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Viano, Cristina - Greco-Egyptian Alchemy PDF
Viano, Cristina - Greco-Egyptian Alchemy PDF
2018
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GRECO-EGYPTIAN ALCHEMY
Cristina Viano1
Alchemy came into being out of the meeting of Greek and Egyptian culture
that occurred at Alexandria in the first centuries of the Common Era.2
It developed between the first and seventh centuries as the theory and
practice of transmuting noble metals in Greco-Roman Egypt. Thence it
was transmitted to the Byzantine world, where it was preserved by
a generation of commentators, and then to the Arabic world, which gave
it a more systematic and experimental orientation. In the western medieval
world, Alexandrian alchemy was known only indirectly, through the filter of
translations and compilations produced by Arabic alchemists. The corpus of
Greek alchemists was rediscovered and reintroduced in Renaissance Italy,
but outside of a small circle of scholars it was not disseminated widely among
humanists and adepts.3
Greco-Alexandrian alchemists saw the origins of their art in Pharaonic
Egypt, a thesis which most historians have accepted. Links with
Mesopotamian, Indian, and Chinese alchemy have also been assumed.4
However, besides some similarities in themes or processes, there is at this
1
I wish to thank Marc Aucouturier, Michèle Mertens, and Matteo Martelli for their extremely helpful
comments and bibliographical suggestions. The editors warmly thank Laurence Totelin for her
translation of this chapter.
2
See A. J. Festugière, La révélation d’Hermès Trismégiste, vol. 1: L’Astrologie et les sciences occultes (Paris:
Lecoffre, 1944), p. 218: “L’alchimie gréco-égyptienne, d’où ont dérivé toutes les autres, est née de la
rencontre d’un fait et d’une doctrine. Le fait est la pratique, traditionnelle en Egypte, des arts de
l’orfèvrerie. La doctrine est un mélange de philosophie grecque, empruntée surtout à Platon et à
Aristote, et de rêveries mystiques.”
3
For an overview of alchemy from its origins to the modern period, see M. Pereira, Arcana sapienza:
L’Alchimia dalle origini a Jung (Rome: Carocci, 2001) and M. Pereira, Alchimia: I testi della tradizione
occidentale (Milan: A. Mondadori, 2006). On the dissemination of Greek alchemy during the
Renaissance, see S. Matton, “L’Influence de l’humanisme sur la tradition alchimique,” Micrologus
3 (1995), 279–345.
4
On the question of origins, see H. J. Sheppard, “Alchemy: Origin or Origins?,” Ambix 17 (1970),
69–84; P. T. Keyser, “Alchemy in the Ancient World: From Science to Magic,” Illinois Classical
468
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Studies 15 (1990), 353–72. On Chinese alchemy, see J. Needham, Science and Civilisation in China,
vol. 5: Chemistry and Chemical Technology (Cambridge: Cambridge University Press, 1974), part. 2.
5
The variants chêmeia, chêmia, chumeia, chumia are found in late Greek, especially in the works of
Byzantine chroniclers. See, for instance, the Byzantine lexicon Souda (tenth century), which defines
chêmeia as the “art of preparing silver and gold.”
6
For the meanings of the word “alchemy,” see J. Lindsay, The Origins of Alchemy in Graeco-Roman
Egypt (London: Muller, 1970), pp. 68–89; R. Halleux, Les textes alchimiques (Turnhout: Brepols,
1979), pp. 45–6; D. Bain, “Melanitis gê. An Unnoticed Greek Name for Egypt: New Evidence for the
Origins and Etymology of Alchemy,” in D. R. Jordan, H. Montgomery, and E. Thomassen (eds.),
The World of Ancient Magic (Bergen: Norwegian Institute at Athens, 1999), pp. 221–2.
7
The collection currently comprises four volumes: R. Halleux (ed.), Les alchimistes grecs, vol. 1:
Papyrus de Leyde, papyrus de Stockholm, recettes (Paris: Belles Lettres, 1981); M. Mertens (ed.), Les
alchimistes grecs, vol. 4: Zosime de Panopolis, mémoires authentiques (Paris: Belles Lettres, 1995);
A. Destrait-Colinet (ed.), Les alchimistes grecs, vol. 10: Anonyme de Zuretti (Paris: Belles Lettres,
2000); A. Destrait-Colinet (ed.), Les alchimistes grecs, vol. 11: Recettes alchimiques (Par. Gr. 2419;
Holkhamicus 109) Cosmas le Hiéromoine – Chrysopée (Paris: Belles Lettres, 2010).
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Our sources for Greek alchemy essentially consist of the manuscript tradi-
tion and the testimonies given by alchemists themselves; ancient testimonies
external to the alchemical corpus are extremely rare.
The writings of Greco-Egyptian alchemists have been transmitted to us
by means of two compilations on papyrus dating to the third and fourth
centuries ce, now respectively at Leiden and Stockholm, and by a large
corpus produced in the Byzantine period, which is preserved in multiple
manuscripts. Considered the most important and most beautiful of these
manuscripts by most scholars, the Marcianus Graecus (“Marc. Graec.”) 299
(tenth or eleventh century) belonged to the library of Cardinal Bessarion
(fifteenth century).10
Alchemical literature is in essence fragmentary, constituted of extracts, of
collections of quotations, of commentaries and of précis composed by
8
See, for instance, C. G. Jung, “Einige Bemerkungen zu den Visionen des Zosimos,” Eranos-
Jahrbuch 5 (1937), 15–54.
9
M. Eliade, Forgerons et alchimistes (Paris: Flammarion, 1956). On the different approaches to
alchemy, see Halleux, Textes alchimiques, pp. 50–8.
10
See H.-D. Saffrey, “Historique et description du Marcianus 299,” in D. Kahn and S. Matton (eds.),
Alchimie: art, histoire et mythes (Paris: SEHA, 1995), pp. 1–10.
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11
Proclus, In Platonis rem publicam, 2.234.14–22; Aeneas of Gaza, Theophrastus, 71, edited by
Caspar Barth (Leipzig: Johannes Bauerus, 1655).
12
John of Antioch, frag. 165; Carl Müller, Fragmenta historicorum graecorum, 5 vols. (Paris: A. Firmin
Didot, 1868), vol. 4; Suda, Delta 1156 s.v. Diokletianos; Khi, 280, s.v. chêmeia.
13
See H.-D. Saffrey, “Introduction,” in Halleux (ed.), Les alchimistes grecs, vol. 1, xii.
14
See M. Wellmann, Die Physika des Bolos Demokritos und der Magier Anaxilaos aus Larissa, Teil 1
(Abhandlungen der Prussischen Akademie der Wissenschaften, Philosophisch-Historische Klasse 7;
Berlin: De Gruyter, 1928); Halleux (ed.), Les alchimistes grecs, vol. 1; P. Gaillard-Seux, “Un pseudo-
Démocrite énigmatique: Bolos de Mendès,” in F. Le Blay (ed.), Transmettre les savoirs dans les
mondes hellénistique et romain (Rennes: Presses Universitaires de Rennes, 2009), pp. 223–43.
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15
See M. Plessner, “Zosimus,” in C. G. Gillispie (ed.), Dictionary of Scientific Biography, vol. 14
(New York: Charles Scribner’s Sons, 1976), pp. 631–2; Mertens (ed.), Les alchimistes grecs, vol. 4;
H. M. Jackson, Zosimos of Panopolis on the Letter Omega (Missoula, MT: Scholars Press, 1978);
F. Tonelli, Zosimo di Panopoli: Visioni e risvegli (Milan: Coliseum, 1988).
16
Halleux, Textes alchimiques, p. 64.
17
On this topic, see B. Hallum, “Zosimus Arabus: The Reception of Zosimos of Panopolis in the
Arabic/Islamic World” (PhD thesis, Warburg Institute, London, 2008).
18
Pliny, Natural History 34.8. See E. C. D. Hunter, “Beautiful Black Bronzes: Zosimos’ Treatises in
Cam. Mm. 6.29,” in A. Giumlia-Mair (ed.), I bronzi antichi: produzione e tecnologia. Atti del XV
Congresso internazionale sui bronzi antichi (Montagnac: Monique Mergoil, 2002), pp. 655–60.
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19
M. Martelli, Pseudo-Democrito. Scritti alchemici con il commentario di Sinesio (Paris: SEHA, 2011).
20
See C. Viano, “‘Olympiodore l’alchimistes et les Présocratiques: une doxographie de l’unité’ (De
arte sacra, §18–27),” in Kahn and Matton (eds.), Alchimie, pp. 95–150; C. Viano, “Gli alchimisti
greci e l’‘acqua divina’,” Atti del VII Convegno Nazionale di storia e fondamenti della chimica 115
(1997): Memorie di Scienze Fisiche e Naturali, pp. 61–70; C. Viano, “Olympiodoros of Alexandria”
and “Stephanos of Alexandria,” in P. T. Keyser and G. Irby-Massé (eds.), The Encyclopedia of
Ancient Natural Scientists (London: Routledge, 2008), pp. 589–90 and 760–1.
21
Stephanus’ Praxeis have been edited by J. L. Ideler, Physici et medici graeci minores, 2 vols. (Berlin:
Reimeri, 1841–2) and in parts by F. Sherwood Taylor, “The Alchemical Works of Stephanus of
Alexandria,” Ambix 1 (1937), 116–39, and 2 (1938), 39–49. See also M. Papathanassiou, “Stephanos
von Alexandreia und sein alchemistisches Werk. Die kritische Edition des griechischen Textes
eingeschlossen” (PhD thesis, Humboldt Universität zu Berlin, 1992); M. Papathanassiou,
“L’Oeuvre alchimique de Stéphanos d’Alexandrie: structures et transformations de la matière,
unité et pluralité,” in C. Viano (ed.), L’Alchimie et ses racines philosophiques: la tradition grecque et
la tradition arabe (Paris: Vrin, 2005), pp. 113–33; M. Papathanassiou, “Stephanos of Alexandria:
A Famous Byzantine Scholar, Alchemist and Astrologer,” in P. Magdalino and M. Mavroudi (eds.),
The Occult Sciences in Byzantium (Geneva: La Pomme d’Or, 2006), pp. 163–204.
22
E. Bacchi and M. Martelli, “Il principe Halid bin Yazid e le origini dell’alchimia araba,” in
D. Cevenini and S. D’Onofrio (eds.), Conflitti e dissensi nell’Islam (’Uyûn al-Akhbâr: studi sul
mondo islamico 3; Bologna: Il Ponte, 2009), pp. 85–120.
23
Viano, “Olympiodoros of Alexandria” and “Stephanos of Alexandria.”
24
G. Goldschmidt (ed.), Heliodori carmina quattuor ad fidem codicis Cassellani (Giessen:
A. Tö pelmann, 1923).
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The products listed in Greek alchemical texts are numerous and often
expressed in a codified language that is difficult to interpret. In addition,
one can assume that they were never chemically pure. Among the materials
that can be identified, the most important are certainly metals: gold; silver;
copper; mercury; iron; tin; and lead. In general, they are called “bodies”
(sômata), in contrast to the “incorporeals” (asômata), a word which refers to
other minerals. Also classified among the bodies are metallic alloys, such as,
for instance, the debated claudianos and the molybdochalcos (copper-lead) or
electrum (gold-silver). The alchemists also made use of numerous native ores,
such as natron (a typically Egyptian ingredient from Wadi Natrun used
notably in the process of mummification), marble, salt, and, above all,
sulfur. Often, as in the case of sulfur, names are used in the broadest sense
and also refer to similar products. Finally, one must mention some vegetable
and organic ingredients, such as honey, urine, and milk. With regards to the
production of noble metals, the processes that are described can be essen-
tially interpreted as productions of alloys, which sometimes included gold
and silver in varying proportions, and as surface-coloring processes. A typical
process for falsifying gold and silver was the diplôsis (literally, duplication),
which aimed at duplicating the mass of these noble metals by associating
them with another metal. Falsification methods are closely linked to assay
methods (méthodes d’essai).28 This is the case for the process of cementation,
which can be defined as “the process of heating a metal in the presence of
a preparation that modifies its physical properties, either by attacking it or by
25
J. Bidez (ed.), CMAG, vol. 6: Michel Psellus: épî tre sur la Chrysopé e (Brussels: Maurice Lamertin,
1928), pp. 26–47; F. Albini and Michele Psello, La Crisopea ovvero come fabbricare l’oro (Genoa:
Edizioni Culturali Internazionali, 1988).
26
Destrait-Colinet (ed.), Les alchimistes grecs, vol. 11.
27
C. O. Zuretti (ed.), CMAG, vol. 2: Les manuscrits italiens (Brussels: Maurice Lamertin, 1930);
Destrait-Colinet (ed.), Les alchimistes grecs, vol. 10.
28
R. Halleux, “Méthode d’essai et d’affinage des alliages aurifères dans l’Antiquité et au Moyen-âge,”
in C. Morrisson and Cahiers Ernest Babelon (eds.), L’Or monnayé 1 (Paris: CNRS, 1985), pp. 39–77.
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Figure 24.1. Alembic, Marc. graec. 299, fol. 193 v (Berthelot 1889, p. 138)
combining it with another metal that is not present in a metallic state.”29 For
instance, a cement composed of salt and sulfurous products is intended to
reduce the proportion of silver associated with native gold. As for surface
treatments of metals, recipes also describe coloring processes by means of
chemical reactions, as in the case of the recipes for “black bronze” preserved
in the Syriac version of Zosimus’ writings. These various processes share
a common aim, namely a change in color. If one takes into account the fact
that, in antiquity, color was thought to reflect the composition itself of
a body, one understands better the close link between the idea of coloring
and that of “making” a metal.30 In the works of Zosimus are descriptions of
most apparatus, among which the most famous are the alembic and the
kerotakis. The alembic (in Greek, ambix, which will give us, via the inter-
mediary of the Arabic’al-’anbiq, our word “alembic”) is the most basic of
distillation apparatuses (Figure 24.1). The process of distillation aims at
converting into vapor a liquid mixed with a nonvolatile body, or liquids
mixed with each other, in order to separate them. Kerotakis (from kêros = wax
and têkô = to melt) appears to be a more complex apparatus, the original
29
Halleux (ed.), Les alchimistes grecs, vol. 1, 40.
30
Ibid., vol. 1, 77; A. J. Hopkins, “Transmutation by Color: A Study of Earliest Alchemy,” in J. Ruska
(ed.), Studien zur Geschichte der Chemie: Festgabe E. O. von Lippman (Berlin: Springer, 1927),
pp. 9–14.
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Figure 24.2. Kerotakis, Marc. graec. 299, fol. 195 v (Berthelot 1889, p. 146)
The entire development of Greek alchemy, from the first recipe compila-
tions to the theoretical reflections of authors and commentators, is char-
acterized by a dialectical tension between theory and practice. This tension
is closely linked to the ambiguous relationship that exists between imita-
tion and actual production of gold, between aurifiction and aurifaction, to
use the famous distinction drawn by Joseph Needham.32 The intention
emerging from the earliest technical treatises is to produce a dye that would
be an “imitation” of gold. Increasing theoretical complexity progressively
transformed the notion of imitation into the ideal aim of total transforma-
tion. The idea of transmutation is based on the conception whereby all
metals are constituted of a single matter. One needs first to remove the
qualities that distinguish a metal by bringing it back to the primordial,
indeterminate metallic matter, and then to give it the properties of gold.
31
For a precise and complete description of Zosimus’ apparatuses, see M. Mertens, “Introduction,” in
Mertens (ed.), Les alchimistes grecs, vol. 4, cxiii–clxix.
32
Needham, Science and Civilisation, vol. 5.
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33
On divine water, see C. A. Wilson, “Philosophers, Iôsis and Water of Life,” Proceedings of the Leeds
Philosophical and Literary Society 19 (1984), 101–219; Viano, “Gli alchimisti greci”; M. Martelli,
“‘Divine Water’ in the Alchemical Writings of Pseudo-Democritus,” Ambix 56 (2009), 5–22.
34
See H. J. Sheppard, “The Ouroboros and the Unity of Matter in Alchemy: A Study in Origins,”
Ambix 10 (1962), 83–96.
35
The atomists and the Stoics have often been included among the philosophical models for Greek
alchemy. It is true that tradition regards “Democritus” as one of its main authorities, but in reality,
the atomic theory has very little bearing on Greek alchemy. As for the Stoics, if it is possible to find
some similarities with some tenets of their physics (for instance, the doctrine of pneuma or the
sympathy between substances), they are nevertheless conspicuously absent in the Greco-
Alexandrian corpus. For the debate on this question, see S. Matton, “Alchimie et stoïcisme: à
propos de récentes recherches,” Chrysopœia 5 (1992–6), 6–144.
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Figure 24.3. Ouroboros, Marc. graec. 299, fol. 188 v (Berthelot 1889, p. 132)
that they cannot change the species of metals” (quare sciant artifices alkimie
species metallorum mutare non posse).36
It is interesting to note that, in spite of theoretical obstacles, alchemy has
always been dominated by Aristotelian physical and metaphysical models.
Indeed, all medieval alchemy has attempted to negotiate with Aristotle the
arguments that mainstream philosophy levels against transmutation: species
fixity; unknowability of specific differences; and the “weakness” of the art
compared to nature. This ambiguity is one of the principal characteristics of
alchemy.
In view of these aspects of alchemical practice and theory, one can
understand the enthusiasm of the chemist Marcellin Berthelot, who saw in
Greek alchemy the foundations of modern chemistry. Indeed, although it
later limited itself essentially to metals and minerals, Greco-Egyptian
alchemy studied the composition of bodies and the rules of transformations;
it carried out analyses and combinations by using and progressively perfect-
ing its technical apparatus. In fact, the words chymia and alchymia remained
synonymous until the seventeenth century. It is only during the
Enlightenment that the two notions became separate and that alchemy
was definitely discredited as a nonscientific practice.37
36
E. J. Holmyard and D. C. Mandeville (ed.), Avicennae de congelatione et conglutinatione lapidum
(Paris: Paul Geuthner, 1927), pp. 53–4.
37
See D. Diderot (ed.), Encyclopédie ou dictionnaire raisonné des sciences, des arts et des métiers, 35 vols.
(Paris: Briasson, 1753), vol. 3, 417–24, s. v. “chymie.”
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38
M. Mertens, “Une scène d’initiation alchimique: la lette d’Isis à Horus,” Revue d’Histoire des
Religions, 205 (1988), 3–24.
39
The list and description of alchemical signs used in the corpus has been published by C. O. Zuretti,
CMAG, vol. 8: Alchemistica signa (1932). On secret language, see B. Vickers, “The Discrepancy
between Res and Verba in Greek Alchemy,” in Alchemy Revisited, ed. Z. R. W. M. von Martels
(Leiden: Brill, 1990), pp. 21–33.
40
CAAG, vol. 2, 239, 12 s.
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41
CAAG, vol. 2, 70, 4 s.
42
Ideler, Physici et medici, vol. 2, 208.
43
On Zosimus’ Gnosticism, see A. J. Festugière, “Alchymica,” Antiquité classique, 8 (1939), 71–95,
reprinted in his Hermétisme et mystique païenne (Paris: Aubier-Montaigne, 1967), pp. 205–29, p. 210;
M. Mertens, “Alchemy, Hermetism and Gnosticism at Panopolis c. 300 ad: The Evidence of
Zosimus,” in A. Egberts, B. P. Muhs, and J. van der Vliet (eds.), Perspectives on Panopolis:
An Egyptian Town from Alexander the Great to the Arab Conquest (Leiden: Brill, 2002), pp. 165–75;
M. Mertens, “Zosimos of Panopolis,” in N. Koertge (ed.), New Dictionary of Scientific Biography, vol. 7
(Detroit, MI: Charles Scribner’s Sons, 2008), pp. 405–8; K. Fraser, “Zosimos of Panopolis and the
Book of Enoch: Alchemy as Forbidden Knowledge,” Aries 4 (2004), 125–47.
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Figure 24.4. Inkwell from Vaison la Romaine, first century bce, Louvre. Cliché
C2RMF Dominique Bagault. Cf. S. Descamps and M. Aucouturier, “L’encrier de
Vaison la Romaine et la patine volontaire des bronzes antiques,” Monuments Piot, 24
(2005), 5–30.
46
See F. Mathis, Croissance et propriétés des couches d’oxydations et des patines à la surface d’alliages
cuivreux d’intérêt archéologiques et artistiques (Sarrebruck: Editions Universitaires Européennes,
2011).
47
On this topic, see W. R. Newman and L. Principe, “Some Problems with the Historiography of
Alchemy,” in W. R. Newman and A. Grafton (eds.), Secrets of Nature: Astrology and Alchemy in Early
Modern Europe (Cambridge, MA: Massachusetts Institute of Technology (MIT) Press, 2006), pp.
385–432.