Psychoneuroimmunology and Health From A Nursing Perspective: Pauline Langley, Jenny Fonseca, Ron Iphofen

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Psychoneuroimmunology and

health from a nursing perspective


Pauline Langley, Jenny Fonseca, Ron Iphofen

another mode of care for a number of individuals. However,


Abstract what has not been so evident is a sound research base or
comprehensive and consensual scientific theory on which to
Psychoneuroimmunology is the science that links psychological
processes and the immune system. It is important to nursing as it base these therapies.
offers underpinning theory to support good caring and empathetic This situation is slowly changing, as nurses, other health
nursing. This article describes the science of psychoneuroimmunology professionals and complementary therapists become more
(PNI) and provides an overview of how interactions between aware of the science of PNI. Research in this area has the
psychological states and physiological function take place and some potential to validate aspects of care that nurses have intuitively
of the consequences for health status. It also reviews the relevance known to benefit their patients, as well as implement some
of research to nursing and considers its potential to strengthen the complementary therapies into nursing practice. Not all
evidence base for therapeutic nursing and complementary therapies. complementary therapists would support their practice based
on the PNI research evidence, but what is common to all
Key words: Stress n Immune response n Holistic care complementary methods is the commitment of the patient

P
to take part in their own healing. It may be that we have yet
sychoneuroimmunology (PNI) is an interdisciplinary to discover some of the more subtle aspects of healing.
field of study of the interactions between psychological
processes and neurological, endocrine and immune Research and psychoneuroimmunology
function, and their influence on health. Although PNI began as a recognized field of study in the mid-1970s
there had already been interest in psychosomatic interaction, when Ader demonstrated that a rat’s brain could influence
the current and sustained interdisciplinary research began in its immune system. In his classical conditioning experiment,
the 1970s with work by Robert Ader who coined the term Ader provided rats with a series of paired stimuli consisting of
PNI (Ader et al, 1991). an oral saccharin solution stimulus and cyclophosphamide, a
Developments in the pharmacological, biochemical drug known to produce a transitory decrease in the numbers
and physiological sciences together with technological of T-lymphocytes and an associated immunosuppression.
developments have contributed to the dominance of the Once the rats had recovered from the immunosuppression,
biomedical model in today’s orthodox medicine. This model they were presented with the saccharin solution only.
represents the body as a symptom-bearing organism, largely Subsequent immune challenge and blood tests demonstrated
distinct from the mind and separable into parts that can be a decline in the T-lymphocyte count and a lack of antibody
repaired on breakdown. It increasingly relies on technology response, indicating that the saccharine had become associated
and highly sophisticated science with interventions with the immunosuppressive effect of cyclophosphamide,
accordingly employing mainly surgery or drug therapy. and consequently, that immune function was capable of
Orthodox medicine has had considerable success but like modification by non-immune stimuli, i.e. that it was capable
many areas of modern life it is under regular scrutiny and has of behavioural responses (Ader and Cohen, 1975).
come under attack in recent years for generating iatrogenic Similar conditioned responses of the immune system have
illnesses, disempowering the patient and being overrated in been found in patients undergoing cytotoxic chemotherapy
terms of efficacy (Pietroni, 1991). As a result of these criticisms for cancer. One common side-effect of chemotherapy is
and dissatisfaction with the biomedical approach from both a transitory immunosuppression. After several episodes of
the public and some members of the nursing profession and, treatment in the same hospital and room, patients returning to
indeed, by many individual physicians, there has been an that environment for a further episode of treatment were found
increase in interest in and use of complementary therapies by to be immunosuppressed on arrival (Bovbjerg et al, 1990). In
these groups (Pirotta et al, 2000). Such therapies have coexisted this case, purely psychological stimuli connected with the sight,
alongside orthodox medicine for many decades, representing aroma or anticipation of the experience had become associated
with the treatment and induced the immunosuppressive effect
Pauline Langley is Lecturer in Nursing, Jenny Fonseca is Lecturer in produced initially by the chemotherapy.
Physiology and Ron Iphofen is Director of Postgraduate Studies, School
of Nursing, Midwifery and Health Studies, University of Wales, Bangor Physiology
Accepted for publication: September 2006 Since the 1970s, there has been a significant increase in the
understanding of the physiological processes involved in

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holistic care

the mind-body interactions affecting health and illness. A Figure 2. Pathways of brain-to-immune system communication.
bi-directional communication system involving neural and
chemical signals acting between the brain or neuroendocrine
system and the immune system has been elucidated (Ader,
1996; Cohen and Herbert, 1996). During illness, the immune
system influences brain activity and behaviour through the
production of cytokines and their action on sensory neurones
or directly on the brain (Figure 1). Cytokines are used by the
immune system to coordinate its activities. However, some
cytokines also act as neurotransmitters, stimulating sensory
neurones in the viscera, particularly afferent vagal fibres, or
cross the blood-brain barrier, in each case affecting brain
or nervous system function (Blalock, 2005). Through these
channels they induce many of the generalized symptoms of
illness, including fever, increased sensitivity to pain, loss of these effects is determined to a large extent by factors such
energy and interest in the usual daily activities of living, poor as genetics, gender, personality, developmental effects, coping
appetite and sleep changes.These effects facilitate recovery and styles and age (Kiecolt-Glaser et al, 2002, Lutgendorf and
are known as sickness behaviour (Hart, 1998; Kelley et al, 2003). Costanzo, 2003; Smith and Mackenzie, 2006).
Cytokines also modify circulating hormone levels, particularly The brain, therefore, has the capacity to fine-tune the
cortisol which, at moderate levels, enhances immune activity immune system, which can no longer be considered
and promotes the release of nutrients from tissues to fuel the autonomous (Black, 1994).
changes in metabolic activity involved in healing and repair
processes (Looker and Gregson, 2003). This allows recovery to Stress and immunity
begin despite poor food intake. It seems likely that cytokines Over the past 20 years, PNI has developed into a legitimate
also induce the depression that may follow significant illness. field of interdisciplinary research. Many of the studies in
Acting in the reverse direction are two main pathways, this field focus on the effect of stress on immune function.
the hypothalamic-pituitary-adrenal (HPA) axis and the The term ‘stress’ is used in many different ways, usually to
autonomic nervous system, which allow the brain to indicate a physical, social or psychological stressor such as
influence immune function (Figure 2), and through these pain, a distressing life event, or to indicate the effect of the
effects to influence the health status of the individual stressor on the physical or psychological state of the individual.
(Blalock, 2005). The general physiological effects of these Independent of the type of stress, studies have repeatedly shown
systems are well understood, but what is perhaps less well it to have a detrimental effect on immune function increasing
appreciated is their contribution to chronic and degenerative the susceptibility to infection, and the likelihood of allergic or
illness. Both psychosocial and physical stressors tend to up- hypersensitivity reactions (Rabin et al, 1989; Sapolsky, 1994).
regulate the HPA axis, producing an increase in circulating Viral and bacterial challenges have been used to
cortisol levels. Additional significant stressors have a further demonstrate the increased susceptibility of both animals and
incremental effect. Also involved in the reaction to stressors humans to infection when experiencing stress. In humans,
is the sympathetic nervous system, which innervates immune studies have generally been concerned with the effect of
organs and tissues such as the spleen and lymph nodes. psychological stress associated with experiencing such events
Chronic hyperactivation of the sympathetic nervous system as academic examinations, divorce and caring for a spouse
and HPA axis and their consequences for circulating cortisol with Alzheimer’s disease (Kiecolt-Glaser and Glaser, 1992).
and catecholamine levels have the potential to dysregulate Stressors for animals, which include such environmental
immune function, producing complex and detrimental effects factors as overcrowding, high intensity sounds and cold
on health (Padgett and Glaser, 2003). The particular nature of temperatures, increase morbidity from individual pathogens
(Black, 1994). Therefore, psychobiological stimuli, such as
pain and stress may activate both chemical and neural signals
resulting in suppressed or altered immune function which
increases the morbidity associated with individual pathogens.
It has also been demonstrated that methods used to reduce
the negative effects of stress, have the ability to enhance
immunity (Fawzy et al, 1993). However, Evans et al (1997)
suggest it is not as simple as this and individual measures
of the state of the immune system during stress may give
seemingly inconsistent pictures depending on the type of
stress, its duration and the timing of the measurements. They
suggest it is better to think of the immune system as striving
to maintain a state of delicate balance in which particular
activities of the system are constantly being ‘up-regulated’
Figure 1. Pathways of immune system-to-brain communication. or ‘down-regulated’ – terminology generally preferred by

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PNI researchers as it more clearly implies a system where Although there is considerable evidence to demonstrate the
fluctuation is the norm (Evans et al, 1997). relationships between psychological state and physical health,
PNI is still seen as a field ‘in development’ and some scientists
Homeostasis remain sceptical. Despite this and the need for more research
Such fluctuation fits well with the concept of homeostasis, into aspects of health and illness, the value of this area of science
i.e. the ability of the body to maintain internal stability, is gradually becoming accepted. Zeller et al (1996) suggest that
despite environmental fluctuations. Adaptation according to nurse scientists have been slow to use this framework for their
changing need can occur because the body is able to alter its investigations but if suitably prepared, could lend a unique
functions in a compensatory manner. Homeostasis is not a perspective to PNI research by pursuing questions derived
static balance but a dynamic equilibrium in which continuous from clinical care concerns, observations and experience.
change occurs and yet relatively uniform conditions prevail
(Rinomhota and Cooper, 1996). The term ‘homeostasis’ is Evidence-based practice
a concept of biological science which has been applied to A major purpose of PNI research is to determine whether a
social systems theory, but the connection between health, valid association exists between risk factors and the outcome
homeostasis and psychological functioning is rarely made in of immune status. Unfortunately, the methods used in this
orthodox medicine. type of evaluation are not easily available to nurse researchers,
The main site of homeostatic regulation is the hypothalamus. who are often conducting research within severe resource
This region of the brain is closely linked to, and sometimes constraints. It is the medical practitioner who is said to have
regarded as part of, the limbic system (Rinomhota and clinical responsibility for patients. In the present-day health
Cooper, 1996). Limbic connections extend to many areas of service it is the doctor who will generally rely on information
the brain but particularly to the prefrontal cortex, which is collected from assessing parameters that identify physiological
involved in cognitive processing and the evaluation of stimuli status. They can request and will use laboratory investigations
with a potential emotional effect. As indicated by Hole to inform their practice, therefore it is more likely that they
(1993) the limbic system recognizes situations that threaten will value and include such methods in their research protocol.
a person’s physical or psychological condition. Stimulation Conversely, nurses use broader parameters that consider the
activates centres in the hypothalamus responsible for initiating physiological changes within a psychosocial context. It is
the physiological responses. These include activation of the not normally part of nurses’ remit to request such things
sympathetic nervous system with effects typical of the ‘fight as laboratory investigations, and this situation may result in
or flight’ response, such as increased heart rate and blood nurses avoiding biochemical or laboratory measurements in
pressure, alterations in breathing and sweating and heightened their research, relying on more subjective measurements to
awareness of the external environment, and activation of validate the effect of their nursing intervention. However,
the HPA axis, which increases circulatory cortisol levels and studies to assess the value of holistic nursing interventions,
facilitates a sustained stress response (Hole, 1993). if designed with an integral PNI perspective, will allow
nurse researchers to evaluate what nurses claim to take into
Psychological influences on health account intuitively, that biological and behavioural processes
Psychological stressors have been linked to the development are tightly interwoven and both need to be considered when
and progression of cancerous tumours. In a case-controlled providing patient care (Zeller et al, 1996).
study, Fawzy et al (1990) evaluated the effect of psychological
interventions to reduce stress in patients with stage I or II The art and science of nursing
malignant melanoma who were about to undergo surgical Nursing has been described as both an art and a science
excision of the tumour. They identified beneficial short- and a complementary relationship exists between the two
term differences in the experimental group, which included (Greene, 1979). The nature of the relationship will vary
reduced psychological distress and significant immunological depending on how art and science are defined. Nurses
changes. A six-year follow up of these patients showed a have often struggled to achieve a theoretical stance
trend toward greater recurrence and a statistically significant between the insight of an artistic position and the rigour of
higher mortality rate in the control patients than in the scientific evidence on which to base their practice. For the
intervention group (Fawzy et al, 1993). purpose of this article science may be viewed as empirical
In one landmark study of the effect of examination stress on knowledge resulting from investigative efforts (Peplau,
immune function, Glaser et al (1992) evaluated the response 1987; Smith, 1993).
to a series of three hepatitis B inoculations beginning on the The art in nursing refers to those things that can not be
final day of a 3-day examination period. They found that the accounted for by science.This has at times, led to a separation
students who seroconverted after the first inoculation were of disciplines. While there is little definitive agreement as to
significantly less stressed and anxious than the remainder, what constitutes the art of nursing, there is agreement that
and that those who responded most strongly to the final it exists (Le Vasseur, 1999). Nursing has also been described
inoculation had also reported greater social support during as a primarily intuitive practice (McCain, 1965) and nursing
the examination period. They concluded that the students interventions often as interpretive. Intuitive knowledge is
who were more stressed and more anxious might also be considered by many to be an essential component in the art
slower to develop an antibody response to other pathogens of nursing, involved in those things that nurses learn to do
and could be at greater risk for more severe illness. conventionally in practice. It has been described by nurses in

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holistic care

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good caring, in an empathetic manner, knowing intuitively that
BJN
n Psychoneuroimmunology is the study of psychological
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function, and their influence on health.
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