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Land Use Policy 81 (2019) 523–530

Contents lists available at ScienceDirect

Land Use Policy


journal homepage: www.elsevier.com/locate/landusepol

Perceptions regarding active management of the Cross-timbers forest T


resources of Oklahoma, Texas, and Kansas: A SWOT-ANP analysis

Morgan Starr, Omkar Joshi , Rodney E. Will, Chris B. Zou
Department of Natural Resource Ecology and Management, Oklahoma State University, Stillwater, OK 74078, United States

A R T I C LE I N FO A B S T R A C T

Keywords: The Cross-timbers ecoregion, which stretches from north central Texas, through central Oklahoma, and up into
SWOT-ANP southern Kansas, represents the broad ecotone between the eastern deciduous forest and the grasslands of the
Cross-timbers southern Great Plains. The region is threatened by both natural and anthropogenic factors including climate
Resource management variability, the encroachment of eastern redcedar (Juniperus virginiana), and urbanization. In particular, fire
Stakeholder perceptions
exclusion has dramatically changed the structure and composition of the Cross-timbers forests, which histori-
cally experienced multiple fires per decade. Active management practices such as prescribed fire, timber thin-
ning, and fuels reduction are largely absent in the Cross-timbers forested ecosystems. This study utilized a mixed-
mode data collection method, which involved focus group meetings as well as online survey administration, to
determine how stakeholders perceive active management in the Cross-timbers forests. The requisite data were
analyzed using the strengths, weaknesses, opportunities, and threats (SWOT)-Analytic Network Process (ANP)
framework. The results suggested that presence of healthy and resilient forests and the opportunities associated
with increased revenue could be the driving forces in active Cross-timbers management. However, financial
burden and uncontrolled fire were recognized as the major obstacles in these efforts. Tailoring appropriate
outreach programs can help traditional and non-traditional stakeholders to identify appropriate management
solutions in the Cross-timbers.

1. Introduction virginiana) (Hoff et al., 2018b; Karki and Hallgren, 2015). Further, the
change in fire regime has dramatically altered the structure and com-
The Cross-timbers ecoregion is a mosaic of oak forest, savanna, and position of the Cross-timbers forested ecosystems and facilitated the
prairie historically occupying approximately 4.8 million hectares, from encroachment of eastern redcedar (Hallgren et al., 2012; Toledo et al.,
just north of Denton, Texas, through central Oklahoma, and up into 2013). Hoff et al. (2018a) recently documented that the Cross-timbers
southern Kansas (Clark and Hallgren, 2003; Küchler, 1965). The forests are undergoing densification due to increased post oak basal
forested areas are characterized by a steep rocky terrain and poor soils, area development, encroachment by eastern redcedar, and mesophi-
dominated by relatively short (< 15 m tall) post oak (Quercus stellata) cation due to the proliferation of fire-intolerant hardwood trees such
and blackjack oak (Q. marilandica), and therefore are often overlooked hackberry (Celtis occidentalis), sugarberry (Celtis laevigata), and elm
for agricultural activities. Consequently, the Cross-timbers may contain (Ulmus spp). The densification of the Cross-timbers forest suppresses the
some of the largest tracts of old growth forests in the eastern United herbaceous layer and reduces wildlife habitat and grazing opportunities
States (Therrell and Stahle, 1998). Prior to European settlement, the (Engle et al., 2006). In addition, the introduction of the highly flam-
Cross-timbers were frequently burned by Native Americans. However, mable eastern redcedar increases the risk of wildfire (Hoff et al.,
changing attitudes towards fire and lack of desire to actively manage 2018b). Fragmentation of the Cross-timbers further potentially de-
the landscape have resulted in the exclusion of fire and densification of creases the intensity and frequency of fires needed to decrease redcedar
these oak savannas and other forests (DeSantis and Hallgren, 2011; Hoff encroachment (Briggs et al., 2002). Reintroducing fire and other forms
et al., 2018a). of active management such as thinning and herbicide use into the
In addition to fire exclusion, the region is threatened by both natural landscape can restore the Cross-timbers forests to their historical
and anthropogenic factors including urban development, climate structure. Such management can reduce the abundance of fire-intol-
variability, and the encroachment of eastern redcedar (Juniperus erant eastern redcedar, enhance the ecosystem services provided by the


Corresponding author at: 008C Ag Hall, Oklahoma State University, United States.
E-mail address: omkar.joshi@okstate.edu (O. Joshi).

https://doi.org/10.1016/j.landusepol.2018.11.004
Received 12 March 2018; Received in revised form 2 November 2018; Accepted 2 November 2018
Available online 23 November 2018
0264-8377/ © 2018 Elsevier Ltd. All rights reserved.
M. Starr et al. Land Use Policy 81 (2019) 523–530

Cross-timbers forests, and promote sustainable management by uti- nearly 90% of forested land in the south central United States privately
lizing biomass in traditional and non-traditional wood-based industries owned, landowners are essential stakeholders in implementing active
(Allen and Palmer, 2011; Engle et al., 2006; Hallgren et al., 2012). forest management practices (Mullin and O’Brien, 2011). Likewise,
Currently the Cross-timbers forests are faced with a more hands-off opinions of other stakeholders such as research scientists, government
management approach. This may be attributed to the amount of poor agency professionals, extension agents, and consulting foresters, pro-
quality, non-commercial timber resources and limited markets vide important insights on the sustainability of these practices and are
(Johnson et al., 2010; Therrell and Stahle, 1998). The trees of the Cross- not well documented. Therefore, the strengths, weaknesses, opportu-
timbers are of low value and often described as densely packed and nities, and threats (SWOT)-Analytic Network Process (ANP) approach
gnarled (Hoagland et al., 1999). However, despite low quality timber, was adopted to fill the knowledge gap on these issues in the Cross-
the Cross-timbers forests provide a vast amount of ecosystem services, timbers.
including but not limited to, recreation, carbon sequestration and sto-
rage, water supply, and wildlife resources. (Dillard et al., 2006; 2. Methodology
Hallgren et al., 2012). Since the Cross-timbers generally are not com-
merically viable timber sources, these forests provide valuable benefits 2.1. SWOT-ANP
that can serve as primary objectives in management (Johnson et al.,
2010). However, since only a handful of provisioning ecosystem ser- Perception analysis has been identified as a useful tool in resource
vices receive monetary benefits in the existing marketplace, there is management, as it can reveal whether stakeholders have varying opi-
lack of appreciation for ecosystem services such as water, recreation, nions or consensus concerning a given natural resource issue (Cheng
wildlife or climate change regulation (Costanza et al., 2014; Farber et al., 2003). This information can not only help engage extension and
et al., 2002). outreach efforts, but also generate new research ideas. A widely
Several research efforts have examined the approximate mix of adopted approach in natural resource management is the strengths,
management practices that can help revive the condition of the Cross- weaknesses, opportunities, and threats (SWOT) methodology, which is
timbers, particularly how to effectively manage for both forest and used as an aide in decision-making analysis and allows one to determine
grassland resources (Engle et al., 1991; Bernardo et al., 1992; Engle the internal and external factors of a particular environment (Yüksel
et al., 2006). For example, Engle et al. (1991) studied the effects of two and Dagdeviren, 2007). As a structural model, SWOT is useful for or-
herbicides (tebuthiuron and triclopyr) on understory vegetation and ganizational strategy formulation. However, alone, it is a qualitative
found that grass production greatly increased following the application social science tool and therefore cannot obtain quantifiable matrices
of tebuthiuron while forbs and woody browse increased with triclopyr that could be used to compare all four attributes (Pickton and Wright,
application. In a similar study, Bernardo et al. (1992) found that land 1998). In order to determine the quantitative values of SWOT attri-
managed primarily for cattle production benefits most by utilizing butes, the Analytic Hierarchy Process (AHP) or Analytical Network
herbicides that promote grass production such as tebuthiuron. Land Process (ANP) are the recommended procedures (Saaty, 1996).
under multiple use objectives (e.g. cattle (Bos taurus) and white-tailed While AHP is a commonly used tool for determining the quantitative
deer (Odocoileus virginianus) management), however, is best managed values for SWOT analysis, it operates on the assumption that elements
by two different herbicide treatments along with prescribed fire function independently of one another in a hierarchical structure
(Bernardo et al., 1992). (Catron et al., 2013; Saaty, 2005). This can be a stringent assumption to
In addition, several research efforts aimed to understand the man- meet, particularly when the attributes under consideration become in-
agement of important woody vegetation have also been conducted in terdependent due to a convoluted situation. Instead, the Analytical
the Cross-timbers. In particular, Burton et al. (2010) studied fire effects Network Process (ANP) is well suited to analyze dependencies in de-
on forest composition and structure. They found that two low intensity cision problems that involve such interdependence (Yüksel and
winter burns per decade reduced mesophytic shade and fire intolerant Dagdeviren, 2007). Its feedback structure resembles an interdependent
species such as winged elm (Ulmus alata), Mexican plum (Prunus Mex- network where elements can be connected with one another (Saaty and
icana) and frakleberry (Vaccinium abroreum). However, infrequent low Vargas, 2012; Shahabi et al., 2014).
intensity fire had no effect on oak saplings. These results suggest that by Management of the Cross-timbers ecoregion includes a number of
reintroducing fire into the landscape, the mesophication of the Cross- complexities and interdependencies. For example, the healthy and re-
timbers forests may be reversed and allow for the recruitment of oaks silient conditions of forests (Hallgren et al., 2012), which may motivate
into the forest canopy by reducing competition. In a similar study, active land management activities in the Cross-timbers, cannot be
DeSantis and Hallgren (2011) also studied how fire affects oak re- maintained without taking into account the threats of uncontrolled fire
generation in the Cross-timbers. Consistent with Burton et al. (2010), and eastern redcedar encroachment. Similarly, urbanization, demo-
the authors determined that the regeneration of post oak and blackjack graphic shifts, and the associated socio-cultural changes (Hallgren
oak was best facilitated by low-intensity, dormant season burns. et al., 2012) will likely impact land use practices in the region. As such,
While these efforts help better understand the ecological implica- active management of the Cross-timbers involves a situation where
tions of management of Cross-timbers forests, little has been done to interdependencies need to be considered. Accordingly, SWOT-ANP is
understand what the stewards of Cross-timbers woodlands and prair- the better approach for this study.
ies―the private landowners―think about those prescriptions, and more Although the ANP is frequently used for business management ap-
importantly, whether or not they would engage in these activities. To plications (Feglar et al., 2006; Lin et al., 2009; Mu, 2006), it is still an
this end, Elmore et al. (2009) designed a survey to understand public emerging methodology in natural resource management and only a
attitudes and perceptions toward prescribed fire and the associated handful of the studies have used it. For example, Catron et al. (2013)
encroachment of eastern redcedar. The survey results suggested that used SWOT-ANP to examine the forest-based bioenergy industry in
while the majority of respondents were in support of prescribed fire, Kentucky, USA while Dağdeviren and Eraslan (2008) utilized this
they were also concerned about liability issues. Likewise, Twidwell model to determine strategic energy policies in Turkey. Wolfslehner
et al. (2013) analyzed how prescribed burn cooperatives have helped et al. (2005) utilized both AHP and ANP to evaluate several strategic
the general public overcome their traditional concerns related to pre- management strategies for Sustainable Forest Management in Europe.
scribed burning in the Great Plains. They reported that while the top strategy selected by stakeholders was
While these studies included some human insights into active land the same when calculated with AHP and ANP, the ANP was better
management research, no studies have directly documented the level of suited for strategy selection because it allowed for differences in
landowner interest in active management of the Cross-timbers. With priority values to be more apparent. Building on the theoretical

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M. Starr et al. Land Use Policy 81 (2019) 523–530

Table 1
Description of SWOT factors used to compare stakeholders’ perceptions on active management in the Cross-timbers ecor-
egion.
Strengths Weaknesses

S1: healthy and resilient forests W1: financial burden of management


S2: improved wildlife habitat W2: liability and health hazards
S3: reduced risk of wildfire W3: temporary loss of aesthetics
S4: improved aesthetics W4: limited market

Opportunities Threats

O1: attract investment into the region T1: uncontrolled fire (loss property/liability)
O2: financial assistance from federal/ state agencies T2: population dynamics and land use change
O3: seasonal job creation T3: decreased incentives of cost-share programs
O4: increased revenue T4: lack of expertise (burning and management)

foundation of SWOT-ANP, we aim to understand how stakeholders the results were analyzed following steps suggested in ANP literature
perceive active management in the Cross-timbers. This understanding (Catron et al., 2013; Saaty, 2006; Yüksel and Dagdeviren, 2007). These
will contribute additional insights to better engage stakeholders on how steps involved utilizing an eigenvalue methodology to compute the
to best manage the forests in the Cross-timbers ecoregion. priority weights of each SWOT category for the represented stakeholder
groups and are further described below.
2.2. Data collection
2.3. Analysis
Four Cross-timbers experts were involved in a focus group aimed to
create a list of initial attributes. This guided discussion was directed Step 1: Determine the local priorities of the factors within each SWOT
toward determining a comprehensive list of SWOT factors to be in- category: The first step was to place the responses of each pairwise
volved in further discussion and review by an additional four experts. comparison into an unweighted super matrix. Next, a local priority
Following these meetings, the attributes were narrowed down to four value was calculated using the Eigenvalue method as follows (Saaty and
factors in each SWOT category. The detailed outline of SWOT factors is Vargas, 2012).
described in Table 1. A survey was then developed and administered to The unweighted super matrix takes the form:
a variety of knowledgeable stakeholders, which included landowners, w1 w1
industry professionals, academics, federal/state agency professionals, ⎡ 1 w2 ⋯ wn ⎤
⎢ w2 w 1 ⋯ w2 ⎥
and employees of Non-Governmental Organizations (NGOs) located in A=⎢ 1

wn

the Cross-timbers region of Kansas, Oklahoma, and Texas. A mixed ⎢ ⋮ ⋮ 1 ⋮ ⎥


mode method was utilized for data collection including in-person ⎢ wn w wn ⋯ 1 ⎥
⎣ 1 w2
⎦ (1)
meetings and online survey administration (Dillman et al., 2014). These
respondents represent a motivated group of volunteers, as in-person In matrix A, represented by Eq. (1), w is the relative weight of the
data collection took place on-site at four field visits within the Cross- pairwise comparisons made by each stakeholder. The reciprocal of the
timbers ecoregion of Oklahoma and Kansas. In addition, the same weight is placed on the opposite side of the diagonal.
survey was designed in the web-based Qualtrics platform and was After all of the tradeoffs were determined and placed in the matrix,
distributed among additional stakeholders within the Cross-timber re- each column was normalized so that its sum was equal to one (Saaty,
gions of all three states. A detailed description of the Cross-timbers 1996). In order to aggregate individual decisions within each stake-
ecoregion as well as some potential active management activities, holder category, the geometric mean was used to derive the normalized
which included, but were not limited to, prescribed burning, herbicide priority comparison matrix (Saaty and Vargas, 2012). Next, following
use, thinning, and implementation of Best Management Practices Saaty (1977), the transposed value of the vector of weights wT , re-
(BMPs) were provided to assist the respondents. The total number of presented by (2) below, was multiplied by matrix A. The vector
responses for the first survey was 75 with 26 from government agen- (λ max wT ), which is the largest eigenvalue multiplied by the factor
cies, 23 landowners, 11 academics, six industry, and nine NGO/other. weights, was used to determine the CR for each set of decisions (Catron
Unlike other social science inquires that require higher sample size, et al., 2013; Saaty, 1996).
SWOT-ANP/AHP based findings depend upon consistency ratios (CR) wT = [ w1 w2 ⋯ wn ] (2)
for their robustness (Dwivedi and Alavalapati, 2009; Margles et al.,
2010). The CR value within 10% is considered acceptable and the value Where w represents the interchanged weights from matrix A (Eq. (1)) to
exceeding 20%, which suggests strong disagreement among survey form the transpose vector.
participants, requires additional investigation (Dwivedi and Step 2: Determine the consistency of responses: In order to determine
Alavalapati, 2009; Margles et al., 2010). the uniformity of responses, the CR was calculated for each set of fac-
The stakeholders revealed their perceived priorities for the tors (Catron et al., 2013; Kurttila et al., 2000). Of note, the CR in ANP
strengths, weaknesses, opportunities, and threats (SWOT) associated was used to determine the validity of the model. To get the ratio, first
with the active management of Cross-timbers forests. Following the the consistency index (CI) was calculated using the formula:
protocols used in previous research, e.g. Catron et al. (2013), partici-
CI = (λmax − n)/(n − 1) (3)
pants were asked to make several pairwise comparisons between the
identified SWOT factors using a scale suggested by Saaty (1977). The Where, again, λmax is the maximum eigenvalue and n is the size of the
scale ranges from equal importance (participant assigns a numerical matrix (Saaty, 2005; Yüksel and Dagdeviren, 2007). Next, the CR was
value of 1) to extreme importance (participant assigns a numerical calculated by dividing the CI by the random index (RI). The RI was
value of 9) of one element over another. Fig. 1 provides an example of a determined based on the number of factors in each category by a scale
pairwise comparison from survey one for the strengths category. After suggested by Saaty (Table 2). In order for the model to be valid, and to
each respondent completed the set of comparisons for each category, signify stakeholders are conclusive, the CR value is suggested to be less

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M. Starr et al. Land Use Policy 81 (2019) 523–530

Fig. 1. An example pairwise comparison from survey one for the


strengths category.
In the same survey, participants were also asked to rate the
strengths, weaknesses, opportunities, and threats associated with
active management in the Cross-timbers. Based on their responses
the highest ranked strength, weakness, opportunity, and threat
are:
Strength (S1): Healthy and resilient forests
Weakness (W1): Financial burden of management
Opportunity (O1): Increased revenue
Threat (T1): Uncontrolled fire (loss of property/liability)
Now, we are asking that you make additional comparisons for
each of the highest ranked factors.
For example, please compare the top strength factor “healthy and
resilient forests” with the top weakness factor “financial burden of
management” and mark in the direction that accurately reflects
your opinion. Next, compare the top strength factor “healthy and
resilient forests with the top opportunity factor “increased rev-
enue” Please note there is no ‘right’ or ‘wrong’ answer, we are
interested in your opinion.

Table 2 An example of this procedure is shown in Fig. 2. Since the highest-


Consistency index as suggested by Saaty (RI(n)) where n is the number of ranking sub-factors differ among stakeholders, each stakeholder cate-
factors and RI is the random index. gory received different versions of the second questionnaire. Ad-
n 1 2 3 4 5 6 7 8 9 ditionally, in the second questionnaire, participants were asked to make
pairwise comparisons to determine interdependence, i.e. how each
RI(n) 0 0 0.58 0.9 1.12 1.24 1.32 1.41 1.45 SWOT category may influence the other (Kurttila et al., 2000). This
procedure is demonstrated in Fig. 3.
Steps 1–3 are common in both AHP and ANP procedures. Given the
than 10% (Saaty, 2005). simplified assumption of independence, the global priority factor in
CI ⎞ AHP can be calculated as below (Catron et al., 2013):
CR = ⎛ ⎜ *100 ⎟

⎝ (n) ⎠
RI (4) Global priority = local priority value x scaling factor of each SWOT
category (6)
Next, the top priority value from each of the four SWOT categories
were then entered into a 4 × 1 matrix and represented as follows: However, to capture the interdependence between SWOT factors,
the following additional analysis (step 4) is needed.
⎡S⎤ Step 4: Determining interdependency of each SWOT category: To cal-
B = ⎢W ⎥ culate interdependency, the eigenvalue method was repeated for the
⎢O ⎥

⎣T ⎥
⎦ (5) comparisons of each SWOT category. A matrix, similar to A, was
computed weighing the interdependence of each category. For ex-
Step 3: Determine the relative importance of each SWOT category: After ample, respondents were asked to consider how strengths may be used
the first round of analysis, a second round of surveys was administered to mitigate weaknesses or enhance opportunities, resulting in a matrix
to similar experts using the top priority value calculated for each SWOT such as C (Catron et al., 2013).
category. The total number of responses was 47 with 16 respondents
s s s
from government agencies, 11 landowners, four academics, four in- ⎡ 1 w o ⎤t
dustry, and 12 NGO/other. The second survey asked respondents to ⎢ ws 1 w
o
w ⎥t
C=⎢o o ⎥
make comparisons between the highest-ranking sub-factors between ⎢ s
o
w 1 t ⎥
each category. In other words, the highest-ranking strength was com- ⎢ ts t t 1 ⎥
⎣ w o ⎦ (7)
pared with the highest-ranking weakness for between factors analysis.

Fig. 2. An example pairwise comparison for the academic stake-


holders from survey two. The respondents were asked to compare
the highest-ranking sub factor in each category.
Please evaluate the dependencies among factors. For example,
with respect to the weaknesses category, compare the factor
“enhancing strengths” with the factor “enhancing opportunities”
by asking “which of these is more important for overcoming
weaknesses?” and mark in the direction that accurately reflects
your opinion. Please note there is no ‘right’ or ‘wrong’ answer, we
are interested in your opinion.

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M. Starr et al. Land Use Policy 81 (2019) 523–530

Fig. 3. Example pairwise comparison from survey two measuring dependencies among factors.

The comparison matrix, C, was then multiplied with the priority Table 3
values from matrix B, Eq. (5), to form a new 4 × 1 matrix representing Global priorities for each SWOT factor. The largest global priority factor for
the scaling factors of each SWOT category (Catron et al., 2013; Kurttila each category is in bold, and comparisons of factors not accounting for de-
et al., 2000; Saaty, 2005). pendency are in parentheses.
Global Priorities
⎡ Ssf ⎤
⎢Wsf ⎥ Factor Government Landowner Academic Industry NGO&other
D= ⎢ ⎥ S1 0.094 0.088 0.120 0.093 0.104
⎢ Osf ⎥
⎢ Tsf ⎥ (0.064) (0.068) (0.136) (0.56) (0.146)
⎣ ⎦ (8) S2 0.049 0.065 0.067 0.049 0.114
(0.033) (0.050) (0.075) (0.029) (0.161)
Finally, a global priority factor was calculated by multiplying the S3 0.058 0.089 0.108 0.124 0.055
local priority factor calculated above with the scaling factors from Eq. (0.039) (0.069) (0.122) (0.074) (0.078)
(8) and is shown in Table 3. S4 0.018 0.063 0.036 0.058 0.040
(0.013) (0.048) (0.041) (0.035) (0.056)
Sum 0.219 0.306 0.332 0.323 0.313
3. Results W1 0.075 0.058 0.077 0.065 0.075
(0.089) (0.064) (0.090) (0.070) (0.078)
The summary of all factors and their global priorities can be found W2 0.052 0.050 0.037 0.064 0.069
(0.062) (0.055) (0.043) (0.070) (0.071)
in Table 3. For all stakeholders the CR was less than 10%, which vali-
W3 0.019 0.021 0.013 0.024 0.031
dates the ANP model and signifies consistency among stakeholder re- (0.022) (0.023) (0.015) (0.026) (0.033)
sponses. Overall, strengths (30%) were the most important attributes W4 0.034 0.036 0.042 0.045 0.035
followed by opportunities (28%), threats (24%), and lastly the weak- (0.040) (0.040) (0.049) (0.048) (0.036)
nesses (18%). Regarding the strengths category, government and aca- Sum 0.180 0.165 0.170 0.198 0.211
O1 0.111 0.058 0.091 0.106 0.051
demic stakeholders revealed that the presence of healthy and resilient
(0.092) (0.039) (0.061) (0.032) (0.043)
forests (S1) is the primary strength influencing active management, O2 0.056 0.050 0.059 0.050 0.116
with overall priority scores of 0.09 and 0.12, respectively. While the (0.046) (0.033) (0.039) (0.015) (0.100)
reduced risk of wildfire (S3) was their top priority with corresponding O3 0.039 0.038 0.050 0.038 0.044
(0.032) (0.025) (0.033) (0.012) (0.038)
values of 0.09 and 0.12, landowners and industry professionals also
O4 0.074 0.085 0.099 0.102 0.084
found healthy and resilient forests (S1) to be a principal strength (va- (0.061) (0.057) (0.066) (0.031) (0.072)
lues of 0.09 and 0.09). NGO and other stakeholders marked improved Sum 0.280 0.232 0.299 0.297 0.294
wildlife habitat (S2) as their top strength with an overall priority value T1 0.100 0.138 0.060 0.056 0.098
of 0.14. (0.149) (0.199) (0.069) (0.155) (0.048)
T2 0.099 0.046 0.053 0.044 0.034
Stakeholders across-the-board revealed that the financial burden of
(0.147) (0.066) (0.060) (0.120) (0.017)
management (W1) and the threat of uncontrolled fire (T1) were the T3 0.049 0.040 0.041 0.037 0.0236
biggest weakness (0.07) and threat (0.09) hindering the management of (0.073) (0.056) (0.046) (0.101) (0.012)
the Cross-timbers forests (Table 3). With respect to opportunities, aca- T4 0.074 0.074 0.046 0.046 0.025
(0.111) (0.107) (0.052) (0.126) (0.012)
demics and landowners revealed that the opportunity for increased
Sum 0.322 0.298 0.199 0.183 0.182
revenue (O4) was of importance (0.08 and 0.10) when considering
management of the Cross-timbers forests. However, government and Please carryout a pairwise comparison of the following set of factors that are
industry stakeholders indicated the ability to attract investment into the likely to be considered a strength of active management in Cross-timbers. Please
region (O1) to be their first priority, with values of 0.11 and 0.11. Fi- mark the factor that you think is more important than other. For example,
nally, NGO/other stakeholders stated that the potential for financial compare the factor “Healthy and resilient forests” with “Improved wildlife
assistance from federal/state agencies (O2) might be the driving force habitat” and mark the option in the direction that accurately reflects your
(0.12) in managing the Cross-timbers forests. opinion. Please note that there is no ‘right’ or ‘wrong’ answer, we are interested
in your opinion.

3.1. Comparison of preferences among stakeholders


lower priority value among all stakeholders (Figs. 4–8). While im-
proved wildlife habitat (S2) also received a lower priority among most
There were some similarities and differences among stakeholders
groups (Figs. 4–8), stakeholders representing NGOs/ other organiza-
concerning their observations on active management of Cross-timber
tions ranked it the highest. Interestingly, their observation on the
resources. For example, improved aesthetics (S4) generally received a

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M. Starr et al. Land Use Policy 81 (2019) 523–530

Fig. 4. Graphical representation of each SWOT factor for government stake- Fig. 6. Graphical representation of each SWOT factor for academic stakeholders.
holders. The factors with the highest global priority are positioned the furthest The factors with the highest global priority are positioned the furthest from the
from the origin. S1: healthy and resilient forests; S2: improved wildlife habitat; origin. S1: healthy and resilient forests; S2: improved wildlife habitat; S3: re-
S3: reduced risk of wildfire; S4: improved aesthetics; W1: financial burden of duced risk of wildfire; S4: improved aesthetics; W1: financial burden of man-
management; W2: liability and health hazards; W3: temporary loss of aes- agement; W2: liability and health hazards; W3: temporary loss of aesthetics;
thetics; W4: limited market; O1: attract investment into the region; O2: fi- W4: limited market; O1:attract investment into the region; O2: financial as-
nancial assistance from federal/ state agencies; O3: seasonal job creation; O4: sistance from federal/ state agencies; O3: seasonal job creation; O4: increased
increased revenue; T1: uncontrolled fire (loss property/liability); T2: popula- revenue; T1: uncontrolled fire (loss property/liability); T2: population dy-
tion dynamics and land use change; T3: decreased incentives of cost-share namics and land use change; T3: decreased incentives of cost-share programs;
programs; T4: lack of expertise (burning and management). T4: lack of expertise (burning and management).

Fig. 5. Graphical representation of each SWOT factor for landowners. The fac- Fig. 7. Graphical representation of each SWOT factor for industry stakeholders.
tors with the highest global priority are positioned the furthest from the origin. The factors with the highest global priority are positioned the furthest from the
S1: healthy and resilient forests; S2: improved wildlife habitat; S3: reduced risk origin. S1: healthy and resilient forests; S2: improved wildlife habitat; S3: re-
of wildfire; S4: improved aesthetics; W1: financial burden of management; W2: duced risk of wildfire; S4: improved aesthetics; W1: financial burden of man-
liability and health hazards; W3: temporary loss of aesthetics; W4: limited agement; W2: liability and health hazards; W3: temporary loss of aesthetics;
market; O1: attract investment into the region; O2: financial assistance from W4: limited market; O1: attract investment into the region; O2: financial as-
federal/ state agencies; O3: seasonal job creation; O4: increased revenue; T1: sistance from federal/ state agencies; O3: seasonal job creation; O4: increased
uncontrolled fire (loss property/liability); T2: population dynamics and land revenue; T1: uncontrolled fire (loss property/liability); T2: population dy-
use change; T3: decreased incentives of cost-share programs; T4: lack of ex- namics and land use change; T3: decreased incentives of cost-share programs;
pertise (burning and management). T4: lack of expertise (burning and management).

reduced risk of wildfire (S3), in contrast to other stakeholder groups, (W4) did not receive much priority as a weakness for active manage-
received a strikingly lower value (Figs. 4–8). ment among most stakeholders, academics placed it higher to liabilities
Within the weaknesses category, financial burden of management and health hazard related concerns (W2) (Figs. 4–8).
(W1) was the highest ranked weakness, but liability and health hazards Within the opportunities category, all stakeholders ranked seasonal
(W2) also received a relatively high ranking from all the stakeholders job creation (O3) as the lowest priority. Interestingly, with the notable
within the region. Similarly, all stakeholders placed lower importance exception of NGOs, financial assistance from federal and state agencies
on the temporary loss of aesthetics (W3) as the weakness for active (O2) did not appeal to most stakeholders within the Cross-timbers re-
management of Cross-timber forest resources. Although limited market gion. Surprisingly, the ability to attract investment into the region (O1)

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M. Starr et al. Land Use Policy 81 (2019) 523–530

continued use of ecosystem services.


Furthermore, real threats coming from population dynamics and
associated land use change were also widely acknowledged by stake-
holders. These opinions make intuitive sense given that urbanization
and climate variability will continue to alter the structure and function
of the Cross-timbers (Hallgren et al., 2012). The oil and gas develop-
ment has altercated current land use practices and affected the forest
and other natural resource habitats in the region (McClung and Moran,
2018). In particular, the cities of Fort Worth TX, Oklahoma City, OK
and Tulsa, OK are all growing metropolitan areas located within the
Cross-timbers. As the population continues to increase, so does the
expansion of residential areas and the interaction between humans and
the environment (Theobald and Romme, 2007). However, this inter-
action also reiterates the need to manage the Cross-timbers forests for
the critical ecosystem services they provide to these surrounding areas
(Hallgren et al., 2012).
Interestingly, most stakeholders underappreciated the cultural eco-
system services, such as wildlife habitat improvement and aesthetic/
Fig. 8. Graphical representation of each SWOT factor for NGO/other stake- recreational opportunities, associated with the Cross-timbers. Such a
holders. The factors with the highest global priority are positioned the furthest lack of appreciation, in part, suggests that many stakeholders may not
from the origin. S1: healthy and resilient forests; S2: improved wildlife habitat; fully be aware of their value. Since natural ecosystems provide several
S3: reduced risk of wildfire; S4: improved aesthetics; W1: financial burden of cultural services that are difficult to quantify (Costanza et al., 2014;
management; W2: liability and health hazards; W3: temporary loss of aes-
Farber et al., 2002), these results are not surprising. Further training,
thetics; W4: limited market; O1: attract investment into the region; O2: fi-
awareness, and education on ecosystem services valuation might help
nancial assistance from federal/ state agencies; O3: seasonal job creation; O4:
increased revenue; T1: uncontrolled fire (loss property/liability); T2: popula-
engage diverse stakeholders on this important topic.
tion dynamics and land use change; T3: decreased incentives of cost-share Consistent with previous research (Catron et al., 2013; Wolfslehner
programs; T4: lack of expertise (burning and management). et al., 2005), our results suggest that dependencies can make a mean-
ingful difference in SWOT matrices. While the results from ANP and
AHP were similar in terms of the relative importance placed by a sta-
received relatively lower priority among NGOs/other stakeholders
keholder towards an attribute, differences were non-trivial for some
(Figs. 4–8).
global priorities. For example, without considering dependencies, the
Within the threats category, while uncontrolled fire (T1) was the top
financial burden of management and liability and health hazards were
rated concern, population dynamics and land use change (T2) was also
rated equally important weaknesses by industry stakeholders. However,
noted as important among the majority of stakeholders. Although,
the financial burden of management became the top valued weakness
landowners and industry professionals were somewhat more concerned
after taking interdependency into account. These findings might have
with the lack of expertise with burning and management (T4) and
several policy and management implications. For example, noting that
ranked it as the second most important threat after the uncontrolled fire
stakeholders, across the board, view the financial burden of manage-
(T1) (Figs. 4–8).
ment as the greatest weakness, policy makers can better engage efforts
Among stakeholders, academics were the most optimistic about the
to reduce the costs of management or increase cost-share incentives.
active management of the Cross-timbers forests, as their assigned value
Further, if liability and health hazards were the greatest weaknesses,
of positive factors (strengths and opportunities) outscored negative
efforts could be geared towards increasing burn safety and effectiveness
factors (weaknesses and threats) by the ratio of 1.70― the largest
or active management education to reduce these risks. As such, utilizing
marginal difference among all groups. Notably, stakeholders re-
interdependencies to gauge stakeholder preferences can give a more
presenting government agencies were slightly pessimistic with the idea
pragmatic idea of complex issues related to natural resource manage-
of active management in the Cross-timbers (Table 3).
ment (Wolfslehner et al., 2005).
A couple limitations of this work are worth noting. First, despite
4. Discussion reasonable efforts, we found difficulty in recruiting industry profes-
sionals during survey data collection. Professionals representing a
In general, the results indicate that all stakeholders agree that the variety of industries might result in a better depiction of these diverse
positive factors associated with active management (i.e. strengths and stakeholders. Second, while landowners providing information were
opportunities) are more important than the negative factors (weak- knowledgeable about the Cross-timbers, some landowners might not
nesses and threats). This suggests that many Cross-timbers stakeholders have detailed insights due to lack of practical experience with active
are optimistic about adopting an active management strategy and the management activities. With these caveats withstanding, this research
benefits it may produce for the region as a whole. can help develop education and outreach opportunities for both land-
Across-the-board, respondents perceived the financial burden of owners and other non-traditional stakeholders.
management and the possible threat of uncontrolled fire to be the
biggest hindrances of managing the Cross-timbers. The exclusion of fire 5. Conclusions
increases fuel loads and risk for wildfire (Fernandes and Botelho, 2003).
Our results corroborate with earlier findings that the perceived risks of The results from this study suggest that, while there are some gen-
uncontrolled fire, such as property damage, injuries, or liabilities, are eral reservations associated with the cost of management and the per-
the major obstacles in using prescribed fire as an active land manage- ceived wildfire risks, stakeholders are generally willing to implement
ment tool in the region (Elmore et al., 2009). Consistent with what an active management strategy in the Cross-timbers and recognize
McCaffrey (2006) suggested, encouraging landowners to participate in several favorable attributes of doing so. Improving the Cross-timbers
prescribed fire may help foster the desire to adopt an active manage- forests to enhance ecosystem services such as reduced wildfire risk and
ment practice in the Cross-timbers. These practices can restore the enhanced wildlife habitat will rely heavily on active management and
health and resilience of the Cross-timbers forests and allow for the involvement from a variety of stakeholders. By utilizing the SWOT-

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M. Starr et al. Land Use Policy 81 (2019) 523–530

AHP/ANP methodologies, we demonstrated which factors are im- integrating benefits, opportunities, costs and risks (BOCR) with the business moti-
portant for managing the Cross-timbers forests. Future research that can vation model (BMM). J. Syst. Sci. Syst. Eng. 15, 141–153.
Fernandes, P.M., Botelho, H.S., 2003. A review of prescribed burning effectiveness in fire
reveal landowner willingness to pay (WTP) for non-commodity related hazard reduction. Int. J. Wildland Fire 12, 117–128.
Cross-timber forest benefits or their willingness to accept (WTA) the Hallgren, S.W., DeSantis, R.D., Burton, J.A., 2012. Fire and vegetation dynamics in the
costs incurred in active management are recommended. Cross timbers forests of south-central North America. Proceedings of the 4th Fire in
Eastern Oak Forests Conference 52–66.
Hoagland, B., Butler, I., Johnson, F., Glenn, S., 1999. The Cross Timbers. Savannas,
Conflict of interest barrens, and rock outcrop plant communities of North America, pp. 231–245.
Hoff, D.L., Will, R.E., Zou, C.B., Lillie, N.D., 2018a. Encroachment dynamics of Juniperus
virginiana L. and mesic hardwood species into cross timbers forests of north-central
Authors do not have any conflict of interest in study design, ana- Oklahoma, USA. Forests 9, 75.
lysis, and publication. Hoff, D.L., Will, R.E., Zou, C.B., Weir, J.R., Gregory, M.S., Lillie, N.D., 2018b. Estimating
increased fuel loading within the Cross Timbers forest matrix of Oklahoma, USA due
to an encroaching conifer, Juniperus virginiana, using leaf-off satellite imagery. For.
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This work was supported by the USDA National Institute of Food 2010. Forestry Services, Oklahoma.
and Agriculture-McIntire Stennis project (1011566) and the Division of Karki, L., Hallgren, S.W., 2015. Tree-fall gaps and regeneration in old-growth cross
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