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Acute Stress Disorder
Acute Stress Disorder
4
STRESS DISORDER
DIAGNOSTIC CRITERIA
43
reliability and homogeneity may be increased with an objective definition
of the stressor, there is strong evidence that a stringent definition of the
stressor severity would lead to false-negative diagnoses (Snow, Stellman,
Stellman, & Sommer, 1988). There are many examples of PTSD symptoms
occurring after less severe traumas (Burstein, 1985; Helzer, Robins, &
McEvoy, 1987). Furthermore, there have been numerous reports that em-
phasize the importance of perceived threat in predicting PTSD (Bryant &
Harvey, 1996a; Mikulincer & Solomon, 1988; Speed, Engdahl, Schwartz,
& Eberly, 1989). Accordingly, DSM-N adopted the position that the def-
inition of the stressor should involve both objective and subjective dimen-
sions (March, 1993). The use of this definition in ASD is supported by
findings that acute stress responses are associated with both severe objective
stressors (Marmor et al., 1994) and severe subjective perceptions of threat
(Bryant & Harvey, 1996a).
The subjective component of the stressor definition is problematic,
however, in the context of the dissociative cluster of symptoms. The first
dissociative symptom cited in DSM-IV is “a subjective sense of numbing,
detachment, or absence of emotional responsiveness” (American Psychi-
atric Association, 1994, p. 432). There appears to be a possible inconsis-
tency in the juxtaposition of the requirement of a fearful perception of the
event and the experience of emotional numbing. For example, a person
who has survived an earthquake but reports no salient emotional response
to this event would not satisfy the stressor criterion for ASD. It is possible,
however, that this person’s lack of emotional response may be attributed
to a dissociative reaction to the trauma. Thus, a strict adherence to the
DSM-IV criteria may result in false-negative diagnoses. Although this po-
tential problem also exists in the diagnosis of PTSD, which may include
emotional numbing, it appears to be a more prominent difficulty in ASD
because of the requirement that diagnosed individuals must display disso-
ciative symptoms. Modification of the description of the response to the
stressor to include behavioral manifestations of distress (e.g., nonrespon-
siveness or detachment) may reconcile, to some extent, the anomaly of
dissociative responses and the requirement that the individual responds
with fear or helplessness.
Criterion B: Dissociation
The ASD criteria require the presence of three of the following dis-
sociative symptoms: numbing, reduced awareness, derealization, deperson-
alization, and dissociative amnesia. In chapter 3, we reviewed evidence that
in some studies (but not all), acute dissociative symptoms have been fairly
good predictors of PTSD (Bryant & Harvey, 199813; Harvey & Bryant,
1998d; Spiegel et al., 1996). It needs to be acknowledged, however, that
there is significant overlap between the individual dissociative symptoms
HOW TO DZAGNOSE 45
to specific features of an event that are potentially threatening. Whereas
DSM-IV stipulates that the intrusive, avoidance, and arousal symptoms
need to be marked or persistent, there is no indication in DSM-IV that
the dissociative symptoms need to be experienced at a significant level of
severity. The potential risk of this ambiguous definition is that it may result
in an overinclusive definition of dissociation.
Criterion C: Reexperiencing
Criterion D: Avoidance
The diagnostic criteria for ASD stipulate that the person must display
“marked avoidance of stimuli that arouse recollections of the trauma”
(American Psychiatric Association, 1994, p. 432). This avoidance includes
that of thoughts, feelings, activities, conversations, and people that may
remind the person of his or her traumatic experience. In chapter 3, we
reviewed the evidence that the relationship between acute avoidance and
long-term PTSD is modest (Bryant & Harvey, 199813; Harvey & Bryant,
1998d; McFarlane, 1992a). This situation contrasts with findings that per-
sistent avoidance behavior is strongly associated with long-term PTSD
(Bryant & Harvey, 1995b; Schwarz & Kowalski, 1992; Z. Solomon et al.,
1988). Apart from the problems associated with its poor predictive power,
the current definition of avoidance behavior in ASD is problematic because
of its flexibiliy. Whereas the PTSD diagnosis requires that the person dis-
play at least three specified avoidance symptoms, the ASD diagnosis simply
requires marked avoidance. This vague definition is troublesome because
diagnosticians are not provided with any index of what constitutes marked
avoidance. This ambiguity can lead to considerable variability in the con-
text of acute stress because individuals can be exposed to a range of post-
trauma events that either limit their capacity to avoid trauma reminders
or restrict their opportunities to be exposed to trauma reminders. For ex-
ample, the hospitalized trauma patient may not have the opportunity to
demonstrate avoidance within this sheltered environment. Operationaliz-
ing marked avoidance in the acute trauma setting can be difficult and poses
the likelihood of considerable variation in diagnostic decisions.
Criterion E: Arousal
The ASD diagnosis requires that arousal symptoms be present for at
least 2 days after the trauma. Whereas the diagnosis of PTSD requires that
HOW TO DIAGNOSE 47
at least two arousal symptoms be evident, the ASD diagnosis requires only
marked arousal. Arousal symptoms may include restlessness, insomnia, hy-
pervigilance, concentration difficulties, and irritability. The definition of
marked arousal suffers from the same ambiguity as the loosely defined
avoidance criterion. Considering that most trauma survivors experience
arousal symptoms in the acute trauma phase (Cardefia & Spiegel, 1993;
Feinstein, 1989; Sloan, 1988; Titchener & Kapp, 1976) and that there is
evidence that most arousal symptoms remit in the initial weeks after a
trauma (Cardeiia & Spiegel, 1993), the probability of overdiagnosis of
arousal is high. Moreover, the acute posttrauma phase is often marked by
ongoing disturbances that may necessarily involve heightened arousal. For
example, the hospitalized patient who is undergoing medical interventions
or the bushfire victim who needs to relocate may be participating in ac-
tivities that lead to heightened arousal. In chapter 3, we noted evidence
that requiring three acute arousal symptoms provides a more accurate pre-
diction of later PTSD (Harvey & Bryant, 1998d). Accordingly, diagnosti-
cians should exercise some caution in considering their definition of
marked arousal.
Criterion G: Duration
How valid is the new diagnosis of ASD? Robins and Guze (1970)
described a set of standards for validating a new diagnostic entity, and these
were used by Keane et al. (1987) to justify the initial PTSD diagnosis.
Robins and Guze proposed that the first of their five criteria involve the
completion of descriptive studies to provide a clear clinical picture of the
diagnosis. Although a number of studies reporting the incidence of acute
trauma symptoms had been reported when DSM-IV introduced the diag-
nosis of ASD, there were no studies that provided a specific and compre-
hensive clinical description of ASD. The second criterion involved labo-
HOW TO DIAGNOSE 49
ratory studies that defined the physiological and psychological factors
associated with the new diagnosis. At the time the DSM-IV was written,
there were no such studies available to justify the symptom selection of
ASD. Third, Robins and Guze proposed that a new diagnosis must ensure
that its defining criteria distinguished it from other disorders. At the time
of its introduction, there had been no work conducted that ensured the
delineation of ASD from other disorders, especially depression and other
anxiety disorders. Fourth, Robins and Guze proposed that prospective stud-
ies should be conducted because variable long-term outcomes might high-
light problematic original diagnoses. As noted above, there had been no
prospective studies conducted on ASD before its introduction. Finally,
Robins and Guze proposed that family studies should be conducted to de-
termine the presence of an increased prevalence for the particular diagnosis
or other psychiatric disorders within families. Although the diagnosis of
ASD did not satisfy any of these criteria at the time of its definition in
DSM-IV, there is now initial support for a number of these criteria. Spe-
cifically, there is now evidence for the clinical description of ASD (Cri-
terion 1), laboratory studies to define the psychological and physiological
factors of associated with ASD (Criterion 2), and prospective data about
the course of ASD and PTSD (Criterion 4).
It is probable that the definition of ASD will be modified in
DSM-V as further research is conducted concerning the diagnostic param-
eters of ASD. This research should address a number of core issues. First,
the utility of ASD as a diagnosis should be determined for a range of trauma
populations. For example, the role of peritraumatic dissociation may vary
across trauma populations. There is evidence that dissociative reactions are
more frequently seen in more severe and prolonged traumatic events (Her-
man, Perry, & van der Kolk, 1989; Marmor et al., 1994; Zatzick, Marmor,
Weiss, & Metzler, 1994). It is possible that the role of peritraumatic dis-
sociative responses in more severe traumas, such as prolonged rape, may
be different from the role of dissociative responses in less protracted trau-
mas. Second, closer attention is needed to the distinction between normal
and pathological responses in the acute posttrauma phase. This issue in-
cludes delineating the period of time after a trauma that best identifies
those reactions that will develop into long-term psychopathology. Third,
the exact definitions of each criterion needs to be specified, to reduce
ambiguities that may lead to diagnostic variability. For example, the stip-
ulation that dissociative symptoms may be either present at the time of
the trauma or ongoing should be empirically validated, operational defi-
nitions of avoidance and arousal should be clarified, and uniformity be-
tween ASD and PTSD descriptions should be established. Fourth, the ASD
criteria need to recognize that a significant proportion of trauma survivors
can develop PTSD without displaying acute dissociation. The introduction
of a new diagnosis invariably involves initial problems, and it is only
Motivation
HOW TO DIAGNOSE 51
sessment session may be more beneficial than attempting to complete the
assessment at the initial meeting.
Organizational Issues
The Environment
Ongoing Stressors
Comorbidity
HOW TO DIAGNOSE 53
1993). Initial evidence indicates that ASD is also likely to coexist with a
range of Axis I and Axis I1 disorders (Barton et al., 1996). Depression is
particularly probable in those suffering posttraumatic stress (Shore, Voll-
mer, & Tatum, 1989). Moreover, Shalev, Freedman, et al. (1998) have
recently demonstrated that PTSD and depression can follow independent
paths after exposure to a trauma. It is critical in the assessment of ASD to
not focus exclusively on posttraumatic stress reactions because this narrow
attention can result in neglect of other disorders. Identification of other
psychiatric disorders is important because of the implications for manage-
ment of the acutely traumatized person. Individuals who present with other
psychiatric disorders in the acute trauma phase have often suffered these
symptoms before the recent traumatic event. The presence of a psychiatric
disorder at the time of the trauma predisposes these individuals to more
psychopathological responses in the acute trauma phase (Barton et al.,
1996; Harvey & Bryant, in press-c). Moreover, the distress caused by the
recent stressor can exacerbate the previously existing disorder. Detection
of any suicidal ideation is critical in this phase. Many acutely traumatized
people who develop ASD in the presence of other disorders may need
containment and support in the acute trauma phase. In chapter 8, we
review more closely the cautions that are required in managing those trau-
matized people who suffer from a comorbid condition. It is sometimes dif-
ficult in the acute trauma setting to comprehensively assess all current
disorders because of the limited time that is available and the competing
demands that are placed on the traumatized person. This problem not-
withstanding, clinicians have a responsibility to index all comorbidity and
previous psychopathology before making any decisions concerning inter-
vention.
Dissociation
Coping Mechanisms
Timing of Assessment
HOW TO DIAGNOSE 55
optimal time for assessment. First, there is evidence that many acute stress
symptoms may subside in the initial week after a trauma (Solomon et al.,
1996). Consequently, assessing a trauma survivor 2 days after the stressor
may result in diagnostic decisions that would not have been made if the
assessment had been conducted a week later. Second, the clinician should
determine that the traumatic event has ceased before deciding to assess for
ASD. Many traumas are prolonged, and it may be premature to attempt
assessment before the stressor has terminated. For example, assessing a fire-
fighter before firefighting duties are completed may be unreliable because
of the necessity for heightened arousal and coping skills to maintain ade-
quate performance during the stressor. Third, many acutely traumatized
people require some period of time to integrate the effects of a traumatic
experience before they can adequately participate in an assessment. For
example, we were asked to assess the parents of a young girl who was
injured after a severe boating accident. At the time of the request, the girl
was undergoing critical medical interventions in a hospital. The parents’
prevailing concern for their daughter made an assessment at that point
inappropriate. Although there are advantages in early assessment and in-
tervention, it is inappropriate to believe that early assessment is necessary
in every case. In many instances more effective assessment can be con-
ducted after a delay.
One of the details that is often poorly assessed is the meaning that
the traumatic experience has for the client. A traumatic event can have
very idiosyncratic meaning for clients. For example, a woman that we
treated for ASD after a vicious attack during a home invasion reported
that the most distressing aspect of the assault was the theft of a ring that
was given to her by her grandmother, who had raised her. This concern
was not detected during assessment because the clinician focused attention
on the savage physical assaults to the woman. It was only during therapy
that the client’s perception that an important reminder of her past had
been stolen became evident. The initial assessment should give the client
ample scope to report all his or her concerns and beliefs about the recent
stressor. Comprehensive assessment of the client’s interpretations of events
can facilitate treatment when the meaning of the experience is ideally
addressed.
Previous Traumas
The need to assess for previous trauma and prior PTSD is indicated
by evidence that these factors predispose people to the development of
ASD (Barton et al., 1996; Harvey & Bryant, 1999d) and PTSD (Breslau,
Social Supports
The upheaval associated with the acute trauma phase requires a close
evaluation of the social supports available to the client. There is strong
consensus that adaptive response to trauma is facilitated by positive social
networks in the posttrauma environment (Raphael, 1986). The tendency
to avoid reminders of the trauma and become socially withdrawn predis-
poses people to more severe stress reactions. Moreover, the extent of social
support that a client has may influence therapy options. For example, a
person who returns home to a supportive family after therapy sessions may
be better equipped to manage exposure-based therapies than one who is
isolated and without any support. The assessment should also index the
nature of the social support because the client’s immediate social network
may also be affected by the recent trauma. In major disasters, the stressor
HOW TO DIAGNOSE 57
may devastate an entire community. In more restricted traumas, such as a
house fire, the immediate family may also be directly affected. The assess-
ment needs to evaluate how the recent trauma has impacted the client’s
social network and the interaction between this societal effect and the
client’s functioning.
SUMMARY