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Blue Moon Approach To Rare Events: Molecular Simulation September 2004
Blue Moon Approach To Rare Events: Molecular Simulation September 2004
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To cite this article: Giovanni Ciccotti & Mauro Ferrario (2004) Blue Moon Approach to Rare
Events, Molecular Simulation, 30:11-12, 787-793, DOI: 10.1080/0892702042000270214
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Molecular Simulation, Vol. 30 (11–12), 15 September–15 October 2004, pp. 787–793
The “Blue Moon” ensemble is a computationally when a property j ¼ j ðr N Þ exists which takes the
efficient molecular dynamics method to estimate the corresponding value j ‡ and otherwise fluctuates
rate constants of rare activated events when the process between the values jA and jB corresponding to the
can be described by a reaction coordinate j (r), a well-
defined function in configuration space. By means of reactant and product states, respectively. Escape from
holonomic constraints a number of values of j (r) can be the region around j ¼ j ‡ is fast. See Fig. 1 for a
prescribed along the relevant path to identify the pictorial interpretation.
“bottleneck” region first and to sample an ensemble of In order to give a Statistical Mechanics description
starting conditions to generate activated trajectories. of rare events we start from the Boltzmann’s
These MD trajectories sample phase space according to a
biased configurational distribution. With a suitable definition of probability for a state identified by a
re-weighting of averages from such ensemble of particular value j ¼ j 0 ; introducing the reversible
trajectories one can characterize completely rare events. work Wj (j0 ) (free energy) associated to the “progress
variable” j (r N):
Keywords: Blue moon approach; Rare events; Reactive flux
correlation; MD trajectories P j ðj 0 Þ ¼ kd ðj ðr N Þ 2 j 0 Þl ; C exp{ 2 bW j ðj 0 Þ} ð1Þ
where k. . .l is the canonical ensemble average with
b ¼ ðkB TÞ21 : The constant C is determined by the
normalization condition on P(j ). A typical behavior
INTRODUCTION of Wj (j 0 ) is sketched in Fig. 2.
The quantities of physical interest in rare events
Rare events are activated processes in which a (chemical reactions) are the rate constants, for
transition takes place between two stable states, i.e. example, the one related to the population of the
states where the system spends the overwhelming reactant which goes to the product state. In terms of
majority of its time. Stable states are separated by a the progress variable (reaction coordinate), the
region of very low probability so that the transition population of the reactant is given by the space
can be viewed as the infrequent crossing of a free function u ðj ðr N Þ 2 j ‡ Þ with its associated flux u_ ¼
_ ðj ðr N Þ 2 j ‡ Þ: Using the standard linear response
jd
energy barrier much higher than kBT. As such, the
transition is of very short duration compared with theory approach for “transport” properties [1 – 3], for
the time one has to wait for it to occur and cannot be a review see also Refs. [4,5], one finds the analogous
simulated using conventional techniques. of a Green-Kubo formula for the rate constant kf of
For a classical system, described by an Hamiltonian the activated processes
Hðr N ; p N Þ ¼ K þ V whose time evolution can be _ ðj 2 j ‡ Þu ðj ðtÞ 2 j ‡ Þl
kjd
viewed as a curve in the 6N-dimensional phase space kf ðtÞ ¼ ; ð2Þ
ku ðj ‡ 2 jÞl
identified by the initial conditions and generated
according to the equations of motion r_ ¼ ð›H=›pÞ; Given that j ¼ j ‡ is a rare event and happens very
p_ ¼ 2ð›H=›rÞ; the transition state can be identified infrequently it is difficult, if not impossible, to collect
ISSN 0892-7022 print/ISSN 1029-0435 online q 2004 Taylor & Francis Ltd
DOI: 10.1080/0892702042000270214
788 G. CICCOTTI AND M. FERRARIO
In Molecular Dynamics, a configurational conditional straightforward calculation [24]) after some Gaus-
average sian integrations, the effective force can be rewritten
as
^ N Þd ðj ðr N Þ 2 j 0 Þl
kOðr
Ocond ¼ ð14Þ D 1 E
kd ðj ðr N Þ 2 j 0 Þl Z 22 2l 2 p_ j þ kB2T › ln Z
dW ›j j0
can be computed by using an alternative trajectory, ¼ ð18Þ
dj 0 1
kZ 22 l
with j (r N) constrained to be equal to j 0 and j0
Again to use this results one has to make explicit the Recombining all terms together we finally find
coordinate transformation with its Jacobian determi-
nant and the vectors needed to differentiate with k 2 ››Hj d ðj 2 j 0 Þl 1
kZ 22 ½l þ kB TGlj 0
Fj0 ¼ ¼ ; ð21Þ
respect to j in the configuration space. kd ðj 2 j 0 Þl 1
kZ 22 lj 0
Instead of this “brute force” approach, an
alternative, simpler way, has been proposed [24] on the sought for expression containing no implicit
the basis of the equations of motion written for the quantities and using the constraint forces which are
generalized coordinates {u; p u } where one has, in automatically provided by SHAKE [25].
turn, to consider explicitly the Lagrangian multiplier Three comments are in order. First, the Lagran-
l associated to the constraint on j gian multiplier l appearing in the above equations
›H is exactly the same in the cartesian equations of
u_ ¼ ; ð17Þ motion. Second, in a previous work, Frenkel and
›p u
Ruiz [26] have found on a sound physical basis,
›H although not completely general mathematically, a
p_ u ¼ 2 2 ldju : closely related result which also permits one to
›u
avoid the definition of the other coordinates q and
As can be seen from Eq. (13), the difficulty was to compute explicitly both jJj and ð›=›j Þ: Finally
brought about when performing integration over the notice that the simplification occurs when using
momenta. We could instead try to keep the the constraint forces. The expression using the
momentum-dependent observable ð›HÞ=ð›j Þ and generalized force ð›HÞ=ð›j Þ in the constrained
explicitly compute the difference between the ensemble is still implicit and complex. The idea
configurationally unbiased constrained average of to use the constraint force to simplify the
our quantity and the corresponding conditional calculation of the reversible work has been put
average. Remembering that the transformations forward by Mulders et al. [27]. However, these
{r N ; p N } $ {u; p u } is canonical and that the value of authors have forgotten that constrained averages
the Lagrangian multiplier appearing in our have to be unbiased since the reversible work is
equations is independent of the chosen coordinates not directly related to constrained averages but
(this can be demonstrated by a tiring but otherwise only to conditional ones.
BLUE MOON APPROACH 791
(the transmission coefficient in chemical reactions is the argument a bit more, let us now formulate in
typically of this form). When j ðr N Þ ¼ j 0 is a rare event statistical terms the choice of the sample of initial
these quantities are very difficult to obtain for exactly conditions. We have to sample from the distribution
the same reasons that occur in the calculation of the 1
reversible work. Furthermore, we now need to Pðr N ; p N Þd ðj ðr N Þ 2 j 0 Þ ¼ exp { 2 bHðr N ; p N Þ}
Q
integrate the real dynamics of the system and not the ð25Þ
constrained one. These difficulties can be overcome d ðj ðr N Þ 2 j 0 Þ ¼ Pr ðr N ÞPp ðp N jr N Þd ðj ðr N Þ 2 j 0 Þ;
by sampling independently initial conditions from
the appropriate ensemble, instead of using points where Pr ðr N Þ / exp{ 2 bV N ðr N Þ} and Pp ðp N jr N Þ does
along a dynamical trajectory, and then integrating not depend on r N and is a simple product of
the correct dynamics for the (short) times needed to Maxwellians. Since j 0 is infrequent we are sampling
be followed to construct the relevant correlation 1
functions. This is what we call the Gibbs definition of Pj 0 ðr N Þ / Z 2 exp { 2 bV N ðr N Þ}d ðj ðr N Þ 2 j 0 Þ: ð26Þ
time correlation functions:
We disregard Pj 0 ðp N jr N Þ and we sample p N from
N N N 0 N N
kOð0;r ;p Þd ðj ð0;r Þ 2 j ÞOðt;r ;p Þl 1
Pp(p N). Multiplying the probability used by Z 22 ; we
ð obtain as probability distribution
1
¼ dr N dp N exp{ 2 bHðr N ;p N Þ}
Q 1
Z 22 Pj 0 ðr N ÞPp ðp N Þ / Pðr N ; p N Þd ðj ðr N Þ 2 j 0 Þ; ð27Þ
N N N N 0
£ Oðr ;p Þd ðj ðr ;p Þ 2 j Þ which is proportional to the correct one. This is what
N N we call the Blue Moon ensemble, from which
£ ½Uðt;0ÞOðr ;p Þ; ð23Þ
kOð0; r N ; p N ÞOðt; r N ; p N Þd ðj ð0; r N Þ 2 j 0 Þl
where Uðt;0Þ is the evolution operator of the system
from time 0 to time t. This should be contrasted with kd ðj ð0; r N Þ 2 j 0 Þl
the Boltzmann definition 1
kZ 22 Oð0; r N ; p N ÞOðt; r N ; p N ÞlBlue Moon
¼ 1 : ð28Þ
N N
kOð0;r ;p ÞOðt;r ;p Þl N N kZ 22 lBlue Moon
¼ 2kB T ln kd ðh1 2 h 01 Þd ðh2 2 h 02 Þl ð29Þ We are grateful to R. Kapral, D. Frenkel and M. Sprik,
for stimulating collaboration on this subject over
In Fig. 4, a graphical solution is given for an the years.
imaginary case in which the use of a single coordinate,
say h1 is not sufficient to describe the rare events.
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