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Sociological Research Methods
Sociological Research Methods
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SOCIOLOGICAL RESEARCH METHODS
ERNEST W. BURGESS
ABSTRACT
The fifty years of the American Journal of Sociology record the development of sociological research in the
United States. Its early issues show that sociologists at first were preoccupied with the formulation of the
basic ideology of sociology and with the development of a system of concepts oriented to empirical research.
Later, the main effort of sociologists turned to the devising and application of techniques appropriate to the
study of society, including statistics, personal document and case study, typology, sociometry, and inter-
viewing. At present there is a growing interest in integrating these techniques and in utilizing methods de-
veloped from neighboring disciplines. The maturing of sociology as a natural science of human behavior is
also evidenced by the rise of self-criticism from two widely different viewpoints, those of operational soci-
ology and of the sociology of knowledge. The chief handicaps now retarding the growth of sociological re-
search are inadequacies in research training, cultist adherence to a favored technique, absorption of sociolo-
gists in teaching, and the limitations of personnel and funds in comparison with research opportunities.
The fifty years of the Americau Journal contentions were that sociology should be a
of Sociology record the development of so- synthesis of the social sciences, that sociol-
ciological research in the United States. The ogy should include social ethics, and that
perusual of its volumes shows definite sociology should take the organic rather
trends in research interest which may be than the atomic conception of the relation
classified under the following headings: (i) of society and the individual.
the formulation of the basic ideology of so- All three of these positions still have ad-
ciology; (2) the development of a system herents among sociologists. It is fair to say,
of concepts appropriate to the study of so- however, that his first two positions have
ciety; (3) the fashioning of methods and lost ground and that his last one has gained
techniques of sociological research; (4) the followers. Undoubtedly, there is need today
integration of research methods; and (5) both for general social science and for social
the current issues of general methodology inethics which take full account of the findings
sociology. of sociology and the other special social sci-
BASIC IDEOLOGY ences. The majority of sociologists, however,
The early volumes of the Journal con- would now consider these as fields related
tained almost no articles that could be clas- to, but separate from, that of sociology.
sified as empirical research. But they are One of the hardest fought battles in so-
crammed with papers upon the place of so- ciological ideology was over the nature of
ciology in the hierarchy of the sciences, its the relation between society and the indi-
relation to the other sciences, and the na- vidual. Albion W. Small was the leading
ture of its subject matter. Sociologists in the exponent in the United States for the posi-
nineties were preoccupied with the same tion that the business of the sociologist was
type of questions which had concerned to study social groups and social processes.
Auguste Comte, Herbert Spencer, and Les- Franklin H. Giddings took the opposite
ter F. Ward. point of view, holding that the explanation
These were, and remain, basic questions. of man's behavior in society was to be
They have to be answered before research sought in the analysis of the mental proc-
that transcends descriptive studies can be esses of the individual. His considered state-
undertaken. ment of his position was published in the
The first editor of the Journal, Albion W. Journal under the appropriate title of "Plu-
Small, fought vigorously throughout his ralistic Behavior."'
lifetime for his basic convictions about the
nature and role of sociology. His three main I XXV (I9I9-20), 385-404, 539-6I.
474
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SOCIOLOGICAL RESEARCH METHODS 475
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476 THE AMERICAN JOURNAL OF SOCIOLOGY
and the documents are not unrelated: the physical object or of an animal but also can
concepts do throw light on the documents, be ascertained by communication with him.
and the latter appear to have modified the Among the techniques which have been
definition of the concepts. applied, adapted, or invented during this
A systematic effort to organize a concep- period are (i) statistics, (2) personal docu-
tual system of sociology as a natural science ment and case study, (3) typology, (4) so-
of human behavior oriented to empirical ciometry, and (5) interviewing.
research was made by Robert E. Park. In Statistics.-The early use of statistics in
addition to outlining a prospectus of con- American sociology had two chief sources:
cepts in The Introduction to the Science of So-in demography as exemplified chiefly by our
ciology, he developed, in collaboration with Census Bureau and in the development of
his students, plans for research in personal- statistical method, chiefly in human biology,
ity study, human ecology, race relations, in England under the leadership of Francis
and collective behavior. He took the lead Galton and Karl Pearson. The only statisti-
in the organization in I92I of the section on cal article in the first volume of this Journal
research in the American Sociological Society was one by Walter F. Wilcox entitled "The
and was active in the movement which trans- Distribution of the Sexes in the United States
formed the program of the annual meeting in I89o."9
from the reading of papers on social theory Franklin H. Giddings, in keeping with
to the presentation of research methods and his conception of the individual as the unit
findings. of sociological study, was a strong advocate
In sociology, as in any other natural sci- of the use of statistical methods. Statistical
ence, a conceptual system performs two im- techniques were at first applied to behavior
portant functions for research. First of all, in which communication was of little or no
it must have meaning in terms of the sub- importance, as in demographic and other
ject matter of the given science. Second, it population studies. Their valid use for the
must be oriented to problems of research. most significant research in the distinctly
As soon as these were provided, it was fea- social aspects of human behavior had to be
sible to develop techniques appropriate for postponed until these data had been ana-
sociological research. lyzed in a form to permit the application of
quantitative methods. In the meantime sta-
TECHNIQUES OF RESEARCH tistics as a discipline was being further de-
Sociology at first was quite innocent of veloped.
any precise research techniques. Sociologists In the United States advances in statisti-
were engaged in ideological problems which cal methods by sociologists have been large-
had to be solved before specific research ly in applications to problems of sociological
methods could be devised. During the last interest. Illustrative of these are the corre-
twenty-five years, however, more and more lation by Dorothy Thomas'0 of social phe-
students have turned their attention to the nomena such as marriage, prostitution, di-
fashioning of research techniques. This ef- vorce, births, deaths, pauperism, alcoholism,
fort was complicated by the necessity of de- and crime with the business cycle; social
vising procedures to take into account the trends by William F. Ogburn;", predictive
role of communication in human behavior.
II (i895-96), 725-37.
Man differs from other objects of study
in being able to communicate his experiences, IO Social Aspects of the Business Cycle (New
York: A. A. Knopf, I927); see also "Statistics in
opinions, and attitudes. Furthermore, his
Social Research," American Journal of Sociology,
behavior and personality have been largely XXXV (I 9229-30), I-I7.
formed in intercommunication. For that
II "Indexes of Social Trends and Their Fluctua-
reason his behavior is subject not only to tions," American Journal of Sociology, XL (1934-
observation in a way similar to that of a 35), 822-28.
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SOCIOLOGICAL RESEARCH METHODS 477
I5 The Polish Peasant in Europe and America 27 Suicide (Chicago: University of Chicago Press,
(New York: A. A. Knopf, I9I8-20), pp. I832-33. I928).
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478 THE AMERICAN JOURNAL OF SOCIOLOGY
ment of the use of personal documents in by Samuel M. Strong in his study of social
sociology from I920 to I940, R. C. Angell,28 types in the Negro community.32
appraising several representative studies, The most common use of typology in so-
states that some advance has been made ciology is exemplified by the method of the
since The Polish Peasant iu Europe and categorical type by which the investigator
America, chiefly in the technique of securing assigns individual cases to more or less arbi-
data, in controlling observer bias, in secur- trary classes which he deems desirable. An
ing supplementary data from other docu- example is Angell's classification of families
ments and from statistical and ecological in the predepression period by three grades
studies, in the increasing tendency to frame -high, moderate, and low-for both inte-
hypotheses that can be checked by other gration and adaptability.
workers, and in using prediction as a means The method of the ideal type with its ac-
of checking hypotheses.29
centuation to the logical extreme of a se-
Angell seeks to explain the s]ow develop- lected attribute, was developed by Georg
ment of the method of the personal docu-
Simmel and Ferdinand T6nnies and per-
ment by the greater attention to historical
fected by Max Weber. It has been utilized
rather than to analytic studies, by the vague
for research in the United States, especially
character of the concepts used for formulat-
by students of Robert E. Park. The polar
ing hypotheses, and by the lack of interstim- conception of societies in terms of the ideal
ulation and mutual criticism because of constructs of sacred and secular has been
the small number of workers using the
applied to particular societies by Howard
method.30 Becker and by Robert Redfield.
The typological method, next to be con-
The method of typology has proved par-
sidered, has as one of its objectives the for-
ticularly appropriate for the collection,
mulation of clear-cut and unambiguous
classification, and analysis of cases. It is,
concepts.
in fact, a large part of the case-study meth-
Typology as a method.-The classification
od so far as it consists in grouping cases
of individual cases into types is a familiar
under a given class or classes and then de-
scientific method. In American sociology
veloping a new class for any negative case,
three outstanding variations of typology
i.e., one that does not fall under any previ-
have developed which may be differentiated
ously postulated class.
under the terms: (i) empirical types, (2)
Particularly in the case of the ideal type,
categorical types, and (3) ideal types.
the typological method provides a bridge
As early as I9I0, George E. Vincent for-
from the study of individual cases to the
mulated a theory of empirical types to be
construction of attitude and other personal-
identified in any group by the epithets of
ity tests and scales. This procedure also per-
praise or blame applied to its members.3T
mits a quantitative measurement of the de-
This empirical typology, further developed
gree to which ideal constructs, such as the
by Nels Anderson in The Hobo and by Louis
sacred or the secular, characterize a person
Wirth in The Ghetto, was systematically for-
or a group. Becker, for example, has formu-
mulated and employed as a research method
lated a series of questions designed to deter-
28 Louis Gottschalk, Clyde Kluckhohn, and mine the frequency and the intensity of
Robert Angell, The Use of Personal Documents in sacred traits in individual families or groups
History, Anthropology and Sociology (New York: of families.33
Social Science Research Council, I945), pp. I77-232.
32 "Social Types in a Minority Group,"American
29 Ibsd., pp. 226-28.
Journal of Sociology, XLVIII (I942-43), 563-73.
30Ibid.,pp. 228-32.
33 Presented in Howard Becker and Reuben
3' "The Rivalry of Social Groups," American Hill, Marriage and the Family (Boston: D. C. Heath
Journal of Sociology, XVI (I9IO-II), 469-84. & Co., I942), pp. I 2-I4.
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SOCIOLOGICAL RESEARCH METHODS 479
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480 THE AMERICAN JOURNAL OF SOCIOLOGY
-but also of sociological concepts and tech- Robert E. Park,45 R. D. McKenzie,46 Erle
niques with those of other disciplines. Ever F. Young,47 Clifford R. Shaw,48 Ernest R.
since its organization in I923, the Social Sci- Mowrer49 and Calvin F. Schmid,50 have de-
ence Research Council, combining in its fined ecological concepts relevant for socio-
membership, among others, anthropologists, logical research, developed distinctive tech-
economists, historians, psychologists, po- niques, and related ecological analysis to the
litical scientists, sociologists, and statisti- other fields of sociological study.
cians, has stressed the importance of co- The case for combining cultural anthro-
operative projects that would unite the re- pology and modified psychiatric methods
search techniques of two or more of the with sociology in the study of personality
social sciences. Outstanding examples de- has been presented by John Dollard in
monstrate the fruitfulness of the integration Criteria for the Life History. In his study of
of research methods and the value to socio- Caste and Class in a Southern Town, Dollard
logical research of the introduction of the demonstrated the value of combining tech-
concepts and methods of other disciplines niques from these different fields by a de-
within its field. scription and analysis of race relations in a
Integration of the concepts and methods selected community.
of two or more fields may come about in Examples of genuine co-operation in a
different ways: (i) by training sociologists research venture by sociologists with repre-
in one or more other fields; (2) by com- sentatives of other disciplines are beginning
bining the techniques of workers in other to multiply. The research monograph for the
fields with those of the sociologists; and (3) Social Science Research Council on The
by co-operation on a given project by indi- Prediction of Personal Adjustment was pre-
vidual trained in different disciplines. pared, under a supervising committee com-
posed of psychologists and sociologists, by
The value of integration of conceptual
a psychologist with the collaboration of
systems and methods of cultural anthropol-
two sociologists representing, respectively,
ogy, psychology, and sociology was brilliant-
case-study and statistical methods. The
ly demonstrated in The Polish Peasant in
study of Recent Social Trends enlisted
Europe and America, in which the authors,
the collaboration of economists, politi-
while primarily sociologists, had thoroughly
cal scientists, social workers, statisticians,
familiarized themselves with the literature
and sociologists under the direction of a re-
of the other two fields.
search committee composed of representa-
Sociological studies have been enriched
tives of the above disciplines. The urbanism
in recent years by the application of tech-
studies of the National Resources Planning
niques adapted from other fields to the
45 "Human Ecology," American Journal of Soci-
study of the community and the person.
ology, XLII (I 93 6-3 7), 1-15.
Noteworthy is the application of the meth-
46 "Human Ecology," Encyclopaedia of the Social
ods of cultural anthropology to the study Sciences (New York, 1931), V, 314-15.
of the modern community as in Middletown
47 "Social Base Map," Journal of Applied Soci-
and Middletown in Transition by the Lynds, ology, IX (1925), 202-6.
in the Yankee City studies by W. Lloyd
48 Delinquency Areas (Chicago: University of
Warner and Paul Lunt, and in Deep South Chicago Press, 1929); Clifford R. Shaw and H. D.
by Allison Davis and Burleigh and Mary McKay, Juvenile Delinquency and Urban Areas
Gardner. (Chicago: University of Chicago Press, 1942).
Human ecology represents the creation 49 "The Isometric Map as a Technique of Social
Research," American Journal of Sociology, XLIV
of a new field within sociology by the adap-
(I938-39), 86-96.
tation from plant and animal ecology of a
50 "Suicide in Minneapolis, Minnesota: I928-32,"
framework of concepts to the analysis of the American Journal of Sociology, XXXIX (1939-40),
human community. Sociologists, including 30-48.
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SOCIOLOGICAL RESEARCH METHODS 48I
52 See E. W. Burgess and L. S. Cottrell, Predicting 55 See Stuart C. Dodd, Dimensions of Sociology
Success or Failure in Marriage (New York: Prentice- (New York: Macmillan Co., I942).
Hall, Inc., I939), pp. 4I-42, 290-3I2. 56 "The Problem of the Concept in Social Psy-
53 As in the retesting by the Committee on Ap- chology," American Journal of Sociology, XLV
praisal of the Social Science Research Council of (I939-40), 7II.
the case studies used by R. C. Angell in The Family 57 "Operational Definitions in Social Science,"
Encounters the Depression to predict adjustment to American Journal of Sociology, XLVII (I941-42),
the depression. 727-45.
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482 THE AMERICAN JOURNAL OF SOCIOLOGY
points of views, concepts, research the study of significant problems; and, final-
methods,
and interpretations of research workers to ly, in the rise of critical attitudes toward
critical examination according to the follow- basic assumptions, systems of concepts, and
ing considerations: (i) the existing social research procedures embodied in the meth-
order tends to select problems for research odological question raised by the operation-
and to predetermine the concepts, hypoth- al movement and the sociology of knowledge.
eses, and interpretations of findings; (2) There exist, however, certain serious hand-
the scholar has a "mental set," i.e., a collec- icaps to the further development of research
tion of assumptions and biases which he commensurate with the maturity which so-
more or less unconsciously holds as a result ciology has now achieved as a science. These
of his cultural milieu, personal experiences, may be briefly listed: the inadequate, un-
class origin, group identification, and edu- even, and often fragmentary training of
cational training; (3) the methods currently graduate students in research methods; the
regarded as appropriate for research upon great excess of subject-matter over research
any problem need to be seen as the accumu- courses in the graduate curriculum; the ex-
lated result of the existing state of knowl- istence among many sociologists of a cultist
edge rather than as the most effective tech- rather than a catholic attitude toward re-
niques for present and future study; and (4) search methods; the relatively small num-
a given society tends to reward the social ber of trained sociologists and of graduate
scientists with the "correct" solutions and students in proportion to the vast area of
penalize those with the "wrong" answers. problems for sociological investigation, and
as compared with the larger personnel in
EXISTING STATE OF RESEARCH
psychology, economics, political science, or
In conclusion, a few comments may be history; the absorption of sociologists in
made upon the present status of sociological teaching to the disadvantage of research
research in the perspective of the last fifty undertakings; and the small amount of
years. Substantial advances have been madefunds available for sociological research.58
in developing conceptual systems appropri-
UNIVERSITY OF CHICAGO
ate to the study of society; in the devising
of specialized research techniques; in demon- 58 See "The Report of the Committee on the
strating the value of combining these and re- Training and Recruitment of Sociologists," Ameri-
search methods from other disciplines for can Sociological Review, X (I945), 77-89.
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