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Franco Ruffini

Horizontal and Vertical Montage


in the Theatre
The critical concept of 'montage' has been familiar in film studies ever since Eisenstein.
But the fixed focus and apparently continuous flow of live theatrical performance
seemingly makes it an inappropriate tool for dramatic analysis. Franco Ruffini argues,
however, that actors and audiences find their own ways of 'selecting' from and
emphasizing aspects of the full theatrical vocabulary and its many means of expression,
which make live performance no less subject to creative self-assembly and juxtaposition
than film. Ruffini develops the distinction between 'horizontal' montage in time, and
'vertical' montage as a sort of cross-section of performance; and examines ways in
which the 'audience's performance' can, both fruitfully and otherwise, differ from the
'director's performance'. Franco Ruffini is Professor of Theatre Semiotics in the
Department of Communication Studies at the University of Bologna.

FROM THE point of view of theory, theatrical little to show for it. The notion of theatrical
performance has been very strangely treated. kinesics and proxemics has emerged, but no-one
For a long time it was dismissed as being simply has tackled the problem - a far more interesting
the dramatic text made visible, without an one both in theory and practice - of how per-
existence in its own right. When it gradually formance actually works.
began to acquire critical independence and
importance, this happened under the aegis of the
The Analogy with Film
notion of the sign. And, if it were to be argued
that the supremacy of a dramatic text depends In this essay I want to examine the ways in
on its durability through time, that supremacy which theatrical performance works and com-
could no longer be sustained in relation to the municates, through a comparison with film,
signs of which it consists. Insofar as it is made hopefully without stretching the analogy too
up of signs, the dramatic text is neither far. Let me begin with montage, first with montage
theoretically different nor superior in any way in sequence or horizontal montage, and try to give
to the 'performance text', 'gestural text', 'acted a semiotic definition of montage so as to
text', etc., which is also made up of signs, albeit proceed to look at simultaneous or vertical
ones of a different kind. montage - that is, the interplay of different lines
In a way, the notion of the sign has taken its (verbal, gestural, etc.) through which a perfor-
revenge rather quickly. On the one hand, it mance actually takes shape.
restricts the study of the 'performance text' to In almost purely theoretical terms, horizontal
the level of 'signedness' at which all the montage, which will henceforth be simply called
different partial texts, including the dramatic, are montage, has two components: (a) the selection
seen as coming together. In other words, all and organization of units taken out of an
those different texts are only described generi- original context: that is, the choice of what there
cally. On the other hand, it focuses attention on is to see and how to see it; and (b) the
defining what a performance text is, rather than arrangement of those units in sequence.
on trying to determine how that performance To take a classic example of Eisenstein's: start
text functions. with a sequence of a child performing a set of
A great deal of time and attention has been actions and take out one unit (selection pro-
lavished on the study of types of sign, with very cess), then focus on a close-up of the child's eyes

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(organization/presentation). Finally, link this sequences), from which they complete the
shot to a second unit, a plate of food, which is composition. So it is the audience that creates
also foregrounded. That first component (selec- the montage, since what is seen is strictly a
tion and presentation) can be termed framing personal interpretation of each individual
shot and the second component (association) spectator. The cinema audience starts with the
composition. film and builds a story, whereas the theatre
If these terms are agreed, it can be stated that audience starts with the performance and builds
montage is the result of both framing shot and a 'film' (insofar as what is involved is a series
composition. It follows obviously that we of pictures) and from this 'film' proceeds to a
cannot talk about composition (and therefore second stage and builds a story.
about montage in general) without first having From what has been said so far, it is easy to
a framing shot. see where the central problem of the construction
But in theoretical terms, what are framing and communication of theatre performance lies.
shots? What framing shots do is to extract and The problem is that of restricting the infiniteness
elaborate on pictures, starting with images. A (or randomness) of what the audience sees - that
picture in this context is simply one moment in is, of creating in the audience a definite unity in
an image sequence. It is not what is seen, rather their 'film' that is pertinent to or at least
what one decides to see; above all, the framing compatible with the performance form which it
shot is the limitation necessary to circumscribe describes and with what the creator of the work
visual content. The image is that which is offered wants to communicate.
to the gaze; the picture is that which the gaze isolates The problem of legitimate or relevant
in space and time within the image. The image also interpretations of performance is not actually a
has limits in space and time, but these limits are problem of meanings and/or codes, nor is it one
not fixed by the arbitrary selection process of of specialized knowledge. It is, principally, a
the person looking, as happens with pictures. problem of the way in which the montage of the
Though it is possible to talk about the picture audience is shaped.
(what is seen) in the narrow sense of the term, A point needs to be made here about the
we also need a process capable of demonstrating concept of the picture. Since a picture can also
(and eventually determining) all the options of be extrapolated from an image, two types of
selection and organization working on the picture need to be considered: overt pictures, like
image - i.e., a way to expose framing shot the cinematic frame, for example, and implicit
sequence. While the cinema can work comfor- pictures which can be termed perceptual pictures.
tably with pictures, theatre can only work with Film can therefore be described as a montage
images, since there is no way of fixing the of visual pictures put together by the auteur,
director's sequences. whereas theatre performance leads to a montage
At this stage a statement can be made which of perceptual pictures put together by the
will serve as a focal point for the rest of this audience, though inspired by the performance
paper: the cinema audience see a discontinuous itself.
set of pictures. Through composition, and by The basic question remains to determine what
definition through the auteur's montage, these shapes the audience's montage. Since the
pictures lead to cognitive processes which have shaping of the composition calls into play a
become unconscious, and result in narrative concept that has barely been considered -
continuity. 'The child looks greedily at the food rhythm -1 shall confine myself to considering
because he is hungry' is the description of the shaping of the framing shot. This involves
narrative continuity that the audience constructs, an analysis of the devices through which the
thus bringing the two separate frames together director, together with the actors and all the
through time and space by cognitive processes other auteurs of the performance, tries not so
set in motion by the montage. much to communicate but rather to work on the
In theatre, the opposite occurs. The audience audience and hold their attention.
see continuous images and from these images It should be emphasized that these devices
derive pictures (i.e., they produce their own have nothing to do with signs but everything

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to do with signals. The devices are aimed at also exists in its own right. The director's
creating perceptual pictures in the minds of montage exists both as one process among
the audience and so are not focused on the others that shapes the framing shots seen by the
significance an image should have but rather on audience, and as an actual recognizable montage
what there is to be seen in an image and how process.
to see it. We therefore need to distinguish two types
of source-montage. The first, which serves only
to shape what the audience sees, consists of units
The Rhetoric of Signals
that are distinguishably separate to the director
It is important to remember this because it raises but do not appear as such to the audience. The
another problem: up to now, theatre semiotics second type, on the other hand, is made up of
has been concerned with signs and has ignored units that are objectively separate.
signals. A lot of what the audience sees in a But can there be objectively separate units in
performance is not there to express meaning and theatre? In posing this question, I realize I am
to focus rational thought; it is there to activate stretching my original point according to which
signals — to focus attention. In other words, the theatre can only work on inseparable images. In
devices set in motion to create visual pictures reality, although this is generally true, it does
in the audience have a rhetorical purpose and not exclude the fact that there can be objectively
function rather than a semantic one. definable units in the theatre in much the same
Let me give an example to clarify this point. way as there are in filmic framing shots (and
I have already stated that the (unselective) there is a whole line of enquiry into this problem
continuity of the image in relation to the going on at the present time).
(selective) discontinuity of the picture stems Leaving aside macro-units, which in western
from the fact that the spatial and temporal limits theatre are distinguishable as acts and scenes, let
of the image are not immediately obvious since me focus on micro-units. These can be
they are the result of arbitrary choice — that is, straightforward visual pictures, obtained through
they are the product of what the individual sees. lighting and stage machinery or through other
So a ship, insofar as it is a picture, can stand for devices, such as those which impose boundaries
an entire fleet, but that same ship as image stands on what is seen by shifting the audience's
for itself, since the choice of the fleet context is attention away from the image and then shifting
not obvious from the outset. And it is on this it back again. They can also be what might be
that the (unselective) continuity of the image is termed linked pictures, created in the audience
based: it is self-referential and stands for itself. through associations of ideas with focal
It is obvious that the processes which elements of the performance, both visual and
produce perceptual pictures must first nullify non-visual, that can clearly be distinguished
that self-referentiality of the image and work in from each other.
such a way that the image can stand for These elements of attracting attention - apart
something else, for that something which makes from repartee, which has a special semantic value
up the picture of what is perceived - though and significance - are images predetermined by
not, obviously, its meaning. the director in order to create other images, and
In this sense, the processes which shape the are therefore material metaphors. When consider-
audience's framing mechanisms trigger off ing them, we have to tackle the problem that,
rhetorical devices such as metonymy. Although in theoretical terms, still remains to be
these devices are well-known to theatre explored - that of metaphor in the theatre.
practitioners, especially in the traditional oriental The association-linked picture is something of
theatre, they have been barely considered by a half-way house between what is seen and what
theatre analysts. is presumed. It is closer to what is seen insofar
So far I have discussed the horizontal as it derives from a separate unit, but it relates
montage processes of the audience. Let us call to what is presumed since, though it derives
that end-product montage, to distinguish it from from a separate unit, it is not that unit, but is a
the director's montage, or source montage, which presumed image created through an association

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IMAGE versus PICTURE
(not separate, continuous, (separate, not continuous,
imprecise) precise)
( DIRECT- •VISUAL FRAME
PICTURE /through reprise of
an image PERCEPTUAL FRAME
IMPLIED/
through association
\of ideas -ASSOCIATIVE FRAME

of ideas. The diagram above provides a resume But in a different situation, the sender S could
of the concepts introduced in relation to the adopt another strategy. Faced with the message
problem of horizontal montage in theatre. /m/, that the receiver R has failed to understand,
the sender S might send other expressions that
do not have the same meaning but which have
The Process of Communication
a more restricted meaning. And to continue
Moving on from these observations on using the terminology of the natural sciences, S
horizontal montage, I want to consider the might move from class to order to family to
problem of finding a semiotic definition of mon- genre to kind and thence to the particular
tage, and in order to do this I need to begin with individual meaning of the message /m/. This
some generalized discussion of communication. communication strategy is known as communica-
I would describe a process of communication tion through difference.
in the following schematic way: a sender S sends In the case of communication through
a message /m/ to a receiver R which is charged similarity, what happens is literally com-
with a given meaning. The communication is prehension. An example of this might be the
most effective (that is, it is most constructive) communicative situation in which someone in a
when the receiver R endows the message /m/ restaurant abroad asks for a particular type of
with a meaning similar to that given it by the fruit and, faced with the waiter's total
sender S. incomprehension, starts explaining through
Now let us suppose that there is a mechanism increasingly generalized terms, and finally ends
through which the sender S can control the level up by asking for any kind of fruit regardless.
of accuracy of the communication, that is, can In communication through difference, how-
control the way in which the receiver R endows ever, the process is towards specification and
the message /m/ with meaning. If that level of identification. An example of this process might
accuracy is not immediately very high, let us be someone in an ironmonger's, asking for a
imagine two ways in which the sender S might screw and then, faced with an assistant who is
behave. an expert, gradually beginning to be more
In the first model, the sender S might try to specific and finally ending up with a precise
explain the meaning of the message /m/ by definition of exactly what kind of screw he
adding other messages / m 7 / m ' 7 etc., which are wishes to buy - that is, with the real meaning
roughly synonymous to /m/ in that they have of the term 'screw', the precise meaning that he
the same meaning or a wider meaning. Using the intended to communicate.
terminology of the natural sciences, once the In discussing communication, there is a
synonyms for message /m/ have been exhausted, tendency to see communication only through
and that usually happens fairly quickly, the similarity, in that the process moves from zero
sender S can move on to explaining in terms of (the waiter not understanding) to complete
kind, then in genre, family, order, or class. This success (the waiter finally does understand,
communication strategy is known as communica- which is true enough, though achieved at the
tion through similarity. price of a serious loss of the meaning that was

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part of the original aim of communication). to be asked as to whether it also exists as a basic
In contrast, with communication through functional fact. The answer is negative, for in
difference, the opposite happens. The process reality it is not time-sequence that sets in motion
starts with an understanding on the part of the the cognitive processes of the audience, but
receiver in such generalized terms that the rather difference - that is, the perception of
sender is forced virtually to deny the initial different conceptualized contexts linked in
statement and substitute it with another until non-linear sequence.
reaching the acceptable degree of meaning that Returning to the Eisenstein example once
he/she wants to communicate. again, what produces the cognitive process that
Communication through similarity proceeds is verbalized as 'the child "devours the food
through affirmations; communication through with his eyes",' is not the sequence of frames:
difference proceeds through negations. But that close up of the child's eyes/close up of the plate
is not all. In the process of communication of food, but the perception of the context that
through similarity, the starting point is one of says 'poor, helpless childhood' as opposed to
zero-effect that moves eventually to an ideal the concept 'powerful, opulent wealth'. The two
improvisation, whereas in communication through frames or two pictures are merely parts of these
difference, that process of movement is a contexts, and it is their partial nature, among
gradual one, and at no time is the effect other factors, that imposes a limitation.
completely zero. But while the two pictures follow one
What this means is that in communication another, and therefore each one is only present
through difference, there is no accumulation, no in the other's absence, the two contexts which
memory: either one is understood or one is not. trigger the cognitive process in the audience
In communication through difference, however, remain simultaneously present. The cut-off point of
there is memory: the process of individuation is the picture blurs the real presence of the relative
a gradual one and when it is fully realized it context, but does not eliminate the mental
retains as a basis all the meanings that are in presence. So, if horizontal montage manifests
some way applicable to the message /m/. itself in a sequence of pictures, it functions
In communication through difference, every- according to the simultaneous perception of the
thing that is altered remains as a basis and differences of the relative contexts.
literally constitutes the density of the one specific It could be argued that sequence is only a
meaning. And it is only through this type of technical means whereby a perception of
communication that what anthropologists des- difference is induced in horizontal montage. But
cribe as complex thought can be expressed, this what kind of communication takes place
being structurally composed of multiple, even through horizontal montage? The audience, as
contradictory, aspects. has been noted, perceives difference (of
contexts) through a sequence (of pictures). And
these differences function in the sense of
Montage in Sequence — and Context
specifying, focusing on the precise meaning that
Let me now return to horizontal montage, the auteur wants to communicate to the
montage in sequence. In horizontal montage a audience.
series of distinct pictures succeed each other in Returning to the by now familiar example,
time, separated by some process of division, and Eisenstein does not want to communicate in
it is on the basis of that discontinuous process general terms the fact that the child is hungry
of succession that the audience engages in the (he would only have needed one frame for this,
cognitive act of reconstituting continuity. This carefully constructed); he wants to communicate
has already been stated, and it seems that in this that the character is suffering from that'
process the basic component is time, or, to put particular kind of hunger that is experienced by
it more precisely, the fact that the pictures follow children who are poor and who are surrounded
on from one another. by wealth and by waste.
Now it is clear that this process of succession In order to communicate the idea of that
exists as a concrete fact, but the question needs specific kind of hunger, he has to get across to

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the audience firstly the meaning of 'child', made
The Concept of 'Vertical Montage'
more specific as 'poor child' and then yet more
specific as 'poor starving child', culminating in There is now a basis for the introduction of the
'poor starving child faced with an excess of notion of vertical montage or simultaneous
food'. It is a similar communicative situation to montage. The apparent paradox of this concept
that which happened when our customer tried derives from two facts: the first is that the
to make the shop assistant understand what kind images which interact among themselves are not
of screw was wanted. necessarily visual ones, and the second is that
From this, it can be concluded that horizontal the pictures derived from such images do not
montage is not different in structural terms from succeed one another in time but are simultaneous.
communication through difference as described It is this second fact above all that makes it seem
above. However, it is clear that this statement paradoxical to use the term and concept of
is acceptable if and when a 'complex thought' montage to describe the interaction of elements
is being expressed through horizontal montage. that occur at the same time.
One could create technically a montage of A unit of performance is made up of the
images whose relative contexts are not different integration of the actor's micro-performances
but tautological. In that case, although technically (assuming that only one actor is involved) and
montage would happen, there would be no various components of the staging. There will
functional montage, since the cognitive process, be a set of micro-performances - gestural, ver-
based on a perception of differences that forms bal, sonic (which includes other than word
the specific feature of montage in terms of its units), and so on. All these micro-performances,
functionality, could not be created in the together with the pictures that derive from
audience. them, are present and working simultaneously,
This would, for example, be the case in those and do not follow one another through time. So,
sequences of pictures in which we see the same in what sense can they be discussed in terms of
character driving a car at different stages of a montage?
journey. Technically montage exists, but its At this stage, we need to go back to some
purpose is to 'reflect' real time. This does not of the remarks made about horizontal montage.
allow for any true cognitive process in the It was pointed out that the time sequence of
audience and certainly does not allow for pictures was simply the technical expedient
complex thought. Henceforth, when discussing through which the simultaneous presence of the
montage, unless indicated to the contrary, I shall contexts could be established, with the images
thus be referring to authentic montage - that is, as partial units.
one based on difference, since the other type of It was also noted that the cut-off point
montage, based on identification, is actually between one picture and another served only to
pseudo-montage. delineate their elliptical nature and to make the
To summarize so far: in horizontal montage process of perceiving the differences between
the time sequence of images is simply the the contexts created by the pictures simpler.
technical means through which the mental Finally, it was noted that the montage works
simultaneity of the contexts is realized, which in through this difference. The conclusions to be
turn, through their basic difference, triggers the drawn from this were that horizontal montage
cognitive process in the minds of the audience. is structurally identical with communication
Mental simultaneity means that all the through difference.
contexts stay in the audience's mind and The irrelevance of the time factor in hori-
accumulate. They constitute the density from zontal montage is a fact of great importance,
which, not metaphorically, the specific meaning since it makes it possible to consider fundamen-
that is the object of communication emerges. tally analogous mechanisms both in horizontal
Horizontal montage is therefore a communica- montage, where the pictures follow on from one
tion through difference and the points made another, and in vertical montage, where the
regarding communication through difference in pictures are superimposed on each other.
general are applicable. In vertical montage the simultaneous presence

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of the contexts in which images are partial units individuation. Character X loves character Y, but
is comparable to the simultaneous occurrence of what is the nature of that love? It is a
various pictures. In horizontal montage the same problematic, uneasy love, and other pictures that
simultaneous presence of contexts is comparable have not yet been considered in this example
to a fusing-together of pictures. But given that serve to specify further the nature of X's love
the functionally determinant factor is the and lead ultimately to defining it, in the same
simultaneous presence of the contexts, these way in which the sequence of pictures in the
two types of interaction, though based on Eisenstein montage lead to determining the
different techniques, can both be described as character's specific kind of hunger. In essence,
montage. even vertical montage is concerned with
There remain, however, two problems. The communication through difference.
first is this: in what sense can the pictures in
vertical montage be understood as partial units
Balancing 'Similarity' and 'Difference'
of contexts ? The second concerns the importance
and type of the difference between contexts. In conclusion, it can be said that both horizontal
With regard to the first problem, let us take and vertical montage can work through
as an example the unit composed of an actor similarity or through difference, and that both
speaking the words, 'You are very dear to me', genuine and pseudo-montage can be created.
with an expression of bitterness. This example Working through similarity, what is aimed for
depends entirely on the stage direction, but is general understanding; whilst working through
clearly the first picture, related to the words difference, what is aimed for is specific definition.
'You are very dear to me' leads on through its Moreover, general understanding, which
literal meaning to a wider context that could be derives from similarity, tends to be uniform and
described as a field of meaning, and, in respect stable, in the sense that all the members of an
of that, the literal meaning is in no way audience on any one night will understand
contradictory. roughly the same meaning and that meaning will
This field of meaning could be described as not be basically any different on the next night,
'the love held by character X towards character because of its nature. Specific definition, on the
Y'. The same applies also to gestural expression, contrary, which derives from difference, tends to
which in general terms will have a literal be varied and unstable, in the sense that the
meaning that can be related to a wider field of members of the audience on any one night will
meaning. This can be described as 'contrast pick out different meanings, and those meanings
between character X and character Y'. can change radically for the audience of the
What the audience sees through the two following night. This happens, obviously,
pictures that are elliptically indicated are these because of the precise nature of meaning.
two fields of meaning. Therefore, in addition to The most accurate kind of balance is usually
the irrelevance of the time factor, horizontal the most finely weighted. Whilst a crudely
montage is comparable to vertical montage in weighted balance tends, through different
this respect also. weighting of the same object in differing
With regard to the second problem, it is not conditions, to produce the same result, a finely
accidental that I have chosen an example with weighted balance tends to record random
two different, almost opposite contexts. In the factors and create differing results for the same
same way as occurs with horizontal montage, object. In this respect, the difference between
although more frequent and consistent in this communication through similarity and com-
case, it is also true that in vertical montage one munication through difference, and hence
can choose to relate similar or identical between pseudo-montage and genuine montage,
contexts - that is, decide to carry out a is apparent not only from the point of view of
pseudo-montage. But if different contexts are set the way in which they work, but also from that
side by side, the mechanism that links them is of their effect on the receiver.
similar to that of horizontal montage. While communication through similarity
This perception of difference constitutes (pseudo-montage) tends to transmit shared,

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stable meanings, based on the hypothetical did not succeed one another in sequence. But it
notion of a homogenous audience, communica- should be obvious that, logically, vertical
tion through difference (genuine montage) tends montage should precede horizontal montage,
to transmit unstable meanings that are not for two reasons.
shared, and to be based on an essential The first is that horizontal montage is in fact
variability amongst a group of spectators. made up of a sequence of vertical montages. The
Throughout this essay, I have had to examine second is that once horizontal montage is seen
vertical montage after the horizontal, insofar as a montage of vertical montages, it becomes
as it was important to demonstrate the possible to clarify the concept of image/picture
irrelevance for the latter of the time-factor in and to disconnect this from the apparently
order to discuss montage in cases where images indissoluble link of its visualness. See below:

Lines Vertical Montage


{partial images)

. gestural line

• mimetic line

verbal line

- • time

Horizontal montage (global images)

Fig. 1.

The images on which horizontal montage is visual pictures in the sense described in the first
based are not produced by a single line, whether part of this paper, and partly derivative, like
gestural, verbal, etc., but derive from the vertical perceptual or analogous images.
montage of images determined by micro- If the construction of visual framing shots is
performances along those various lines. The the task of the director alone, the construction
whole process can be summed up as follows: of perceptual and associative images, although
from each of the lines, the member of the shaped by the director, is primarily the task of
audience comes to construct an image. These the audience. Vertical montage of partial images
images can be overt or implicit, a result of the is set up by the director on the assumption that
processes set in motion by the director. Through the perceptual and associative pictures of the
the horizontal montage of these partial images audience will be relatable to the functioning of
are derived the global images that are set up in the performance communication that the director
the horizontal montage. is aiming for.
Overall, then, to whom does the theatrical To sum up: the audience contribution, and
performance belong? It is obvious that horizontal consequently the degree of autonomy between
montage depends on the images within it, that the director's performance and the audience's
is, on the global results of several vertical performance, is increased when there are more
montages. And these depend on the partial implicit images than overt images, and fewer
images deriving from individual lines. Partial contexts than pictures. The predominance of
images are there, partly objective, since they are implicit images increases the active role of the

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audience, since it is the audience that elaborates which runs a risk of becoming too slight and
them. The divergence of contexts - and this is generalized.
the main point of this essay — leads to a greater
variety of different interpretations. References
So, in the case of difference, it can be argued There are no footnotes to this essay. There is virtually no
that the director's performance tends to be bibliography at all on theatre montage. Writers have not bothered
different from the audience's performance. In the about it, theatre practitioners who have tackled the problems
practically have almost never written about it. But some useful
case of a work that functions consistently or references in relation to this essay can be found in the works of
exclusively through similarity, it is to be S. M. Eisenstein, and it is important to remember that, although
expected that the tautology of the contexts in it is not generally known, Eisenstein did also work in the theatre.
Two enormously helpful works, not yet available in English, are
vertical montage and their logical sequence in Eugenio Barba's La corsa dei contrari: antropologia teatrale (Milan:
horizontal montage will ensure that the direc- Feltrinelli, 1981) and the essays on 'Dramaturgy' and 'Montage'
tor's performance is similar to the audience's. in Anatomia del teatro, ed. Nicola Savaraese (Florence: Usher, 1983).
My conversations with Eugenio Barba have also always been
Just as there is the complex thought of a source of great inspiration, in particular, lengthy discussions
interpretation at the end of a performance built during the two International School of Theatre Anthropology
on genuine montage, at the end of a workshops at Bonn, in 1980 and Volterra in 1981. On those
occasions, I would like to acknowledge also the valuable advice
performance built on pseudo-montage there is given me by Jerzy Grotowski in addition to Eugenio Barba.
a simple thought of general understanding,
Translated by Susan Bassnett

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