, display truncal intake and expenditure. For instance, leptin and insulin modulate
obesity, insulin resistance and hyperlipidemia (Carani et al., 1997). the activity of hypothalamic neurons in the arcuate nucleus, ulti-
Studies in rodents are far more advanced, and confirm the impor- mately leading to changes in food intake (Schwartz et al., 2000). It
tance of ER␣ in modulating both lipid and glucose metabolism. Mice has been shown recently that estrogens are among the hormones
lacking either ER␣ or the aromatase gene have increased adipos- that modulate the energy balance. Deficiency in aromatase or ER␣,
ity and fatty livers (Heine et al., 2000; Jones et al., 2000; Takeda or ovariectomy, decreases physical activity and energy expendi-
et al., 2003), confirming the role of estrogens in the regulation ture (Heine et al., 2000; Cooke et al., 2001; Meli et al., 2004),
of adiposity. In aromatase knockout mice (ArKO), liver steatosis whereas treatment with E2 increases locomotor activity through
is associated with a decreased expression of genes responsible an ER␣-dependent mechanism (Ogawa et al., 2003). Both estro-
for fatty acid oxidation, but can be normalized with E2 treatment gen receptors are found in the hypothalamic nuclei and modulate
34 C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42

food intake (Liang et al., 2002) and locomotor activity (Ogawa et to compare the effects of isoflavones with that of conjugated estro-
al., 2003). Specific silencing of ER␣ in the hypothalamus of female gens on blood glucose, insulin, and lipid profiles in postmenopausal
rodents leads to similar phenotypes to those observed in consti- Taiwanese women. The study revealed that during fasting both glu-
tutive mutant mice, including obesity, hyperphagia and reduced cose and insulin levels were significantly reduced by soy isoflavones
energy expenditure (Musatov et al., 2007). Although it remains (100 mg/day) and conjugated estrogens (0.625 mg/day) (Cheng et
unknown whether or not these phenotypes are associated with al., 2004).
changes in the expression of hypothalamic neuropeptides, these In contrast to the above mentioned trials, a significant number
results show that hypothalamic ER␣ is essential in the regulation of of studies reported an absence of beneficial effects of soy on classi-
energy balance. Supporting a direct effect of E2 on the hypothalamic cal metabolic parameters such as body weight, serum lipid profiles,
control of adiposity, it was shown that E2 modulates hypothalamic fat mass, blood glucose and insulin profiles (Yamashita et al., 1998;
synapticity by bypassing the leptin receptor to act directly on the Anderson and Hoie, 2005; Li et al., 2005; Hall et al., 2006; Ikeda
downstream Stat3 signaling in the hypothalamus, thus decreasing et al., 2006; Anderson et al., 2007). These discrepancies make it
body weight (Gao et al., 2007). difficult to draw firm conclusions regarding the beneficial effect
Overall, estrogens appear to be crucial regulators of metabolic of soy on glucose and lipid metabolism. When comparing these
functions by directly and indirectly (via the CNS) modulating energy different clinical trials, the underlying causes of conflicting results
homeostasis. Whether or not dietary soy and phytoestrogens have are probably related to the variability of experimental designs and
effects on energy homeostasis through estrogen-mimics is still a exposition protocols (route of administration, composition, dose,
matter of controversial debate, but is clearly a plausible hypothesis. and duration), the capacity of individuals to produce equol and
the genetic susceptibility. Clearly more standardized studies are
7. Effects of soy protein and phytoestrogens on human needed to further evaluate these putative beneficial effects.
metabolism
8. Actions of soy on metabolism in rodents
The low frequency of obesity and related metabolic disorders
in Asian populations has drawn attention towards soy, which is a The current scientific evidence concerning the role of soy and
characteristic component in asiatic diets. We searched the PubMed isoflavones in rodents is based on studies where animals have been
literature database for epidemiological and clinical studies evaluat- exposed either to purified isoflavones (injected or supplemented
ing the effects of soy or isolated isoflavones on human metabolism, in the diet itself) or soy protein isolates (SPIs) (for a complete
and the main results are summarized in Tables 2–5. list of studies, see Tables 6–10). The difficulty in analyzing SPI
Epidemiological studies have shown that type-2 diabetes is four studies arises from the fact that information on isoflavone levels
times less prevalent in Japanese people in Tokyo than in Japanese- and composition are quite often incomplete, making interpreta-
Americans in Seattle (Fujimoto et al., 1987, 1991). Consumption of tions problematic and comparisons hazardous. On the other hand,
more than 12.6 grams of soy protein per day is associated with a supplementation of the diet with soy proteins is more relevant
lower risk of glycosuria, a strong predictor of diabetes (Yang et al., than injection-based studies. This does, however, raise questions
2004). Similarly, several studies have reported that isoflavone con- as to which compound is responsible for the observed effects and
sumption by postmenopausal women correlated with lower body whether the relative benefits of soy are not in fact due to the poor
mass index (BMI), and higher HDL levels (Guthrie et al., 2000; performance of casein itself, which is usually used as control pro-
Goodman-Gruen and Kritz-Silverstein, 2001, 2003). tein.
Clinical studies also suggest that soy protein or isoflavones may In comparison to human studies which mainly focus on serum
improve metabolic parameters. For instance, a metaanalysis of 38 lipid analysis because of the clinical importance of atherosclero-
trials (Anderson et al., 1995) as well as more recent reports (Crouse sis and the risk in cardiovascular diseases, reports in rodents are
et al., 1999; Takatsuka et al., 2000; Teixeira et al., 2000; Gardner et rather oriented towards the assessment of soy-derived compounds
al., 2001; Jayagopal et al., 2002; Greany et al., 2004) demonstrated on weight and fat loss, and in fewer cases, insulin sensitivity. Still
a significant reduction in plasma concentrations of total and LDL concerning the effects of soy or isoflavones on serum lipid profiles,
cholesterol in humans exposed to soy proteins. In addition, post- most rodent studies that have assessed these parameters under
menopausal Japanese women treated for 24 weeks with isoflavones healthy or diabetic states point towards an improvement in total
exhibited a lower fat mass (Wu et al., 2006). Obese patients treated cholesterol (TC) and/or triglyceride (TG) levels after consumption of
with soy protein isolates for 12 weeks had lower body weight and dietary soy, SPI, isoflavones or genistein (Kirk et al., 1998; Nagasawa
BMI, with decreased cholesterol and LDL levels in the blood (Allison et al., 2003; Ae Park et al., 2006; Penza et al., 2006; Cederroth et al.,
et al., 2003). Additionally, a 6-month clinical trial was conducted 2008; Nordentoft et al., 2008; Torre-Villalvazo et al., 2008). Only

Table 2

Epidemiological studies evaluating the effects of soy or isoflavones on human metabolism

Model Number of Dose Metabolic Effects References


individuals (total)

Pre and postmenopausal women 323 Soy protein intake >12.61 g/day For >12.61 g/day: Lower risk in glycosuria in Yang et al. (2004)
postmenopausal women with BMI
<25 kg/m2
Pre and postmenopausal women 944 Fermented soy bean No effects on W or F/BMI Ikeda et al. (2006)

Postmenopausal women 208 Genistein intake >1 mg/day No effects on G, I, TC, LDL, TG Goodman-Gruen and
Kritz-Silverstein (2001)
Lower F/BMI, increased HDL

Postmenopausal women 939 Isoflavone intake >0.236 mg/day No effects on F/BMI, TC, LDL, HDL, Lower TG de Kleijn et al. (2002)

In these studies, serum isoflavone levels were not evaluated. Abbreviations: W, weight; F/BMI, fat or body mass index; G, serum glucose; I, serum insulin; TC, total cholesterol;
LDL, low density lipoprotein; HDL, high density lipoprotein; TG, triglycerides; FFA, free fatty acids; ND, not determined. Parameters listed here that do not appear in the table
were not analyzed in the article in question.
C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42 35

Table 3

Clinical studies performed using dietary supplementation with soy protein isolates (SPI)

Model Number of Duration SPI and isoflavones intake Serum isoflavone Metabolic effects References
individuals

Young healthy normolipidemic Total = 22 13 days High isoflavone SPI Genistein: 0.75 No effects on TC, LDL, Sanders et al. (2002)
men and women (56 mg/day) vs low TG
isoflavone SPI (2 mg/day)
Daidzein: 0.3 Increased HDL
Equol: 0.1

Obese women 22 (21) 16 weeks SPI (15 g/day) ND No effects on W, Anderson et al. (2007)
(150 mg/day isoflavones) F/BMI, G, I, TC, LDL,
vs casein (15 g/day) HDL, TG
(10 mg/day isoflavones)
Postmenopausal women 100 (102) 12 months SPI (25.6 g/day) ND No effects on F/BMI Kok et al. (2005)
(99 mg/day isoflavones)
vs milk
Moderate 31 (33) 12 weeks SPI with isoflavone ND No effects on W, Gardner et al. (2001)
hypercholesterolemic (80 mg) or without vs F/BMI, HDL, TG
postmenopausal women milk (42 g/day)
Lower TC, LDL

Moderate Total = 146 9 weeks SPI (25 g/day) (62 mg/day ND No effects on HDL, TG Crouse et al. (1999)
hypercholesterolinemic men isoflavones) vs Casein
and women (25 g/day)
Lower TC, LDL

Normocholesterolinemic 71 (72) 6 weeks SPI with isoflavones ND No effects on W, Greany et al. (2004)
(44.3 mg/day) vs milk F/BMI, TC, LDL, HDL,
TG
Mildly hypercholesterolinemic 71 (72) 6 weeks SPI with isoflavones ND No effects on W, F/BMI Greany et al. (2004)
(44.3 mg/day) vs milk
Lower TC, LDL, TG
Increased HDL

Obese men and women 50 (50) 12 weeks SPI vs control ND No effects on HDL Allison et al. (2003)
Lower W, BMI, TC, LDL

Overweight and obese men Total = 90 12 weeks SPI vs milk ND No effects on W, G, TC, Anderson and Hoie (2005)
and women LDL, HDL, TG
Obese male and women 17 (19) 16 weeks SPI vs meat ND No effects on W, Yamashita et al. (1998)
F/BMI, G, TC, LDL, HDL,
TG
Obese men and women 46 (36) 3 or 6 months SPI vs individual dietary ND No effects on I, TC, Li et al. (2005)
intervention LDL, HDL, TG
Lower W, F/BMI, G
12 months SPI vs individual dietary ND No effects on W, Li et al. (2005)
intervention F/BMI, G, I, TC, LDL,
HDL, TG

Abbreviations: SPI, soy protein isolate; W, weight; F/BMI, fat or body mass index; G, serum glucose; I, serum insulin; TC, total cholesterol; LDL, low density lipoprotein; HDL,
high density lipoprotein; TG, triglycerides; FFA, free fatty acids; ND, not determined. Parameters that do not appear in the table were not analyzed in the article in question.
Serum isoflavone values are expressed in ␮M. For control groups, the number of individuals (n) is shown in parentheses.

one study shows an absence of effects on total cholesterol and TG (Penza et al., 2006). Overall, these results suggest that high phar-
after consumption of SPI (Aoyama et al., 2000a,b). macological doses of phytoestrogens yielding serum levels in the
As mentioned above, most studies have evaluated the effects micromolar range inhibit adipose tissue deposition.
of soy-derived compounds on adiposity. For instance, Long-Evans The mechanisms by which dietary soy and phytoestrogens
rats or ovariectomized (OVX) ddY mice fed with a soy-rich diet reduce adiposity are unclear. Recently it was found that increased
have reduced weight and less adipose deposition than those fed energy expenditure and locomotor activity coupled with a marked
on a soy-free diet (Wu et al., 2004; Bu and Lephart, 2005). Simi- shift towards the use of lipids as fuel source were two important
larly, Long-Evans rats or CD-1 male mice fed with dietary soy (with contributing factors for the leanness observed in mice exposed to
serum levels of genistein and daidzein reaching 0.5 ␮M and equol dietary phytoestrogens (Cederroth et al., 2007). This decrease in
about 10 ␮M) have 50% decreased adipose weight (Lephart et al., fat abundance correlates with an increased activation, in periph-
2004a; Cederroth et al., 2007). In addition, dietary supplementa- eral tissues, of the AMP-activated protein kinase (AMPK) and its
tion with 500–1500 ppm of genistein, with a serum equivalent of downstream target Acetyl-CoA carboxylase (ACC) (Cederroth et al.,
about 2 ␮M, decreases fat pad weights by 50% in C57/BL6 mice (Naaz 2008), two enzymes which are key regulators of fatty acid oxida-
et al., 2003). The effects on adiposity are dose-dependent, since the tion (Winder and Hardie, 1996; Ruderman and Prentki, 2004). In
magnitude of adipose weight reduction correlates with increasing these mice, two targets of AMPK, peroxisome proliferator activated
doses of soy-derived phytoestrogens (Lephart et al., 2004b). Simi- receptor (PPAR)␥ co-activator (PGC)-1␣ and (PPAR)␣, which regu-
larly, subcutaneous injections of genistein (8–200 mg/kg/day) for 21 late mitochondrial and peroxisomal metabolism respectively (Zong
days in C57/BL6 ovariectomized mice decrease adipose gain (Naaz et al., 2002; Lin et al., 2005), were preferentially upregulated in
et al., 2003). In contrast, in a study where male mice were exposed adipose tissue (Cederroth et al., 2008). Additionally, in vitro expo-
to daily oral doses of genistein of up to 50 mg/kg/day, fat mass was sure of cultured 3T3-L1 adipocytes to genistein has been reported
increased. However fat mass decreased at doses of 200 mg/kg/day to significantly activate AMPK and ACC (Hwang et al., 2005). Fur-
36 C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42

Table 4

Clinical studies performed using dietary supplementation with phytoestrogens or isoflavones

Model Number of Duration Isoflavone intake Serum or urinary isoflavone Metabolic effects References
individuals

Postmenopausal women Total = 136 6 months Isoflavones Serum genistein: 0.32 (0.28) No effects on TC, TG Wu et al. (2006)
(75 mg/day) vs
placebo
Daidzein: 0.89 (0.27) Lower F/BMI
Equol: 0.19 (0.07) Increased HDL
Glycitein: 0.19 (0.06)

Postmenopausal women Total = 34 2 months Isoflavones Urinary genistein: 12.2 (0.65)


(50 mg/day) vs
placebo
Daidzein: 8.1 (0.22)
Equol: No effects on W, Weickert et al. (2006)
F/BMI, G, I
- Equol producers: 5.8 (0.237)
- Non-producers: 0.245 (0.160)

Healthy Postmenopausal women Total = 117 8 weeks Isoflavones vs Urinary genistein: 7.27 (0.42) No effects on G, I, TC, Hall et al. (2006)
placebo LDL, HDL, TG
Daidzein: 5.76 (0.22)
Equol:
- Equol producers: 2.61 (0.13)
- Non-producers: 0.15 (0.094)

Postmenopausal women 38 (40) 3 months Isoflavones ND No effects in TC, HDL Dalais et al. (2003)
(118 mg/day) vs
placebo
Lower LDL, TG

Postmenopausal women with Total = 32 12 weeks Phytoestrogens ND No effects on W, G, Jayagopal et al. (2002)
type 2 diabetes vs placebo HDL, TG
Lower I, TC, LDL

Abbreviations: SPI, soy protein isolate; W, weight; F/BMI, fat or body mass index; G, serum glucose; I, serum insulin; TC, total cholesterol; LDL, low density lipoprotein; HDL,
high density lipoprotein; TG, triglycerides; FFA, free fatty acids; ND, not determined. Parameters that do not appear in the table were not analyzed in the article in question.
Serum isoflavone values are expressed in ␮M. Urinary isoflavone values are expressed in mM. For control groups the number of individuals (n) and the corresponding serum
or urinary isoflavone values are shown in parentheses.

thermore, in vitro studies using isolated rat adipocytes have shown Potential mechanisms by which dietary soy may improve
that genistein stimulates lipolysis through the inhibition of cAMP glucose metabolism have been recently proposed. Dietary soy
phosphodiesterases (Szkudelska et al., 2000). Similarly, it has been improves insulin sensitivity by increasing glucose uptake prefer-
recently shown that an isoflavone-free peptide mixture from black entially in skeletal muscles (Cederroth et al., 2008). This improved
soybean (BSP) significantly activates both AMPK and ACC in C2C12 insulin responsiveness in mice exposed to dietary soy may take
myocytes, in a dose dependent manner (Jang et al., 2008). Interest- place, at least in part, by an improvement of the PI(3)K-Akt sig-
ingly, a high fat diet containing 10% of this same BSP fed to mice naling by the dietary soy-activated AMPK (Cederroth et al., 2008).
for 13 weeks, led to AMPK activation in WAT of mice compared to Whether these effects are due to soy proteins or phytoestrogens
control animals. remains unknown.
Fewer studies have evaluated the effects of soy and phytoe- The effects of soy and phytoestrogens on the pancreas are less
strogens on glucose homeostasis. Rats fed with SPI exhibit lower known. Recently, an in vivo study has evaluated ␤-cell function
glucose and insulin levels in the plasma (Hurley et al., 1998) as well after exposure of CD-1 male mice to dietary soy. Dietary soy lowers
as increased peripheral insulin sensitivity (Lavigne et al., 2000). pancreatic insulin content, while high glucose-stimulated insulin
In rat models of obesity and type 2 diabetes (SHR/N-cp rats and secretion is unchanged, suggesting that insulin secretion is ame-
ZDFxSHHF rats), treatment with isoflavones decreases glycemia or liorated (Cederroth et al., 2008). Although it is not clear whether
circulating insulin levels (Ali et al., 2005; Davis et al., 2005). Sim- these beneficial effects are due to the isoflavones themselves or
ilarly, in mice models of obesity and diabetes, treatment with soy other components of soy proteins, recent reports indicate that the
protein or genistein lowers glycemia (Aoyama et al., 2000a; Ae Park isoflavone genistein may itself have a direct beneficial effect on
et al., 2006). pancreatic ␤-cells. For example, genistein has been shown to stim-

Table 5

Clinical studies performed using dietary supplementation with ␤-conglycitin

Model Number of individuals Duration Design Metabolic effects References

Hyperlipidemic male and women 69 (69) 12 weeks Beta-conglycinin vs No effects on W, F/BMI, G, I, TC, Kohno et al. (2006)
casein LDL decreased TG, FFA
increased HDL
Obese male and women 24 (22) 12 weeks Beta-conglycitnn vs No effects on TC, LDL, HDL, TG Kohno et al. (2006)
casein lower W, F/BMI, FFA

Abbreviations: SPI, soy protein isolate; W, weight; F/BMI, fat or body mass index; G, serum glucose; I, serum insulin; TC, total cholesterol; LDL, low density lipoprotein; HDL,
high density lipoprotein; TG, triglycerides; FFA, free fatty acids; ND, not determined. Parameters that do not appear in the table were not analyzed in the article in question.
For control groups, the number of individuals (n) is shown in parentheses.
Table 6

Animal studies performed using dietary supplementation with dietary soy

Species Duration (days) Dose (ppm) Total serum Number of Weight Food intake Fat mass Glycemia Circulating insulin Reference
isoflavone levels animals

Male rats
Long-Evans Life long 600* ∼7.07 ND Decreased Increased Decreased ND Decreased Lephart et al. (2004a)
Sprague–Dawley Life long 600* ∼8.7 57 (57) Decreased No effect ND ND ND Weber et al. (2001)

Female OVX rats


OVX Long-Evans 42 days 600* ∼3.3 ND Decreased Increased Decreased ND ND Bu et al. (2005)

Male mice
CD-1 Life long 600* ∼10 12 (12) Decreased Increased Decreased ND ND Cederroth et al. (2007)
CD-1 Life long 600* ∼10 5–14 Decreased ND Decreased No effect Decreased a , b Cederroth et al. (2008)

C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42
(5–19)
Female mice
CD-1 Life long 600* ∼10 12 (12) Decreased ND Decreased ND ND Cederroth et al. (2007)

Studies using dietary soy are distinguished from SPI in that they include analysis of serum isoflavone abundance, while all the presented studies in rodents using SPI, presence or absence of isoflavones has not been measured. For
clarity, data on serum lipid profiles are not presented. Abbreviations: OVX, ovariectomized; ND, not determined. Symbols: * Total isoflavone content.
a
Increased glucose tolerance.
b
Increased insulin sensitivity.
Total serum isoflavone values are expressed in ␮M. For control groups, the number of individuals (n) is shown in parentheses.

Table 7

Animal studies performed using dietary supplementation with soy protein isolates (SPI)

Species Duration (days) Dose (% SPI) Number of animals Weight Food intake Fat mass Glycemia Circulating insulin Reference
(controls)

Male rats
Sprague–Dawley 28 22.6 10 (10) Decreased ND Decreased Decreased Decreased Hurley et al. (1998)
Wistar 28 22.9 20 (20) No effect No effect ND Decreased Decreased a , b Lavigne et al. (2000)
Wistar 10 22.4 8 (8) No effect No effect No effect No effect No effect Nagasawa et al. (2003)
Sprague–Dawley 28 41.1 8 (6) No effect No effect No effect Decreased ND Aoyama et al. (2000b)
Sprague–Dawley 180 30 8 (8) Decreased ND No effect No effect No effect Torre-Villalvazo et al. (2008)
Sprague–Dawley on a HFD 180 30 8 (8) Decreased ND Decreased No effect No effect Torre-Villalvazo et al. (2008)

Male mice
Obese yellow KK-Ay 14 41.6 10 (10) No effect No effect Decreased No effect ND Aoyama et al. (2000a)
Obese yellow KK-Ay 28 41.1 12 (12) No effect ND Decreased ND ND Aoyama et al. (2000b)
Obese yellow KK-Ay 63 50 10 (10) Decreased No effect Decreased Decreased Decreased Nordentoft et al. (2008)
CD-1 Life long ND# 10 (13) Decreased Increased Decreased ND ND a Ruhlen et al. (2008)

Female mice
CD-1 Life long ND# 10 (13) Decreased ND Decreased ND ND Ruhlen et al. (2008)

For clarity, data on serum lipid profiles are not presented. In the following studies, serum isoflavone levels were not analyzed. Abbreviations: OVX, ovariectomized; SPI, soy protein isolate; ND, not determined.
a
Increased glucose tolerance.
b
Increased insulin sensitivity.
#
Estrogenic activity tested in vitro.
For control groups, the number of individuals (n) is shown in parentheses.

37
38 C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42

Dolinoy et al. (2006)

Dolinoy et al. (2006)


ulate insulin secretion in the insulin-secreting cell lines INS-1 and

Ae Park et al. (2006)


Penza et al. (2006)

Naaz et al. (2003)


Naaz et al. (2003)
Naaz et al. (2003)
Naaz et al. (2003)
MIN6 and in mouse pancreatic islets, at nano- and micromolar con-
centrations (Liu et al., 2006). In addition, genistein has been also
reported to prevent cytokine-induced cell damage in rat insuli-
Reference

noma cells (RIN cells) (Kim et al., 2007). Genistein and daidzein have
been shown to prevent diabetes onset in non-obese diabetic (NOD)
mice by preserving pancreatic ␤ cell function (Choi et al., 2008).
Similarly, Lee (2006) recently reported that in streptozotocin-
induced diabetic rats, supplementation with genistein (600 mg/kg
Circulating

No effectc

of diet) cause a 2 fold increase in plasma insulin levels. Collectively,


insulin

NDa,b

these data suggest that dietary soy and phytoestrogens may have
ND

ND

ND
ND
ND
ND
therapeutic significance in reducing the severity of diabetes, and
improving ␤-cell survival and function. However, further research
is needed, first to confirm and then to analyze in detail, how phy-
Decreased
Glycemia

toestrogens exert anti-hyperglycemic actions through pancreatic


␤-cells.
ND

ND

ND

ND
ND
ND
ND

9. Central actions of phytoestrogens


Decreased
Decreased
Decreased
Increased

Whether or not soy-derived compounds modulate energy


No effect
Fat mass

expenditure via the CNS is unclear, but recent data suggest that
ND
ND

ND

some effects may be centrally mediated. In mice or rats fed soy-rich


For clarity, data on serum lipid profiles are not presented. Abbreviations: OVX, ovariectomized; ND, not determined. Symbols: * Total isoflavone content.

diets, feeding behavior and locomotor activity were significantly


affected, suggesting that the central regulation of energy balance
Food intake

in the hypothalamus may be modulated by soy or phytoestro-


No effect
No effect

gens (Lephart et al., 2003; Cederroth et al., 2007). For example, in


mice exposed to dietary soy, the increased locomotor activity and
ND

ND

ND
ND
ND
ND

preferential use of lipids as fuel source is associated with a 40%


decrease in mRNA levels of AgRP in the hypothalamus (Cederroth
et al., 2007). AgRP is a key neuropeptide regulating energy expen-
Decreased

Decreased
No effect
No effect

diture in the arcuate nucleus of the hypothalamus (Stutz et al.,


Serum genistein values are expressed in uM. For control groups, the number of individuals (n) for is shown in parentheses.
Weight

2005). Mice lacking AgRP, or having 50% reduction of AgRP lev-


ND
ND
ND
ND

els in the hypothalamus, display an increased metabolic rate, lipid


utilization and locomotor activity (Makimura et al., 2002; Wortley
et al., 2005). In a similar study, rats exposed to the same soy-based
Number of

diet exhibited higher expression of transcripts for NPY (an approx-


animals

10 (10)

imately 40% increase) in the arcuate and paraventricular nuclei of


4 (4)
4 (4)
4 (4)
4 (4)

the hypothalamus. NPY is an orexigenic neuropeptide known to


ND

ND
20

stimulate food intake both in rodents and humans (Schwartz et al.,


2000). Recently, it has been reported that an isoflavone-free pep-
tide mixture from black soybean (BSP) significantly decreased food
Serum genistein

intake in rats and leptin-deficient ob/ob mice (Jang et al., 2008).


The authors presented evidence that BSP has anorectic effects in
2.55 (0.08)
3.81 (0.08)
1.79 (0.08)
1.02 (0.08)

association with the induction of hypothalamic STAT3 phosphory-


levels

lation, a major pathway involved in suppression of food intake and


0.09
ND
ND

ND
Animal studies performed using dietary supplementation with genistein

energy expenditure (Bates and Myers, 2003). Further studies are


needed to ascertain whether or not soy peptides or dietary phy-
toestrogens act directly on the hypothalamus to improve lipid and
Dose ppm

glucose metabolism.
800*
2000*
250*

250*

300*
500*
1000*
1500*

10. Potentially adverse effects in consuming soy and


soy-derived phytoestrogens
18, during gestation

18, during gestation

The extent to which soy food and its bioactive component


Duration (days)

genistein pose potential health risks is still a matter of debate


(Setchell, 2006). In fact, the initial recognition and identification
No effects on insulin sensitivity.
No effects on glucose tolerance.

of phytoestrogens as bioactive compounds was made in the 1940s


12 days

Increased glucose tolerance.

when it was found that formononetin, an isoflavone present in red


42
15

clover (Trifolium pratense L.), caused a devastating infertility syn-


drome in sheep grazing in clover pasture (Bennetts et al., 1946).
In another study, high levels of phytoestrogens were found in the
Female OVX Mice
Db/Db-C57BL/KSJ

leaves of stunted desert annuals in a dry year, leading ultimately


Female Mice

to impaired reproduction when ingested by the California quail


Male mice

(Lophortyx californicus). In wet years these quails bred normally and


C57BL/6

C57BL/6
Species
Table 8

phytoestrogens were largely absent in these herbs (Leopold et al.,


Avy /a

Avy /a

1976).
C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42 39

Table 9

Animal studies performed using subcutaneous injections or gavage of genistein

Species Duration Dose Serum Number of Weight Food intake Fat mass Reference
(days) genistein levels animals

Subcutaneous injections
Female OVX mice
C57BL/6 21 20 mg/kg/day ND 10 (10) No effect No effect No effect Naaz et al. (2003)
80 mg/kg/day ND 10 (10) No effect No effect Decreased Naaz et al. (2003)
200 mg/kg/day ND 10 (10) No effect No effect Decreased Naaz et al. (2003)

Oral gavage
Male mice
C57BL/6 mice 15 50 ␮g/kg 35 (28) 20 (20) No effect No effect No effecta,b Penza et al. (2006)
500 ␮g/kg 66 (28) 20 (20) No effect No effect Increaseda,b Penza et al. (2006)
5,000 ␮g/kg 74 (28) 20 (20) No effect No effect Increaseda,b Penza et al. (2006)
50,000 ␮g/kg 98 (28) 20 (20) No effect No effect Increaseda,b Penza et al. (2006)
200,000 ␮g/kg 223 (28) 20 (20) Decreased Decreased Decreased a,c Penza et al. (2006)

Female mice
C57BL/6 15 50 ␮g/kg 35 (28) 20 (20) No effect No effect No effecta,b Penza et al. (2006)
500 ␮g/kg 66 (28) 20 (20) No effect No effect No effecta,b Penza et al. (2006)
5,000 ␮g/kg 74 (28) 20 (20) No effect No effect No effecta,b Penza et al. (2006)
50,000 ␮g/kg 98 (28) 20 (20) No effect No effect No effect a,b Penza et al. (2006)
200,000 ␮g/kg 223 (28) 20 (20) Decreased Decreased Decreaseda,c Penza et al. (2006)

For clarity, data on serum lipid profiles are not presented. In the following studies, serum glucose and insulin were not analyzed. Abbreviations: OVX, ovariectomized; ND, not
determined.
a
No effects on glucose tolerance.
b
No effects on insulin sensitivity.
c
Increased insulin sensitivity.
Serum genistein values are expressed in nM. For control groups, the number of individuals (n) and the corresponding serum genistein values are shown in parentheses.

Numerous studies in rodents clearly show that purified genis- fed with soy-based formula are legitimate areas of concern. Con-
tein (delivered by subcutaneous or intraperitoneal injections) has cerning breast cancer, caution is warranted since the available data
detrimental effects. The incidence of uterine carcinoma increased are conflicting, and there is evidence for both inhibitory and stim-
by 31% in neonatal mice treated subcutaneously with 50 mg/kg/day ulatory effects of dietary soy on breast cancer cell growth (Duffy
of genistein for a 5-day period (Newbold et al., 2001). Female mice et al., 2007). In vivo data from animals suggest that genistein may
that received subcutaneous injections of 50 mg/kg/day postnatally, interfere with the inhibitory effect of tamoxifen on breast cancer
while remaining fertile, could not deliver pups and had multi- cell growth (Ju et al., 2002; Liu et al., 2005), while epidemiolog-
oocyte follicles (MOFs) (Jefferson et al., 2005, 2007). In adult male ical studies in humans show that exposure in early childhood or
rats, exposure to dietary soy decreased androgen levels and prostate early adolescence protects against the development of breast can-
weight (Weber et al., 2001). Finally, it has been shown in female cer as an adult (Wu et al., 2002). Concerning soy-based formula,
mice that dietary phytoestrogens accelerated the time of vaginal caution should prevail, even though it has been consumed by mil-
opening in immature CD-1 mice (Thigpen et al., 2003). However, lions of infants over the past decades without apparent detrimental
with the exception of dietary soy experiments, most of these find- effects. Infancy is a very sensitive period for endocrine disruption,
ings may have little relevance to humans consuming soy food, in and exposure to significant levels of phytoestrogens may ultimately
particular because the route of administration differs (oral versus lead to adult onset diseases.
injection) resulting in the bypass of the intestines, which provide
a limiting barrier to the bioavailability of isoflavones. This is par- 11. Summary and conclusion
ticularly relevant since the two main isoflavones, genistein and
daidzein, are present in soy as ␤-D-glycosides, namely genistin and Current evidence from animal and human studies suggests that
diadzin (Fig. 1). Both genistin and daidzin are biologically inactive diets rich in soy and phytoestrogens have beneficial effects on many
and require the hydrolyzation of the glycosidic bond by glucosi- aspects of diabetes and obesity. In animal studies, soy and phy-
dases of the intestinal bacteria to produce the biologically active toestrogens are effective at reducing adipose tissue and improving
aglycone forms. glucose uptake. However, available data from human studies do not
In humans, the use of soy or purified phytoestrogens in women offer clear support, and further research is required before a firm
at high risk of, or diagnosed with, breast cancer as well as in infants conclusion can be made about the benefits of soy and phytoestro-

Table 10

Animal studies performed using dietary supplementation with soy proteins (isoflavone-free)

Species Duration Dose (%) Number of Weight Fat mass Glycemia Circulating Reference
(days) animals insulin

ICR 28 23.7 (␤-conglycinin) 10 (10) Decreased No effect Decreased Decreased Moriyama et al. (2004)
ICR 28 21.9 (glycinin) 10 (10) Decreased No effect No effect No effect Moriyama et al. (2004)
yellow KK-Ay 28 23.7 (␤-conglycinin) 10 (10) Decreased No effect No effect Decreased Moriyama et al. (2004)
yellow KK-Ay 28 21.9 (glycinin) 10 (10) Decreased No effect No effect No effect Moriyama et al. (2004)
Obese C57BL/6 91 Black soy protein 9 (9) Decreased No effect ND ND Jang et al. (2008)

For clarity sakes, data on serum lipid profiles are not presented. Food intake was not measured in these studies. In the following studies, serum glucose and insulin were not
analyzed. For control groups, the number of individuals (n) is shown in parentheses.
40 C.R. Cederroth, S. Nef / Molecular and Cellular Endocrinology 304 (2009) 30–42

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