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Molecular Physics

An International Journal at the Interface Between Chemistry and


Physics

ISSN: 0026-8976 (Print) 1362-3028 (Online) Journal homepage: http://www.tandfonline.com/loi/tmph20

Gibbs’ paradox according to Gibbs and slightly


beyond

Fabien Paillusson

To cite this article: Fabien Paillusson (2018): Gibbs’ paradox according to Gibbs and slightly
beyond, Molecular Physics, DOI: 10.1080/00268976.2018.1463467

To link to this article: https://doi.org/10.1080/00268976.2018.1463467

Published online: 19 Apr 2018.

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MOLECULAR PHYSICS, 
https://doi.org/./..

FRENKEL SPECIAL ISSUE (BY INVITATION ONLY)

Gibbs’ paradox according to Gibbs and slightly beyond


Fabien Paillusson
School of Mathematics and Physics, University of Lincoln, Lincoln, UK

ABSTRACT ARTICLE HISTORY


The so-called Gibbs’paradox is a paradigmatic narrative illustrating the necessity to account for the N! Received  November 
ways of permuting N identical particles when summing over microstates. Yet, there exist some mixing Accepted  March 
scenarios for which the expected thermodynamic outcome depends on the viewpoint one chooses
KEYWORDS
to justify this combinatorial term. After a brief summary on Gibbs’ paradox and what is the standard Statistical mechanics;
rationale used to justify its resolution, we will allow ourself to question from a historical standpoint mixtures
whether the Gibbs’ paradox has actually anything to do with Gibbs’ work. In so doing, we also aim at
shedding a new light with regards to some of the theoretical claims surrounding its resolution. We
will then turn to the statistical thermodynamics of discrete and continuous mixtures and introduce
the notion of composition entropy to characterise these systems. This will enable us to address, in
a certain sense, a ‘curiosity” pointed out by Gibbs in a paper published in 1876. Finally, we will finish
by proposing a connexion between the results we propose and a recent extension of the Landauer
bound regarding the minimum amount of heat to be dissipated to reset one bit of memory.

1. Introduction where Q(N, V, β) is the partition function of a system


of N identical particles confined in a volume V at fixed
The Gibbs’ paradox appears with various degrees of
inverse temperature β = 1/kB T, ri , pi and d3 ri d3 pi are,
emphasis – ranging from simple comments or prac-
respectively the position, momentum and phase space
tice questions to dedicated chapters – in most physics
measure of particle i and H is the hamiltonian of the sys-
textbooks involved with thermodynamics and statistical
tem. The parameter ξ , initially introduced by Gibbs, has
mechanics [1–28]. It is often presented as the theoreti-
the dimension of an action so as to ensure that the parti-
cal inability of classical statistical mechanics, as initially
tion function is dimensionless. Although it is often iden-
developed by Gibbs, to be fully compatible with ther-
tified to the Planck constant h, it does not play any role
modynamics which it has yet set out to retrieve in the
in the thermodynamic properties derivable from Equa-
large system limit. The standard exposition usually starts
tion (1) and, as a consequence, its actual value matters not
with the classical canonical partition function following,
here. In the case of a monoatomic ideal gas the partition
in essence, Gibbs’ 1902 treatment [29]:
function (1) reads
  N  3 
d ri d 3 pi −βH(r1 ,p1 ,...,rN ,pN )  3N/2
Q(N, V, β ) = e (1) 2πm
i=1
ξ3 QIG (N, V, β ) = V N (2)
βξ 2

CONTACT Fabien Paillusson fpaillusson@lincoln.ac.uk


©  Informa UK Limited, trading as Taylor & Francis Group
2 F. PAILLUSSON

mixing and, therefore, the corresponding entropy change


should be zero. As it stands, Equation (3) thus leads to
some predictions at odds with the theory of thermody-
namics. This particular inconsistency is often referred to
as Gibbs’ paradox of mixing. More generally, the Gibbs’
paradox can also refer to the technical root cause of Gibbs’
paradox of mixing; namely the fact that the free energy
(and entropy) described by Equation (3) are not exten-
sive quantities contrary to their counterparts in thermo-
dynamics. In fact, the failure of case B is easily seen to
be attributable to the fact that, according to Equation (3),
SIG (N, V, β) ࣔ 2SIG (N/2, V/2, β). The technical resolu-
tion of this problem is surprisingly very simple: one intro-
duces a slightly different partition function Q̃(N, V, β )
Figure . Mixing of gases. Schematic representation of the mixing that reads
by diffusion between two gases. Case A: mixing of two gases each
made of different particle species. Case B: mixing of two gases 1
Q̃(N, V, β ) ≡ Q(N, V, β ) (6)
made of the same particle species. N!

and defines equivalently a free energy and entropy, which


from which one derives the corresponding free
for an ideal gas give (upon using the Stirling approxima-
energy:
tion)
βAIG (N, V, β ) ≡ − ln QIG (N, V, β ) S̃IG (N, V, β )
3 2πmkB T β ÃIG (N, V, β ) ≡ − ln Q̃IG (N, V, β ) = −
= −N ln V − N ln (3) kB
2 ξ2 V 3 2πmkB T
= −N ln − N ln (7)
and the associated entropy: N 2 ξ2

SIG (N, V, β ) ∂ (βAIG ) and,


≡ − βAIG (N, V, β )
kB ∂β S̃IG (N, V, β ) ∂ (β ÃIG )
  ≡ − β ÃIG (N, V, β )
3 2πmkB T ∂β
= N ln V + N 1 + ln (4) kB
 
2 ξ2 V 3 2πmkB T
= N ln + N 1 + ln (8)
From Equation (4) one can find an anomaly in the N 2 ξ2
paradigmatic case of the mixing of two ideal gases in the
The mixing entropy between two gases as in Figure 1
same conditions of pressure and temperature.
becomes then
Indeed, as illustrated in Figure 1, two cases can a priori
be distinguished: either the gases to be mixed are different ρin
S̃IG = NkB ln (9)
(case A in Figure 1) or they are identical (case B in Figure ρ f in
1). In either case, one finds that, according to Equation
(3), the entropy of mixing reads where ρ in and ρ fin are, respectively the initial and final
number densities of the gases undergoing the mixing pro-
N V f in cess. In case A, ρ in = 2ρ fin and Equation (8) gives back
SIG = S f − Si = 2 kB ln
2 Vin an entropy of mixing of kB ln 2 per particle. In case B,
= NkB ln 2 (5) the number density is unchanged between the final and
initial states, i.e. ρ in = ρ fin and therefore Equation (8)
where the final volume Vfin of the box for each gas is gives zero mixing entropy. Equivalently, one finds that
double that of the initial volume Vin they were in Vfin = S̃IG (N, V, β ) = 2S̃IG (N/2, V/2, β ), illustrating that the
2Vin . In case A, the result of Equation (5) is consistent Gibbs’ paradox has been dealt with.
with the standard thermodynamics result one can obtain That one must mathematically divide Equation (1)
by considering the mixing process as a free expansion of by N! to retrieve extensive thermodynamic potentials
either gas into a volume of double its initial size [19]. In is mostly uncontroversial. 1 It is a different story when
case B, however, we see from Figure 1(B) that there is no it comes to justifying why it must be done on a priori
change in the thermodynamic state of the system upon grounds.
MOLECULAR PHYSICS 3

By far, the most widely accepted account consists in The structure of the article is as follows. In Section 2,
interpreting Equation (6) as the semi-classical limit of a we will focus on Gibbs’ insights on the so-called Gibbs’
full quantum partition function whereby the N! is a signa- paradox based on two of his major publications on the
ture of the fermionic or bosonic character of the identical thermodynamics and statistical mechanics of mixing,
particles comprising the system [1–20]. This rational is namely his 1876 article On the Equilibrium of heteroge-
often accompanied by specific claims with regards to the nous substances [30] and his 1902 book on the Elemen-
theoretical foundations of classical statistical thermody- tary principles in statistical mechanics [29], and will refute
namics. As a matter of fact, that one must divide Equation the popular theses C1 and C2 that the classical physics of
(1) by N! is then considered to be evidence: the time was not equipped with the conceptual tools to
address Gibbs’ paradox. We will also stress a particular
C1 That there is a failure of classical thermodynamics issue pointed out by Gibbs whose strangeness does not
which must be supplemented by quantum reason- disappear with the quantum explanation. Section 3 will
ing to be fully consistent (see, e.g. Ref. [7]). assess the claim C3, of the necessity of quantum indistin-
C2 That there is a failure of classical mechanics, as guishability to give a rational account of classical statis-
a theoretical framework, for which the notion of tical mechanics, by looking at ideal continuous mixture
indistinguishability is ultimately foreign (see, e.g. systems. We will propose that either C3 is false or it is cur-
Refs. [2,7,12]). rently lacking a compelling explanation for the success of
C3 That the quantum indistinguishable character of a well-established branch of classical statistical mechan-
identical particles is necessary to account for the ics; namely the physics of colloids. Section 4 will intro-
1/N! factor and thus for the extensivity of classical duce more formally the statistical mechanics of ideal dis-
thermodynamics potentials (see, e.g. Refs. [11,17– crete and continuous mixtures to address the problem of
19]). the entropy of mixing of two mixtures with different com-
positions. In so doing, we will find that, in general, the
Again, the author wishes to stress that these claims are entropy of mixing is proportional to the square of a norm
made with regards to the foundations of classical statisti- in the space of probability distributions. Section 5 will
cal thermodynamics and not quantum statistical thermo- focus on the small-size system problem and propose a res-
dynamics. It is also worth noting that the necessity of the olution based on the connection between thermodynam-
quantum indistinguishability to justify the 1/N! factor in ics and information. Finally, we will conclude and discuss
Equation (8) implies that: the relevance for the foundation of statistical mechanics
and teaching of the subject.
C4 In a system where no two particles are the same,
one has no reason to divide Equation (1) by N!
and the corresponding thermodynamic potentials
2. In defence of Gibbs
cannot be extensive.
2.1. On the misuse of Gibbs’ original canonical
Of course C4 is inconsequential for systems of identi- ensemble
cal particles – and is therefore never stated explicitly – but
it will be important for some of the arguments we wish to Stigler’s law of eponymy roughly states that no scientific
make in one of the upcoming sections. discovery is named after its original discoverer. This sec-
There also exist a minority of textbook accounts of tion aims at determining whether this claim may hold as
the 1/N! factor which do not necessitate the quantum well in the context of Gibbs’ paradox as it is recounted
indistinguishability argument [21–24,26,27] and which, in most textbooks, i.e. has Gibbs anything to do with the
instead, appeal to a classical or an epistemic rationale currently taught Gibbs’ paradox which did not find any
which resonates – intentionally or not – with Gibbs’ orig- answer before the advent of quantum mechanics? Our
inal work on the topic. answer to this specific question will be negative and for
It is the aim of this article to delineate in which sense multiple reasons. To begin with, the statement of the para-
– if at all – the Gibbs’ paradox, as explained above, is a dox relies on the premise that one can apply – and that
problem for the classical foundation of classical statistical Gibbs applied carelessly – Equation (1) in a context of
mechanics and if there are not other foundational prob- mixing where potentially two identical substances could
lems for statistical mechanics which may have deserved mix as well. Strangely enough, already in the Preface of
more attention and which can be explained away if one his seminal book [29] Gibbs explains that he would not
adopts an epistemic interpretation of the 1/N! factor in dare doing so. Instead he states that he dedicated Chapter
Equation (6). 15 to modifying the canonical results of the prior chapters
4 F. PAILLUSSON

(including a-priori Equation (1) which appeared in Chap- amount exactly to what we have derived in the introduc-
ter 4), to account for the possibility of multiple species tion. We wish to claim otherwise in what follows.
comprising identical particles:

Finally, in Chapter XV, we consider the modification of 2.2. Gibbs’ concepts of generic and specific phases
the preceding results which is necessary when we con-
sider systems composed of a number of entirely similar Left with the doubts of the previous paragraph that Gibbs’
particles of several kinds, all of which kind being entirely Chapter 15 modifications to the canonical ensembles
similar to each other, and when one of the numbers of could be of a different nature than the nowadays com-
variations to be considered is that of the numbers of the
particles of the various kinds which are contained in the monly accepted resolution, it turns out that we need to
system. go no further than the second paragraph of Chapter 15 to
see that he is on the right track, for he asks:
So we see unambiguously that, from the outset, Gibbs
separates the statistical mechanics of systems with a non- If two phases differ only in that certain entirely similar
varying amount of matter and that with protocols permit- particles have changed places with one another, are they
to be regarded as identical or different phases?
ting a variation of the amount of matter. There are few
reasons one can think of regarding why he would do so.
Here, Gibbs queries whether microstates should a pri-
First, he explains in the remainder of the Preface that he
ori be considered the same or different, from a statisti-
could have done differently but preferred separating the
cal perspective, when their corresponding phase-space
points differ only in that two identical particles have
purely thermodynamic laws from those special modifi-
cations which belong to the theory of the properties of swapped places. He then proposes that:
matter
If the particles are regarded as indistinguishable, it seems
This passage can refer at least to two things: 1) that the in accordance with the spirit of the statistical method to
regard the phases as identical.
laws of thermodynamics were principally considered as
those derived by Clausius, in which case changes in the
We believe this reply by Gibbs to be important for
amount of matter were not considered (see for example
multiple reasons. First, retrospectively it hints to the fact
a discussion by Jaynes of this interpretation [31]) or 2)
that the hyper-extensive behaviour of Equation (5) arises
that identifying the various kinds of matter comprising
from overcounting states by considering as different those
a substance requires chemical knowledge about the sub-
states which only differ by the spatial permutation of
stance and in principle incredibly many experiments to
identical particles and, second, Gibbs makes explicit use
assert with confidence that all the different species have
of the concept of indistinguishability of identical particles
been identified, which seems to go beyond purely ther-
and how this ought to have an impact on state counting
modynamic considerations indeed.
in a statistical reasoning. To the author, this is enough to
Second, there is a reasonable technical reason why
undermine – and even invalidate – the claim C2 in the
varying the number of particles should not necessarily be
sense that, not only indistinguishability was known as a
considered on the same footing as varying, say, the total
concept of classical statistical mechanics, but it was also
energy in the system or the accessible volume. In fact, the
used on a-priori grounds to make sense of systems with
mechanical foundation of thermodynamics sought out by
varying number of particles. By no means do we imply
Gibbs relies on Hamiltonian dynamics and Liouville’s the-
that quantum indistinguishability, in the sense we think
orem. On the one hand, varying the volume accessible to
of it today in term of bosons and fermions, was known
the particles or the total energy simply affect the location
or even fathomed but the concept of indistinguishabil-
and the size of the total phase space to be explored by the
ity necessary to give a consistent statistical account of
system while, on another hand, varying the number of
systems with varying numbers of particles was, indeed,
particles changes the dimension of phase space and thus,
already present.
should be treated with additional care.
Gibbs goes even further and introduces accordingly
So far, we have just shown that Gibbs was well aware of
two categories of microstates (phases in his text):
the distinction and extra care one must take when consid-
ering systems with varying number of particles and that Our present purpose will often require us to use terms
he would not, a priori, carelessly apply Equation (1) from phase, density in phase, statistical equilibrium and other
his Chapter 4 of Ref. [29] to tackle such a problem. How- connected terms on the supposition that the phases are
ever, it could still be that the further modifications to be not altered by the exchange of places between similar par-
added in Chapter 15 of Ref. [29] are still insufficient and ticles...we shall call them ...generic phases. But we shall be
MOLECULAR PHYSICS 5

obliged to discuss phases ...such that exchange of posi- the classical thermodynamics (no statistical mechanics
tions between similar particles is regarded as changing involved at all) of substances in great details [30]. First,
the phase ...which will be called ...specific phases. among many other things, he derives on purely thermo-
dynamic grounds that the entropy of a monoatomic sub-
That one may require to discuss specific phases in spite stance, recast in this paper’s notation, reads (cf. Equation
of wanting to focus on generic phases is justified on tech- (278) in Ref. [30]):
nical grounds by Gibbs for ‘the analytical description of a
specific phase is more simple than that of a generic phase’.
Here, Gibbs’ intention appears pretty clear: he aims V 3
S = NkB ln + NkB ln T + NK (11)
at considering as relevant states what he calls generic N 2
phases while conceding that for practical reasons he must
also use specific phases. Later in the chapter, Gibbs will
where K is a constant. From Equation (11), Gibbs
derive a general result which, applied to the case of a
retrieves that for the mixing by diffusion of two different
single-component system (and translating in our nota-
gases the entropy change is kB ln 2 per particle while for
tions) gives:
similar gases it is zero. In passing, this indicates that claim
C1 – that classical thermodynamics would be in need of
ln Qgeneric (N, V, β ) = ln Qspecific (N, V, β ) − ln N! quantum correction – is in fact unsubstantiated for at
(10) least Gibbs did not get any inconsistency from applying
which is nothing but the logarithm of Equation (6) since ‘only’ nineteenth century thermodynamics to the theory
Qspecific (N, V, β) is nothing but Q(N, V, β) of Equation of the mixing of gases. Furthermore, Gibbs reflects on
(1). what a zero entropy variation means in the case of iden-
Finally, in the last page of his book, Gibbs does men- tical substances [30]:
tion the problem of mixing he is now famous for but not
so much as an unsolvable puzzle. Rather he wishes to when we say that two gas-masses of the same kind are
point out the absurdity that would have resulted had one mixed under similar circumstances there is no change of
wanted to work with specific phases instead of generic energy or entropy, we do not mean that the gases that
phases. have been mixed can be separated without change to
From this part we thus conclude that claim C2 – external bodies. On the contrary, the separation of the
gases is entirely impossible ...because we do not recog-
that classical mechanics (comprising statistical mechan- nise any difference in the substance of the two masses.
ics) was not equipped to address the problem of mixing of
identical substances – is hardly tenable in light of Gibbs’ This passage outlines what we have called above the
work as it is found in his seminal book [29]. One may epistemic view. It means that, as far as entropy and its vari-
debate whether his treatment is satisfactory enough but ations are concerned, in a statistical sense, what matters is
that is an entirely different matter. whether the substances are the same or not and not nec-
essarily whether the particles comprising the substances
could be distinguished or not if one were to use, say, a
2.3. Meaning of a zero entropy of mixing according
sufficiently good magnifying glass. This is emphasised
to Gibbs
further in the fact that Gibbs refers to acting on ‘exter-
In modern texts on statistical mechanics the author is nal bodies’ to trigger separation; which bears similarities
aware of, the concepts of generic and specific phases have with interpretations of thermodynamics as a control the-
not survived. The closest to those would be the distinc- ory [32].
tion between distinguishable and indistinguishable iden- If such an action results in changing an external poten-
tical particles; that is, particles that are identical but can tial influencing the particles comprising the substances
be distinguished (e.g. because they are allegedly localised and if the two substances react in the same way with
in space) or cannot be distinguished, even in principle. A regards to any such external influence (they are identical
notable difference between the modern concepts of dis- in their ‘qualities’), then there is no way to separate them
tinguishable and indistinguishable on the one hand and indeed and nor is there any way to tell apart – via such
specific and generic on the other hand is that they do not means – the initial state from the final one.
refer to the same thing. The former is a property of par- The left panel of Figure 2 illustrates this point by look-
ticles imagined individually while the latter is a property ing at the mixing of two identical binary mixtures. Of
of states as they are understood in a statistical description course, once the wall is removed there is no way to tell
of a substance. That point was already made by Gibbs, in apart the initial from the final state; giving rise then to a
a different fashion, in his 1876 paper where he discusses zero entropy change.
6 F. PAILLUSSON

Figure . Another Gibbs’ paradox. Graph illustrating the absence of


Figure . Mixing of two identical binary mixtures. Schematic rep- dependence of the entropy of mixing in the nature and similarity
resentation of the mixing of two identical binary mixtures. Left of the two mixed substances except when the latter are exactly
panel: particle representation with three particles of type  and identical.
four particles of type  in each compartment. Right panel: compo-
sition representation with molecular fraction of / for type  and
/ for type . We note that the composition is unchanged upon
mixing illustrating the fact that two substances can be identical minute the difference between the substances may be and
while comprising multiple types of particles. that it will be zero only when the substances are exactly
identical.
2.4. Actual puzzles in Gibbs’ work Figure 3 illustrates this sudden drop in mixing entropy
as the ‘measure of difference’ between two substances is
We have seen that Gibbs pondered carefully how Equa- decreased down to zero. That there is such an indepen-
tion (1) should a priori be modified in cases with varying dence in the mixing entropy on the degree of similarity
numbers of particles and that the mixing problem with between the mixed substances in spite of similarities in
the anomaly resulting from using Equation (1) was solely their qualities is what some authors refer to as being the
introduced as a gedanken experiment at the end of his actual Gibbs’ paradox [24,25]. We note that this discon-
book [29] to further convince the not-already-convinced tinuity in the entropy of mixing as a function of the dis-
reader of his Chapter 15. This is not to say that Gibbs similarity between substances is not affected at all by the
was not puzzled by some aspects of the thermodynamics quantum indistinguishability approach to the problem of
of substances. For example, in Ref. [29] he concedes that mixing, in fact as we will see in the next section it is rather
the rules of statistical mechanics he has laid out are not the opposite.
able to explain the isochoric molar specific heat capac- In this section, we have shown that the claims C1
ity of polyatomic ideal gases (e.g. 5/2R instead of 3R for and C2 often accompanying discussions of Gibbs’ para-
diatomic gases). As far as the author is aware, the most dox and its standard resolutions are not supported by
compelling explanation to this puzzle does come from the original material available in Refs. [29,30]. We also
quantum mechanics whose quantisation of energy lev- showed that Gibbs was not guilty of the logical mistake
els gives rise to a band gap between rotational and vibra- often attributed to him – even by his defenders [31] –
tional degrees of freedom whereby the latter are usually of applying an equation where it was not valid. He also
not thermally ‘activated’ at room temperature. did not present the mixing of identical gases as a puz-
Another curiosity, not explicitly presented as a puzzle zle or a paradox but merely as a paradigmatic example
per se – but that Gibbs felt worth mentioning in his article to justify a posteriori some of his reflections in the lat-
on heterogeneous substances – is the following property est chapter of Ref. [29]. Finally, we have seen that, as
of the mixing entropy [30]: long as the mixing entropy is concerned, Gibbs pointed
out the strange feature that its value is independent of
the fact is not less significant that the increase of entropy
due to the mixture of gases of different kinds ...is inde-
the degree of similarity between the substances. As far
pendent of the nature of the gases ...and of the degree of as the author is aware, this ‘curiosity’ considered para-
similarity between them. doxical by some, has nevertheless failed to attract inter-
est in the statistical mechanics community up to this
In this passage, Gibbs points out that the mixing day. We shall try to discuss some interpretation of it in
entropy will amount to kB ln 2 per particle however Section 4.
MOLECULAR PHYSICS 7

3. Limits of the quantum indistinguishability


argument
In the Introduction we have briefly recalled that the most
popular explanation for the 1/N! factor in Equation (6)
was that it was a relic of the quantum indistinguishabil-
ity character of microscopic particles that can be classi-
fied as either fermions or bosons. As a matter of fact, the
Symmetrisation postulate of quantum mechanics [33,34]
enables one to construct a single relevant quantum state
from the linear combination of otherwise N! different
multiparticle quantum states for identical particles. In
this respect, the factor 1/N! appears naturally indeed [28].
We also have briefly mentioned the epistemic approach
in the Introduction which we have delineated a bit more Figure . Composition representation. Schematic representation of
in the previous section focusing on some of Gibbs’ writ- the characterisation of a composition by the probability distribu-
ings. The point of this section is to discuss the claim C3 tion of an attribute X of its constituents modelled as a random vari-
that quantum indistinguishability is necessary to ratio- able. Left panel: discrete mixture with a discrete probability distri-
nally account for the 1/N! factor of Equation (6) and thus, bution. Right panel: continuous mixture with a continuous proba-
bility distribution. Both panels illustrate that upon mixing two mix-
ruling out any possibility of a classical rationale. tures with the same composition, all other things being equal, the
composition of the final mixture is unchanged.

3.1. Narrowing down the epistemic view


as characterised by their probability distribution pC (x),
If we consider one of the (identical) binary mixtures of the in otherwise identical conditions, then following Gibbs’
left panel of Figure 2 we see that it can be represented as a insight compels us to expect a zero mixing entropy for
gas with fixed thermodynamic variables (V/2, T, N1 , N2 ) any discrete mixture. In more general terms, the epistemic
such that N1 + N2 = N/2 and with N1 and N2 the numbers view posits that the thermodynamic potentials of a mix-
of particles of species 1 and 2, respectively. Now, there is ture ought to be extensive if there is a well-defined com-
an alternative equivalent view to represent this thermo- position C for the substance under consideration, i.e. the
dynamic state. One can introduce the ratios p1 ࣕ 2N1 /N concept of varying the amount of matter of a substance,
and p2 ࣕ 2N2 /N, such that p1 + p2 = 1 and characterise all other things being equal, is well defined as long as there
the composition C of the substance by the pair of prob- is a well-defined notion of composition for the said sub-
abilities (p1 , p2 ). This enables us to express the state of stance.
the substance in terms of its total amount of matter and
composition: (V/2, T, N1 , N2 ) ≡ (V/2, T, N/2, C). If we
3.2. Compatibility between the quantum and
have in mind a mixing scenario a la Gibbs where densi-
epistemic arguments
ties and temperatures are kept fixed, then the identity of
a substance to be mixed is fully characterised by its com- In the spirit of a re-reading of the Bohr–Einstein debate
position. by Jaynes [35], we wish to argue that the quantum indis-
The left panel of Figure 2 can thus be reassessed as the tinguishability and the epistemic arguments need not be
mixing between binary substances with the same compo- seen as either contradictory or even incompatible, for
sition as depicted in the right panel of Figure 2. Following they do not talk about the same things. Since the epis-
Gibbs, the entropy of mixing of two identical substances temic view focusses first and foremost on the actual pos-
(thus with same composition) is zero. sibility of separating two substances via external means
Let us now try to generalise these concepts a bit more. it is not prescriptive on how should one comprehend the
Consider a discrete attribute X of the constituents of a microscopic details with regards to the specific identities
substance such that particles with different values of this of their constituents. Based on claim C4 and on the dis-
attribute can be separated (more on this in the last sec- cussion of the previous paragraph, Figure 5 gives a ‘chart
tion) by the external means at our disposal. A mixture flow’ representation of how these two different arguments
with composition C will be characterised by a probability can be graphically viewed in their simplest versions.
distribution of values of X, pC (X = x) = pC (x) (cf. left We see that the reasonings associated with each argu-
panel of Figure 4). Akin to the binary mixture scenario, ment do not cross each other (and thus do not conflict)
if one mixes two substances with the same composition, except possibly at the conclusion that one should divide
8 F. PAILLUSSON

Figure . N! rationales for discrete mixtures. Flow chart representa- Figure . N! rationales for continuous mixtures. Flow chart repre-
tion of the two viewpoints often opposed to justify the use of /N! sentation of the two viewpoints often opposed to justify the use
in Equation (), namely the quantum indistinguishability view- of /N! in Equation (), namely the quantum indistinguishability
point and the epistemic viewpoint. Propositions highlighted in viewpoint and the epistemic viewpoint. Propositions highlighted
light gray are ‘True’ within the followed viewpoint and are prop- in light gray are ‘True’within the followed viewpoint and are prop-
agated to further elements, if there are any. ‘Truth’ propagation is agated to further elements, if there are any. ‘Truth’ propagation is
represented by a light gray shade in the diagram. Likewise, propo- represented by a light gray line in the diagram. Likewise, proposi-
sitions highlighted indark gray ‘False’ within the followed view- tions highlighted in dark gray are ‘False’ within the followed view-
point and do not propagate to further elements. We notice that point and do not propagate to further elements. We notice that
in the case of discrete mixtures both viewpoints consider as ‘True’ the quantum and epistemic viewpoints disagree on the ‘Truth’
the proposition that one must divide Equation () by N!. character of the proposition that one must divide Equation () by
N!.
Equation (1) by N!. For single component and discrete
mixture systems, Figure 5 claims that the quantum and
epistemic viewpoints are perfectly compatible with each Extending the considerations of the previous para-
other. graphs to the continuous case, the composition of such a
Incompatibility may arise, however, when an exclu- polydisperse system will then be represented by a prob-
sivity claim is made, making then Figure 5 invalid. For ability density ρC (x) as illustrated in the right panel of
example the often made stronger claim C3 that the quan- Figure 4. The question is then to determine what hap-
tum rationale is the only viable justification on which to pens to the entropy if one is to mix two polydisperse
ground classical statistical mechanics seems to rely on substances characterised by the same probability den-
a predefined notion of rationality which either imposes sity ρC (x). Here, we make the ‘leap of faith’ that, even
quantum mechanics from the outset or posits – via claims in this case, if the substances are identical in composi-
C1 or C2 – the inadequacy of classical mechanics (includ- tion, then there is no way to separate them – via any
ing statistical mechanics) to address the issue at hand. external means acting on the substances without alter-
Based on the previous section, we argue that C1 and C2 ing their composition – and the mixing entropy should
are incorrect – or at least strongly arguable – assumptions be zero; thus entailing that a factor 1/N! of some sort
to begin with and since we do not see on which ground must be used in Equation (1) to compensate the otherwise
should quantum mechanics be imposed as more ratio- super-extensive growth of the phase space volume. On
nal than classical statistical arguments we will keep the the contrary, the quantum indistinguishability argument
view depicted by Figure 5 which supports compatibility reaches a different conclusion. As a matter of fact, con-
of the quantum and epistemic arguments at the expense tinuous mixtures have the property that no two particles
of undermining the exclusivity claim of C3. We will see have exactly the same attribute value x, even in the thermo-
in what follows that C3 may have more problems than its dynamic limit [36], so they cannot be indistinguishable in
exclusivity claim being challenged. the quantum sense.
Thus, following claim C4, the quantum indistinguisha-
bility argument can justify neither the extensivity of a
3.3. Pushing the quantum and epistemic view to
continuous mixture nor the technical use of a 1/N! cor-
their limits
rection factor in the partition function. The situation for
We now consider a mixture whose composition is char- polydisperse substances is then summarised in Figure 6
acterised by an attribute X of the constituents that takes where we see that the quantum and epistemic views reach
on real values. opposite conclusions with regards to the extensivity of the
MOLECULAR PHYSICS 9

thermodynamic potentials of such substances. Of course,


the next question is to know which view is supported by
evidence.
To answer this question we shall appeal to the statis-
tical mechanics of colloids which has been a very suc-
cessful branch of statistical mechanics for about a cen-
tury, predicting and verifying for example the existence of
entropy-driven ordering in systems with hard core repul-
sion [37,38]. Colloidal particles are mesoscopic objects
whose state of motion is sensitive to thermal fluctuations
and the thermodynamics of simple colloidal substances
appears well understood within the framework of a clas-
sical statistical mechanics derived from Equation (6). Yet,
colloidal particles are polydisperse in many of their fea-
tures, e.g. mass and size to name two obvious such fea-
tures. As a result, the success of a statistical mechanics of
colloids based on Equation (6) appears as a challenge to
the quantum indistinguishability viewpoint. On the con- Figure . Mixing of two polydisperse gases. Composition represen-
trary, recent studies have pointed out that the founda- tation of the mixing of two continuous mixtures  and  of compo-
tions of the physics of polydisperse systems in general and sition C1 and C2 , respectively. At this stage, one may want to deter-
mine the entropy of mixing of such substances as well as the final
colloids in particular were unproblematic if one adopts
composition. This may shed some light on the initial paradox of
the epistemic viewpoint [39–41]. Finally, a recent experi- similarity independence of the entropy of mixing pointed out by
mental study on colloids further supports the epistemic Gibbs in Ref. [].
view as underpinning the success of classical statistical
mechanics at the expense of the quantum view [42]. We
believe this is enough evidence to either reject or strongly independent of how close in their ‘qualities’ they appeared
undermine claim C3, in that, as it currently stands, the to be (cf. Figure 3). In this section, we wish to interpret
quantum argument on which it relies cannot explain the the mixing of two substances, in otherwise equal circum-
success of the physics of colloids and would need to be stances, in the broadest possible sense, i.e. as being the
amended to do so. Note that even if an amended version mixing of two a-priori polydisperse substances 1 and 2
of the quantum argument were to made, it would prob- with respective compositions C1 and C2 (cf. Figure 7).
ably not undermine the epistemic view and we would be Like Gibbs’ discussion in Ref. [30], we shall focus on
back to a peaceful coexistence between the quantum and the change in entropy due to the mixing by diffusion of
epistemic arguments as depicted in Figure 5. two polydisperse (ideal) gases. To derive it we shall first
In this section we have reduced the epistemic view to look at the entropy of an ideal discrete mixture – for
knowing whether two substances were characterised by which the quantum and epistemic views agree – which
the same composition probability distributions. We have we will use as a basis to derive a more general result for
argued that the quantum indistinguishability and epis- continuous mixtures.
temic arguments were perfectly compatible for discrete
mixtures. They only seem to disagree if an exclusivity
4.1. Entropy of an ideal discrete mixture
claim is made from either side (like claim C3 in favour
of the quantum argument) or in the case of polydisperse For ideal gases, Equation (6) can readily be generalised
systems. Since C3 is the current dominant view, we have to discrete mixtures comprising n different species each
emphasised that its exclusivity claim for discrete mix- with Ni identical particles of mass mi :
tures is unwarranted and that, even when presupposing
quantum mechanics as more rational, C3 should either n  Ni
1 V
be rejected or seriously amended based on the success of Qgeneric (N, V, T, C) = √
i=1
Ni ! (ξ / 2πmi kB T )3
the statistical mechanics of colloids.
(12)

4. A possible answer to the ‘real’ Gibbs’ paradox


where we have kept Gibbs’ terminology of generic phase
In Section 2 we have pointed out the curiosity that to specify how states are to be interpreted in this equation.
the entropy of mixing of two different substances was In the thermodynamic limit, the corresponding entropy
10 F. PAILLUSSON

reads in the the composition be well defined, as the epistemic view


  suggests in Figure 5 for example. That a mixture can be
3 conceptualised as a single-component system is not really
Sgeneric (N, V, T, C)  NkB ln V + ln T + K̃
2 surprising. After all, one of the first practice questions a
 n
first year undergraduate student might be asked in a ther-
+ kB Ni ln m3/2
i modynamics course would be to determine the number
i=1
of moles of air given volume, temperature and pressure

n
conditions; as if air was a single species. Of course, this
− kB (Ni ln Ni − Ni ) (13)
i=1
was already emphasised by Gibbs in his 1876 paper, for
example p. 214 [30]:
where K̃ is a constant. Equation (13) contains explicitly
[Equation (11)] applies to all gases of constant composi-
the total number of particles in the substance N but also
tion for which the matter is entirely determined by a sin-
the number of particle of each species Ni . In line with the gle variable [N].
discussion of Section 3, we shall recast it solely in term of
N and the composition C. To this end, we introduce the We shall now try to see how this translates for contin-
probability distribution pC(i) such that (1) Ni ≡ N pC (i) uous mixtures.
and (2) the now defined composition ensures that varying
the system size can be done in well controlled manner.
Equation (13) reads then 4.2. Entropy of an ideal continuous mixture
  Continuous mixtures are characterised by an attribute
V 3
Sgeneric (N, V, T, C)  NkB ln + ln T + K̃ + 1 X of the particles that is a continuous random variable.
N 2
As such, the corresponding probabilities suffer from the
+ kB Nln m3/2
i C + Ns(C) (14) same difficulties as those of continuous probability theory
n and must be ‘fixed’ in the same way:
where ln m3/2
i C ≡
3/2
i=1 pC (i) ln mi and where we
have introduced the composition entropy [43]: r The probability to have a particle with X = x is
exactly zero.

n
r One must lump a range of values together in an
s(C) ≡ −kB pC (i) ln pC (i) (15)
i=1
interval [x, x + x] so as to define

Note that Equation (15) is often referred to as the mix- pC (X ∈ [x, x + x]) = ρC (x)x (16)
ing entropy. However, to avoid ambiguous terminology
we refrain from referring to it in this way, for we con-
sider that a mixing entropy ought to be the variation of where x can be interpreted as setting the ‘graining’
entropy of a system as two or multiple substances initially of the domain of integration of X and ρC is the cor-
separated have mixed by diffusion. responding coarse -grained probability density. 2
r One may define an effective species, associated to the
Equation (14) is insightful in many regards. First, it
separates contributions to the generic entropy owing to equivalence class z ∼ y iff (z ࢠ [x, x + x] and y ࢠ
composition from those related to the substance as a [x, x + x]), with population number
whole. Second, related to the first remark, it appears that
as long as the composition is kept fixed the terms on the Nx ≡ NρC (x)x (17)
second and third lines of Equation (14) are constant too
and can be absorbed in K̃ such that one may define K =
inducing an effective discrete composition C  for a
kB (K̃ + 1 + ln m3/2
i C ) + s(C) such that, at fixed compo- covering set of finite x.
sition, Equation (14) reduces to Equation (11) obtained by
Gibbs in Ref. [30]. So, provided its composition remains
unchanged, the thermodynamic behaviour of a mixture From Equation (17), the same reasoning as that of the
of ideal gases is equivalent to that of a single-component previous section can be carried out to give an entropy
ideal gas. With regards to the discussion on the 1/N! fac- Sgeneric (N, V, T, C ). One may then define [40] the
tor in Equation (6), this implies that its justification need entropy of the system as being the limit 3 :
not rely on an exact identity relation amongst the particles
comprising the system. It seems that it is enough [43] that Sgeneric (N, V, T, C) = lim S(N, V, T, C  ) (18)
x→0
MOLECULAR PHYSICS 11

which gives does change and it is worth seeing what is the role played
  by the composition entropies.
V 3 In the last two parts we have derived conclusions based
Sgeneric (N, V T, C)  NkB ln + ln T + K̃ + 1
N 2 on Equation (6) which corroborate a general remark
+kB Nln m(x)3/2 C made by Gibbs that Equation (8) applies to all gases of
constant composition for which in actuality the matter is
+Ns (C) (19)
entirely determined by the single variable N.

where ln m(x)3/2 C ≡ dx ρC (x) ln m(x)3/2 and where
we have introduced the continuous composition entropy: 4.3. Mixing between two polydisperse gases

We now consider the mixing of two polydisperse gases 1
s (C) ≡ −kB dx ρC (x) ln((x)ρC (x)) (20)
and 2 both with a polydispersity in the property X of the
particles. The gases are initially separated and with the
which is nothing but the continuous Shannon entropy same pressure and temperature. The initial state of the
associated to the probability density ρC (x) where (x) is system has the entropy Si = Sgeneric (N/2, V/2, T, C1 ) +
a function appearing when taking the limit of x towards Sgeneric (N/2, V/2, T, C2 ). In order to apply Equation (19)
zero. to the final state once the gases are mixed, we need to
Two remarks are now in order. determine the new composition C3 of the mixture result-
First, as before, at fixed composition (and graining ing from the diffusion of gases 1 and 2 in all the acces-
function) Equation (20) can reduce to Equation (11) pro- sible volume. In the absence of chemical reaction, con-
vided one introduces K = kB (K̃ + 1 + ln m(x)3/2 C ) + servation of the number of particles in each species x
s (C). This means that, provided the conclusions we may gives ρC3 (x) = (ρC1 (x) + ρC2 (x))/2. The entropy of the
draw from the mathematical treatment we have presented final state then reads S f = Sgeneric (N, V, T, C3 ). The mix-
are to be trusted, even a polydisperse gas can be inter- ing entropy Smix ࣕ Sf − Si is found to depend solely on
preted as a single-component gas which, when extrapo- N and the composition entropies and takes on a very sim-
lated to the more general Equation (6) supports the idea ple form [43]:
that an exact detailed knowledge of the identity of the par-
ticles is unnecessary to justify the factor 1/N!. It seems N
sufficient to know that the composition is kept constant Smix = (2s (C3 ) − s (C1 ) − s (C2 ))
2
to justify this factor regardless of what that composi- = NkB DJS (C1 ||C2 ) (21)
tion may be. Since such a knowledge is a prerequisite to
talk about a substance at all (one may not know how to
where DJS (C1 ||C2 ) is the Jensen–Shannon (JS) divergence
talk about a substance whose composition changes all the
defined by
time) this further brings a mathematical foundation to
the epistemic view from the more well-defined statistical
mechanics of discrete mixtures. DJS (C1 ||C2 )
  
Second, the use of the continuous Shannon entropy 1 2ρC1 2ρC2
≡ dx ρC1 ln + ρC2 ln (22)
s (C) in Equation (19) is not without technical and con- 2 ρC1 + ρC2 ρC1 + ρC2
ceptual issues. As a matter of fact, contrary to the stan-
dard Shannon entropy, it is easy to see that the continu- At this stage, multiple comments are in order:
ous Shannon entropy is not positive definite and its form
is not invariant under a change of variable. Furthermore, r In spite of the dependence of the composition
it is not clear what should the function (x) be a piori and entropies s (C1 ), s (C2 ) and s (C3 ) in the graining
how it should be interpreted. This is sometimes referred function (x), the final result for the mixing entropy
to as the measure problem [44]. In spite of these issues, in Equation (21) is independent of it.
we have just seen in the previous paragraph that, as long r The JS divergence expressed in Equation (22) has a
as the composition is fixed, the value of s (C) is inconse- form invariant under a change of variable. This is
quential for the thermodynamics of the system as it can easily seen since the argument of the logarithm is the
be absorbed into a constant term in the ideal part of the ratio between two probability densities, so the Jaco-
entropy (and as a corollary that of the chemical poten- bians corresponding to a change of variable would
tial too) of the substance. So, issues may not arise for the cancel out.
thermodynamic properties of substances at fixed com- r The JS divergence is positive definite, symmetric
position. However, in a mixing scenario the composition under the exchange of the probability densities and
12 F. PAILLUSSON

the advantage that it goes to infinity thus corresponding


to a situation analogous to the schematic plot of Figure 3.
From Figure 8 we see that for large values of δ 12 and for
δ 12 = 0 the quantity Smix /NkB agrees with Gibbs. How-
ever, the value of Smix /NkB obtained from Equation (21)
varies continuously to zero as δ 12 is approaching zero too,
thus removing the ‘curiosity’ pointed out by Gibbs in his
1876 paper. As a side comment, we note that DJS (C1 ||C2 )
also informs on how two probability densities can be told
apart and that is when the value of the JS divergence gets
very close to ln 2. In the particular case of Figure 8 we see
that it happens when |μ1 − μ2 | is around the now quite
popular 5σ value.
Figure . A solution to the ‘real’ Gibbs’ paradox. Plot of the dimen-
In this section, we have derived statistical mechanics
sionless mixing entropy per particle as a function of the dissimi- results based on a straightforward generalisation of Equa-
larity δ  between two polydisperse substances with compositions tion (6) to discrete mixtures. We have shown that, as long
C1 and C2 both normally distributed with the same standard devi- as the composition is kept constant, an ideal gas mix-
ation but with different means μ and μ , respectively. Contrary ture – be it discrete or continuous – will be equivalent
to Figure  illustrating an expected sharp drop from ln  to zero
to a single-component ideal gas, as pointed out by Gibbs
as two substances become strictly identical, we observe here that
Smix /NkB goes continuously to zero as the substances become in his work on heterogeneous substances [30]. Extrapo-
more and more similar, i.e. as the overlap between their probabil- lated to non-ideal substances this result means that the
ity distributions increases. combinatorial term of any mixture can be replaced by
a 1/N! for all practical purposes, as long as the compo-
sition is unchanged. Of course, interacting systems may
its square root satisfies the triangular inequality; it is undergo phase transitions in composition in which case
the square of a norm in probability space [45]. the composition-dependent term played by the compo-
r As the square of a norm it has the unusual feature of sition entropy will play a crucial role [43,46]. Another
being bounded from above by ln 2. case whereby composition is expected to change is upon
the mixing of two mixtures. We have shown that in the
It is now possible to interpret Equation (21): the most general case the mixing entropy was proportional
entropy of mixing per particle between any two sub- to a squared distance in the space of probability distribu-
stances is equal (up to a factor kB ) to the square dis- tions. Finally, upon interpreting the mixing of substances
tance between the probability densities characterising the a la Gibbs as the mixing of two polydisperse systems, we
substances’ composition and it saturates at the value ln 2 find that the strange fact that the mixing entropy did not
when the substances are very dissimilar, thus retriev- seem to depend on the degree of similarity between the
ing Equation (5). Furthermore, Equation (21) supports substances – the ‘real’ Gibbs’ paradox – readily disappears
Gibbs’ original insight discussed in Section 2 that when and instead varies continuously from ln 2 to zero as the
mixing two substances what matters is whether the sub- degree of dissimilarity goes to zero.
stances (and not the particles comprising the substances)
are identical or not. However, the picture emerging from
5. Small systems and link with the Landauer
Equation (21) adds to Gibbs’ account in that the mixing
bound
entropy is now quantitatively expressible in term of a dis-
tance squared between the substances. A possible objection that can be raised against the epis-
In particular, the mixing entropy has plenty of room temic approach presented so far is that it appears to rely
to assume any value between zero and ln 2 as the sub- on the assumption that each realisation of a composi-
stances become more and more similar. In Figure 8, we tion will be a faithful representation of the underlying
illustrate this point by looking at two compositions C1 distribution it is sampled from. Although this assump-
and C2 characterised by the densities ρC1 = N (μ1 , σ ) tion might hold true in the thermodynamic limit [46], for
and ρC2 = N (μ2 , σ ), respectively and where N (μ, σ ) finite size systems the actual composition may be quite
is a normal distribution of mean μ and standard devia- different from the underlying distribution; thus impact-
tion σ . Since the two distributions have the same standard ing the entropy of mixing. For example, one may argue
deviation, the quantity δ 12 = |μ1 − μ2 |/σ can serve as an that upon considering the mixing of two polydisperse sys-
intuitive measure of the distance between C1 and C2 with tems with one particle each, surely in many occasions
MOLECULAR PHYSICS 13

the entropy of mixing will be different from zero even if


the polydispersities are the same! In fact, it is not clear
that it should be so. In the spirit of Gibbs’ insight from
Ref. [30], it would indeed depend on the external means
being used to separate the substances back to their origi-
nal state. If these means are the same for very small sam-
ples and large ones, then some similarities between the
two mixing entropies may be observed. This section is
aimed at investigating these similarities and differences
between very very small and large systems, as it were, pro-
vided the external means being used to separate the sub-
stances are assumed to be the same; otherwise we may
compare apples and oranges.
Figure . Mapping a -particle system onto a -bit memory system.
Schematic representation on how a single particle in a box can
be mapped onto a -bit memory state depending on where it is
5.1. Demixing of a single particle system located with respect to a virtual dividing surface splitting the box
in two equal parts. The bit memory states are denoted |and
As far as equilibrium states are concerned, the entropy |depending on whether the particle in the left-hand side of the
change upon mixing two substances is equal to the oppo- box or the right-hand side, respectively.
site of the entropy change upon demixing them. Because
the protocol that may be used to separate the substances Of course, it follows from Equation (25) that the rate of
back to their original state plays an important role in the failure for bringing the particle to the left-hand side of
epistemic view, we shall here look at the demixing entropy the box, or equivalently the rate of success for bringing it
of a single particle system. One may – rightly – wonder to the right-hand side, is 1 − r(x).
how is demixing envisioned at all when only a single par- Now that we have shown how one could envision the
ticle is involved. We argue that this extreme system does demixing of system with composition C3 into two compo-
make sense in the context of an infinite number of trials. sitions C1 and C∈ by considering solely single particle sys-
To see this we consider a separation protocol P (e.g. tems, we shall see in the next section how one may relate
dragging a filter across the system or turning on an exter- it to an apparently very different system, namely the 1-bit
nal field) which has the following random outcomes when of memory.
applied on any particle with feature X and sampled from
composition C3 (given by ρC3 (x) = (ρC1 + ρC2 )/2):
5.2. Link with a 1-bit memory system
A 1-bit memory system is a system which can assume
ρ(x|left) = ρC1 (23) two well-defined states. Although it does not necessarily
strike one as obvious, a system comprising a single parti-
ρ(x|right) = ρC2 (24) cle in a box is actually one of those systems that can eas-
ily be mapped onto a 1-bit memory system. It is known
where ρ(x|left) and ρ(x|right) are the conditional proba- since at least Szilar’s recasting of Maxwell’s demon prob-
bility densities for finding a particle with feature X ࢠ [x, lem but, instead of making heat flow from cold to hot
x + dx] knowing that it is on the left and right of the box, without doing work, is meant to extract work from a gas at
respectively. Now, the composition – as characterised by equilibrium by acquiring information about the position
a probability density – associated to the left hand side or of its constituents [47].
the right hand side of the box becomes a feature of the The strategy to perform the mapping is illustrated in
separation protocol. Again, this is a formal way to express Figure 9 and amounts to splitting the box in two equal
Gibbs’ emphasis on the external means used to separate parts and define the equivalence class of states where the
two substances discussed in Section 2. Now, considering particle is on the left-hand side of the box as the memory
a particle with attribute X ࢠ [x, x + dx] freely moving in state |0and define the equivalence class of states where
a box, the rate of success for the separation protocol to the particle is on the right-hand side of the box as the
bring it, say, to the left-hand side of the box 4 reads memory state |1.
We shall now try to see how this mapping can be of
any use in trying to estimate the mixing entropy for such
ρC1
r(x) = (25) a system.
ρC1 + ρC2
14 F. PAILLUSSON

5.3. Making use of Landauer’s principle


In 1961 R. Landauer proposed a connection between
thermodynamics and computation by positing that reset-
ting a 1-bit memory from a thermal state could not be
done without dissipating heat and thus without any asso-
ciated increase of entropy [48]. More specifically, he pos-
tulated that the minimum amount of energy to be dissi-
pated to reset 1-bit to state |0for example, was

Ediss = kB T ln 2 (26)

so as to balance at least the entropy change associated


Figure . Dissipated energy conditioned on particle type. Plot of the
to the state of the bit. Although it can be verified in a
dissipated energy surface as a function particle type and a mea-
wide variety of models in statistical mechanics and can sure of how dissimilar are the compositions C1 and C2 . The semi-
appear to some as somewhat tautological or trivial, Lan- transparent surface above the energy surface represents the dis-
dauer’s principle remains a principle in that its statement tribution ρC which is used to compute the weighted average of
3
is independent of the specific physical model being used Ediss; r(x) /kB T over the values of x to get the curve of Ediss; r(x) x /kB T
to emulate a 1-bit memory system [49]. A recent experi- coinciding with that of Smix /NkB in Figure .
ment testing of Landauer’s principle has reported that, in
practice, Landauer’s principle could be violated by hav- r End state is |1and Ediss (|1) = kB Tln 2 + kB Tln (1 −
ing 1-bit memory systems being reset by dissipating less
than kB Tln 2 on average [50]. They noted, however, that r), where kB Tln (1 − r) can likewise be interpreted as
the violation is only apparent, for the resetting protocol the dissipated energy being saved by compromising
onto a dedicated memory state is not always successful in on the degree of certainty of the outcome [19].
their experiments. In this view, given a rate of success r
for one of the outcomes of the resetting operation they Overall, the expectation of the energy dissipated by the
proposed a generalised Landauer bound which reads: resetting protocol is rEdiss (|0) + (1 − r)Ediss (|1) which
gives Equation (27).
Since we have mapped our demixing problem onto a
Ediss;r = kB T ln 2 + kB T (r ln r + (1 − r) ln(1 − r))(27) memory resetting problem, we can determine the energy
dissipated by applying the separation protocol P to a sin-
where the first term in the right-hand side of Equation gle equilibrated particle in a box with attribute X ࢠ [x,
(27) is nothing but the standard Landauer bound of Equa- x + dx] by applying Equation (27) and replacing r with
tion (26) and the second (negative) term is proportional r(x).
to minus the Shannon entropy of the resetting protocol In Figure 10, we plot the dimensionless energy to be
onto a target memory state. It follows that if the proto- dissipated by the protocol P, Ediss; r(x) /kB T as a func-
col is fully certain to succeed i.e. r = 1 or r = 0, then tion of x and δ 12 = |μ1 − μ2 |/σ for the distributions
one retrieves Landauer’s principle while if it is maximally ρC1 = N (μ1 , σ ) and ρC2 = N (μ2 , σ ) as in Section 3. For
uncertain to succeed, i.e. r = 1/2, then there is no infor- a given value of δ 12 , we see that the dissipated energy
mation difference between the initial state of the bit and depends on the particle type x and is often different from
the final one and the dissipated energy is zero. the JS divergence. In particular, there is always a value x*,
One way to interpret Equation (27) is to realise that as at which ρC1 and ρC2 intersect, for which the energy dis-
soon as the resetting onto a specific state of the memory sipated is zero. Likewise, there is a large set of values of
bit (say state |0) is not certain then the bit can be reset x in the tails of the distributions giving rise to Ediss; r(x) /
by either finishing in state |0or in state |1; in either case kB T = ln 2 corresponding to the expectation that small
the prior state of the memory has been lost. So for each systems must somehow be more certain to be separated.
instance of a resetting operation one has: This intuition is certainly correct but limited by the res-
olution of the separation protocol P precisely given by
r End state is |0and Ediss (|0) = kB Tln 2 + kB Tln r, δ 12 . One may argue that, in this case, the resolution can
where kB Tln r can be interpreted as the dissipated always be sharpened to increase certainty but, we believe,
energy being saved by compromising on the degree that would be missing the point because the protocol P is
of certainty of the outcome [19]. precisely expected to reconstruct compositions C1 and C2
MOLECULAR PHYSICS 15

if we repeat the separation experiment sufficiently many most textbooks [1–20]; the twist being that he uses classi-
times on particles sampled from a parent composition C3 . cal rationales for that; namely classical indistinguishabil-
Were we to use a sharper protocol to discriminate more ity of particles and statistical reasoning both articulated
accurately two values of x, this reconstruction criterion – around what we called the epistemic viewpoint. This has
which is the whole point of the present discussion – would led us to conclude that the claims C1 and C2, that classi-
not be met. In fact, the average work per particle to recon- cal physics was unequipped to derive valid conclusions on
struct the compositions C1 and C2 on either side of the box the mixing of identical substances, were neither theoreti-
(from sampling individual particles from C3 and apply P) cally nor historically accurate in light of the the evidence
corresponds to a weighted average over the variable x of found in Refs. [29,30].
Ediss; r(x) with weight ρC3 giving then [43] In Section 3, we argued that the epistemic and quan-
tum viewpoints on the Gibbs’ paradox were not a priori to
Ediss;r(x) C3 = kB T DJS (C1 ||C2 ) (28) be opposed to one another since they do not refer to the
same thing. By relating the epistemic view point to identi-
fication of a substance to its probability distribution with
whose corresponding curve as a function of δ 12 is illus- regards to a specific attribute, we advocated for a peaceful
trated (in red) as projected onto the plane (Ediss; r(x) /kB T, compatibility between the two views for discrete mixtures
δ 12 ) in Figure 10. We notice that, provided Smix /N is in general and single-component systems more specifi-
interpreted as Ediss;r(x) C3 /T , it is identical to the solu- cally. In these cases, the claim C3 of the necessity of quan-
tion of the ‘real’ Gibbs’ paradox we have proposed at the tum indistinguishability to justify the factor N! can only
end of Section 4 in Figure 8. be valid if either C1 and C2 are true, which we rejected in
In this section we have looked at systems made of a sin- Section 2, or if quantum mechanical-based arguments are
gle particle in a box and defined a demixing protocol to given superiority for rationality from the outset; which
address the small system size objection. By using a map- then probably needs to be justified on other grounds (e.g.
ping between the demixing protocol and the resetting of methodological or metaphysical). Pushing the quantum
a 1-bit memory we have made use of a generalised Lan- and epistemic views to their limits in the case of con-
dauer’s principle applicable to cases where the resetting tinuous mixtures we showed that they reach contradic-
protocol on one target memory state is not always suc- tory conclusions on the extensivity of such systems, thus
cessful. Using this generalised principle, we have derived undermining one of the views. We suggested that the con-
that indeed depending on the specific identity the var- clusion of the epistemic view was fully consistent with the
ious particle types x may contribute very differently to success of the physics of colloids while, on the contrary,
the energy to be dissipated to reconstruct compositions the quantum indistinguishability was not. We concluded
C1 and C2 on either side of the box. This can be a first that either C3 is false or the quantum mechanics-based
step to address the possibility of mixing experiments in argument on which it relies needs to be seriously mod-
the case where the starting sample is an unlikely reali- ified to accommodate this new constraint. Even in that
sation of the parent composition. However, in a context case however we stressed that there would not be any rea-
where both the sampling from a parent composition and son to consider the quantum view rationally superior to
the separation protocol are repeated greatly many times, the epistemic view.
then the inferred energy to be dissipated per particle is To support this conclusion we set out to determine
directly proportional to the JS divergence as found in Sec- the entropy of mixing of polydisperse gases in Section
tion 4. 4. Starting from Equation (6), where both the quan-
tum and epistemic views agree, we extended the statis-
tical mechanics formalism to continuous mixtures from
6. Conclusion and discussion
the mathematics of the probability distributions charac-
In this paper, we have challenged the standard narrative of terising their composition. For both discrete and con-
Gibbs’ paradox which is claimed to undermine a classical tinuous mixtures the entropy was fully extensive and
foundation to classical statistical mechanics and require a was that of a single-component gas up to an additional
quantum foundation instead. term depending solely on the composition, the compo-
In Section 2, we showed that the puzzle commonly sition entropy. This led us to conclude that any ideal
referred to as Gibbs’ paradox did not originate from gas with constant composition – be it discrete or con-
Gibbs’ writing [29,30] since he did not reach the theoreti- tinuous – had not only an extensive entropy but could
cal inconsistency discussed in Section 1. Instead we found also be considered as a single-component gas. We noted
that already then he proposed essentially the same justifi- that this constant composition condition could be vio-
cation for the use of Equation (6) as is done nowadays in lated via spontaneous phase transition in composition in
16 F. PAILLUSSON

interacting systems or more generally by mixing pro- particle-based notion but rather on an ensemble-based
cesses. We addressed the latter problem by noticing that notion. Thus, in the case of Section 5, particles may be
the change in entropy upon mixing two gases in equal cir- said to belong to the same equivalence class provided they
cumstances only depended on the composition entropies end-up on the same side of the box under the action of
of the gases being mixed; ending-up with an expression the separation protocol; they become ‘ indistinguishable’
which can be interpreted as the square of a metric in the in this very specific sense. One may argue that statisti-
space of probability distributions. We have shown that, cal mechanics should not be influenced by such exter-
when applied to the mixing of two normally distributed nal considerations but it is not so clear to the author. The
polydisperse systems, this generalised entropy of mix- very existence of Gibbs’ ensembles illustrates the fact that
ing did go continuously to zero as the similarity between knowledge about the external constrains on the system
the substances is increased. This result holds in principle does influence the a priori-probabilities one gives to the
for any mixing process between substances characterised microstates. Why should the knowledge about whether
by continuous distributions and resolves, in this sense, a the substance under study has a well-defined composi-
curiosity pointed out by Gibbs in Ref. [30]. At least two tion or not be treated differently than, say, knowing that
questions are still remaining: what about finite size sys- the volume or pressure is fixed?
tems and what does the continuous probability distribu- In our summary of Section 2 above, we have omitted
tion may mean? In Section 5, we addressed these two purposely the fact that Gibbs did mention the mixing of
issues by focusing on the idea of separation protocol, i.e. identical gases and did point out that if one were to use
the external means one is willing to use to separate two Equation (1) he would get an inconsistency with basic
substances from a mixed state. We argued that one way thermodynamics. There, Gibbs does not seem to refer to
to interpret the epistemic view was to relate the proba- this example as a puzzle at all but rather as a reductio ad
bility distributions not so much to single realisations of absurdum argument illustrating the rationality of using
a composition but rather to the protocol enabling a dis- generic phases over specific phases.
tinction between two substances in the first place. Thus, In the end, we have argued that Gibbs’ paradox does
considering a protocol that could separate a composition not constitute a problem for the classical foundation of
C3 into two compositions C1 and C2 we determined the classical statistical mechanics as they were essentially laid
energy to be dissipated by the said protocol given it was out by Gibbs in his work [29] – and by his predeces-
acting on a known species. This was done by making use sors – when quantum mechanics did not exist. The epis-
of a mapping between the demixing of a substance into temic viewpoint of entropy and that of identity at the
two substances and the uncertain reset of a 1-bit memory substance level (rather than at the particle level) fully
from a thermal state. This explicit analogy with informa- account for both the rationality of Equation (6) and the
tion erasure further strengthens the idea of the entropy of success of the statistical mechanics of colloids. On the
mixing being successfully accounted for by the epistemic contrary, when continuous mixtures are considered, the
viewpoint. ‘Gibbs’ paradox’ could refer to the current inconsistency
This work has mainly focused on Gibbs’ work and between the quantum indistinguishability argument for
a slight extension of his views – as understood by the classical extensivity and the success of a classical statis-
author – to the statistical mechanics of ideal mixtures. tical mechanics based on Equation (6) to apprehend the
With regards to claim C2, however, it is worth noting that physics of – polydisperse – colloids.
one important premise for it to hold is that there exists a
single undebatable view about how classical concepts of
classical mechanics should look like and be applied in a
Notes
statistical context. Nonetheless, the point has been raised
however that it was not the case and that at least two con- 1. Some disagreement on where to put exactly the N! persists
cepts of mechanical states could be conceived in mechan- but as far as mathematics is concerned it is equivalent.
ics, one owing to Newton and the other to Laplace [51,52]. 2. In more technical terms, the density ρC (x) can be inter-
preted as the Radon–Nikodym derivative of the probability
We do not wish to pursue this aspect of the discussion fur- measure of a random variable X defined as the conditional
ther here but, if anything, it only adds to the case against expectation of X with respect to the sub-σ -algebra (made
C2 we have put forward in Section 2. of the set of the x covering the domain of integration of
Further research and clarification on the notion of X) of the Borel σ -algebra.
indistinguishability might be required. For instance, 3. This limit must be interpreted in a careful way for it does
not exist in actuality. One must interpret x as comprising
although a traditional understanding of indistinguisha-
two contributions (x) and ϵ such that x = (x)ϵ and
bility still makes sense in the context of discrete mix- interpret the limit when x tends to zero as the limit when
tures, it seems impossible to apply it as is in the case of ϵ tends to zero at fixed (x). A diverging term in −ln ϵ
continuous mixtures. One might instead rely on a less appears which makes the limit non-existent. To bypass this
MOLECULAR PHYSICS 17

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