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Digital Phenotyping of Suicidal Thoughts
Digital Phenotyping of Suicidal Thoughts
Digital Phenotyping of Suicidal Thoughts
DOI: 10.1002/da.22730
RESEARCH ARTICLE
General Hospital, Boston, MA, USA forums (n = 51 participants with a total of 2,889 responses, surveyed over 28 days; ages ranged
5 Department of Psychiatry, Harvard Medical from 18 to 38 years) and psychiatric inpatients with recent suicidal ideation or attempts (n = 32
School, Cambridge, MA, USA participants with a total of 640 responses, surveyed over the duration of inpatient treatment
6 Cambridge Computational Clinical Psychology [mean stay = 8.79 days], ages ranged 23–68 years). Latent profile analyses were used to identify
Organization (C3PO), Cambridge, MA, USA distinct phenotypes of suicidal thinking based on the frequency, intensity, and variability of such
Correspondence thoughts.
Evan M. Kleiman, Department of Psychology,
Harvard University, Cambridge, MA 02138. Results: Across both samples, five distinct phenotypes of suicidal thinking emerged that differed
Email: ekleiman@fas.harvard.edu
primarily on the intensity and variability of suicidal thoughts. Participants whose profile was char-
Funding information
acterized by more severe, persistent suicidal thoughts (i.e., higher mean and lower variability
Grant sponsor: Chet and Will Griswold Suicide
Prevention Fund; Grant sponsor: For the Love of around the mean) were most likely to have made a recent suicide attempt.
Travis; Grant sponsor: Pershing Square Venture
Conclusions: Suicidal thinking has historically been studied as a homogeneous construct, but using
Fund for Research on the Foundations of Human
Behavior; Grant sponsor: John D. and Catherine newly available monitoring technology we discovered five profiles of suicidal thinking. Key ques-
T. MacArthur Foundation. tions for future research include how these phenotypes prospectively relate to future suicidal
behaviors, and whether they represent remain stable or trait-like over longer periods.
KEYWORDS
assessment/diagnosis, computer/Internet technology, depression, suicide/self harm, web based
1 INTRODUCTION their lives (Nock et al., 2008), and suicide accounts for over 800,000
deaths each year (World Health Organization, 2016a), more than all
The question of why people behave in ways that are harmful to them- wars and other forms of interpersonal violence combined—meaning
selves has puzzled scholars for thousands of years. The decision of that we each are more likely to die by our own hand than by some-
whether to live or die has been called the “fundamental question of one else's (World Health Organization, 2016b). More alarming is that
philosophy” (Camus, 1942) and has been the focus of scholarly work suicide is projected to become an even greater contributor to the
by most major philosophers throughout history (e.g., Kant, Sartre, global burden of disease in the coming decades (Mathers & Loncar,
Locke, Hume). In the sciences, the existence of suicidal thoughts and 2006). Understanding this perplexing aspect of human nature is one of
behaviors has presented a fundamental challenge to the belief that the greatest challenges facing our society. Some of the key questions
human and animal behavior is motivated by an innate and ever-present regarding suicide that remain unanswered involve understanding and
drive for self-preservation and gene survival (Dawkins, 1976; Lorenz, classifying the everyday experience of individuals at risk for suicide.
1963; Wilson, 1978). Despite centuries of scholarly consideration and In most areas of science (biology, chemistry, ethology, etc.), we
scientific investigation, key questions about suicide remain surpris- obtain an understanding of phenomena of interest by directly observ-
ingly unanswered, and it continues to be one of the leading causes of ing and studying them (Kagan, 1967; Lorenz, 1981; Tinbergen, 1951,
death worldwide. Indeed, approximately 9% of adults around the world 1974). Historically, such an approach has not been possible in the study
report that they have seriously considered suicide at some point in of suicidal thoughts and behaviors because they occur privately and
2.2.1 Sample 1 profiles; and the bootstrapped k − 1 likelihood ratio test (LRT), a mea-
sure that compares a model with the current number (k) of profiles to
Participants in the first sample completed real-time monitoring for a
one with one fewer (k − 1) profile to determine if precision is improved
28-day period. Prompts were delivered and responses collected via
by the addition of an extra profile. The optimal solution is indicated
Mobile EMA software (www.ilumivu.com), which is compatible with
by the model with the lowest BIC, largest entropy, and a significant k
both Android and iPhone smartphones. Participants were compen-
− 1 test. We used as indicators several measurements that quantify
sated with a $40 (USD) gift card to Amazon.com, with a $10 bonus for
the patterns of suicidal thoughts experienced by each individual: (1)
completing more than 75% of the prompts.
Mean scores across the three suicidal thoughts items, indicating aver-
age severity of suicidal thoughts across the study, (2) within-person
2.2.2 Sample 2
standard deviations of each person's suicidal thought scores, indicat-
Participants in the second sample completed real-time monitoring
ing average within-person dispersion of suicidal thoughts around the
for the duration of their inpatient stay (mean stay = 8.79 days,
mean, (3) the maximum total score for suicidal thought items, indi-
SD = 8.23 days, range = 2–46 days, median = 7 days). Prompts
cating the greatest intensity of suicidal thoughts experienced during
were delivered and responses collected via MovisensXS EMA software
the monitoring period, (4) the percent of prompts for which a nonzero
(www.movisens.com). MovisensXS is only compatible with Android
score on suicidal thoughts was reported, indicating relative frequency
smartphones, so we lent compatible phones to participants for the
of suicidal thinking, and (5) the root mean square of successive dif-
duration of the study if they did not have access to a smartphone, or
ferences (RMSSD; von Neumann, Kent, Bellinson, & Hart, 1941), indi-
if they owned an incompatible phone. Participants were compensated
cating the average stability (or magnitude of change) of scores from
with $10 (paid in cash) for each day they were in the study.
one measurement occasion to the next. The RMSSD is ideal to quan-
tify nonlinear variability in repeated measures and is interpreted such
2.3 Measures that larger values equal more variability from one point to the next
and, if graphed, would correspond to a more jagged pattern. After we
2.3.1 Baseline
conducted the LPA, we examined if the phenotypes differed on suicide
Participants completed a brief demographics screener and the self- history variables using ANOVAs (analysis of variance) or chi-square
report version of the Self-Injurious Thoughts and Behaviors Interview tests. The LPA was performed in Mplus version 7 (Muthén, & Muthén,
(SITBI; Nock, Holmberg, Photos, & Michel, 2007). The SITBI was used 2014). All other analyses were performed and figures were created in R
to assess suicide history (i.e., age of first attempt, number of lifetime (R Core Team, 2016).
attempts, date of most recent suicide attempt) and to also confirm our
main inclusion criterion (past year suicide attempt).
3 RESULTS
2.3.2 Real-time monitoring
At each prompt, participants were presented with three items assess- Participants in Sample 1 completed a total of 2,889 responses
ing: (1) the desire to die by suicide (How intense is your desire to kill (M = 56.59 responses per participant, SD = 37.77) across a total of
yourself right now?), (2) the intention to die by suicide (How strong is 1,311 days for an average of 2.20 responses per participant, per day
your intention to kill yourself by suicide right now?), and (3) the abil- (out of four possible prompts; 55.0% response rate). Participants in
ity to resist the urge to die by suicide (“How strong is your ability to Sample 2 completed a total of 640 responses (M = 20 responses per
resist the urge to kill yourself right now?,” which was reverse coded). participant, SD = 17.48) across a total of 281 days for an average of
Each item for the first sample was on a 0 (not strong [intense] at all) to 2.28 responses per participant, per day (out of four possible prompts;
4 (very strong [intense]) scale. Each item for the second sample was on 57.0% response rate).
a 0 (not strong [intense] at all) to 9 (very strong [intense]) scale. Since
the items were on different scales, we could not combine samples. The
3.1 Subtypes of suicidal thinking (Sample 1)
three items were summed such that higher scores equaled more severe
suicidal thoughts. These three component items were strongly inter- Table 1 contains fit statistics for all profiles. The LPA converged on a
correlated in both samples (|r| range from 0.54 to 0.89, all P < .001). five-profile model (BIC = 1,153.27, entropy = 0.961, k − 1 LRT = 58.95,
P < .001). Although the six-profile model had a lower BIC and higher
entropy than the five-profile model, as well as a significant k − 1 LRT
2.4 Analytic strategy
value, the five-profile model was still preferable for a few reasons.
We used latent profile analysis (LPA) to test for the existence of distinct First, the six-profile model caused Mplus to produce nonidentifica-
profiles of suicidal thinking in the real-time monitoring data described tion warnings that likely indicated a model with too many profiles.
above. LPA is useful to classify groups of individuals based upon a Second, the six-profile model produced very small cell sizes (e.g., one
set of continuous criterion variables, creating phenotypes of suicidal phenotype profile had only two participants). Third, although there
thoughts. There are several guidelines to assess the correct number of was an improvement in model fit from the five-profile to six-profile
profiles: The Bayesian information criterion (BIC), a measure of model model, the increment in model fit was relatively smaller than the incre-
fit; entropy, a measure of precision of classification of individuals into ment in fit seen in other models (e.g., entropy increased by 0.012 from
4 KLEIMAN ET AL .
Notes: BIC = Bayesian Information Criterion; LRT = likelihood ratio test. Profile numbers sorted by largest to smallest, but do not necessarily correspond to
the same profile from model to model (e.g., profile 3 in the three-profile model is not the same exact profile as profile 3 in the four-profile model).
4
0
2460 2851 2852 2882 2883 2157 2158 2257
12
8
4
0
2260 2369 2410 2416 2417 2430 2437 2846
12
8
4
0
2848 2888 2890 2379 2383 2431 2435 2371
12
8
4
0
2414 2415 2418 2429 2432 2458 2847 2889
12
8
4
0
0 10 20 30 40 50 0 10 20 30 40 50 0 10 20 30 40 50 0 10 20 30 40 50 0 10 20 30 40 50 0 10 20 30 40 50 0 10 20 30 40 50 0 10 20 30 40 50
Observation Number (approx 4−8 hours apart)
1: Low mean, low variability 2: Low mean, moderate variability 3: Moderate mean, high variability
Phenotype Profile:
4: High mean, low variability 5: High mean, high variability
the five-profile to six-profile model, but increased by 0.040 from the comparisons of these five groups revealed no differences among these
four-profile model to the five-profile model). Thus, on balance, the five- five phenotypes in terms of age of first suicide attempt and number
profile model was preferable. Examination of the data from individ- of lifetime suicide attempts (Table 1). However, the phenotype typi-
ual participants classified by these five profiles (Fig. 1, Table 2) reveals fied by high mean and low variability (Phenotype 4) has a substan-
that they are distinguished by their differences in mean and varia- tially higher proportion of individuals who had attempted suicide in
tion around that mean: (1) low mean, low variability; (2) low mean, the month before the study (and contained the one participant who
moderate variability; (3) moderate mean, high variability; (4) high attempted suicide in the week before the study) than any other phe-
mean, low variability; and (5) high mean, high variability. Statistical notype. The phenotype typified by high mean and high variability
KLEIMAN ET AL . 5
(Phenotype 5) contained zero members who attempted suicide in the higher rate of recent suicide attempt in Phenotype 4 was not signif-
month before the study. Taken together, this indicates that among icantly higher than all other groups in this sample. Figure 2 shows a
those who had higher mean levels of suicidal thoughts, a lower degree visual depiction of the profiles, which looked similar to those from
of variation around that mean was indicative of someone who had Sample 1.
more recently attempted suicide.
4 DISCUSSION
3.2 Results from replication sample (Sample 2)
The LPA again converged on a five-profile model (BIC = 874.43, Suicide is among the leading causes of death worldwide and nearly
entropy = 0.991, k − 1 LRT = 34.37, P < .001). Table 1 contains fit 10% of people report thinking about suicide at some point in their
statistics for all profiles. Examination of the data from individual par- lives. Unfortunately, our understanding of suicide—and ability to pre-
ticipants classified by these five profiles revealed the same pattern dict and prevent it—has been hindered by a lack of information about
of findings observed in Sample 1 in terms of differences in mean and the basic nature of suicidal thoughts. Using smartphone-based dig-
variability of suicidal thinking and in group differences in history of ital phenotyping methods, we identified five distinct phenotypes of
suicide attempts (Table 2), with the only difference being that the suicidal thinking—a pattern that replicated across two samples with
6 KLEIMAN ET AL .
3 12 20 21 2 22 24 33
20
10
Momentary rating of suicidal thinking
0
40 42 44 46 47 4 5 25
20
10
0
26 28 31 13 19 27 29 32
20
10
0
34 35 39 41 6 16 17 30
20
10
0
5 10 15 20 5 10 15 20 5 10 15 20 5 10 15 20 5 10 15 20 5 10 15 20 5 10 15 20 5 10 15 20
Observation Number (approx 4−8 hours apart)
1: Low mean, low variability 2: Moderate mean, low variability 3: Moderate mean, moderate variability
Phenotype Profile:
4: High mean, moderate variability 5: High mean, high variability
different levels of acuity (i.e., community-dwelling adults vs. psychiatri- among those in the high variability phenotypes were predicted by
cally hospitalized inpatients). The phenotypes differed primarily in the stress. Additionally, our findings are also in line with a line of studies
average severity of suicidal thoughts across measurement occasions, showing that more stable suicidal thinking is associated with increased
and the magnitude of within-person variability around that average. risk for suicidal behavior. For example, one study found that among mil-
Moreover, the phenotype typified by more severe (i.e., higher mean) itary servicemembers who reported having thoughts of suicide, those
and more stable (i.e., lower RMSSD) suicidal ideation contained the who had episodes of suicidal thinking lasting 5 hrs or longer were at
highest proportion of individuals who had attempted suicide in the more than double the risk of those with shorter duration episodes
past month in the community sample. This finding was not statisti- of suicidal thinking to act on their suicidal thoughts (Nock et al.,
cally significant in the second sample, although the higher acuity of in press).
the sample may have resulted in a ceiling effect to detect group dif- These findings should be viewed in the context of several limita-
ferences in recency of suicide attempts. Recent real-time monitor- tions. First, although the number of participants in each of the five
ing studies have shown that there is substantial heterogeneity in the phenotypes was evenly distributed in both samples, the samples were
experience of suicidal thoughts (Kleiman et al., 2017), and the cur- relatively small leading to somewhat small absolute numbers of partici-
rent study extends this earlier work by showing that there is order pants per class. The replication of findings across two different samples
to this heterogeneity. Overall, these findings have important impli- increases confidence in the findings, but additional confirmatory stud-
cations for future research aimed at better understanding the phe- ies are needed. Second, we followed participants in each sample for no
nomenology of suicidal thinking and for clinical treatment of suicidalx more than 1 month at a time and so in this study we were unable to
individuals. assess if one phenotype versus another predicts suicidal behaviors or
This work is generally in line with Bernanke, Stanley, and Oquendo's other outcomes in the future. We would expect the more severe phe-
(2017) proposal that there are two distinct phenotypes of suicidal notypes (i.e., those with more severe/intense suicidal thoughts) to be at
thinking, typified by high versus low levels of variability. Although we greater risk for another suicide attempt; however, future studies using
found five phenotypes, one of the clearest descriptors of the phe- longer-term follow-up periods are needed to test this. Third, these pro-
notypes was how variable suicidal thinking was. Thus, it might be files may be influenced by the characteristics of the samples in which
that the inclusion of other factors like mean level of suicidal thinking they were collected. For example, the inpatient in Sample 2 may have
adds nuance to Bernake et al.’s theorized phenotypes (and indeed, the been less inclined to disclose severe suicidal thinking out of concerns
authors noted that more than two phenotypes might be a possibility). of further clinical intervention or that they would not be released
Relatedly, it may be that there are two superordinate phenotypes (high from the hospital. Thus, further replication in larger and more diverse
vs. low variability) and the other phenotypes we found describe sub- samples is needed. Fourth, although there were many similarities
types of these superordinate phenotypes. One way in which our study between the two samples, there may have been important differences
could not fully test Bernake et al.’s model is that we did not have a mea- in the how participants interacted with the two software packages. For
sure of stress that allowed us to see if the peaks in suicidal thinking example, due to differences in how items were displayed on the screen,
KLEIMAN ET AL . 7
the software used in Sample 1 used a five-point scale for items, CONFLICT OF INTEREST
whereas the software used in Sample 2 used a 10-point scale. Given The authors have no conflicts of interest to report.
that some work finds that data from scales with more points tend to be
more normally distributed (Leung, 2011), it may be that the 10-point
ORCID
scale used in Sample 2 was better equipped to detect variability in sui-
cidal thinking. Finally, a broader issue that extends beyond the scope of Evan M. Kleiman PhD http://orcid.org/0000-0001-8002-1167
this manuscript is the choice of terminology used to address the sub-
types of suicidal thinking. Here, we used “digital phenotype” as it most
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