Professional Documents
Culture Documents
And Standards For School Mathematics: Four Reactions To Principles
And Standards For School Mathematics: Four Reactions To Principles
And Standards For School Mathematics: Four Reactions To Principles
In April 2000 the National Council of Teachers of Mathematics (NCTM) published Principles and Standards for School
Mathematics (PSSM). This document is an updated and unified version of the school mathematics standards issued
by the NCTM over several years starting in 1989. The Notices invited four individuals to write short pieces describing
their reactions to Principles and Standards; these pieces appear below.
The Notices has published two other pieces about PSSM: a news item, “Updated NCTM Standards Released”,
June/July 2000, pages 683–684; and an article, “Principles and Standards for School Mathematics: A Guide for Math-
ematicians”, by Joan Ferrini-Mundy, September 2000, pages 868–876.
—Allyn Jackson
If mathematical reasoning and proof are so dif- fields of competing ideologies and interests, yet the
ficult for undergraduate mathematics majors, is the framework it lays out is mature, insightful, de-
same not true one hundred times over for most el- tailed, and even-handed. I hope only that those who
ementary and middle school teachers? And if that read and use PSSM do so with as much thorough-
is the case, how on earth can we ask teachers to ness, responsibility, thoughtfulness, and critical
foster these skills in their students, except perhaps spirit as the writers brought to their task.
with vehicles (not yet invented) that work in a
“teacher-proof” context? Teachers by and large
are “kid people”, not “math people”. The “math peo-
ple” are busy at an easier job, earning four times Roger Howe
as much at some dot-com enterprise down the I would encourage AMS members who read the
street. Let us be very careful about asking teach- PSSM to keep in mind the larger picture. Elements
ers for more than we have any right to expect. We of the larger picture include:
run the risk of disrespecting the profession and a) Here is a document that says that it is the
its high level of skill and dedication and of foist- ideas in mathematics that count. Four of the
ing upon it the responsibility for remedying a de- ten standards are about ideas—problem solv-
ficiency that we as a society cause by the reward ing, reasoning and proof, communication,
structure we have designed and perpetrated. It is and connections.
of course essential that a document like PSSM lay I would be happy for the U.S. to commit to math-
out a vision and goals. But it is also important to ematics education with a heavy emphasis on ideas,
guide each teacher of mathematics to find where especially since
he or she as an individual fits into the enterprise b) PSSM explicitly corrects the lesson taken by
and give contexts for relatively successful teach- many from the 1989 Standards that ability
ing that fit an individual teacher’s own mathe- actually to do arithmetic does not matter.
matical knowledge and ability. On this point, per- PSSM states clearly that skill at computation
haps PSSM still reflects a bit of a “one-size-fits-all” is a goal. In pre-K–2, students should learn
mentality. In fairness, however, there are indica- “addition facts”—the sums of all pairs of
tions throughout PSSM that show that we are be- single-digit numbers. In 3–5 they should also
ginning to understand and grapple with this prob- learn the multiplication tables and “develop
lem. fluency” with whole-number arithmetic—all
Of course, when it comes to my own area, geom- four operations. In 6–8 they should “develop
etry, I must admit that I cringed when I read: and analyze algorithms for computing with
Geometric ideas are useful in repre- fractions, decimals and integers, and de-
senting and solving problems in other velop fluency in their use.” There is even a
areas of mathematics and in real-world statement on page 153 that students should
situations, so geometry should be in- know the multiplication tables by the end of
tegrated when possible with other fourth grade.
areas. (PSSM, page 41) This does not mean that PSSM is a perfect doc-
ument. A mathematically attentive reader will find
It seems to me that the integration of geometry with items that jar at all levels and in most parts of the
other areas (indeed, the disappearance of it as a document, at least the ones that I looked at. Here
separate course in some schools) is quite naturally are a few samples. On page 144, lines 4–7, the in-
the enemy of logical development. It is really hard dicated calculation appears to produce a fifth-
to track a concept and its logical development grader 2 meters tall and an adult with a height of
when it pops up periodically only in service to 2.5 meters. On a higher level, on page 314, it is ex-
some other part of mathematics or application. To plained how to set up a coordinate system to pro-
me it would be far better for all concerned if high duce a manageable proof that the medians of a tri-
schools did a lot less in the way of advanced place- angle are concurrent. However, the “best”, or
ment calculus courses and spent more time on mathematically most natural, proof of this is co-
deepening understanding of “elementary” mathe- ordinate-free, with vectors, which are one of the
matics like geometry and algebra/numerics. This recommended techniques, along with coordinates,
change would be especially beneficial for “mathe- in the first bullet of the third geometry expecta-
matically gifted” students, another group whose tion (page 308). Or, just across on page 315, why
needs PSSM begins to recognize. is so much effort expended with no attempt to for-
All in all, I would like to take my hat off to the mulate the precise relation between a transfor-
writers, reviewers, and others involved in the prepa- mation and a matrix: that the k -th column of the
ration of PSSM. It seems to me to be a responsible, matrix is the image of the k -th standard basis
insightful, balanced, and inspiring document. The
problems of teaching and learning mathematics it Roger Howe is professor of mathematics at Yale Univer-
addresses are fundamental ones fraught with mine- sity. His e-mail address is howe@math.yale.edu.
vector? On a still higher level, a main expectation b) Separate certification and substantially
of the “Geometry” standard for 9–12 is the use of more training for the intermediate level (4–8).
transformations and symmetry to analyze and ex- c) Specially designed courses built to connect
plore mathematical situations. However, on page important mathematical ideas to classroom
300 in the “Algebra” standard, there is a discus- experience.
sion of “exponential functions” that is summa- d) Particularly for elementary teacher can-
rized by this sentence: didates, instruction adapted to their state of
preparedness.
This type of exploration should help
2) Sustained in-service training focused on
students see that all functions of the
mathematics, including night and summer courses
form f (x) = abx + c share certain prop-
and teacher institutes.
erties.
3) Continued learning on the job, by self-study
Although changing the sign of a and changing b and collegial interaction.
to 1/b are mentioned in the discussion, there is no Point (3) will probably require considerable sup-
hint that any function in this family can be trans- port, at least at first. The in-service training of
formed to any other by simple transformations of point (2) could provide some of this support. Sup-
the coordinates (e.g., of the type x → αx + β , and port could also come from mathematics resource
similarly for y ). This would seem to violate the teachers or mathematics specialists in elementary
“Connections” standard. schools.
I believe that it would be a mistake to conclude Developing a system with these features re-
from items like these that PSSM is a document quires mutually reinforcing action by educational
that should be discounted. Such items are proba- policymakers, schools of education, and mathe-
bly nearly unavoidable given the way it was created: matics departments. The essential enabling role will
by a committee of twenty-seven, chosen to repre- fall to educational policymakers. To make the pro-
sent a diversity of points of view on mathematics grams of study in points (1a) and (1b) viable, cer-
education. Most of its readers will not notice such tification requirements will have to be beefed up,
things. especially at the middle school level. Probably also
Another aspect of the larger picture is that PSSM there would need to be some fairly probing ex-
is primarily concerned with curriculum. Curricu- amination for certification. Time will have to be pro-
lum is the aspect of mathematics education on vided in the teacher’s work week for the activities
which mathematicians tend to focus. However, I be- of point (3), and incentives to ensure participation
lieve that curriculum is a secondary issue in U.S. in activities of point (2) will likely also be needed.
mathematics education today. The primary issue Given the appropriate certification policies and
is the capacity of the teaching corps. A superb working conditions, education schools and math-
curriculum is beside the point if it makes demands ematics departments would then have to cooper-
that a teacher cannot meet. A potentially superior ate to create the courses of point (1) and the pro-
curriculum may in practice be inferior if imple- grams of point (2), and these efforts would also
mented incorrectly. Conversely, an excellent require appropriate support. Steps in this direction,
teacher can make up for a lot of deficiencies in a in Connecticut since the late 1980s and recently
textbook or program. I feel that the main question in Puerto Rico, have had encouraging results.
facing U.S. mathematics education is how to cre- Rather than debate at great length about curricu-
ate a teaching corps that can deliver instruction that lum, let us get serious about enabling teachers to
will promote understanding, reasoning, connec- develop the mathematical skills they need to teach
tions, and communication in mathematics, as well well.
as technical skill and broad knowledge. A main
finding of mathematics education research during
the past decade is that doing even elementary
mathematics right involves substantial mathe- Mark Saul
matical judgment and understanding, as well as an Normally, one must not pass on information of-
ability to listen to students and adapt instruction fered anonymously, but the present situation is
to their needs. We do not currently know how we something of a special case.
can reliably produce teachers with this combina- A colleague at a large state university discovered
tion of skills. It seems clear that it will take sus- the manuscript transcribed below in a container
tained and purposeful effort. I would guess that that might be described as a metal shoe box. It
it would need at least the following combination seems to be a message from the future. Is it this,
of ingredients. or a fraternity hoax? I offer this decision to the
1) More and better mathematical training of
prospective teachers. This has several aspects: Mark Saul is an associate editor of the Notices and teaches
a) More mathematics courses for primary in the Bronxville School District. His e-mail address is
(K–3) candidates. MSaul@compuserve.com.
reader, together with the very real issues the text accommodations be made as needed
raises. to promote access and attainment for
all students…. Achieving equity re-
May 15, 2098 quires a significant allocation of human
and material resources…(PSSM, pages
A Brief Communication to the History 12–14).
Division of the American Mathematical
Society Why did the authors feel impelled to include
such obvious and commonplace assertions? An
This communication describes a manuscript re-
historical reading will give us the answer. At the
cently uncovered in the archives of the Lappan
turn of the millennium, the United States found it-
Memorial Library. As you know, the Great Comet
self the strongest and wealthiest country in the
of 2065 wiped out all electronic records, ushering
world and in the history of the world. Yet its wealth
in a Little Dark Age, from which we are just now
was distributed with significant inequalities. No bal-
recovering. The present manuscript represents a
ance had yet been struck between the economic in-
rare glimpse into a world over which history has
centive necessary for productivity and a broad in-
drawn a curtain. clusion of the entire population in that productivity
The manuscript is entitled Principles and Stan- to protect it from the ravages of social divisions.
dards for School Mathematics (PSSM) and is a prod- This was the great historical task of the twenty-first
uct of the National Council of Teachers of Mathe- century.
matics (NCTM), an organization that of course still Other “principles” are likewise dated. The odd-
exists. The document begins with a “Statement of est thing, however, about this section of the doc-
Intention”: ument is that it treats almost nothing specific to
This document is intended to— mathematics. The principles stated mostly apply,
with only slight adjustments, to the learning of any
• set forth a comprehensive and co- other subject.
herent set of goals for mathematics for Let us turn to the role of the mathematician in
all students… ; education at the time, a role that was not yet well
defined. Some mathematicians involved them-
selves directly in teaching precollege students and
• serve as a resource for teachers, ed-
even contributed towards an understanding of
ucation leaders, and policy-makers… ;
teaching and learning by doing educational re-
search. Many more mathematicians were involved
• guide the development of curriculum
in preparing “preservice” teachers, a process that
frameworks, assessments, and in-
was then rather haphazard (the current document
structional materials;
acknowledges but does not detail the problems in
this area). Still others assumed the role of critic,
• stimulate ideas and ongoing conver- commenting on the work of others without per-
sations…. (PSSM, page 6) forming any themselves. No one of these roles is
This primary source offers a wealth of information today thought inappropriate, but no one of them
about the era that produced it, too much to treat dominates any individual mathematician’s activi-
thoroughly in the present brief communication. We ties as it did in the past.
will therefore focus on one aspect: the role played This lack of balance between research and out-
by mathematics education in American society of reach was a grave fault in the structure of the
the time and particularly the role played by math- American mathematical community. Even at that
ematicians in education. time there were models, such as those in Eastern
The document first lays out several basic tenets Europe, where mathematicians were much more
that we now take for granted. These are contained closely and successfully integrated into the edu-
in a set of six overarching “principles” about the cational efforts of the nation.
learning and teaching of mathematics, many of The main part of the document, the ten “Stan-
which sound dated. For example, the “Equity Prin- dards”, tells us more about this problem. Some of
ciple”: the labels on these standards are indeed strange.
Today, we would think of algebra as essentially the
The vision of equity in mathematics study of binary operations, so that a “Number and
education challenges a pervasive soci- Operation” standard would grow, as the grade lev-
etal belief in North America that only els get higher, into a standard for algebra. But it
some students are capable of learning turns out that “Numbers and Operations” dis-
mathematics…. Equity does not mean cusses mostly the relationship between operations
that every student should receive iden- and algorithms, then a sore point in education. At
tical instruction; instead it demands the time, many people erroneously assumed that
that reasonable and appropriate a mere mastery of algorithms would somehow
induce an understanding of arithmetic. It seems and Euclid’s set of axioms the only way to de-
that this special standard was needed to address scribe geometry. Euclid’s was a towering accom-
this error. plishment which has already lasted more than two
Even with the burden of this historical baggage, millennia. We can continue to honor this accom-
the wording of this standard is strikingly modern. plishment while extending it and finding alterna-
There are important attempts to use findings from tives.
the nascent field of cognitive psychology, especially During the twentieth century the wisdom of
for the early years. There are concrete checkpoints separating the studies of geometry and axiomat-
and benchmarks offered, both in understanding ics became clear. For example, until about the era
and in computational ability. There are fascinat- of the PSSM, geometry in elementary school con-
ing ideas offered about the use of technology. It sisted largely of the learning of nomenclature. In
is interesting that even with the few resources de- middle school, geometry was used as a platform
veloped at the time and the small bits of knowl- to do algebra, if it was used at all. Geometry was
edge accumulated, the authors got right many started in earnest only in high school, because it
things that have been confirmed over time. It seems was felt necessary to go about that study ax-
that a collective intuition about education some- iomatically. The “Geometry” standard in PSSM re-
times proves accurate, a lesson we might take in flects a sea change in this view of the subject, de-
our own time. scribing a unified approach to the subject from
The “Number and Operations” standard for early childhood through high school.
grades 9–12 shows most clearly the need for the This standard, too, betrays the flaws of the cul-
input of the mathematician. Much is made of the ture that produced it. For example, mention is
study of vectors and matrices and the exploitation made (pages 235, 313) of how the introduction of
of parallels in structure between these objects and coordinates links algebra with geometry, but other
various number systems. But the discussion con- useful links between these two branches of math-
tains significant gaps. The next generation of math- ematics are not mentioned. Another connection
ematicians was able to work more closely with ed- with algebra is missed when the composition of
ucators and examined more closely the geometric transformations is brought up (page
mathematical and cognitive structures involved 314). Oddly, no mention is made of the noncom-
here to find a pedagogy that reflects these struc- mutative nature of this operation or its relation-
tures. ship to matrix multiplication.
The “Algebra” standard is not that at all, but a It seems important to note that the lack of such
hodgepodge of mathematical ideas packaged and mathematical connections cannot be attributed to
labeled for convenience. Throughout the grades the organizational problems. The document describes
study of algebra is confounded with the study of an elaborate system of “Association Review
functions, of models, of pattern, and of several Groups”—people in mathematics, statistics, and
other important mathematical concepts related to other fields who offered input. There are also
but not part of algebra. One might well imagine the mathematicians listed among the authors of the
lumping and splitting that resulted in the some- document.
times strange taxonomy of the PSSM. The authors’ Thus it is not an organization at fault, but a cul-
intuitions are mostly correct but have not been fo- ture. However, the culture seems to have been
cused through the lens of the mathematician. more resilient than this one document shows. The
There remains in this document a trace of a ten- process of setting down a single set of goals
sion that permeated the decade that preceded it. brought to the attention of the mathematical com-
Many educators had decided, largely without evi- munity exactly the gaps that seem so obvious to
dence, that mathematics could be made more “in- us now. Thus the document contributed as much
teresting” or “exciting” through the use of what was in its flaws as in its successes.
termed “real-world applications”. However, this The historical record includes a number of ar-
document is fairly balanced and includes a good tifacts of the controversy that surrounded math-
mix of elegant “pure” mathematics and more ematics education at the time. In some cases both
rough-and-tumble applications. educators and mathematicians tried to think of
The standard called “Geometry” is in much bet- PSSM as a curriculum in itself. We now know that
ter shape, perhaps because this branch of mathe- there are good reasons why curriculum should
matics has the longest and most successful history not be set on this high level, but on a lower level.
of any as a classroom subject. Even today we can A paper curriculum changes when it is imple-
think of ourselves as just coming out from under mented in ways that are dependent on such fac-
the shadow of Euclid. Geometry in the schools was tors as the teachers implementing the curriculum,
for centuries synonymous with axiomatics, and the students’ social environment, or the form of
there remain today mathematicians “married” to assessment of the curriculum. Especially in a set-
Euclid. For example, some think that straightedge ting as diverse as American society, we have found
and compass are the only viable construction tools it more effective to implement refined versions of