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Format of Holding of Specified Securities
Format of Holding of Specified Securities
Annexure - I
Format of holding of specified securities
1. Name of Entity: National Stock Exchange of India Limited
2. Scrip Code/Name of Scrip/Class of Security: Equity Shares
3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) for the quarter ended December 31, 2018
a. If under 31(1)(b) then indicate the report for Quarter ending
b. If under 31(1)(c) then indicate date of allotment/extinguishment
4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-
Particulars Yes* No*
1 Whether the Listed Entity has issued any partly paid up shares? No
2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No
3 Whether the Listed Entity has any shares against which depository receipts are No
issued?
4 Whether the Listed Entity has any shares in locked-in? No
5 Whether any shares held by promoters are pledged or otherwise encumbered? No
* If the Listed Entity selects the option „No‟ for the questions above, the columns for the partly paid up shares, Outstanding Convertible
Securities/Warrants, depository receipts, locked-in shares, No. of shares pledged or otherwise encumbered by promoters, as
applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is “No’’ declared
by Listed Entity in above table the values will be considered as “Zero‟ by default on submission of the format of holding of specified
securities.
5. The tabular format for disclosure of holding of specified securities is as follows:-
(1) Indian - - - - - - - - - - - - - - - -
(a) Individuals/Hindu - - - - - - - - - - - - - - - -
undivided Family
Name (xyz…) - - - - - - - - - - - - - - - -
(b) Central Government/ - - - - - - - - - - - - - - - -
State Government(s)
Name (xyz…) - - - - - - - - - - - - - - - -
(c) Financial Institutions/ - - - - - - - - - - - - - - - -
Banks
Name (xyz…) - - - - - - - - - - - - - - - -
(d) Any Other (specify) - - - - - - - - - - - - - - - -
Name (xyz…) - - - - - - - - - - - - - - - -
Sub-Total (A)(1) - - - - - - - - - - - - - - - -
(2) Foreign - - - - - - - - - - - - - - - -
(a) Individuals (Non- - - - - - - - - - - - - - - - -
Resident
Individuals/
Foreign
Individuals)
Name (xyz…) - - - - - - - - - - - - - - - -
(b) Government - - - - - - - - - - - - - - - -
Name (xyz…) - - - - - - - - - - - - - - - -
(c) Institutions - - - - - - - - - - - - - - - -
Name (xyz…) - - - - - - - - - - - - - - - -
(d) Foreign Portfolio - - - - - - - - - - - - - - - -
Investor
Name (xyz…) - - - - - - - - - - - - - - - -
(f) Any Other (specify) - - - - - - - - - - - - - - - -
Name (xyz…) - - - - - - - - - - - - - - - -
Sub-Total (A)(2) - - - - - - - - - - - - - - - -
Total - - - - - - - - - - - - - - - -
Shareholding of
Promoter and
Promoter Group
(A)= (A)(1)+(A)(2)
Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
Table III - Statement showing shareholding pattern of the Public shareholder
Category & P Nos. No. of Partly Nos. of Total Shareh Number of Voting Rights held in each class of No. of Total Number of Number of Shares Number of
Name of the A of fully paid paid- shares nos. ol ding securities Shares shareholdin Locked in pledged or equity shares
Shareholders N sha up equity up underl shares % (IX) Underl g , as a % shares (XII) otherwise held in
(I) (II) r shares equity ying held VII calcula ying assuming encumbered dematerialized
ehol held (IV) shares Deposi = te d as Outsta full (XIII) form (XIV)
der held tory IV+V+VI per nding conversion
(III) (V) Receip SCRR, conver of
ts (VI) 1957 No of Voting Rights Total tible convertible No. As a (a) As a
as a % (a) % of No. % of
As a % securit securities
of ies (as a total (Not total
of
Total (includ percentage Shar appli shares
(A+B+ Class X Cl Tot al Voting ing of diluted es cable held
C2) VIII as rights Warra share held (Not
s (b) applica
Y nts) capital)
(X) (XI) ble) (b)
B(1) Institutions -
(a) Mutual Funds/ - - - - - - - - - - - - - - - -
(b) Venture Capital - 3 1,86,34,880 - - 1,86,34,880 3.76 1,86,34,880 - 1,86,34,880 3.76 - - - - 1,86,34,880
Funds
PI Opportunities - 1 1,48,50,000 - - 1,48,50,000 3.00 1,48,50,000 - 1,48,50,000 3.00 - - - - 1,48,50,000
Fund-1
(c) Alternate Investment - - - - - - - - - - - - - -
Funds
(d) Foreign Venture
(e) Foreign Portfolio - 15 3,90,59,422 - - 3,90,59,422 7.89 3,90,59,422 - 3,90,59,422 7.89 - - - - 3,90,59,422
Investors
Tiger global Five - 1 1,48,50,000 - - 1,48,50,000 3.00 1,48,50,000 - 1,48,50,000 3.00 - - - - 1,48,50,000
holdings
Any Other (specify) 19 11,75,34,925 - - 11,75,34,925 23.74 11,75,34,925 - 11,75,34,925 23.74 - - - - 11,75,34,925
Foreign Direct
Investment
GAGIL FDI Limited 1 18,752,382 - - 18,752,382 3.79 18,752,382 - 18,752,382 3.79 - - - - 18,752,382
Veracity 1 2,47,50,000 - - 2,47,50,000 5.00 2,47,50,000 - 2,47,50,000 5.00 - - - - 2,47,50,000
Investments
Limited
DVI Fund (Mauritius) 1 99,00,000 - - 99,00,000 2.00 99,00,000 - 99,00,000 2.00 - - - - 99,00,000
Limited
Sub-Total (B)(2) - - - - - - - - - - - - - - -
(3) Non-institutions
(a) Individuals - 41 14,82,283 - - 14,82,283 0.30 14,82,283 - 14,82,283 0.29 - - - - 14,82,283
i. Individual
shareholders holding
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): See Table Below
Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
(1) Note:
(2) PAN would not be displayed on website of Stock Exchange(s).
(3) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares.
(4) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.
NOTE: Number of shares available in the non-public category is Nil. Number of shares available for acquisition by persons resident outside
India is 6,33,715 ( 0.13 %). However the above is subject to FDI policy, RBI and SEBI Regulations currently in force
Sr. Name of the Category of Total holding Acting in concert with Category of Total Holding of
No. shareholder shareholder shareholder shareholder alongwith
Person(s) acting in concert
No. Of % (rounded No. of % (rounded
(1) (2) (3) shares off to 2 (6) (7) shares off to 2
(4) decimals) [8=no. of decimals)
(5) shares of (9)
persons
covered in
column (6)
]
1 Ithan Creek II MB Public 88,781 0.02 Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Public 70,41,436 1.42
Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB
and Quissette BMD MB
2 Ithan Creek MB Public 9,00,034 0.18 Ithan Creek II MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Public 62,30,183 1.26
Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB
and Quissette BMD MB
3 Bay Pond MB Public 25,84,707 0.52 Ithan Creek II MB, Ithan Creek MB, Bay Pond BMD MB, J. Caird MB, Public 45,45,510 0.92
J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB
and Quissette BMD MB
4 Bay Pond BMD MB Public 12,37,576 0.25 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB,J. Caird MB, J Caird Public 58,92,641 1.19
BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB and
Quissette BMD MB
5 J. Caird MB Public 3,72,336 0.08 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 67,57,881 1.36
J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB
and Quissette BMD MB
6 J Caird BMD MB Public 4,41,675 0.09 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 66,88,542 1.35
J. Caird MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB and
Quissette BMD MB
7 Wolf Creek MB Public 6,71,330 0.14 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 64,58,887 1.30
J. Caird MB, J Caird BMD MB, Wolf Creek BMD MB, Quissette MB
and Quissette BMD MB
8 Wolf Creek BMD MB Public 6,33,479 0.13 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 64,96,738 1.31
J. Caird MB, J Caird BMD MB, Wolf Creek MB, Quissette MB and
Quissette BMD MB
9 Quissette MB Public 86,251 0.02 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 70,43,966 1.42
J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB
and Quissette BMD MB
10 Quissette BMD MB Public 1,14,048 0.02 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 70,16,169 1.41
J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB
and Quissette MB
11 MSPL Limited Public 21,61,500 0.44 Mr. Narendra K Baldota Public 24,75,000 0.50
12 Mr. Narendra K Baldota Public 24,75,000 0.50 MSPL Limited Public 21,61,500 0.44
13. IFCI Limited Associate of 1,20,66,871 2.44 Stock Holding Corporation of India Limited Trading member 2,20,00,000 4.44
Trading Member
14 Stock Holding Trading member 2,20,00,000 4.44 IFCI Limited Associate of 1,20,66,871 2.44
Corporation of India Trading Member
Limited
15 State Bank of India Trading Member 21,859,160 4.42 SBI Capital Markets Limited, SBI Life Insurance Company Limited Associate of 2,30,91,750 4.66
Trading Member
16 SBI Life Insurance Associate of 16,41,750 0.33 State Bank of India Trading Member 21,859,160 4.42
Company Limited Trading
Member
17 SBI Capital Markets Associate of 2,14,50,000 4.33 State Bank of India Trading Member 21,859,160 4.42
Limited Trading
18 HDFC Limited Associate of 8,11,250 0.16 HDFC Standard Life Insurance Company Limited Associate of 24,75,000 0.50
Trading Member Trading Member
19 HDFC Standard Life Associate of 24,75,000 0.50 HDFC Limited Associate of 8,11,250 0.16
Insurance Company Trading Member Trading Member
Limited
20 ICICI Bank Limited Trading Member 2,629 0.00 ICICI Lombard General Insurance Company Limited Associate of 27,50,000 0.56
Trading Member
21 ICICI Lombard General Associate of 27,50,000 0.56 ICICI Bank Limited Trading Member 2,629 0.00
Insurance Company Trading Member
Limited
22 Mr. Kulbandhu R Public 2,89,200 0.06 Mr. Vineet Kulbandhu Sharma Public 1,95,536 0.04
Sharma
23 Mr. Vineet Kulbandhu Public 1,95,536 0.04 Mr. Kulbandhu R Sharma Public 2,89,200 0.06
Sharma
24 Mr. Ketan Kothari Associate 82,500 0.02 1.Mr. Mukesh Kothari Associate of Trading 1,65,000 0.03
2.Mr. Vivek Prithviraj Kothari Member
25 Mr. Mukesh Kothari f
Associate 82,500 0.02 1.Mr. Ketan Kothari Associate of Trading 1,65,000 0.03
2.Mr. Vivek Prithviraj Kothari Member
26 Mr. Vivek Prithviraj Associate 82,500 0.02 1.Mr. Mukesh Kothari Associate of Trading 1,65,000 0.03
Kothari 2.Mr. Ketan Kothari Member
27 IIFL Special Opportunities f
Associate 38,53,946 0.78 IIFL Special Opportunities Fund – Series 2, IIFL Special Opportunities Associate of Trading 12,25,81,49 2.48
Fund Fund – Series 3, IIFL Special Opportunities Fund - Series 4, IIFL Member
of Special Opportunities Fund - Series 5, IIFL Special Opportunities Fund
Trading Member - Series 6, IIFL Special Opportunities Fund - Series 7
28 IIFL Special Opportunities Associate 24,82,806 0.50 IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Associate of Trading 13,62,92,89 2.76
Fund – Series 2 Series 3, IIFL Special Opportunities Fund - Series 4, IIFL Special Member
of Opportunities Fund - Series 5, IIFL Special Opportunities Fund - Series
Trading Member 6, IIFL Special Opportunities Fund - Series 7
29 IIFL Special Opportunities Associate 12,17,679 0.25 IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Associate of Trading 14,89,44,16 3.01
Fund – Series 3 Series 2, IIFL Special Opportunities Fund - Series 4, IIFL Special Member
of Opportunities Fund - Series 5, IIFL Special Opportunities Fund - Series
Trading Member 6, IIFL Special Opportunities Fund - Series 7
IIFL Special Opportunities Associate of 3,424,184 0.69IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Associate of Trading 12,68,79,11 2.57
30 Fund - Series 4 Trading Series 2, IIFL Special Opportunities Fund - Series 3, IIFL Special Member
Member Opportunities Fund - Series 5 , IIFL Special Opportunities Fund -
Series 6, IIFL Special Opportunities Fund - Series 7
31 IIFL Special Opportunities Associate of 26,63,055 0.54IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Associate of Trading 13,44,90,40 2.72
Fund - Series 5 Trading Member Series 2, IIFL Special Opportunities Fund - Series 3, IIFL Special Member
Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series
6, IIFL Special Opportunities Fund - Series 7
32 IIFL Special Opportunities Associate of 59,167 0.01IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Associate of Trading 1,60,52,928 3.25
Fund - Series 6 Trading Member Series 2, IIFL Special Opportunities Fund - Series 3, IIFL Special Member
Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series
5, IIFL Special Opportunities Fund - Series 7
33 IIFL Special Opportunities Associate of 2,411,258 0.48IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Associate of Trading 1,37,00,837 2.77
Fund - Series 7 Trading Member Series 2, IIFL Special Opportunities Fund - Series 3, IIFL Special Member
Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series
5, IIFL Special Opportunities Fund - Series 6
34 IDBI Bank Limited Trading Member 52,15,683 1.05IDBI Trusteeship Services Limited Associate of Trading 9,90,000 0.20
Member
35 IDBI Trusteeship Services Associate of 9,90,000 0.20IDBI Bank Limited Trading Member 52,15,683 1.05
Limited Trading Member
36 Life Insurance Corporation of Associate of 61,913,500 12.51IDBI Trusteeship Services Limited Associate of Trading 9,90000 0.20
India Trading Member Member
37 IDBI Trusteeship Services Associate of 9,90000 0.20Life Insurance Corporation of India Associate of Trading 61,913,500 12.51
Limited Trading Member Member
38 Moraine Master Fund LP Public 1,442,998 0.29FO Mauritius III Ltd 360,749 0.07
Public
39 FO Mauritius III Ltd Public 360,749 0.07Moraine Master Fund LP Public 1,442,998 0.29
40 Sri Kssv Finvest Private Public 0.00Spectra Shares and Scrips Pvt. Ltd Public 21060 0.00
Limited 16,530
41 Spectra Shares and Public 0.00Sri Kssv Finvest Private Limited Public 16,530 0.00
Scrips Pvt. Ltd 21060
42 Ms.Mridula Jaysinh Kapadia Public 23,650 0.00Mr. Ameet Jaysinh Kapadia Public 23,650 0.00
43 Mr. Ameet Jaysinh Kapadia Public 23,650 0.00Ms.Mridula Jaysinh Kapadia Public 23,650 0.00
44 Mr. Viren Navinchandra Public 0.00Mr. Navinchandra Premchand Gandhi & Mr. Darshan Navinchandra Public 21,054 0.00
Gandhi & Mr. Darshan 10,527 Gandhi,
Navinchandra Gandhi Mr. Darshan Navinchandra Gandhi and Mrs. Manisha Darshan Gandhi
45 Mr. Navinchandra Premchand Public 10,527 0.00Mr. Viren Navinchandra Gandhi & Mr. Darshan Navinchandra Gandhi, Public 21,054 0.00
Gandhi & Mr. Darshan Mr. Darshan Navinchandra Gandhi and Mrs. Manisha Darshan Gandhi
Navinchandra Gandhi
46 Mr. Darshan Navinchandra Public 10,527 0.00Mr. Viren Navinchandra Gandhi & Mr. Darshan Navinchandra Gandhi, Public 21, 054 0.00
Gandhi and Mrs. Manisha Mr. Navinchandra Premchand Gandhi & Mr. Darshan Navinchandra
Darshan Gandhi Gandhi,
47 Mr. Rajesh Mannalal Agrawal Public 44,736 0.01Mr. Yogesh Mannalal Agrawal Public 44,736 0.01
48 Mr. Yogesh Mannalal Agrawal Public 44,736 0.01Mr. Rajesh Mannalal Agrawal Public 44,736 0.01
49 Mr. Suman Kant Munjal Public 55,249 0.01Mr.Sunil Kant Munjal (holds shares on behalf of M/s Hero Enterprise Public 2,337,000 0.47
Venture Partners in capacity as Partner)
50 Mr.Sunil Kant Munjal (holdsPublic 0.47Mr. Suman Kant Munjal Public 55,249 0.01
shares on behalf of M/s Hero 2,337,000
Enterprise Venture Partners in
capacity as Partner)
51 Mr. Satish Singhal Associate of 21,000 0.00Mrs. Meena Singhal Associate of Trading 21,000 0.00
Trading Member Member
52 Mrs. Meena Singhal Associate of 21,000 0.00Mr. Satish Singhal Associate of Trading 21,000 0.00
Trading Member Member
53 Edelweiss Alternative Associate of 0.48Edelweiss Alternative Investment Opportunities Trust-Edelweiss Associate of 6,51,715 0.13
Investment Opportunities Trading Member 2,368,094 Crossover Opportunities Fund – Series II and Trading Member
Trust - Edelweiss Crossover Edelweiss Multi Strategy Investment Trust –Edelweiss Alternative
Opportunities Fund Equity Scheme
54 Edelweiss Alternative Associate of 366000 0.07Edelweiss Alternative Investment Opportunities Trust - Edelweiss Associate of 26,53,809 0.54
Investment Opportunities Trading Member Crossover Opportunities Fund and Edelweiss Multi Strategy Trading Member
Trust-Edelweiss Crossover Investment Trust –Edelweiss Alternative Equity Scheme
Opportunities Fund – Series II
55 Edelweiss Multi Strategy Associate of 2,85,715 0.06Edelweiss Alternative Investment Opportunities Trust - Edelweiss Associate of 27,34,094 0.55
Investment Trust –Edelweiss Trading Member Crossover Opportunities Fund and Edelweiss Alternative Investment Trading Member
Alternative Equity Scheme Opportunities Trust-Edelweiss Crossover Opportunities Fund – Series
II
Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Category & Name PAN No. of No. of Partly Nos. of Total no. Shareh Number of Voting Rights held in No. of Total Number of Number of Number of
of the (II) shareh fully paid- shares shares ding each class of securities Shares shareholdin Locked in Shares equity
Shareholders older paid equit underlying held calcula (IX) Underlying g , as a % shares pledged or shares held
(I) (III) up share Depository (VII = d as Outstanding assuming (XII) otherwise in
equity held Receipts IV+V+VI) SCR convertible full encumbered dematerializ
share (V) (VI) 1957 securities conversion (XIII) ed form
s held As a % No of Voting Rights Total as (including of No. As a No. As a (XIV)
(IV) (A+B+ a % of Warrants) convertible % of (No % of (Not
(VIII) Total (X) securities ( total t total Applicable)
Class X Clas Tot al Voting as a Shar ap share
s rights percentage es pli s held
Y of diluted held ca (Not
share ble applic
capital) ) able)
(XI)
(1) Custodian/DR NA
Holder
- - - - - - - - - - - - - - -
(a) Name of DR NA
Holder (if
- - - - - - - - - - - - - - -
available)
(i) abc,.,.. NA
- - - - - - - - - - - - - - -
(ii) efg…. NA
- - - - - - - - - - - - - - -
(2) Employee Benefit NA
Trust (under
- - - - - - - - - - - - - - -
SEBI (Share
based Employee
Benefit)
Regulations,
2014)
(a) Name (abc… NA
- - - - - - - - - - - - - - -
3 Trading Members
and Associates of
Trading Members
Corporates 18 6,38,99,049 6,38,99,049 12.90 6,38,99,049 12.90 6,38,99,049
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information is available