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Ahrendorf Historical Context
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The Question of Historical Context
and the Study of Plato*
Peter J. Ahrensdorf
Davidson College
1994
Fall1994
Polity
Polity XX
Volume
Volume VII,Number
XXVII, I1
Number Fall
114 The Questionof HistoricalContext
2. Skinner, "Meaning and Understanding," pp. 4-5; see also pp. 39-40.
3. Skinner, "Meaning and Understanding," p. 50.
4. See Nathan Tarcov, "Quentin Skinner's Method and Machiavelli's Prince," Ethics,
92 (1982): 697-98. I am greatly indebted to this article for my understanding of Quentin
Skinner as a whole.
Peter J. Ahrensdorf 115
ner, the classic texts can indeed be concerned with our own question and
not merely with their own."1The dialogues, then, both address and tran-
scend their specific historical situation, and any attempt to understand
them must consider both aspects of those texts.
What is the relation between the timely and the transcendent aspects of
Plato's dialogues? Plato indicates that relation by portraying Socrates as
a man who always deliberately adapts his defense of the philosophic life
to his particular audience and hence to his particular context. In the dia-
logues, Socrates is convincingly identified as a master of irony, that is, as
a man who is not simply frank or truthful but who rather speaks dif-
ferently to different people and who thereby adapts his speeches to his
particular audience.12 Socrates himself suggests in the Apology that he is
being ironic in his defense of his philosophic life and hence that he is
tailoring that defense to the particular beliefs of his jurors.'3 According-
ly, it is vital that we study both that context and how Plato's Socrates'
defense is adapted to it in order to distinguish his ironic and timely
defense from his genuine defense of the philosophic life.
The broad context of Socrates' defense of philosophy is set by the pop-
ular view of philosophy in the Athens and the Greece of his time. This
view is directly relevant to the Apology since there Socrates converses, so
to speak, with the city of Athens and seeks to persuade it of the goodness
of the philosophic life.14 Insofar as the Athenians' and the Greeks' stance
toward philosophy forms the backdrop against which all of Socrates'
speeches on behalf of philosophy take place, a study of this context
should help us to distinguish his rhetorical defense of philosophy from
his theoretical defense of it in the dialogues as a whole.'5
In the Apology, Socrates describes the context of his defense speech as
one of overwhelming hostility not only to himself in particular but to
philosophers as a whole. He asserts that the Athenians believe that
philosophers as such are impious and unjust and that, consequently, it is
virtually impossible for him to defend either himself or philosophy effec-
tively before this audience.'6 Furthermore, other Platonic dialogues
17. See Republic 487b1-489c10, 494a4-7, 520a6-b4; Gorgias 484c5-486dl; Laws 966d9-
967dl; Phaedo 59cl and 64a10-b6; Lovers 132b8-10; Theatetus 173c5-175b7; Meno 79e7-
80b7; and Hippias Major 285b5-c2.
18. See, for example, Apology of Socrates 18bl-d2, 19b2-c5, 26dl-6.
19. But consider Theatetus 180c7-d5.
20. Skinner, "Meaning and Understanding," p. 53; see also Republic 514al-519b6.
Peter J. Ahrensdorf 119
The conviction and execution of Socrates by Athens was not the only
instance of a Greek city persecuting a philosopher. Soon after the emer-
gence of philosophy in Greece, philosophers began to suffer from the
hostility of the politically powerful. Pythagoras and his followers had
formidable enemies in Sicily. A large number of Pythagoreans were slain
there and, according to one account, Pythagoras himself was killed while
fleeing from an angry mob.21 Xenophanes was expelled from his native
city of Colophon,22 and Zeno was put to death for plotting to overthrow
the tyrant of Elea.23
But of greater importance than these instances was the plight of
philosophers in Athens, the self-proclaimed school of Greece and the
Greek city most open to philosophy.24 Anaxagoras was the first philoso-
pher to take up residence in Athens, where he became the adviser and
friend of Pericles. But his association with Pericles did not prevent him
from being imprisoned; he barely won release from prison and then fled
from the city.25 Damon, a sophist and an associate of both Pericles and
Socrates, was ostracized.26Protagoras was expelled from Athens and his
books were burned in the agora.27 The philosopher Diagoras was con-
demned to death and fled from Athens; the Athenians then announced
21. Polybius, II 38.10ff.; Diogenes Laertius, VIII 39-40; Porphyry, Life of Pythagoras
54-58; and Iambilichus, Life of Pythagoras 248ff. See also Cicero, Tusculan Disputations
V 7-9 and Diogenes Laertius, I 12-13, VIII 8.
22. Diogenes Laertius, IX 18.
23. Plutarch, De Stoicorum 105 c; Diodorus Siculus, X 18.2; Diogenes Laertius, IX 26;
and Boethius, Consolation of Philosophy I iii.3043.
24. See Thucydides, II 39-41; Isocrates, Panegyricus 47-50; Antidosis 295.
25. John Burnet, Early Greek Philosophy (rpt., New York: Meridian Books, [1930]
1957),p. 254; Leon Robin, GreekThoughtand the Originsof the ScientificSpirit,trans.
M. R. Dobie (New York: Alfred A. Knopf, 1928), p. 122; Plutarch, Pericles 4.4, 5.3, 6, 8.1,
16.5-7, 32.1-3, 35.1-2; Nicias 23.2-3; Plato, Phaedrus 269el-270a8; Alcibiades I 118b8-c6;
Isocrates, Antidosis 235-36; and Diogenes Laertius, II 12.
26. Plutarch, Pericles 4.1-2; Nicias 6.1; Isocrates, Antidosis 235-6; Plato, Republic
400bl-c6, 424c5-6; Laches 180c5-d3; and Diogenes Laertius, II 19.
27. Cicero, De Natura Deorum 12, 63, 117-19; Sextus Empiricus, Against the Physicists
I 55-57; and Diogenes Laertius, IX 51-52.
120 The Questionof HistoricalContext
that a talent of silver would be awardedto the man who killed him.28
And Socrateshimself was condemnedto death and executed.
Philosophersand their associates, then, were frequentlyvictims of
severepersecutionin Athens, but other cities were at least as hostile to
philosophersas was Athens.29It is truethat philosophersappearto have
been drawn to Athens by her reputation for openness. Parmenides,
Zeno, and Democritus, for example, appear to have passed through
Athens without being harassed.30Nevertheless,the number and the
prominenceof the philosopherswho were persecutedindicatesthat, by
the end of the fifth century, a clear patternof persecutionof philoso-
phersby Athens had emerged.
Nor did this hostilityto philosophersabatesoon afterthe executionof
Socrates.Plato and his companionsfled from Athens shortlyafter that
execution.Aristotlelater had to steal away from Athens for fear of im-
prisonment.Fifty years after Socrates'death his executionwas publicly
cited with approval.At about the same time, Isocratesthoughtit neces-
sary to make a defense of philosophy in responseto the Athenians'
strong opposition to it.31The hostility of the Atheniansto philosophy,
then, was neither evanescentnor superficial,but persistentand deep-
seated.
28. Lysias, Against Andocides 17-18; Aristophanes, Birds 1071-75; Cicero, De Natura
Deorum I 2, 63, 89; Diodorus Siculus, XIII 6.7; Plutarch, Moralia 1075a; and Sextus
Empiricus, Against the Physicists I 50-59. See also Eudore Derenne, Les Proces D'Impiete
Intentes aux Philosophes a Athenes au Vme et au IVme Siecles avant J-C (rpt., New York:
Arno Press, [1930] 1976), pp. 64-66.
29. See Phaedo 59cl, 64a10-b6; Meno 79e7-80b7; Protagoras 316c5-317b3; and Hippias
Major 285b5-c2. See also George Grote, A History of Greece (London: John Murray,
1862), 6:155-56, 180-83; and Derenne, Les Proces, pp. 264-66.
30. See Plato, Parmenides as a whole; and Diogenes Laertes, IX 51-52.
31. Diogenes Laertius, II 106, V 5-6; Aeschines, Against Timarchus 173; and Isocrates,
Antidosis 170, 173, 175-76, 215, 246-47, 270-71, 285-86, 304-05. See also Grote, History, p.
183; and Derenne, Les Proces, pp. 178-81.
PeterJ. Ahrensdorf 121
32. Plutarch, Pericles 32; Nicias 23; Diogenes Laertius, II 12-14; Diodorus Siculus, XIII
6.7; Sextus Empiricus, Against the Physicists I 50-59; Cicero, De Natura Deorum I 63,
117-18; Diogenes Laertius, IX 51-52; Xenophon, Apology of Socrates to the Jury 10-11;
Memorabilia I i.1; and Diogenes Laertius, II 40; V 5-6.
33. Apology of Socrates 23c7-d7 and Laws 966d9-967d2.
34. See Apology of Socrates 26a8-27a7; and Aristophanes, Clouds 365-411, 817-31,
1227-41, 1468-1511.
35. See Lysias, Against Andocides and Andocides, On the Mysteries 30.
36. See Numa Denis Fustel de Coulanges, La Cite Antique (Paris: Hachette, 1900),
especially the introduction; George Grote, A History of Greece (London: John Murray,
1862), 5:147-48; Derenne, Les Proces, pp. 9-12, 254-62; and J. V. Muir, "Religion and the
New Education: The Challenge of the Sophists," in Greek Religion and Society, ed. P. E.
Easterling and J. V. Muir (Cambridge: Cambridge University Press, 1985), pp. 193-95. See
also Aristophanes, Clouds 395-407, 901-05, 1214-59, 1321-1477, 1506-09; and Plato, Laws
624al-625a3.
37. Thucydides, VI 15, 27-32, 47-53, 60-61, 74, 88.7-93; and Plutarch, Alcibiades 18-22,
23.1-2.
38. Thucydides, VII 50 ff.; and Plutarch, Nicias 23-30.
39. Xenophon, Hellenica I.vi.24-vii.35; Diodorus Siculus, XIII 31; and Fustel de
Coulanges, pp. 11-12.
122 The Questionof HistoricalContext
43. See Diogenes Laertius, I 23; Aristophanes, Clouds 395-407, 901-05; Lysias, Against
Andocides 19-32; Cicero, De Natura Deorum I 1-4, 117-20; and Plutarch, Pericles 6,
35.1-2.
44. See Aristophanes, Clouds 366-402, 889-1104, 1140-62; and Plato, Republic 358el-
367e5, especially 365b4-el.
45. See W. K. C. Guthrie, The Greeks and Their Gods (Boston: Beacon Press, 1950), pp.
340, 351 and also pp. 132-33, 136-37, 144. For the relevant fragments of the Pre-Socratic
philosophers, see Xenophanes, 11-12, 14-16, 23-26, 32, 34; Heraclitus, 5, 14-15, 27, 30, 32,
40-42, 80, 96, 102, 132; Epicharmus, 1, 64; Empedocles, 17, 21, 28, 131-34; Anaxagoras,
19; Diogenes of Apollonia, 5; Democratus, 297; Protagoras, 1, 4; and Thrasymachus, 10.
See also Aristophanes, Clouds 365-402, 1321-1511; and Plato, Laws 889e3-890b2.
124 TheQuestionof HistoricalContext
less in the face of the hostilityof the Greekcities. The threatof imprison-
ment, exile, or even executionhung over theirheads at all times.46Over
time such persecutionthreatenedto reduce philosophersto solitude,
silence, and even to extinction.
It is true that, in our century,some have deniedthat philosophersin
generaland Socratesin particularwere persecutedfor religiousreasons
in ancientGreece.Most prominently,the eminentBritishscholar John
Burnet claimed that Socrates was put to death not because he was
believedto be impiousbut ratherbecauseof his criticismof the Athenian
democracyand its leaders.47Sincethis claim has been repeatedby such
scholarsas Taylor,Grube,and Stone and since I believeit is mistaken,I
wish to examineit in some detail.48
Burnetsays: "We have now to ask why Sokrateswas chargedwith
irreligionand why he was put to death. We must at once put aside the
ideathat it was for not believingthe storiesaboutthe gods. It is not likely
that any educatedman believedthese, and uneducatedpeople probably
knew little about them. There was no churchand no priesthood, and
thereforethe conceptionof religiousorthodoxydid not exist. So far as
mythologywas concerned,you mighttake any liberty."49Burnet'sclaim
that the impietychargeagainstSocrateswas not the real chargeagainst
him is based, then, on the broaderclaim that Greekpiety did not entail
"belief in narrativesof any kind." "No one," he goes on to say, "could
be prosecutedfor what we call religiousopinions."50And earlierin this
book he claims, "Speculative opinions . . . were no part of Greek
religion, which consisted entirely in worship and not in theological
affirmationsor negations."51In Burnet'sview, the Greeksdid not care
46. See Robin, p. 122; and George Grote, Plato and the Other Companions of Socrates
(London: John Murray, 1888), 1:252, 388-90.
47. John Burnet, Greek Philosophy: Thales to Plato (rpt., London: Macmillan and Co.,
[1914] 1962), pp. 182-89.
48. See A. E. Taylor, Plato: The Man and His Work (London: Methuen and Co., 1960),
pp. 157-60; A. E. Taylor, Platonism and Its Influence (Boston: Marshall Jones Co., 1924),
pp. 109-10, 143; and I. F. Stone, The Trial of Socrates (London: Pan Books, 1989), pp.
237-47. See also Toynbee's claim that "It was Politics, not Religion, that cost Socrates his
life" and Grube's astonishing claim that "it is important to remember that Plato had no
experience of a persecuting religion." Arnold Toynbee, A Study of History (New York and
London, 1939), 7:472; and G. M. A. Grube, Plato's Thought (rpt., Indianapolis, IN:
Hackett Publishing Co., [1935] 1980), p. 175. For what may be the first expression of the
opinion that Socrates was executed primarily for political reasons, see Voltaire, "Des sectes
des Grecs," in Essai sur les moeurs et l'esprit des nations (1767), chap. 26, Oeuvres, 11:77.
49. Burnet, Greek Philosophy, pp. 182-83.
50. Burnet, Greek Philosophy, p. 183.
51. Burnet, Greek Philosophy, p. 117.
PeterJ. Ahrensdorf 125
of those days, was not tried for his opinions, but for offences in language
against the temples and festivals."58 But ancient writers report that
Diagoras was condemned for being an atheist, that is, for his opinion
that the gods do not exist, and not merely for his language against tem-
ples and festivals or for any actions.59 Burnet implies that Anaxagoras
was accused of impiety for political reasons.60 But Plato and Plutarch
indicate that he was brought to trial primarily for religious reasons.61
Finally, Burnet claims that it is "highly improbable" that Protagoras
was accused of impiety.62 He then remarks that, even if Protagoras did
say, "With regard to the gods, I cannot feel sure that they are or that
they are not" (Burnet's own translation), "There is surely nothing
impious in these words from any point of view, and certainly none from
the Greek." Yet ancient writers report that Protagoras was indeed
accused of impiety, that he was forced to flee Athens, and that his books
were burned in the Athenian agora precisely because of the very state-
ment that Burnet cites.63
Burnet's remark about Protagoras is noteworthy because it indicates
how he may have arrived at the conclusion that the Greeks never prose-
cuted Socrates or anyone else for his opinions about the gods. Burnet
himself evidently believes that one can be pious without being convinced
that gods exist. And he evidently assumes that the Greeks must have
shared this opinion and consequently that they must have tolerated any
and all opinions about their gods. Therefore, he concludes, the Greeks
never prosecuted anyone for religious opinions. But Burnet's opinion
about piety is not an opinion that the ancient Greeks held.64 As I have
tried to show, the conviction that gods exist-and, specifically, that gods
who reward the righteous and punish the wicked exist-was, in the
Greeks' view, the foundation not only of their religious life but of their
66. Alfarabi, "The Attainment of Happiness," trans. Muhsin Mahdi, Medieval Polit-
ical Philosophy, ed. Ralph Lerner and Muhsin Mahdi (Ithaca, NY: Cornell University
Press, 1972), secs. 52-55, 63.
67. Averroes, "The Decisive Treatise, Determining What the Connection is Between
Religion and Philosophy," trans. George F. Hourani, in Lerner and Mahdi, Medieval
Political Philosophy, pp. 163-86; see also Alghazali, Erreur et Delivrance, trans. Farid
Jabre (Beyrouth: Commission Libanaise pour la Traduction des Chefs-D'Oeuvre, 1969),
pp. 72-74, 78-79.
68. Etienne Tempier, "Condemnation of 219 Propositions," trans. Ernest L. Fortin and
Peter D. O'Neill, props. 2, 183, 216, in Lerner and Mahdi, Medieval Political Philosophy.
69. Blaise Pascal, Pensees, ed. Leon Brunschvicg (Paris: Flammarion, 1976), frags. 77
[1001], 219-220 [612, 409]; and John Locke, First Treatise, in Two Treatises of Govern-
ment, ed. Peter Laslett (Cambridge: Cambridge University Press, 1988), sec. 58.
70. See Martin E. Marty and R. Scott Appleby, Fundamentalisms Observed (Chicago:
University of Chicago Press, 1991); Ruhullah Khomeini, Islam and Revolution: Writings
and Declarations of Imam Khomeini, trans. Hamid Algar (Berkeley: Mizan Press, 1981),
pp. 52-53, 291-92; Maryam Jameelah, Islam and Modernism (Lahore: Mohammad Yusuf
Khan, 1966), pp. 1-39, 124-42; and Jerry Falwell, Ed Dobson, and Ed Hinson, The Funda-
mentalist Phenomenon (Garden City, NY: Doubleday, 1981), p. 199. See also Stephen
Carter, "Evolutionism, Creationism, and Treating Religion as a Hobby," Duke Law Jour-
nal (1987): 977-96, especially pp. 979-83 and 992-93.
PeterJ. Ahrensdorf 129
the Apology that his claimthat the philosophiclife is a pious life is ironic
and hence disingenuousbut that it is necessaryfor him to make that
claimif he is to persuadehis pious audienceof the goodnessof his way of
life.78And as the altogetherfrank Alcibiadessays in the Symposium,
Socrates spends his whole life being ironic with his fellow human be-
ings.79It seemsreasonableto conclude,then, that, even thoughSocrates
did indeed live in religioustimes and even though he did not flout his
fellow citizens' pious beliefs publicly, he did not simply share those
beliefs and hencewas not, even in this partof his thought, simplya man
of his time.80
The rhetoricalstrategy that Plato attributesto his Socrates in the
Apology is one that he himselfemploysin his dialoguesas a whole, and
for the samereasons.Forthroughoutthe dialogues,Plato goes out of his
way to portraythe philosopheras an emphaticallypious man and as one
who specificallybelievesin gods who rewardthe righteousand punish
the wicked.For example,in such dialoguesas the Republic,the Gorgias,
the Meno, the Phaedrus,and the Phaedo, Socratesgives accountsof an
afterlifein whichthe souls of the just, including,above all, the philoso-
phers,enjoy divinerewardsand those of the unjustsuffer divinepunish-
ments. These accounts are all more or less explicitly "mythical" and
hence do not ultimatelypretendto constituterational demonstrations
eitherof the actualexistenceof such an afterlifeor of the superiorityof
the philosophiclife to other ways of life.8' Moreover,in the dialogues,
Socratespresentsargumentsfor the philosophiclife that do not depend
at all on the existenceof an afterlifein whichthe philosopheris rewarded
by the gods.82Nevertheless,the fact that Socratesrepeatedlygives such
78. Apology of Socrates 37e4-38a8. Vlastos denies that Plato's Socrates ever deliberately
deceived anyone on the grounds that such disingenuousness would have been incompatible
with Plato's praise of Socrates in the Phaedo as "the most just" man he had ever come to
know (Vlastos, pp. 147-48; see pp. 132-56 and also pp. 25-29 and 37). Yet in the Republic
Socrates explicitly argues that it is sometimes just to deceive not only one's enemies but also
one's friends (see 331cl-d3 and 382c6-10; see also 414b8-415d5 and 450d10-el) and in the
Phaedo he explicitly warns his friends that he may deceive them (91al-c5). It would seem,
then, that, at least according to Plato's Socrates, it is quite possible both to deceive human
beings and to be a most just man. See also the Hippias Minor.
79. See Symposium 221c1-3, 216e2-5, 218d5-6, and also 214e4-215al.
80. For an account of Socrates' "supernatural" divine sign see Plato, Theages.
81. See Republic 613e6-621d3, especially 621b8; Gorgias 523al-527a8, especially
527a5-8; Meno 81a5-e3; Phaedrus 245b7-257a2, especially 253c7-dl; and Phaedo 107cl-
114d7, especially 114d7. See also Apology of Socrates 39el-41c7, especially 39e4-5; and
Crito 54b2-c8.
82. See, for example, Republic 484b3-540e3, 580a9-591b6; and Phaedo 89dl-90d7,
95b9-100a7.
132 The Questionof HistoricalContext
83. See Cicero, TusculanDisputationsI 49; Georg Hegel, Lectureson the Historyof
Philosophy,trans. E. S. Haldaneand F. Simson(New Jersey:HumanitiesPress, 1955),
2:43; R. Hackforth,Plato's Phaedo(Cambridge:CambridgeUniversityPress, 1955),pp.
64-65, 76, 84-86, 157, 163-66, 195-98;Paul Friedlander,Plato, trans. H. Meyerhoff
(Princeton:PrincetonUniversityPress, 1969), 3:45-49, 54, 57-60, 474; David Gallop,
Plato's Phaedo (Oxford:ClarendonPress, 1975), pp. 104-13, 134-36, 140-42, 216-22;
Hans-GeorgGadamer,Dialogue and Dialectic:Eight HermeneuticalStudies on Plato,
trans.P. C. Smith(New Haven:YaleUniversityPress, 1980),pp. 21-22,25-28,36-38;and
Phaedo 63b5-c4,84c5-7,86d5-e4,91al-b7, 106c9-d7,107b4-9,114dl-7.
84. See, for example,Phaedo 58e3-59al.
85. See Phaedo62c9-64a3,84d4-e3.
86. Laws 886e6ff.
87. Laws 903a10-905d3.
88. Comparealso Apology of Socrates18b4-c3and 23d2-7with Timaeus27a3-6,27cl-
d4, 29a2-6,29e1-30c1,39e3-42d2,46e6-47c4,52d3-e6,90bl-d7. Plato also defendedphilos-
the traditionalreligionof the Greeksso as to renderit compatible
ophy by reinterpreting
with the rationalismof the philosopher.See Republic377bll-383c7 and also Cratylus
395d7-410el.
Peter J. Ahrensdorf 133
89. Diogenes Laertius, V 5-6; II 101-02; II 116; and Derenne, Les Proces, pp. 188-94,
202-12. See also Diogenes Laertius, III 23-24; and Grote, Plato, p. 260.
90. See Diogenes Laertius, III 23-25; Grote, Plato, pp. 246, 255, 261; and Plutarch,
Dion 10-11.
91. See Friedlander, Plato, 1:91-92; Grote, Plato, 1:254-56, 261, 265-67; Burnet, Greek
Philosophy, pp. 213-14; Taylor, Platonism, pp. 6-7; Plutarch, Phocion 4, 5.2, 14.4, 38.2;
Dion 1-2, 4, 10-11, 17-18.1, 22; Cicero 3-4, 32.6; Brutus 2, 24.1-2.
92. See Grote, Plato, p. 266.
93. Diogenes Laertius, VI 43; VII 6, 9-12, 29-30.
94. Diogenes Laertius, IX 64, 69-70.
95. See Cicero, De Republica III 5-6, IV 4-5 (see also I 34 and Tusculan Disputations I
79); and Plutarch, Cato the Younger 4, 6.1-3, 10, 65.5, 66-70.
134 The Questionof HistoricalContext
religiousfaith that lay at the heartof that conflict. In this way, I hope to
have persuadedthe readerthat, notwithstandingSkinner'sclaimsto the
contrary,the study of the historicalcontext of the classic authorsneed
not lead us to conclude that those authors are merelytimely but may
ratherlead us to a deeperappreciationof the timelesscharacterboth of
their thought and of the ouestionsthev address.