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Journal of Intellectual Property Rights

Vol 8, September 2003, pp 357-374

Moral Rights in Developing Countries: The


Example of India – Part I
Mira T Sundara Rajan
Queen Mary Intellectual Property Research Institute, University of London
John Vane Science Building, Charterhouse Square
London EC1M 6BQ, United Kingdom

(Received 5 June 2003)

The “moral right” is an aspect of a copyright law that seeks to protect the non-commercial,
personal, or spiritual interests of an author in his work. This paper argues that moral rights can
make an important contribution to culture in developing countries. In particular, moral rights
provide a counterweight to the increasingly commercial orientation of the international
copyright system under the TRIPS Agreement, which may ultimately prove to be damaging to
development and culture. The paper considers the innovative treatment of moral rights by Indian
legislators and judges as an example of how the cultural potential of these rights may be
realized, and attempts a critical assessment of the current Indian trend towards a more restrictive
treatment of these rights. It is in two parts. Part I covers copyright policy in India, traditional
approaches to moral rights in India and moral rights in Indian Copyright Act. The Part II, to be
published in the next issue, will deal with judicial development and interpretation of moral
rights, moral rights and development and future of moral rights in India.

Developing countries have traditionally industries.” At the same time, aspects of


understood copyright as an area of both copyright law, which are perceived to be
commercial and cultural regulation, and primarily cultural in nature are treated
indeed, many of them have emphasized with disfavour, and even suspicion, under
the cultural benefits that may be gained the TRIPS scheme. Notably, the moral
from effective copyright policies. In rights of authors, which protect the non-
contrast to this approach, the TRIPS commercial interests of authors and
Agreement has brought a new artists in their work, have been effectively
commercial emphasis to intellectual excluded from the reach of the TRIPS
property at the international level. In the Agreement1.
area of copyright, the focus of the Historically, moral rights have been
Agreement is on the development of greatly favoured in the developing world.
“copyright industries,” including “cultural Developing countries have almost
_________
E-mail: mira.sundararajan@st-peters.oxford.ac.uk
358 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

uniformly included strong protection for promotion of literacy, in the broadest


moral rights in their copyright legislation, sense of the word.
citing reasons of cultural policy and Secondly, Indian copyright law must
artistic “prestige”2. With the advent of the provide a favourable regulatory
TRIPS copyright system, however, environment for the ongoing development
developing countries have not been of creative endeavours within India.
encouraged to maintain high levels of Copyright law can help to promote
protection for these rights in revised artistic and intellectual activities within
copyright legislation. The trend towards India. It can also contribute to the
lower levels of protection for moral protection and publicizing of India’s
existing cultural heritage. In order to
rights, a characteristic feature of
accomplish this objective, Indian
copyright reform around the world, is an
copyright law must successfully
entirely negative one. Moral rights have
accommodate a range of interests
much to contribute to culture and associated with the great diversity of
creativity in developing countries; Indian cultural expression, whether in
moreover, their exclusion from the TRIPS ancient or modern times3.
system potentially allows them an In their pioneering study of different
unusual degree of flexibility and copyright systems around the world,
independence, bringing to them a new Ploman and Hamilton draw attention to
significance in the context of the current these features of the Indian cultural scene
international regime. The Indian – cultural traits that are characteristic of
experience in this area shows how many developing countries, but especially
innovative legislative and judicial prominent in the Indian context. They
approaches to moral rights can contribute observe: “There is...a great variety of
to cultural vitality, a powerful, though expression from the most traditional to
vastly underrated, force for development. the most modern. This mixture and
juxtaposition of the traditional and the
Copyright Policy in India modern would by itself pose a number of
Like most developing countries, India specific copyright problems. At the same
faces two fundamental challenges in the time, the development needs of the
area of copyright law. First, Indian country require access to and wide
copyright law must promote the widest dissemination of intellectual works,
possible access to information and particularly scientific and technical. As a
knowledge. The Indian public requires result, India’s attitude towards intellectual
access to copyright works, both foreign property rights has to take into account
and domestic, for scientific, educational, the need to promote and encourage
cultural, and intellectual development. indigenous creation of expression in both
The broad availability of information and the traditional and the modern sector, and
knowledge is essential, not only for also to provide for an active public role in
industrial growth, but also, for the the widespread dissemination of
SUNDARA RAJAN: MORAL RIGHTS IN DEVELOPING COUNTRIES 359

intellectual property. Indian copyright Moral rights are a meeting-point for


policy might therefore be seen as founded these two policy considerations. They are
on two basic principles: encouragement a valuable instrument for the protection of
of authorship through protective authors’ interests in their work, and
copyright, and provision of safeguards perhaps, for cultivating the cultural
against undue barriers to the exploitation phenomenon of authorship in developing
of works.”4 countries. However, moral rights also
In a more general sense, the impose an additional burden on the use of
dissemination of knowledge and the copyright works, beyond the restrictions
provision of adequate “incentives to generated by economic rights of
create” are universally recognized as two authorship, and bring a new element of
fundamental objectives of copyright risk to their exploitation.
policy. However, these two policy goals The area of translations and
are often considered to be in conflict, adaptations provides an apt illustration of
while effective copyright laws are in the complex role of moral rights.
search of an equitable balance between Translation and adaptation into new
them. Copyright law in developing languages and media often have a greater
countries requires a somewhat different importance in developing countries than
conceptual orientation: it becomes in the West, not only because of the need
necessary to consider the ways in which to improve public access to foreign
the two basic objectives of copyright works, but also, for the purposes of
policy, rather than being in competition, cultural exchange within the country.
can also be understood as two aspects of a This is particularly true in the case of
single goal. It is apparent that authors India, which is undoubtedly one of the
have an interest in the broad most culturally diverse nations in the
dissemination of their ideas, and in world5. In contrast to the relative
securing their own access, for creative homogeneity of Western Europe culture,
purposes, to the intellectual and artistic translation and adaptation in India serve
work of others. At the same time, the an essential function; far from being at
public has an important interest in the periphery, they are the essence of
maintaining the best possible quality of creative development6. Indeed, a
information and knowledge in society, by consideration of social and literary
promoting the accuracy and reliability of phenomena such as the Ramayana
reproductions and adaptations, and demonstrates that translation has been
encouraging an attitude of respect intrinsic to Indian cultural development
towards intellectual endeavour. In for thousands of years7.
practice, how can these policy objectives Copyright law in India, as in many
be made to work together effectively? developing countries, faces the additional
This is the pragmatic problem, which problem of enforcement. The costs
Indian copyright law attempts to address. associated with litigation, and the time
360 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

involved in obtaining an authoritative Traditional Approaches to Moral


judicial decision, are major obstacles to Rights in India
the effectiveness of the courts in resulting The problem of “literary theft” has
copyright disputes. At the same time, the long been recognized in Indian culture.
governments of developing countries Its widespread occurrence is documented
represent a great concentration of power in writing as early as the seventh century.
and resources, and they often become the It has been the subject of both complaint
ultimate authority, de facto, on cultural and investigation by Indian poets and
issues. While the government may have aesthetic philosophers. For example,
special powers and abilities in relation to Anandavardhana, a ninth-century poet,
cultural matters, official corruption and undertakes a detailed analysis of the
the capacity for violence may also have a phenomenon: he identifies three distinct
damaging impact on the cultural sphere8. categories of theft, with only the last of
Indian copyright law attempts to take into the three, the “similarity between two
consideration the special powers and individuals” being “permissible” conduct
abilities of the government in relation to for authors13. Moreover, in Indian
tradition, the author was believed to have
cultural matters, as well as its special duty
rights and interests in his ideas which
of care. A consideration of Indian
were equivalent to his interests in the
jurisprudence in this area reveals a strong
final work, the position that is drastically
and growing awareness among Indian
different from Western copyright
judges of the special role of government tradition. As Krishnamurti points out,
in relation to intellectual property9. As plagiarism in tenth-century India was
Ploman and Hamilton observe: defined as “an appropriation by a writer
“Distinguishing Indian law from of words and ideas – I emphasize, and
European and Anglo-American ideas – from the work of another and
legislation are several provisions that, passing them off as his own.”14
under certain circumstances, allow the
government to play an active role in Legal Approach to “Literary Theft”
encouraging the exploitation of needed In spite of the relatively common
intellectual property.”10 occurrence of literary theft, the problem
Finally, it is worth noting that the was never dealt with by legal authors as a
relative power of cultural industries may matter of law. Rather, in ancient India,
stand in stark contrast to the relatively literary appropriation was a theme
weak position of the individual author in explored by philosophers and poets.
developing societies. For example, the Nevertheless, the Indian cultural tradition
Indian film industry is a wealthy and includes a particularly rich and highly
powerful force for any author to developed legal tradition, based on
confront11 – a deciding factor in the Sanskrit texts and treatises on law. Why,
seminal Indian moral rights case of then, were the problems of appropriation
Mannu Bhandari v Kala Vikas Pictures12. and exploitation faced by literary and
SUNDARA RAJAN: MORAL RIGHTS IN DEVELOPING COUNTRIES 361

artistic authors not considered by ancient With respect to India, Krishnamurti


legal scholars? points out that the absence of discussion
among legal authors of issues arising
This puzzling situation could have
from the misappropriation of knowledge
been due to a number of factors. The
is clearly a matter of culture16. In keeping
absence of authors’ rights, interests, and
with Indian tradition, Krishnamurti
obligations from the ambit of the law in
identifies the value of “dharma,” which
traditional Indian society suggests that it
may be very loosely translated into
was somehow not considered to be
English as “duty,” as the basic ethos of
appropriate to deal with these issues as
Indian civilization. Society at large, and
matters of law, at all. Indeed, it is
the creators of artistic and intellectual
commonly believed by Western scholars
works in particular, have mutual
that the traditions of the developing world
obligations towards each other. The
do not recognize the issues, which flow
structure of Indian society reflects this
from the appropriation of literary and
basic understanding of the role of art and
artistic works to be legal problems.
artists, in such a way that it has not been
This analysis often leads to the necessary for Indian thinkers to attempt to
conclusion that the misappropriation of concretize this relationship according to
literary and artistic work has historically the conventions of written law17. As
been tolerated in developing societies. Krishnamurti points out:“It was the duty
However, this perspective is basically of the State and the people to look after
flawed. On the contrary, developing the authors. That one side might stray
societies are keenly aware of the value of from its duty or its obligations was not
knowledge in all its forms, often, like considered sufficient justification for the
India, in highly sophisticated terms. other to give up its duty. So far as I
However, the way in which these understand, it was more or less the same
interests are recognized and protected in Europe till about three centuries ago.”18
depends on the cultural environment. As
Gana observes:“[T]he mistaken premise The Relationship between Artists and
of [United States] negotiations with Society
China and...with most other developing Krishnamurti limits his discussion of
countries is that these countries lack the impact of culture on concepts of
intellectual property laws.A cursory study “copyright” to dharma. However, the
of indigenous approaches to the Indian social ethos surrounding art played
protection of intellectual goods reveals a key role in defining the status of
that most cultures recognized the material authors’ rights in ancient Indian society.
value engendered by the results of Hindu thought, in particular, attributes a
intellectual labour. The way that value is value to art beyond the purely “aesthetic,”
protected, however, differs significantly in the sense of the enjoyment of beauty.
from what modern categories of Rather, artistic expression is an
intellectual property laws provide.”15 expression of metaphysical values. The
362 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

Hindu view of art implies a certain Indeed, a closer examination of the


understanding of the relationship between Indian view of law reveals that authors’
artists and the society in which they live. rights and obligations did, in fact, amount
The functions of the artist are recognized to a matter of “law” within the meaning
as serving a concrete social purpose, and of this term in traditional Indian society.
stand in some contrast to the potential The traditional concept of law, like the
elitism and emptiness of purpose in the Indian conception of “intellectual
modern affirmation that art’s ultimate property,” was more wide-ranging and
value lies in its “uselessness.”19 As Pandit comprehensive than the modern, Western
observes:“[T] he true nature and purpose understanding of the bounds of the legal
of art... is [as] a means of relating human arena22. Modern and traditional societies
life to the creative cosmic life, to the diverge widely in their understanding of
essential vitality and movement which the place of culture in society, both in
underlies the universal system. The artist relation to cultural heritage, and the
discovers this universal creative process intellectuals, artists, and craftsmen who
by an actual participation and essential create it. Law, in the form of legislation,
identity of experience.”20 adjudication, and social custom, is an
This view of art implies a focus on the embodiment of these relationships.
work rather than the artist. In a subtler The relationship between artists and
way, rather than the physical object per se society has traditionally been one of
that is produced by the artist, the mutual dependence and, potentially,
experience inspired by the work mutual suspicion. Artists play a
represents the essence of artistic fundamental role in developing social
achievement. Seen from this aesthetic values, since their works are essentially
perspective, it is clear why the Indian reflections of the societies in which they
concept of appropriation may have were produced. Both the laudatory and
extended to ideas. At the same time, it is the critical aspects of artists’ work are of
worth noting that the protection of value to society. At the same time, artists
expressions and ideas occurred through are dependent on society to value their
artistic and social conventions, arguably a work and to participate in it as audience,
distinctive form of “law” in themselves. spectator, and critic.
As Coomaraswamy observes: “Themes In one form or another, law inevitably
are repeated from generation to has an important role to play in mediating
generation and pass from one country to the relationship between artists and
another; neither is originality a virtue nor society. It accomplishes this function in a
“plagiarism” a crime, where all that number of ways, from allowing
counts is the necessity inherent in the censorship to protect society from the
theme. The artist as maker, is a excesses of the arts, to recognizing the
personality much greater than that of any right of artists to express their ideas
conceivable individual; the names of even beyond the normal reach of social mores
the greatest artists are unknown.”21 and public acceptability. In Western
SUNDARA RAJAN: MORAL RIGHTS IN DEVELOPING COUNTRIES 363

society, legislation and case law in an art is subject to the laws and rules of
adversarial context reflect the traditional society, and its making is not merely an
tensions in the relationship between occasion for aesthetic contemplation, but
artists and society. In contrast, the role of does something for human needs.... [T]he
artists in traditional cultures is somewhat outward restrictions imposed upon the
different, due to a degree of common artist are not designed to stultify and
awareness of the social needs fulfilled by choke him, but rather to provide the
the arts, and recognition of the social guidelines within the framework of which
value of the artistic function. As Pandit he can achieve a more profound
points out: “The traditional Indian theory expression. The goal of art is not a
of art assumes an integral relation vagrant spontaneity but a disciplined
between art and society.... The point of expression. Freedom in art as in any other
difference between this approach... and human activity is achieved, when the
other art theories lies basically in its universal principles are understood by the
refusal to isolate art from human purposes subject so completely that their
and to make a distinction between the manifestation in a specific form becomes
utilitarian and the beautiful.... To seek for effortless and spontaneous.”24
art a function away from society and to
try and create beauty without meaning Indigenous Theories of Copyright
and utility is to reduce art to a mere A brief consideration of pre-colonial
superficiality. By introducing art to theories of the arts, creative endeavour,
serious living, the quality of disciplined and the nature of creators’ rights in their
spontaneity and organized pleasure is creation reveals a number of divergences
brought to everyday life and work is from modern copyright concepts.
transformed from drudgery into a creative Copyright law reflects the historic rise of
fulfilment. The primary function of art in individualistic theories of creativity,
society is to effect this transformation and characteristic of romantic ideals of
thereby to help integrate the social authorship and original genius. The close
order.”23 link between the romantic concept of
Perhaps as a result of this difference in authorship and the ever-increasing
the perception of the relationship between possibilities for public access to
artists and society, traditional cultures, knowledge during the eighteenth century
including those with a long tradition of lies at the heart of the historical
written law such as India, often maintain development of the arts as professional
a degree of flexibility and informality in fields25. Copyright law reflects the
their systems of law, particularly in individual author’s attempt to secure both
relation to the arts. Notably, social economic returns and social status from
custom and traditional rules are an his work, by controlling the conditions of
important source of “law” relating to the its dissemination26.
arts in these societies. Pandit In a culture, which did not conceive of
observes:“As a tangible phenomen[on], the author in primarily economic and
364 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

professional terms, however, the problem judicial approach to copyright. While the
of misappropriation of knowledge was High Court of Madras stated, in 1959 that
dealt with as a matter of ethics, custom, “India was and continues to be a member
and convention. The focus of thinking on of the Copyright Union and in that sense
“intellectual property” was the work, the conception of copyright is not
rather than the identity of the author, repugnant to her ideas,” a Bombay court
allowing flexibility and diversity in the later determined that, “if historically
development of artistic and literary forms. some roots of this legislation are to be
This conceptual orientation may well found in English statutes, they may be
have provided an environment favourable cited [only] as an aid to thinking.”29
to the development of diverse forms of
authorship, such as group and community
authorship27. Moral Rights in Indian Copyright
Interestingly, these considerations also Legislation
demonstrate some interesting similarities Copyright in India is currently
between modern ideas of copyright and governed by the Copyright Act of 195730.
Indian cultural traditions. Notably, moral Section 57 of the Copyright Act protects
rights, which emphasize the integrity of the moral right of the author, under the
heading, “Author’s special right.” In
artistic and literary works and the
recent years, the protection of moral
preservation of an accurate historical
rights in Section 57 has undergone a
context for these works share, perhaps
number of modifications. While current
paradoxically, the fundamental cultural
Indian law is specifically tailored to the
concerns of Indian tradition. This may
requirements of Article 6bis of the Berne
also be the case in other developing
Convention for the Protection of Literary
countries which share the Indian cultural
and Artistic Works31, the old Section 57
mix of individualistic and community
provided considerably more extensive
values28. This juxtaposition of values may
protection for moral rights than what is
also be at the heart of the extensive required by Article 6bis. In particular,
acceptance of moral rights in the Indian amendments to Section 57 restricted
context, especially by the judiciary. protection in two key areas: the scope of
Indian judges are well aware of the the author’s moral right of integrity, and
difficulties of situating a modern the duration of moral rights. It is,
framework for copyright protection in therefore, interesting and important to
Indian tradition, and at the same time, of consider the development of moral rights
the necessity of doing so for the from the old to the new Section 57,
establishment of viable legal and social examining the reasons why moral rights
practice. India’s ambivalence towards protection has been scaled back, and
copyright concepts is pointed out by attempting to evaluate the consequences
Ramaiah, who offers contrasting of these changes for cultural activities in
quotations from two Indian courts on the the Subcontinent.
SUNDARA RAJAN: MORAL RIGHTS IN DEVELOPING COUNTRIES 365

Current Indian Law and Article 6bis of its incorporation into the Berne
the Berne Convention Convention at the 1928 Rome revision
Section 57 of the Indian Copyright Act conference, states that “the author shall
states: have the right to claim authorship of the
work and to object to any distortion,
(1) Independently of the author’s mutilation or other modification of, or
copyright and even after the other derogatory action in relation to, the
assignment wholly or partially of said work, which would be prejudicial to
the said copyright, the author of the his honour or reputation.”32 This
work shall have the right to: provision also specifies that authors’
(a) claim authorship of the work; moral rights shall be “independent” of
and their economic rights, and will therefore
(b) restrain the claim damages in continue to rest with the author “even
respect of any distortion, mutilation, after the transfer” of his economic rights.
modification or other act in relation According to the Berne provisions,
to the said work which is done moral rights are to be protected, at a
before the expiration of the term of
minimum, “at least until the expiry of the
copyright if such distortion,
economic rights.” It is clear that the
mutilation, modification or other act
Berne Convention envisions the
would be prejudicial to his honour
possibility of a longer term of protection
or reputation:
for moral rights; indeed, this particular
Provided that the author shall not
have the right to restrain the claim formulation reflects the need to
damages in respect of any indication accommodate extended terms of moral
of a computer program to which rights protection in certain civil law
clause (aa) of sub-section (1) of jurisdictions. However, Article 6bis (2)
Section 52 applies. also makes one concession allowing a
(2) The right conferred upon an author shorter duration for moral rights: those
of the work by sub-section (1), other countries whose legislation does not
than the right to claim authorship of provide for the protection of all of the
the work, may be exercised by the specified moral rights after the death of
legal representatives of the author. the author may cease to protect some
moral rights upon his death. This
The current Section 57 closely reflects provision was adopted in order to
the provisions of Article 6bis of the Berne accommodate common-law actions in
Convention. Article 6bis provides for the tort, which have long been presented by a
protection of two moral rights in number of common-law countries as legal
international copyright law: the author’s alternatives to the statutory protection of
right of attribution, and his right to the moral rights per se. Actions such as
integrity of his work. Article 6bis, which defamation cannot normally be pursued
has remained virtually unchanged since after the death of the injured party.
366 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

Attribution and Integrity his views. While a right of publication


Like Article 6bis, Section 57 provides appears to be implicit in the Indian
for the protection of two ‘special rights’: Copyright Act, an author does not have
the right of attribution and the right of the right to withdraw a published work
integrity. As in the Berne formulation, a from public availability, perhaps in
finding that the author’s right of integrity recognition of an overriding public
has been violated depends on finding interest in access to knowledge35.
damage to the author’s ‘honour or
reputation’ mistreatment of the work is Scope of the Right of Integrity
not considered to be, prima facie, an In contrast to the current provision, the
infringement of the integrity right. It is old Section 57(1)(a) of the Copyright Act
not yet clear whether this clause, in allowed an author to assert a violation of
Indian law, means that the integrity of an his right of integrity in relation to “any
artistic work should be determined by distortion, mutilation or other
‘objective’ criteria – essentially, the modification of the...work,” without
determination of the judge concerning the requiring a consideration of the impact on
effects of alteration on the reputation of his reputation. The language of Section
the author – or ‘subjectively’, according 57(1)(a) indicated clearly that an integrity
to the author’s own perception of the violation on the basis of these acts would
alteration and its impact on his reputation. not depend on prejudice to the author’s
Interestingly, moral rights jurisprudence honour or reputation. Rather, Section
to date suggests that Indian judges are 57(1)(b) protects the author against “any
predisposed to interpret the provision as a other action in relation to the...work
subjective test, while legislators prefer an which would be prejudicial to his honour
objective one33. or reputation.”36
Section 57 also reflects the standard set The scope of protection for the right of
by the Berne Convention in terms of what integrity under Section 57 significantly
is excluded from the ambit of moral exceeded the extent of the right of
rights. Notably, it does not provide integrity in Article 6bis. Section 57
explicit protection for moral rights other appears to support the theory that any
than the rights of attribution and integrity, distortion, mutilation or modification of a
a contrast to the law in many countries of literary or artistic work is, in itself, prima
Continental Europe, including France34. facie evidence of prejudice to the author’s
France provides for a right of first honour or reputation. In this sense,
publication (droit de divulgation), which Section 57 follows the strongest approach
protects the author’s right to release his to the right of integrity, typically
work to the public; and for a right of associated with France, which “treat[s] it
withdrawal (droit de retrait ou de as an absolute right against alteration.”37
repentir), which allows an author to The Indian legislation implicitly allows
withdraw his work from circulation on the author to be the ultimate judge of
the grounds that it has ceased to represent quality in relation to his own work.
SUNDARA RAJAN: MORAL RIGHTS IN DEVELOPING COUNTRIES 367

Section 57 does not appear to support a Section 57(2) provides for the exercise
defence to claims of integrity violations of moral rights claims by the legal
based on the argument that the changes to representatives of the author. Since this
the author’s work are an improvement to provision deals with the assertion of
the original. moral rights after the author’s death, all
of the moral rights in Section 57, by
Independence from Economic Rights implication, must continue to be protected
In keeping with the Berne Convention, after the author’s death40. However, there
Section 57 affirms the ‘independence’ of is some confusion surrounding this issue
economic and moral rights and, in sub- with respect to the right ‘to claim
section (2), it implies protection for the authorship of the work’, protected in
author’s moral rights after his death, Section 57(1)(a).
which can be vindicated on his behalf by Section 57 on author’s special rights
his legal representatives. An author includes an unusual provision in
continues to be able to assert his moral paragraph (2), which states that the
rights even after the assignment of his author’s legal representatives may assert
economic rights, either wholly or his moral rights on his behalf, but that
partially, in his work38. However, Indian they may not ‘claim authorship of the
copyright legislation does not explicitly work.’ The meaning of this section is
address the question of whether moral obscure. The provision appears to draw a
rights may be transferred or waived. It is distinction between the assertion of the
generally accepted that Section 57 allows author’s moral rights by his descendants
an author to waive his moral rights39. or legal representatives on his behalf, and
the capacity of these agents to claim
Term of Moral Rights Protection authorship of his work.
Section 57 of the Indian Copyright Act It does not seem logical that this
does not specify the duration of moral provision would restrict the ability of the
rights protection. However, Section author’s descendants or representatives to
57(1)(b) provides that any act infringing assert attribution rights on his behalf,
in the moral right of integrity must be after his death41. Strömholm identifies
‘done before the expiration of the term of this problem as the question of whether
copyright’. It therefore appears that the the author’s descendants act in their own
term of protection for the integrity right is name, or as agents of the author.
effectively equivalent to the term of However, a determination of the legal or
copyright – the lifetime of the author and policy reasons for making this distinction,
sixty years after his death. Nevertheless, in relation to moral rights, would require
subject to any relevant limitation period, extensive analysis, not only of Indian
an infringement claim could prefer after copyright law, but also, of Indian law and
the expiry of copyright for actions traditions related to inheritance. As
undertaken while copyright was Strömholm observes: “Quant à la règle
protected. suivant laquelle le droit de revendiquer la
368 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

paternité de l’oeuvre ne passe pas aux importance, the perpetual protection of


héritiers, son sens exact paraît dépendre moral rights would provide a valuable
de la réponse qu’il convient de donner à means of supervising the treatment of
la question de savoir si les héritiers sont these works. Perpetual protection could
censés agir en leur propre nom en help to ensure the maintenance of their
intervenant contre les atteintes portées au integrity, and of the integrity of the
droit moral ou s’ils sont considérés en historical, cultural, and social record,
quelque sorte comme des mandataires. which they represent. However, the
Pour trancher cette question, il faudrait question of who should exercise perpetual
posséder des informations précises sur la moral rights is an important one. Should
conception indienne du droit des these interests and obligations be
sucesseurs mortis causa. Si la première entrusted to the author’s personal
alternative est la correcte, la disposition descendants, his legal representatives,
est parfaitement logique: les héritiers ne cultural organizations, or the
peuvent pas réclamer pour eux la government?
paternité de l’oeuvre. Dans cette
hypothèse, il paraît possible de leur Remedies
accorder, en revanche, le droit de Section 57 makes specific remedies
s’opposer au moins à certaines atteintes available to the author in case of a
portées au droit à la paternite et violation of his moral rights. Paragraph
notamment d’intervenir contre la (1) provides that the author has “the right
suppression du nom de l’auteur sur les to restrain, or claim damages in respect
exemplaires d’une oeuvre publiée of” any violations of his integrity interests
pendant la vie de son créateur sous sa in his work. Indian courts have the
signature.”42 authority to fashion both corrective and
It is possible to interpret the Indian compensatory remedies, an important
Copyright Act as granting perpetual freedom in view of the nature of the
protection to the right of “authorship,” or damage which a moral rights violation
attribution. In fact, the old Section 57 left may inflict on the author or his work.
open the general possibility of perpetual
protection for moral rights. Perpetual Amendments to the Copyright Act
protection was not explicitly rejected by While India’s current provisions on
Indian law. Moreover, this question may moral rights meet the minimum standards
deliberately have been left unresolved by set out in the Berne Convention, they
the drafters of the Act, in order to allow represent a scale-down version of the
the Indian courts to decide the issues original Indian provisions on moral rights
associated with perpetual protection on a set out in the Act of 1957. The old
case-by-case basis, and to develop a Section 57 provided protection for moral
coherent jurisprudence around the term of rights that was both more comprehensive
moral rights protection. In the case of and more nuanced than the current
copyright in works of outstanding cultural provisions. A consideration of the old
SUNDARA RAJAN: MORAL RIGHTS IN DEVELOPING COUNTRIES 369

legislation alongside the new reveals that needs of developing countries, while
the earlier provisions, like legislation in largely ignoring their cultural
many developing countries, may have perspectives. Interestingly, in the area of
been influenced favourably by the moral rights, TRIPS encourages reduced
principles of Continental European law. protection, a reflection of the economic
In its breadth and expansiveness, it also orientation that the WTO has brought to
reflected a typically Indian approach to copyright, to the detriment of cultural
culture. policy45.
The Indian Copyright Act has gone Amendments to the Copyright Act
through two major series of amendments include three important changes to the
during the last decade, enacted by the moral rights provisions of Section 57.
Copyright Cess Act 1992 and the First, the new moral rights provision
Copyright (Amendment) Act 199443. The provides that the copying or adaptation of
amendment process had two objectives: computer programs for certain purposes
first, to modernize Indian copyright law, will not lead to a violation of the author’s
and secondly, to bring Indian standards of moral rights46. Secondly, the explanatory
protection into line with the international notes to the new Section 57 provide that
requirements of the TRIPS Agreement. failure to display a work, or to display it
Interestingly, the interaction between in accordance with the author’s wishes,
these two aspects of reform is quite will not constitute a violation of the
complex, and has implied potentially author’s moral rights47. As Anand points
conflicting directions for law reform. out:“The natural consequence [of this
Modernization was mainly a concern amendment is]... that the [artist]... would
surrounding India’s growing information be unable to prevent his work from being
technology industry, and may have led to displayed in an environment alien to the
more extensive, complex, or alternatively, one for which it was created. This change
reduced copyright provisions related to has been criticized for being insensitive to
new technologies. In relation to moral the rights of artists by various artists’
rights, a right against modification has forums in India.”48
major implications for the software Finally, the amendments to Section 57
industry, which is heavily dependent on include a major change to the structure of
re-using existing programs, and indeed, the section, making the moral right of
India is among the first countries in the integrity applicable only to situations
world to attempt a coherent, policy-driven where the treatment of the author’s work
approach to moral rights in computer causes prejudice to his honour or
program44. The WTO requirements reputation. This amendment makes the
reflected international needs, particularly coverage of Section 57(1), in relation to
in the industrialized countries; they the right of integrity, identical to Article
include a need for higher standards in 6bis(1) of the Berne Convention49.
many areas – in particular, standards that Through these amendments, the Indian
may exert pressure on the economic government has attempted to restrict the
370 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

scope of legislative protection for the destination for foreign investment in


moral rights of authors50. In this respect, creative enterprises, such as film, by
Indian legislative authorities have moved increasing the risks associated with these
in a somewhat different direction from activities in India. On the other hand, the
the Indian courts. Since 1987, India has extension of moral rights protection to
begun to develop a solid jurisprudence Indian authors would bring new
around moral rights issues, and the considerations to bear on a number of
provisions of Section 57, in particular. economically and culturally important
Indian courts have generally favoured activities within India, such as the making
strong protection for the moral rights of of adaptations of existing works in new
authors, on a variety of grounds, ranging media, and the translation of works
from the ideological to the economic. among regional languages, and into
Indeed, amendments to the treatment of English.
moral rights in the Copyright Act are, to a While the concerns which may be at
significant degree, a reaction to the the heart of the Indian government’s
courts’ expansive treatment of moral reluctance to expand moral rights
rights. This apparent tension between protection are legitimate, the approach of
legislative and judicial approaches to the courts is firmly grounded in the
moral rights is currently the main realities of Indian society, and may
dynamic driving the development of eventually prove to be the more far-
moral rights in India. While Indian courts sighted view. The process of
appear to see a primary social role for industrialization in India has seen the
themselves as guardians of civil liberties development of an entertainment industry
and individual rights, the government’s with great economic and political clout,
main concern may well lie with economic especially in its incarnation as the
policy, and in particular, India’s position commercial Hindi-language film industry.
in the international trading regime. The Indians, like people in most countries of
Indian government may see the expansion the world, also have a fascination with the
of moral rights protection as a potential forms of American popular culture, which
threat to India’s international enjoy increasing prominence in India,
competitiveness, on two grounds. perhaps at the expense of traditional
On the one hand, India’s participation cultural perspectives. At the same time,
in the Berne Convention and the WTO the development of less highly-
will compel it to extend any moral rights commercialized activities, such as
protections, which it grants to its own creative writing in regional languages, is
authors and to foreign authors, as well. haphazard, and does not appear to enjoy
Not only would this restrict Indian access any particular benefit of governmental
to foreign materials, by requiring Indian support. In upholding moral rights
users to observe additional precautions protections, Indian courts have, in a
when using foreign works, but it might sense, become the champions of
also make India a less attractive individual creative efforts and non-
SUNDARA RAJAN: MORAL RIGHTS IN DEVELOPING COUNTRIES 371

commercial artistic endeavour – arduous scholar of Indian literature referred to the


and perhaps undervalued activities in scarcity of translations of Indian literary
works into Indian languages as a situation of
present-day India. Through moral rights, “mental purdah.” See Srinivasa Iyengar K R,
their focus on the relationship between Literature and Authorship in India, with an
authors and their works has also allowed introduction by E M Forster (PEN Books, ed
them to avoid the pitfalls of attempting to H Ould George Allen & Unwin, London)
1943, 10-11
assess artistic quality, in an objective
6 See Srinivasa Iyengar (n 5) on the importance
sense, in the courtroom. of translation for Indian cultural unity
7 The Ramayana is one of two celebrated
References and Notes ancient epics in Sanskrit, which is ascribed to
1 Article 9.1 of the TRIPS Agreement deals the authorship of Valmiki, but incorporates
with copyright by requiring member countries traditional knowledge and folklore from
to adhere to Articles 1-21 of the Berne ancient times. The Sanskrit text has been
Convention for the Protection of Literary and adapted into most of India’s regional
Artistic Works, 9 September 1886, 828 UNTS languages by leading classical poets. These
221, Paris Act of July 24, 1971, as amended adaptations are not straightforward
on September 28, 1979, online: World translations of Valmiki’s text into regional
Intellectual Property Organization languages, but actually, efforts to recreate the
<http://www.wipo.int/treaties/ip/berne/index.h Ramayana story creatively in the cultural and
tml> [hereinafter Berne Convention]; historical context of the region. Examples
however, it provides: “[m]embers shall not include the Kamba Ramayanam of Kamban in
have rights or obligations under this Tamil, and Tulsidas’ Ramayana, Ramaćarita
Agreement in respect of the rights conferred Manas in Hindi. The diffusion of the
under Article 6bis of that Convention [on Ramayana throughout India was also
moral rights] or of the rights derived associated with the development of a
therefrom” movement in Indian history known as bhakti,
2 See Ploman & Hamilton, who cite Claude which represented a revolutionary new
Masouyé: Ploman EW& Hamilton L C, understanding of spirituality in terms of a
Copyright: Intellectual Property in the direct relationship between the individual and
Information Age (Routledge & Kegan Paul, the divine being, and which produced a
London) 1980, 22-25 number of remarkable minds in Indian
3 It is interesting to note that India’s Hindi film philosophy, literature, and music. The growth
industry is the largest film industry in the and development of the bhakti movement is
world. It is known as the Hollywood of discussed by Thapar R, A History of India, vol
Bombay, or “Bollywood.” This author would 1 (Penguin Books, Baltimore) 1966, 185-93,
argue that the name is an effective indication 304-10.
of the kind of quality which the popular film 8 For example, government power can affect
industry in India aims for, and is successful in artists and intellectuals through the practices
achieving of censorship and bribery. Fundamentally
4 Ploman & Hamilton (n 2) 132 corrupt governments can act even more
5 Ploman & Hamilton (n 4) point out “India not drastically against artists, as the killing of the
only is one of the world’s most populous Nigerian writer, Ken Saro-Wiwa, illustrates. It
countries but also possesses one of the longest is a grim and enduring paradox that, while
and most varied cultural traditions in the government policy often fails to recognize the
world. The range of cultural expression is value of culture and its creators, states are
wider than in the more homogeneous quick to perceive the dangerous power of
industrialized countries.” Indeed, in the period literary and artistic work over public opinion,
leading up to independence, one eminent values and behaviour
372 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

9 Writing in 1988, Ramaiah points out , Died in the Third World? Some Implications
“although the present Copyright Act was of the Internationalization of Intellectual
passed in 1957, Indian case law has yet to be Property,” Denver Journal of International
developed on many of its provisions.” See Law & Policy, 24, 1995, 109, 112
Ramaiah S, “India,” in International 17 See Krishnamurti (n 13) 220-21
Copyright Law and Practice, P Geller & M 18 See Krishnamurti (n 13) 220
Nimmer, eds (Matthew Bender, New York) 19 This point is made by Pandit (n 13) 128-35,
1988, IND-10 with reference to the view of “art for art’s
10 (N 2) 133 sake”
11 One of the interesting features of the Mannu 20 Pandit (n 13) 111; he goes on to relate this
Bhandari case, which is discussed below, was Indian concept of the creative process and the
the author’s success in taking on the Hindi artistic work to Chinese thought, and quotes
film industry: see n 73 below and Kuo Jo-hsu, a 12th-century Chinese painter,
accompanying text who affirms that, “The secret of art lies in the
12 (1986), 1987 AIR (Delhi 13) [hereinafter artist himself”
Mannu Bhandari] 21 Quoted in Pandit (n 13) 134. See also Oliver
13 See Krishnamurti T S, “Copyright - Another R, Communication and Culture in Ancient
view” Bulletin of the Copyright Society of the India and China (Syracuse University Press,
USA, 15(3) 1968, 217-34, 218 for a Syracuse) 1971, 21, who points out:
description of Anandavardhana’s approach. “Strikingly and significantly, early Indian
However, Krishnamurti does not explain what history is the history of societies rather than
is meant by “permissible” – whether similarity persons. Even the great literary and
was aesthetically acceptable, or whether it philosophical masterpieces are all anonymous.
was allowed on grounds of social acceptance. Not who said it, but what was said – this was
A discussion of Anandavardhana’s role in the what mattered”
development of aesthetic philosophy in India 22 For example, Manu, the author of a celebrated
can be found in Pandit S, An Approach to the Sanskrit treatise on law, mentions that the
Indian Theory of Art and Aesthetics (Sterling, “usages of good men” are a recognized form
New Delhi) 1977, 10-11. Pandit identifies his of law in their own right
main contribution as lying in his recognition 23 Pandit (n 13) 122-23, 132-33
of the special and distinct quality of aesthetic 24 (N 13) 133-34
experience 25 The historical development of the concept of
14 Krishnamurti (n 13); he cites Rajashekhara, the author as an independent, original genius
another poet is traced by Woodmansee M, “The genius and
15 Gana R L, “Prospects for developing the copyright: economic and legal conditions
countries under the TRIPS Agreement,” of the emergence of the ‘author,’” Eighteenth-
Vanderbilt Journal of Transnational Law, 29, Century Studies, 17, 1984, 425, 427-41. In her
1996, 735 [hereinafter “Prospects”], 765-66 study of the early stages of German
16 See Krishnamurti (n 13), 219-24. Gana, citing Romanticism, Woodmansee emphasizes the
Bickel, also makes the interesting point that new potential for the practice of the arts as a
the forms in which law manifests itself profession arising from the growth of literacy
ultimately reflect social values: “Intellectual during the eighteenth century. It is interesting
property law, like other law ‘is more than just to note that the concept of the artist as original
another opinion; not because it embodies all genius, preeminent in society and almost god-
right values, or because the values it does like in his abilities, depended on the
embody tend from time to time to reflect those democratization of culture for its existence
of a majority or plurality, but because it is the 26 Woodmansee (n 25). See also Foucault M,
value of values. Law is the principal “What Is an Author?” in P Rabinow, ed, The
institution through which a society can assert Foucault Reader (Pantheon Books, New
its values.’” See Gana R L, “Has Creativity York) 1984, 101 for a discussion of the
SUNDARA RAJAN: MORAL RIGHTS IN DEVELOPING COUNTRIES 373

“individualized” “author function” from a 35 But see Anand P, “The concept of moral
more abstract point of view rights under Indian copyright law” Copyright
27 An interesting example of culture where World, 27, 1993, 35, 37: he says that “[t]he
community authorship appears to have been author may also exercise other rights, such as
the basic model of creativity is Bali. Balinese the right to withdraw from circulation copies
culture shares some important features with of the work under a contractual provision.”
Indian culture, including the emphasis on While the right of withdrawal enjoys only a
rules and traditions of craftsmanship, but, in limited recognition even in Western countries,
contrast to Indian thinking, it does not Indian copyright law includes compulsory
recognize the individual or proprietary aspect licensing provisions to promote the broadest
of creative knowledge, at all. As Ploman & possible public availability of copyrighted
Hamilton (n 2) 5 observe, “In the community- works: see Ploman & Hamilton (n 4) 133-34.
oriented Balinese culture, artistic property India is typical of developing countries in this
cannot exist; the expression of any new idea is respect: see Ricketson S, The Berne
there to be used by all.” This perspective on Convention for the Protection of Literary and
Balinese traditions provides an interesting Artistic Works: 1886-1986 (Kluwer Centre for
background to Indonesia’s decision to Commercial Law Studies, Queen Mary
withdraw from the Berne Convention in 1959 College, London) 1987, para 11.71
28 For example, Mali’s copyright legislation 36 It is interesting to note that the structure of
includes moral rights in its basic definition of Section 57 is consistent with the traditional
copyright: Article 29 of Mali’s Copyright importance accorded to the work,
Statute, under “Nature of the Rights,” independently of its creator, in Indian thinking
provides that, “Copyright includes attributes on the arts. On the relationship between the
of an intellectual, moral and economic artist and his creation in Indian thought, see
nature.” Article 30 goes on to define “ Pandit(n 13) 134.
Attributes of an intellectual and moral nature” 37 See Ricketson S, The Law of Intellectual
as being “imprescriptible and inalienable.” Property (The Law Book Company,
See Copyright Statute: Ordinance Concerning Melbourne) 1984 para 15.57, n 53 [hereinafter
Literary and Artistic Property (No 77- Intellectual Property]; this view is particularly
46CMLN), July 12, 1977 in Copyright Laws French. For example, German and Italian law
of the World Supplement 1979-1980 [date of both provide that the author must provide
entry into force, July 15, 1977]. The official “proof of some identifiable injury” to his
French text is published in the Journal officiel honour and reputation
de la République du Mali, No 525, of August 38 Copyright Act (n 30) Section 57(1)
1, 1977 39 Anand (n 30) 36 argues that, “[m]oral rights
29 Blackwood & Sons v Parasuraman, (1959) under Indian law are not transferable,
AIR (Mad 410) 417, and JN Bagga v AIR Ltd, although under an agreement an author may
(1969) AIR (Bom 302) 308, respectively, waive his rights under Section 57”
quoted in Ramaiah (n 11) IND-10 40 See Ramaiah (n 9) IND-46, and Strömholm S,
30 Act 14 of 1957 [hereinafter Copyright Act] Le droit moral de l’auteur en droit allemand,
français et scandinave avec un aperçu de
31 N1
l’évolution internationale: Etude de droit
32 Article 6bis (1) of the Berne Convention, n 1 comparé, vol 1, Première Partie: L’Evolution
33 For example, this approach was favoured by historique et le mouvement international (PA
the judge in the Mannu Bhandari case (n 12) Norstedt & Söners Förlag, Stockholm), 1967,
34 See the French Code de la propriété 420
intellectuelle du 1er juillet 1992, JO, 3 juillet 41 Strömholm (n 40) points out that, “il serait
1992, Titre 2, Chapitre 1, Articles L 121-1 - singulièrement arbitraire de refuser aux
L121-4; available online: héritiers le droit de défendre la paternité du de
<http://www.adminet.com/code> cujus en leur laissant le droit de s’opposer aux
374 J INTELLEC PROP RIGHTS, SEPTEMBER 2003

modifications, car si celles-ci deviennent during his lifetime under his name.”
souvent désirables après la mort de Strömholm (n 42) 420
l’auteur,...l’usurpation de la paternité ne paraît 43 Supra note 52 and Act No. 38 of 1994,
pas justifiée par le fait que le créateur de respectively [hereinafter Copyright
l’oeuvre est mort.”(“It would be exceptionally (Amendment) Act 1994]
arbitrary to deprive the descendants of the 44 Section 57(1)(b), to be read in conjunction
right to vindicate the paternity of the de cujus with s 52(1)(aa)
while allowing them to retain the right to 45 See n 1
oppose modifications [of the work]...While 46 Ahuja S, “Latest Amendments to the Indian
modifications often become desirable after the Copyright Act,” Copyright World, 44, 1994,
author’s death,...taking over the right of 38, 44 points out that this provision seeks to
paternity does not seem to be justifiable on the make “debugging” possible without potential
grounds that the creator of the work is dead.”) infringements of copyright and moral rights:
42 “As for the rule which provides that the right the provision acts in conjunction with an
to assert paternity of the work may not be addition to s 52 of the Copyright Act allowing
exercised by the [author’s] descendants, its the copying and adaptation of computer
precise meaning appears to depend on the programs as “fair dealing” with computer
proper answer to the question of whether the programs under the Act. For a more detailed
descendants are perceived to be acting in their description of how s 57 and s 52(1)(aa) affect
own capacity against offenses to the moral each other, see Narayanan P, Law of
right, or if they are considered to be acting as Copyright and Industrial Designs, 2d ed
representatives [of the author]. To resolve this (Eastern Law House, Calcutta) 1995, para
question, it would be necessary to have exact 7.10
information on the Indian concept of the right 47 See Copyright (Amendment) Act 1994, supra
of successors mortis causa. If the first note 50, Section 20, reproduced in Narayanan
possibility is correct, the provision is perfectly (n 46) 612-13
logical: the descendants cannot claim for 48 Narayanan (n 46) 36
themselves paternity of the work. In this case, 49 See also Section 20 of the Copyright
it would appear to be possible to allow them, (Amendment) Act 1994, in Narayanan (n 46)
on the other hand, the right to oppose at least 50 Ahuja (n 46) 43 aptly points out that the
some attacks on the right of paternity and, amendments seek to “scale down the remedies
notably, to intervene where the author’s name available to authors,” particularly with respect
does not appear on copies of a work published to the moral right of integrity

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