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Energy For Sustainable Development: Satoru Komatsu, Hieu Dinh Ha, Shinji Kaneko
Energy For Sustainable Development: Satoru Komatsu, Hieu Dinh Ha, Shinji Kaneko
Energy For Sustainable Development: Satoru Komatsu, Hieu Dinh Ha, Shinji Kaneko
of pages: 9; 4C:
Energy for Sustainable Development xxx (2013) xxx–xxx
a r t i c l e i n f o a b s t r a c t
Article history: The objective of this research is to estimate the potential effects of migration on residential energy use and CO2
Received 2 October 2013 emissions in Hanoi, Vietnam, a location in which urbanization and migration are occurring simultaneously. This
Accepted 6 October 2013 article estimates the effects of migration on residential energy use and CO2 emissions quantitatively, basing the
Available online xxxx
probability of being a migrant on the economic, demographic and dwelling characteristics of households. The
results of this study indicate that the effects of migration involve reductions in energy consumption and CO2
Keywords:
Urbanization
emissions. Urban-to-urban migration is shown to have no statistically significant impact on per capita energy
Migration consumption and CO2 emissions, which indicates that population increases through urban-to-urban population
Residential energy consumption growth and natural population growth have no statistically significant differences in this regard. However, rural-
Vietnam to-urban migration is shown to have a significant and negative influence on residential energy consumption
and CO2 emissions. Population growth led by rural-to-urban migration produces lower energy consumption
estimates than natural population growth. Thus, energy consumption estimates are lower when a city's
population increase is caused by rural-to-urban migration than when urban-to-urban migration and natural
population growth are the main drivers of population increases. These results have important policy implications
for developing urban cities regarding population growth and energy consumption.
© 2013 International Energy Initiative. Published by Elsevier Ltd. All rights reserved.
0973-0826/$ – see front matter © 2013 International Energy Initiative. Published by Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.esd.2013.10.002
Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002
2 S. Komatsu et al. / Energy for Sustainable Development xxx (2013) xxx–xxx
such migrants use electricity and different types of fuel for cooking, Different tendencies regarding energy consumption among migrants
which influences the structure of energy consumption. The urban and nonmigrants may also be explained by changes in migrants' lifestyles
lifestyle is characterized by a greater dependency on home appliances, to suit their new urban homes. Recent migrants to cities may not be ready
which leads to increased consumption of electricity and higher to own and use home appliances or efficient cooking devices because
incremental CO2 emissions. IEA (2011) shows the disparity in access of personal preferences or insufficient savings. For example, Richter
to electricity between urban and rural areas. et al. (2006) indicate that rural-to-urban migrants in South Africa
Based on these changes in resource endowments and lifestyles, the own fewer major home appliances such as televisions, refrigerators
“energy ladder model” is widely used as the theoretical framework and washing machines compared with long-term urban households
for examining household energy use in the process of urbanization. (such as those in Johannesburg). Lim et al. (2009) report that rural-
Heltberg (2004) explains that the energy ladder model conceptualizes to-urban migrants are less likely to own washing machines, microwaves
fuel choice by dividing it into three phases. In the first phase, residents or water heaters than long-term urban residents in Thailand. This
universally depend on biomass resources. In the second phase, empirical research implies that migrants in urban areas may consume
households shift to a transitional type of resource, using kerosene, coal less energy than nonmigrants in the same areas.
and charcoal in response to higher household incomes, urbanization This study examines whether migrants exhibit different charac-
and scarcity of biomass (Heltberg, 2004). In the final phase, households teristics than nonmigrants with respect to energy consumption and
switch to the most efficient types of fuels for cooking, such as LPG, CO2 emissions. It is probable that migrant status signifies a different
natural gas or electricity (Heltberg, 2004). Empirical evidence suggests impact on energy consumption and CO2 emissions than nonmigrant
that the two major factors that encourage households to move up the status. To determine whether the effect of migration must be taken
energy ladder are the level of affluence of the households, as measured into account, this study proposes utilizing a method developed in
by income or expenditure (Cai and Jiang, 2008; Davis, 1998; Hosier and empirical research and applying it to the case study in Vietnam.
Kipondya, 1993 and Sovacool, 2011), on the one hand, and the This research applies the concept of propensity score matching
availability of resources in the local environment (Peng et al., 2010; proposed by Rosenbaum and Rubin (1983) to determine the effects of
Sovacool, 2011), on the other. The relative prices of available fuels also migration. Using the propensity score matching method, we construct
play an important role in households' choices of energy sources two comparison groups based on the probabilities of being migrants
(Hosier and Kipondya, 1993; Kebede et al., 2002 and Peng et al., and nonmigrants that use observable characteristics, i.e., economic,
2010). Although relatively affluent household segments consume a demographic and dwelling indicators. The migrants are then matched
larger amount of modern fuels, empirical evidence also suggests that based on their estimated similarity to nonmigrants. The average effects
some wealthier families continue to use inefficient fuels, such as fuel of being a migrant are calculated as the mean differences in outcomes
wood (Bensel and Remedio, 1995; Hiemstra-van der Horst and across those groups, as measured in terms of energy consumption and
Hovorka, 2008), which indicates that households do not climb the CO2 emissions.
energy ladder in lockstep. Heltberg (2004) concludes that the choice The proposed approach yields important policy implications about
of fuel resembles a portfolio menu in which households use both the nexus of migration and residential energy consumption. Policy
high-cost and low-cost items depending on their budgets, preferences makers can see whether the effects of migration have a statistically
and needs. Kaneko et al. (2013) review the empirical literature on meaningful influence on energy consumption. If migration is positively
urbanization and climate change and provide a proposal to address (or negatively) associated with energy consumption, policy makers
urbanization issues by constructing future climate scenarios. must account for such population dynamics when considering future
residential energy consumption. Furthermore, the policy implications
The effects of migration on residential energy consumption and CO2 for energy use are expected to differ depending on whether
emissions in urban areas urbanization is driven by migration or by natural population growth.
These findings are useful for cities in which the population is expected
Although urbanization is one of the driving forces influencing energy to increase substantially, particularly megacities in developing
ladder models and inducing increased consumption of modern countries. Furthermore, the research not only considers residential
fuels, how do we account for one of the major factors underlying energy consumption but also extends its analysis to CO2 emissions
urbanization, i.e., rural-to-urban migration? If we employ the energy from households.
ladder model blindly—without regard to whether urban residents The remainder of the paper is organized as follows. The next section
originate from migrants—energy consumption is assumed to depend presents the survey design. The third section describes the charac-
on residents' level of affluence, resource endowments and relative fuel teristics of the households in the sample, and the fourth section explains
prices. In other words, migrants and nonmigrants are assumed to the methodology used for the estimation. The fifth section presents
exhibit similar patterns of energy consumption, if these groups have the results of the estimation for the effects of migration on energy
similar levels of affluence under similar resource endowments and consumption and CO2 emissions. The sixth section discusses the
relative fuel prices. effects of migration and policy implications for urban planners. The
The question of whether the impacts of migration must be final section summarizes the key findings of the study and suggests
accounted for depends first on whether the living conditions of remaining issues to be resolved.
migrants and nonmigrants in urban areas are different. Anh (2003)
finds that migrants in southeast Asian countries remit money to Survey design
their home residential areas. Sheng (2003) demonstrates that
migrants maintain strong relationships with family in their former The case study country is Vietnam, which has experienced relatively
villages and towns and that strong family ties between rural-to- high GDP growth of approximately 5.3–8.5% per year between 2000 and
urban migrants and their rural families play a significant role in 2010 (World Bank, 2013). Urban population growth rates are also high
determining the economic benefits and costs of migration. If familial at 3.1-3.6% per year over that same time period (World Bank, 2013).
relationships positively or negatively influence the level of As in other developing countries, urbanization and migration to
disposable income, the characteristics of energy consumption cities are common in Vietnam, where the urbanization ratio was 11.6%
among migrants and nonmigrants might be different. In other in 1950, steadily increased to 27.3% in 2005 and is expected to reach
words, under such conditions, migrants and nonmigrants would 40.1% by 2025 (UN, 2012b). Hanoi, the capital of Vietnam, is one of
show different tendencies in the respective patterns of their energy the primary destinations for migrants. According to Vietnam's “2009
consumption in urban areas. Population and Housing Census,” the population of Hanoi was
Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002
S. Komatsu et al. / Energy for Sustainable Development xxx (2013) xxx–xxx 3
than the national average (1.06%) (General Statistics Office of Districts U-migrants R-migrants Nonmigrants
Vietnam, 2011a). Hanoi's population is expected to reach 8.383 million (n = 81) (n = 258) (n = 407)
by 2034 (General Statistics Office of Vietnam, 2011b). UNFPA (United Dong Da 30 113 159
Nations Population Fund) and GSO (General Statistics Office of Ha Dong 18 62 69
Vietnam) (2006) estimate that the inflow of migrants to Hanoi from Hai Ba Trung 33 83 179
1994 to 1999 was 156,000.2 These sources all identify Hanoi as a site
where urbanization and migration are occurring simultaneously.
To obtain information on energy consumption and other key Data and descriptive statistics
determinants, a door-to-door household survey was conducted in
Hanoi in September 2009. Three urban districts (quan), Dong Da, Ha Table 2 presents the key socioeconomic and dwelling attributes of
Dong and Hai Ba Trung, were selected as the survey areas. Before the migrants and nonmigrants.4 As shown, floor space is much larger for
main survey, a pilot survey was conducted in Hanoi in March 2009 to nonmigrants, which indicates that migrants live in much smaller
obtain basic information regarding perceptions and opinions about houses, possibly because migrants have relatively few household
migration, energy access and consumption, income and household members. Per capita income is highest for U-migrants, followed by R-
structures and to assess the feasibility of the survey. Because the literacy migrants and then nonmigrants; this may be the consequence of
rate of some households was predicted to be low, skilled field numerous migrants moving to Hanoi for the purpose of finding work,
investigators were hired to administer the survey in individual face- which means that more members of migrant households have income
to-face interviews. The investigators received training to ensure that sources. This phenomenon is supported by empirical evidence showing
they understood the survey objectives and design clearly and precisely that migrants in urban areas tend to have higher labor force
for both the pilot and main surveys. The questionnaire was first written participation rates than nonmigrants (Skeldon, 1997). Nonmigrants
in English and then translated into Vietnamese. To validate the have almost twice as many household members as U-migrants and R-
translation, the questionnaire was then reverse translated from migrants; therefore, total household income is higher for nonmigrants
Vietnamese into English. than migrants. Table 2 also includes data about educational attainment,
Both migrants and nonmigrants were included in the sample. gender and district dummies as control variables. Migrants are found to
Migrant households are defined as households whose province of be slightly better educated than nonmigrants, which is consistent with
residence five years before the date of the main survey was outside empirical evidence from surveys in Ho Chi Minh City (Anh et al.,
the Hanoi administrative area; all others are considered nonmigrants.3 1996). There are only slight differences in terms of gender and district
To be eligible, respondents were required to be a household decision dummies.
maker, such as the household head or his/her spouse, and be able to Fig. 1 compares the ownership of home appliances that increase
provide reliable information on energy consumption. People who had electricity consumption. Respondents were asked to respond “yes” if
migrated to Hanoi to join household members already living in Hanoi their household has at least one device and “no” otherwise. For the
were excluded because their behavior would not explain the effect of majority of home appliances, the ownership ratio of home appliances
migration on changes in energy use. Students were not eligible because is highest for nonmigrants, followed by U-migrants and R-migrants. In
many live in dormitories and are unaware of consumption-based all respondent categories, the majority of households have lighting
energy tariffs. devices, electric fans and cellular phones. Nonmigrants' ownership
The migrants were further subdivided based on whether their ratio is also high for color televisions. There are large discrepancies in
hometowns were in an urban or rural area. However, challenges arose ownership ratios for relatively large electric appliances, such as
in defining “urban.” The definitions of “urban” vary widely between refrigerators, washing machines and air conditioners. For example,
countries, and it is imperative for this variation to be considered when 93% of nonmigrants have a refrigerator, compared with 59% of
comparing urban/rural distributions across countries (UN, 2008). U-migrants and 35% of R-migrants. Similarly, 54% of nonmigrants own
Following the definition of “urban” in Vietnam, urban areas are defined an air conditioner, compared with 21% of U-migrants and only 13% of
in this study as including provincial cities (thanh pho truc thuoc tinh), R-migrants. The ownership of personal computers is higher for
urban districts (quan) and county-level towns (thi xa) (UN, 2008). nonmigrants and U-migrants than for R-migrants. These observations
Migrants from these types of urban areas are categorized as “urban– suggest that nonmigrants tend to own more electric appliances than
urban migrants” (U-migrants), whereas migrants from other migrants, and U-migrants own more appliances than R-migrants. The
administrative divisions are categorized as “rural–urban migrants” (R- evidence suggesting low ownership ratios among R-migrants resembles
migrants). that for Thailand (Lim et al., 2009).
Moreover, to minimize outlier effects, households that consumed Residential energy consumption is divided into electricity, coal and
more or less than 2.5% of the total energy consumption of the entire LPG because these are the major residential energy sources in Hanoi
sample were excluded from the sample. Of the total sample size of (we referred to Zyzniewski (2010) for the categories of residential
934, the final effective sample size was 746, including 81 U-migrants, energy sources). Transportation fuel, such as gasoline, is excluded
258 R-migrants and 407 nonmigrants. Table 1 shows the distribution from the analysis; fuel wood is also excluded because only a few
of the residential areas of each segment. According to the Vietnam households utilize it. Household consumption for each fuel type is
News Agency (2008), the populations of Dong Da, Ha Dong and Hai Ba provided in Table 3. The amounts of consumption are converted into
Trung are 352,000, 199,000 and 378,000, respectively; thus, the samples megajoules (MJ) (heat value), using World Resource Institute (2009).
are roughly proportional to the population. CO2 emissions are calculated using World Resource Institute (2009).
Per capita residential energy consumption is highest for U-migrants,
followed by nonmigrants and R-migrants. CO2 emission levels show
similar trends.
2
Regarding other major destination cities for migrants, Ho Chi Minh City (southern
Vietnam) and Da Nang City (central Vietnam) received 489,000 and 45,000 migrants,
respectively, during the same period (UNFPA, United Nations Population Fund and GSO,
4
General Statistics Office of Vietnam, 2006). Because migrants and nonmigrants may not be in the same population pool, this
3
Households in Ha Tay Province, which was merged into Hanoi in 2008, were excluded section will not estimate the differences between migrants and nonmigrants with
from the sample. statistical analyses (such as a t-test).
Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002
4 S. Komatsu et al. / Energy for Sustainable Development xxx (2013) xxx–xxx
Table 2
Sociodemographic characteristics of surveyed households.
INC Household income (1000 VND per capita per month) U-migrants 2987.52 3255.28 200.00 26,666.67
R-migrants 2245.99 1790.44 200.00 20,000.00
Nonmigrants 1730.03 1250.13 40.00 15,000.00
HH Number of household members U-migrants 2.41 1.54 1.00 7.00
R-migrants 2.39 1.50 1.00 9.00
Nonmigrants 4.29 1.53 1.00 11.00
FLR Floor space (m2) U-migrants 26.85 15.20 10.00 98.00
R-migrants 27.77 19.40 4.00 130.00
Nonmigrants 46.05 31.96 8.00 243.00
EDU Educational attainment (No education = 1, elementary school = 2, …, graduate school = 8) U-migrants 5.67 1.70 2.00 8.00
R-migrants 4.66 1.82 2.00 8.00
Nonmigrants 4.50 1.65 1.00 8.00
Dm_Gen Gender (male = 1, female = 0) U-migrants 0.36 0.48 0.00 1.00
R-migrants 0.32 0.47 0.00 1.00
Nonmigrants 0.27 0.44 0.00 1.00
Dm_DD Dummy variable taking value of 1 if respondents live in Dong Da, and 0 otherwise. U-migrants 0.37 0.49 0.00 1.00
R-migrants 0.44 0.50 0.00 1.00
Nonmigrants 0.39 0.49 0.00 1.00
Dm_HD Dummy variable taking value of 1 if respondents live in Ha Dong, and 0 otherwise. U-migrants 0.22 0.42 0.00 1.00
R-migrants 0.24 0.43 0.00 1.00
Nonmigrants 0.17 0.38 0.00 1.00
At this stage, it is impossible to draw any definite conclusions Our research interest is to compare the effect of migration (the
regarding the effects of migration on energy consumption or CO2 treatment variable) on energy consumption and CO2 emissions. In
emissions. We cannot be certain how much of the difference in energy short, this study seeks to estimate the average effect of migration on
consumption is caused by migration, unless we take into account energy consumption and CO2 emissions, i.e., the average treatment
other factors—such as household income, floor space, or the number effects on the treated (ATT). Using energy consumption as an example,
of household members—that are likely to contribute to such differences. ATT can be explained by the following:
The next section discusses the methodologies employed to isolate and
illuminate the effect of migration itself. ATT ¼ EðYm −Ynm jM ¼ 1Þ ¼ EðYm jM ¼ 1Þ−EðYnm jM ¼ 1Þ ð1Þ
Table 3
Residential energy consumption and CO2 emissions.
Fig. 1. Ownership ratio of home appliances. Sample size: nonmigrants = 407; U-migrants = 81; R-migrants = 258.
Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002
S. Komatsu et al. / Energy for Sustainable Development xxx (2013) xxx–xxx 5
Table 4
Comparison of all migrants and nonmigrants.
Upper values indicate the estimated coefficients, and the lower values in the parentheses are standard errors.
⁎ Denotes significance at the 10% level.
⁎⁎ Denotes significance at the 5% level.
⁎⁎⁎ Denotes significance at the 1% level.
a
Kernel denotes use of the kernel matching method.
b
Radius denotes use of the radius matching method.
Here, X is the multidimensional vector of observable sample estimates of the effect of migration (ATT), this study applies the following
characteristics. Eq. (2) means that when the value of X is similar for all two matching methods: radius matching and kernel matching. Using
categories, treatment (M) is randomly assigned. Following the radius matching, each treatment sample is matched only when
estimation procedures for propensity score matching, M is regressed the control sample's propensity score falls into a predetermined
on X using probit regressions and is used to calculate the probability neighborhood of the propensity score of treatment samples (Becker and
that a household is categorized as a migrant household (propensity Ichino, 2003).6 Kernel matching methods imply that all the treatment
score p). Therefore, under the given propensity score, assignment to samples are matched with a weighted average of all controls with weights
treatment (M) is randomly set as follows: that are inversely proportional to the distance between the propensity
scores of the treatment and control samples (Becker and Ichino, 2003).
ðYm ; Ynm Þ⊥M jpðX Þ: ð3Þ Because we cannot conclude which matching method is superior, the
results for both methods are reported below. Although the ATT values
Although the CIA is a strong assumption, this assumption is not may be different, this approach leads to a more reliable discussion
directly testable (Khandker et al., 2010). If the independent variables regarding the way in which migration influences residential energy
of probit regressions cannot fully capture the determinants of consumption and CO2 emissions.
migration, then the application of propensity score matching is not
appropriate. The research checked whether probit estimations have
explanatory powers on migration using the value of R2. Estimation results
The estimation should satisfy the balancing condition. In each
segment of the propensity score distribution, the balancing condition Table 4 presents the effect of treatment (migration) for all migrants
indicates whether the average propensity score and the mean of X are and nonmigrants. Tables 5 and 6 divide the migrant sample into
the same (Khandker et al., 2010), which further indicates that the U-migrants and R-migrants to provide separate estimates of the effects
migrant (treatment) groups and nonmigrant (nontreatment) groups of migration from another urban area (Table 5) and from a rural area
must have similar observed characteristics of X when the groups have (Table 6). In Tables 4–6, Panel A estimates the probability of being
a similar propensity score. The research investigates the combination of categorized into a treatment segment based on income (INC), the
X using household and respondent characteristics (INC, HH, FLR, EDU, number of household members (HH), floor space (FLR) and other
Dm_Gen, Dm_DD and Dm_HD in Table 2). The results of the estimation covariates. All the balancing hypotheses are satisfied in every estimation
without the balancing condition are not reported in the next section. result. Panel B in each table estimates the ATT using either kernel
Because propensity is a continuous variable, it will never have exactly matching or radius matching. The pseudo R2 values shown in
the same value; therefore, ATT cannot be estimated.5 For reliable Tables 4–6 appear to be relatively low. Nevertheless, these values will
5
The effects of migration on energy consumption and CO2 emissions are estimated
6
separately. Therefore, the estimation results do not need to account for collinearity In this study, the size of the radius was set to 0.1, which is the default score in Stata
between energy consumption and CO2 emissions. (StataCorp, 2011).
Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002
6 S. Komatsu et al. / Energy for Sustainable Development xxx (2013) xxx–xxx
Table 5
Comparison of U-migrants and nonmigrants.
Upper values indicate the estimated coefficients, and the lower values in the parentheses are standard errors.
⁎ Denotes significance at the 10% level.
⁎⁎ Denotes significance at the 5% level.
⁎⁎⁎ Denotes significance at the 1% level.
a
Kernel denotes use of the kernel matching method.
b
Radius denotes use of the radius matching method.
Table 6
Comparison of R-migrants and nonmigrants.
Upper values indicate the estimated coefficients, and the lower values in the parentheses are standard errors.
⁎ Denotes significance at the 10% level.
⁎⁎⁎ Denotes significance at the 1% level.
a
Kernel denotes use of the kernel matching method.
b
Radius denotes use of the radius matching method.
Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002
S. Komatsu et al. / Energy for Sustainable Development xxx (2013) xxx–xxx 7
have sufficient explanatory power. Please refer to the examples of the R2 residential energy consumption but also have implications for urban
of probit estimation models in Baum (2006) or Wooldridge (2008). population dynamics through migration.
Panel A of Model (1) indicates that migrants tend to have higher A comparison of the estimation results for both migrant and
monthly income, fewer household members and less floor space than nonmigrant populations suggests that migrants and nonmigrants
nonmigrants. Models (2) and (3) include other covariates that have different impacts on the management of urban residential
potentially affect the probit regression model. The Dong Da dummy energy issues. Although the households of the two populations
shows statistically significant effects when the migrant and nonmigrant demonstrate similar characteristics in terms of income, number of
categories are compared whereas both gender and the Ha Dong household members and floor space, rural migrants consume less
dummies have no statistically significant influence. Including the district energy and emit less CO2. The inclusion of district and gender
and gender dummies does not change the statistical significance of INC, HH dummies does not change the estimation outputs. These results
and FLR. Panel B shows the average effects of migration on residential suggest that in-migration from other areas and population growth
energy consumption and CO2 emissions for similar characteristics in cities have different implications for energy consumption.
contained in Panel A. In other words, migrants and nonmigrants with Population growth in cities is driven primarily by the natural
similar characteristics—such as income, the numbers of households and increase in population in these cities or by in-migration from other
floor space—are matched with one another. The differences in terms of areas. Therefore, if the main drivers of population increase originate
energy consumption and CO2 emissions are presented in Panel B. from in-migration rather than from natural population growth, and
Model (1) suggests that ATT, the average effect of migration on if migrants consume less residential energy than nonmigrants,
residential energy consumption, is −116.40 MJ/capita (kernel the city as a whole will require less residential energy. In other
matching) or −78.24 MJ/capita (radius matching). Similarly, the effect words, cities that receive more migrants from other areas will require
of migration on CO2 emissions is −12.08 kg/capita (kernel matching) less residential energy than cities whose population growth is driven
or −8.43 kg/capita (radius matching). Other variables included in primarily by natural population increase. Because this research focuses
Panel B of Models (2) and (3) depict trends that are consistent with only on Hanoi, we must carefully consider whether the phenomena
those found in Model (1). The results indicate that even when migrants analyzed here would be applicable to other cities. The results may offer
and nonmigrants have similar characteristics in terms of income, the interesting policy implications regarding residential energy for other
number of household members, floor space and district dummies, urbanized cities in developing countries.
migrants consume less energy and emit less CO2 than nonmigrants. Dividing the migrants into U-migrants and R-migrants provides
Table 5 compares U-migrants and nonmigrants. The probit further insights. Table 5 suggests that the treatment effect (urban
estimation results in Panel A confirm that higher household income, migration) has no statistically significant influence on energy
fewer household members and less floor space are characteristics of consumption and CO2 emissions. That is, the impacts on energy use
U-migrants. Models (5) and (6) include other covariates; of these and CO2 emissions are identical irrespective of whether the population
covariates, only educational attainment has a significant impact for growth is the result of migrants arriving from urban areas in other cities
U-migrants. Although the values in Panel B vary among the models, or because of natural population increases within the city's own urban
the results do not show any statistically significant differences in area. These results suggest that the lifestyle of U-migrants does not
terms of residential energy use and CO2 emissions between the treatment change considerably after migration because the migrants continue to
(U-migrants) and control (nonmigrants) groups. In other words, in any live in similar urban circumstances. From the viewpoint of population
combination of observable sample characteristics in Panel A, there are dynamics, natural population growth and in-migration from other cities
no statistically significant differences in terms of energy consumption have no statistically meaningful different effects when testing for
and CO2 emissions between U-migrants and nonmigrants. The results residential energy use and CO2 emissions. Conversely, the comparison
further indicate that migration from other cities has no significant of R-migrants and nonmigrants in Table 6 indicates that there is a
impacts on energy consumption and CO2 emissions in Hanoi. statistically significant distinction in the treatment effect (rural-to-
Table 6 compares R-migrants and nonmigrants. Panel A shows that urban migration) that reveals lower estimates of energy consumption
R-migrants have less floor space and fewer household members but and CO2 emissions. This result implies that large population inflows
no significant differences are observed in income. Panel B of Model (7) from rural areas and natural population growth in urban areas have
shows that R-migrants consume less energy, by 143.80 MJ/capita different implications with respect to residential energy consumption
(kernel) or 103.18 MJ/capita (radius), and emit less CO2 than and CO2 emissions. These findings may indicate that populations from
nonmigrants, with 14.86 kg/capita (kernel) or 10.97 kg/capita (radius). rural areas cannot attain the same level of home appliance ownership
Models (8) and (9) show that educational attainment and district for several years after migrating to Hanoi and therefore consume less
dummies have a statistically significant influence on selection as energy. If policy makers in cities assume that migrants from rural
R-migrants. This finding indicates that R-migrants tend to have higher areas consume the same amount of energy as nonmigrants, projected
educational levels and are more likely to live in Dong Da or Ha Dong residential energy use will be overestimated.
than nonmigrants. Panel B in Models (8) and (9) depicts similar This research concludes that the influence of natural population growth
characteristics in residential energy consumption and CO2 emissions. in urban areas and in-migration from other cities differs from that of in-
The results indicate that the treatment group, i.e., R-migrants, consumes migration from rural areas into the same urban areas in terms of energy
less energy from fossil fuels and emits less CO2. consumption and CO2 emissions. In policy debates concerning population
growth, energy consumption and CO2 emissions, particularly in relation
to cities whose population growth is driven by inflows from rural areas,
Discussion the source of the population growth must be carefully examined to
account for the effects of the different sources of population growth.
The estimation results suggest that migrants consume less energy The findings also have implications for debates concerning the
from fossil fuels and emit less CO2 than nonmigrants. However, after energy ladder hypothesis, which assumes that rural-to-urban
dividing the migrants into U-migrants and R-migrants, the estimations migrants have energy consumption patterns that are similar to the
show contrasting results. Urban migration has no statistically patterns of long-term urban residents. In other words, the energy
significant impact in terms of energy consumption and CO2 emissions. ladder hypothesis does not separately consider the distribution of
Conversely, rural migration has significant impacts on residential energy consumption in cities among migrants and nonmigrants.
energy consumption and CO2 emissions. The estimation results not Although additional empirical research is required to generalize
only provide new findings about the nexus between migration and the results, the results of this study suggest that it is necessary
Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002
8 S. Komatsu et al. / Energy for Sustainable Development xxx (2013) xxx–xxx
Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002
S. Komatsu et al. / Energy for Sustainable Development xxx (2013) xxx–xxx 9
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Please cite this article as: Komatsu S, et al, The effects of internal migration on residential energy consumption and CO2 emissions: A case study in
Hanoi, Energy Sustain Dev (2013), http://dx.doi.org/10.1016/j.esd.2013.10.002