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Abstract
There is a pressing need for developing efficiently surfactants that are biodegradable and biocompatible. Surfactant molecules
from renewable raw materials that mimic natural lipoamino acids are one of the preferred choices for food, pharmaceutical and
cosmetic applications. Given their natural and simple structure they show low toxicity and quick biodegradation. The value of
amino acids and vegetable oil derivatives as raw materials for the preparation of surfactants was recognized as soon as they were
discovered early in the last century. The combination of polar amino acids/peptides (hydrophilic moiety) and non-polar
long-chain compounds (hydrophobic moiety) for building up the amphiphilic structure has produced molecules with high
surface activity. Our group has a wide experience in synthesis (chemical, enzymatic or, usually, by a combination of both
methodologies) of amino acid-based surfactants obtained from the combination of natural saturated fatty acids, alcohols and
amines with different amino acid head groups through ester and amide linkages. Thus, saturated single-chain, double-chain, and
gemini surfactants of different ionic character have been found to be in all cases highly biodegradable, with low toxicity,
ecotoxicity and irritation effects. Water solubility and self-aggregation properties were directly associated with the chemical
structure of the molecule and only cationic lipoamino acids possessed antimicrobial activity. To cite this article: M.R. Infante
et al., C. R. Chimie 7 (2004).
© 2004 Académie des sciences. Published by Elsevier SAS. All rights reserved.
Résumé
De nos jours, il existe un besoin urgent de développer des molécules tensioactives efficaces qui soient biodégradables et
biocompatibles. Les molécules tensioactives provenant de matériaux naturels renouvelables, qui ressemblent à des acides
lipoamino acides, sont favorites pour les applications alimentaires, pharmaceutiques et cosmétiques. Du fait de leur structure
naturelle et simple, elles présentent une faible toxicité et une rapide biodégradation. Le potentiel des acides aminés et des dérivés
d’huiles végétales comme matières premières pour la préparation de tensioactifs est connu depuis leur découverte au début du
siècle passé. La combinaison d’acides aminés polaires avec des peptides (réseau hydrophile) et des composés à longue chaîne
non polaire (réseau hydrophobe) pour construire la structure amphiphile a permis de produire des molécules d’activité
superficielle élevée. Notre groupe possède une grande expérience dans la synthèse (chimique, enzymatique, ou même par la
* Corresponding author.
E-mail address: rimste@cid.csic.es (M.R. Infante).
© 2004 Académie des sciences. Published by Elsevier SAS. All rights reserved.
doi:10.1016/j.crci.2004.02.009
584 M.R. Infante et al. / C. R. Chimie 7 (2004) 583–592
combinaison de ces deux méthodologies) des tensioactifs dérivés d’acides aminés obtenus par la combinaison d’acides gras
naturels saturés, d’alcools et d’amines avec différents groupes acides aminés au travers de liaisons ester et amide. De cette
manière, les tensioactifs saturés à chaîne simple, chaîne double et géminale possédant différents caractères ioniques présentent,
dans tous les cas, une biodégradabilité élevée, avec une faible toxicité, une faible écotoxicité et peu d’effets d’irradiation. Les
propriétés de solubilité dans l’eau et d’auto-agrégation ont été directement associées avec la structure chimique de la molécule ;
seul l’acide lipoaminé cationique possède une activité microbiologique. Pour citer cet article : M.R. Infante et al., C. R.
Chimie 7 (2004).
© 2004 Académie des sciences. Published by Elsevier SAS. All rights reserved.
Keywords: Amino acid-based surfactants; Lipoamino acids; Gemini surfactant; Acyl glycerides; Surface active properties; Toxicity; Ecotoxicity
Mots clés : Tensioactif dérivé d’acide aminé ; Acides lipoaminés ; Tensioactif gemini ; Acyle glycérides, propriétés d’activité superficielle ;
Toxicité ; Écotoxicité
Amino acid
amino acid-based surfactants of single chain and
gemini structure for adsorption, self-assembling, and
biological applications.
I Linear or single chain
2.1. Synthesis
H2N H OH
R1
O
m
R1
N H OH m
n HO n
H X
n H2N H O
O
n
2 R1 amino acid side chain
O
4
X: Cl, Br, I
Scheme 2. Different types of linkages between an amino acid and a hydrophobic alkyl chain: acyl-bond derivatives (1), alkyl-bond derivatives
(2), amide-bond derivatives (3) and ester-bond derivatives (4).
586 M.R. Infante et al. / C. R. Chimie 7 (2004) 583–592
chemical methods [4]. The application of biotechno- Na-Cbz-amino acids with a,x-alkyldiamines or fatty
logical procedures was not efficient for these com- alcohols [31].
pounds [30]. Series 2 was at first prepared by chemical
procedures [25], however papain from Carica papaya 2.2. Properties
latex was found to be a suitable catalyst for the forma-
tion of amide (series 2) and ester bonds (series 3)
Our group has reported that long-chain Na-acyl
between Cbz–Arg–OMe and various long-chain alkyl
arginine methyl ester compound (series 1, Scheme 1)
amines and fatty alcohols [26]. In all cases, papain
are cationic surfactants with satisfactory toxicity pro-
deposited onto polyamide was found to be the best
file, high biodegradability and a surface activity com-
biocatalyst configuration. The preparation of arginine
parable to that of conventional long-chain quaternary
alkyl esters was carried out in solvent free systems
ammonium salts. We have demonstrated that the mor-
using the same alcohol reagent. Both series were enzy-
phology of their micelle aggregates and lyotropic
matic synthesized at multigram scale with a purity
phases depends on the hydrophobic moiety, tempera-
higher than 99%.
ture, composition and electrolyte content in the sys-
N-alkyl amide and ester derivatives of Na-protected tem. As a result, we have found that compounds of
amino acids have also been prepared by lipases. In a series 1 show a rich and unusual phase behaviour
study carried out with Candida Antarctica and Rhizo- [32–34]. For instance, reversed vesicles (dispersion of
mucor miehei lipases, it was found that these enzymes lamellar liquid crystals in non-polar media) with bio-
could readily catalyse the condensation of a number of compatible properties occurred in the lecithin–
M.R. Infante et al. / C. R. Chimie 7 (2004) 583–592 587
ticular, the Na-acyl arginine methyl ester derivatives tants. The HC50/D or L/D is used for predicting the
series 1 (Scheme 2) have turned out to be an important potential ocular irritation related to the sodium dodecyl
class of cationic surface active compounds with a wide sulphate (SDS) compound (L/DSDS: 0.44; irritant). The
bactericidal activity, high biodegradability and low values of HC50 for series 1, 2 and 3 (Scheme 2) dem-
toxicity profile. The antimicrobial activities were de- onstrated that these compounds can be considered as
termined ‘in vitro’ on the basis of the minimum inhibi- non-haemolysing agents (HC50 < 1000 µg ml–1). For
tory concentration (MIC) values, defined as the lowest comparison’s sake, commercial cationic surfactants
concentration of antimicrobial agent that inhibits the have HC50 ranging from 4 to 15 µg ml–1. Furthermore,
development of visible growth after 24 h of incubation according to the results of the L/D ratio first and by the
at 37 °C. We have shown that essential structural fac- in vivo eye irritation Draize test later, these linear
tors for their antimicrobial activity include both the arginine-based surfactants have no irritant effect in the
length of the fatty residue (akin with their solubility eyes (non eye-irritants, L/D > 100) [49].
and surface activity) and the presence of the protonated
guanidine function [43,44]. Amphoteric lipopeptide
surfactants with antimicrobial activity comparable to
those of LAM were found when neutral Gly or Phe 3. Amino acid-based gemini surfactants
amino acids were condensed to the Na-lauroyl arginine
[9]. More interestingly, condensation of a Na-acyl- Gemini surfactants are a novel class of amphipathic
arginine residue to an acid-hydrolysed collagen gave compounds consisting of two hydrophilic and two hy-
rise to a family of amphoteric protein-based surfactants drophobic groups per molecule, linked through a
with antimicrobial activity being the homologue of C14 spacer chain. These molecules can be considered dim-
carbon atoms the most active [9]. The activity of all mers of the single chain conventional surfactants of
these amphoteric N-acyl arginine surfactants could be one hydrophilic and one hydrophobic group. Their
due to the presence of the long chain N-acyl-arginine interest lies on the number of unexpected surface activ-
residue and to the absence of intramolecular ionic ity properties, which makes them superior to the con-
interactions in the molecule. The free guanidine group ventional surfactants. These molecules show ex-
together with the surface activity of these compounds tremely low critical micelle concentration values
could interact with the polyanionic components of the (CMC, a fundamental parameter of surfactants close
cell surface triggering the biocide mechanisms of these related with their hydrophobicity), solubilizing, wet-
surfactants. In accordance with Ferguson’s principle ting, foaming, antimicrobial and lime soap dispersion
[45], the antimicrobial activity might be related to the properties [50–57].
combination of several physicochemical properties
such as surface activity, adsorption and solubility. 3.1. Synthesis
The ultimate biodegradability [46] measurements
for the three series of arginine-based cationic surfac- An obvious strategy to increase the efficiency of
tants showed that all homologues (except AMA) can be cationic surfactants and reduce their environmental
considered biodegradable. Interestingly, using ester impact and potential toxicity is to build up gemini
type bonds (series 3, Scheme 2) to link the hydropho- structures from environmentally friendly single chain
bic and hydrophilic moieties accelerates their biodeg- arginine-based surfactants. To this end, our group has
radation considerably. This fact has also been de- chemically synthesized and studied a new class of
scribed for sugar-based surfactants [47]. gemini cationic surfactants derived from the arginine:
The haemolytic activity, HC50, which is the concen- the Na,Nx-bis(Na-acylarginine)a,x-alkylendiamides
tration of surfactant that causes 50% of haemolysis of or bis(Args) [24,58–59]. These compounds consist of
red blood cells from healthy human donors [48] and two symmetrical long-chain Na-acyl-L-arginine resi-
the HC50/D ratio, where D is the haemoglobin dena- dues of twelve, Na,Nx-bis(Na-lauroylarginine)a,x-
turising index (DI), are the parameters commonly mea- alkylendiamides [Cn(LA)2 series], and ten carbons at-
sured for evaluating the potential toxicity of the surfac- oms, Na,Nx-bis(Na-caproylarginine)a,x-alkylendia-
M.R. Infante et al. / C. R. Chimie 7 (2004) 583–592 589
Table 2
Aquatic toxicity values of Cn(LA)2, Cn(CA)2 series and CAM, LAM, DTAB and HTAB [63]
Compounds Daphnia magna IC50a (mg l–1) Photobacterium phosphoreum EC50b
(mg l–1)
mean 95% confidence range mean 95% confidence
range
C2(LA)2 4.4 (3.5–5.3) 28 (18–43)
C3(LA)2 2.1 (1.8–2.4) 2.4 (2.2–2.7)
C4(LA)2 4.6 (3.9–5.2) 5.8 (4.3–8.0)
C6(LA)2 2.4 (1.9–2.5) 3.0 (2.0–4.5)
C9(LA)2 2.2 (1.9–2.5) 13 (10–17)
C10(LA)2 16 (11–20) 20 (15–28)
LAM 15 (12–18) 12 (10–14)
DTAB 0.38 (0.36–0.40) 0.24 (0.20–0.30)
HTAB 0.13 (0.11–0.15) 0.63 (0.40–0.98)
C2(CA)2 16 (11–20) 1.5 (1.2–1.9)
C3(CA)2 16 (11–20) 1.1 (0.5–2.1)
C4(CA)2 12 (7–17) 0.9 (0.4–2.2)
C6(CA)2 15 (11–19) 1.3 (0.3–5.6)
C9(CA)2 5.5 (2.7–8.2) 1.1 (0.7–1.7)
C10(CA)2 7.5 (5.0–10) 2.7 (1.2–5.8)
CAM 77 (56–98) 4.0 (3.1–5.3)
a
Concentration values that cause 50% inhibition in the crustacean mobility after 24 h of exposure.
b
Concentration values that cause 50% reduction in the light emitted by the bacteria after 30 min of exposure.
LAM (90% in 14 days), was higher than that of the bearing a quaternary ammonium group at the polar
bis(Args) (50–90% in 14 days). The biodegradation head. MonoQuats have HC50 values between 0.05 and
rate of bis(Args) decreased when both the spacer chain 0.1 µg m–1. The introduction of a hydroxyl function to
and the alkyl chain length increased. Hence, the higher the spacer chain make the compound more hydro-
the hydrophobicity of the surfactants, the lower their philic, in consequence the CMC increases and the
biodegradation rate [63]. HC50 increases.
The haemolysis test showed again that the high-
Dimerization of LAM and CAM yields environ-
est HC50 values were obtained for the compounds
mentally friendly antimicrobial gemini surfactants
with the highest hydrophobic character, namely,
with lower haemolytic activity, aquatic toxicity and
those with the longest alkyl and spacer-chain
efficient surface activity than other cationic surfac-
lengths. There is considerable difference between
tants, (i.e. monoQuats). The increase of hydrophobic-
the HC50 of these new gemini surfactants and those
ity of these molecules is a negative structural param-
Table 3 eter for their environmental behaviour.
CMC values (mg l–1) and HC50 (mg l–1) of CAM, LAM and bi-
s(Args) homologues on human red blood cells [63]
In summary, amino acid-based surfactants consti-
Compound CMCa (mg l–1) HC50b (mg l–1) tute a class of bio-based surfactants with excellent
CAM 6056 38.5 surface properties, wide biological activity, low poten-
C3(CA)2 1533 110.5
tial toxicity and low environmental impact. Moreover,
C6(CA)2 1294 9.0
they can be prepared efficiently by chemical and enzy-
C9(CA)2 935 8.7
LAM 2439 20.8 matic catalysis. All these features make them an out-
C3(LA)2 460 80.7 standing clean and safe alternative to conventional
C3(OH)(LA)2 5887 > 200 specialty surfactants. Hence, these new generations of
C3(OA)2 49 770 > 200 amino acid-based surfactants will contribute to meet
a
Critical micelle concentration. the increasing demand of environmentally friendly
b
Hemolysis value. surfactants for pharmaceutical and food industries.
M.R. Infante et al. / C. R. Chimie 7 (2004) 583–592 591
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